DFLI

SEC source: 0001493152-26-029706 · ownership.xml · nonDerivative · entry 1

Lutz Lukas · CIK 0002132349 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

F1 · shares: On June 18, 2026, the Reporting Person was granted 10,000 restricted stock units ("RSUs") under the Dragonfly Energy Holdings Corp. 2022 Equity Incentive Plan (the "Plan"), which will be settled in shares of common stock, par value $0.0001 (the "Common Stock"). The RSUs have no expiration date and vest as follows: 5,000 vested on June 18, 2026, and 5,000 will vest on June 18, 2027, as long as the Reporting Person remains in continuous service with the Issuer through each vesting date.

F1 · balance_after: On June 18, 2026, the Reporting Person was granted 10,000 restricted stock units ("RSUs") under the Dragonfly Energy Holdings Corp. 2022 Equity Incentive Plan (the "Plan"), which will be settled in shares of common stock, par value $0.0001 (the "Common Stock"). The RSUs have no expiration date and vest as follows: 5,000 vested on June 18, 2026, and 5,000 will vest on June 18, 2027, as long as the Reporting Person remains in continuous service with the Issuer through each vesting date.

SEC source: 0001493152-26-016586 · ownership.xml · nonDerivative · entry 1

Seaburg Wade · CIK 0001996350 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,327

SEC source: 0001493152-26-016584 · ownership.xml · nonDerivative · entry 1

Bourns Tyler · CIK 0001947374 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 794

SEC source: 0001493152-26-016585 · ownership.xml · nonDerivative · entry 1

Phares Denis · CIK 0001946222 · Director · CEO, Interim CFO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,551

SEC source: 0001493152-26-010591 · ownership.xml · derivative · entry 1

Singh Vickram · CIK 0002054402 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,534

Underlying: Common Stock · 21,534 shares

Expires 2036-03-15

F1 · derivative.exercise_date: On March 15, 2026, the Reporting Person was granted options (the "Options") to purchase 21,534 shares of common stock, par value $0.0001, of the Issuer at an exercise price of $2.99 per share under the Dragonfly Energy Holdings Corp. 2022 Equity Incentive Plan. The Options vest in three equal annual installments beginning on April 1, 2026, as long as the Reporting Person remains in continuous employment with the Issuer through each vesting date.

SEC source: 0001493152-26-010586 · ownership.xml · nonDerivative · entry 1

Nelson Brian James · CIK 0001949753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,005

F1 · shares: On March 15, 2026, the Reporting Person was granted 4,204 restricted stock units ("RSUs") under the Dragonfly Energy Holdings Corp. 2022 Equity Incentive Plan (the "Plan"), which will be settled in shares of common stock, par value $0.0001 (the "Common Stock"). The RSUs vest in three equal annual installments beginning on April 1, 2026, as long as the Reporting Person remains in continuous service with the Issuer through each vesting date.

F2 · balance_after: Reflects a one-for-10 reverse stock split effected by the Issuer on December 18, 2025. Includes 1,646 unvested RSUs remaining granted on April 12, 2024 under the Plan, which will be settled in shares of Common Stock. The remaining RSUs will vest in two equal installments on April 12, 2026 and April 12, 2027, as long as the Reporting Person remains in continuous service with the Issuer through each vesting date.

SEC source: 0001493152-26-010589 · ownership.xml · nonDerivative · entry 1

Boyle Howarth Perry Jr. · CIK 0001851017 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,249

F1 · shares: On March 15, 2026, the Reporting Person was granted 4,204 restricted stock units ("RSUs") under the Dragonfly Energy Holdings Corp. 2022 Equity Incentive Plan (the "Plan"), which will be settled in shares of common stock, par value $0.0001 (the "Common Stock"). The RSUs vest in three equal annual installments beginning on April 1, 2026, as long as the Reporting Person remains in continuous service with the Issuer through each vesting date.

F2 · balance_after: Reflects a one-for-10 reverse stock split effected by the Issuer on December 18, 2025. Includes 1,646 unvested RSUs remaining granted on April 12, 2024 under the Plan, which will be settled in shares of Common Stock. The remaining RSUs will vest in two equal installments on April 12, 2026 and April 12, 2027, as long as the Reporting Person remains in continuous service with the Issuer through each vesting date.

SEC source: 0001493152-26-010588 · ownership.xml · nonDerivative · entry 1

Ingargiola Luisa · CIK 0001447277 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,757

F1 · shares: On March 15, 2026, the Reporting Person was granted 4,956 restricted stock units ("RSUs") under the Dragonfly Energy Holdings Corp. 2022 Equity Incentive Plan (the "Plan"), which will be settled in shares of common stock, par value $0.0001 (the "Common Stock"). The RSUs vest in three equal annual installments beginning on April 1, 2026, as long as the Reporting Person remains in continuous service with the Issuer through each vesting date.

F2 · balance_after: Reflects a one-for-10 reverse stock split effected by the Issuer on December 18, 2025. Includes 1,646 unvested RSUs remaining granted on April 12, 2024 under the Plan, which will be settled in shares of Common Stock. The remaining RSUs will vest in two equal installments on April 12, 2026 and April 12, 2027, as long as the Reporting Person remains in continuous service with the Issuer through each vesting date.

SEC source: 0001493152-26-010590 · ownership.xml · derivative · entry 1

Bourns Tyler · CIK 0001947374 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,303

Underlying: Common Stock · 20,303 shares

Expires 2036-03-15

F1 · derivative.exercise_date: On March 15, 2026, the Reporting Person was granted options (the "Options") to purchase 20,303 shares of common stock, par value $0.0001, of the Issuer at an exercise price of $2.99 per share under the Dragonfly Energy Holdings Corp. 2022 Equity Incentive Plan. The Options vest in three equal annual installments beginning on April 1, 2026, as long as the Reporting Person remains in continuous employment with the Issuer through each vesting date.

SEC source: 0001493152-26-010587 · ownership.xml · derivative · entry 1

Phares Denis · CIK 0001946222 · Director · CEO, Interim CFO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,269

Underlying: Common Stock · 38,269 shares

Expires 2036-03-15

F1 · derivative.exercise_date: On March 15, 2026, the Reporting Person was granted options (the "Options") to purchase 38,269 shares of common stock, par value $0.0001, of the Issuer at an exercise price of $2.99 per share under the Dragonfly Energy Holdings Corp. 2022 Equity Incentive Plan. The Options vest in three equal annual installments beginning on April 1, 2026, as long as the Reporting Person remains in continuous employment with the Issuer through each vesting date.

SEC source: 0001493152-26-010592 · ownership.xml · derivative · entry 1

Seaburg Wade · CIK 0001996350 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,607

Underlying: Common Stock · 36,607 shares

Expires 2036-03-15

F1 · derivative.exercise_date: On March 15, 2026, the Reporting Person was granted options (the "Options") to purchase 36,607 shares of common stock, par value $0.0001, of the Issuer at an exercise price of $2.99 per share under the Dragonfly Energy Holdings Corp. 2022 Equity Incentive Plan. The Options vest in three equal annual installments beginning on April 1, 2026, as long as the Reporting Person remains in continuous employment with the Issuer through each vesting date.

SEC source: 0001493152-24-014954 · ownership.xml · nonDerivative · entry 1

Bellows Jonathan · CIK 0001949750 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 252,222

F1 · shares: On April 12, 2023, the Reporting Person was granted 222,222 restricted stock units ("RSUs") under the Dragonfly Energy Holdings Corp. 2022 Equity Incentive Plan, which will be settled in shares of common stock, par value $0.0001. The RSUs vest in three equal annual installments beginning on April 12, 2025, as long as the Reporting Person remains in continuous service with the Issuer through each vesting date.

SEC source: 0001493152-24-014953 · ownership.xml · nonDerivative · entry 1

Nelson Brian James · CIK 0001949753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 252,222

F1 · shares: On April 12, 2023, the Reporting Person was granted 222,222 restricted stock units ("RSUs") under the Dragonfly Energy Holdings Corp. 2022 Equity Incentive Plan, which will be settled in shares of common stock, par value $0.0001. The RSUs vest in three equal annual installments beginning on April 12, 2025, as long as the Reporting Person remains in continuous service with the Issuer through each vesting date.

F1 · balance_after: On April 12, 2023, the Reporting Person was granted 222,222 restricted stock units ("RSUs") under the Dragonfly Energy Holdings Corp. 2022 Equity Incentive Plan, which will be settled in shares of common stock, par value $0.0001. The RSUs vest in three equal annual installments beginning on April 12, 2025, as long as the Reporting Person remains in continuous service with the Issuer through each vesting date.

SEC source: 0001493152-24-014950 · ownership.xml · nonDerivative · entry 1

Boyle Howarth Perry Jr. · CIK 0001851017 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 274,222

F1 · shares: On April 12, 2023, the Reporting Person was granted 222,222 restricted stock units ("RSUs") under the Dragonfly Energy Holdings Corp. 2022 Equity Incentive Plan, which will be settled in shares of common stock, par value $0.0001. The RSUs vest in three equal annual installments beginning on April 12, 2025, as long as the Reporting Person remains in continuous service with the Issuer through each vesting date.

SEC source: 0001493152-24-014956 · ownership.xml · nonDerivative · entry 1

Edmonds Karina · CIK 0001946227 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 252,522

F1 · shares: On April 12, 2023, the Reporting Person was granted 222,222 restricted stock units ("RSUs") under the Dragonfly Energy Holdings Corp. 2022 Equity Incentive Plan, which will be settled in shares of common stock, par value $0.0001. The RSUs vest in three equal annual installments beginning on April 12, 2025, as long as the Reporting Person remains in continuous service with the Issuer through each vesting date.

SEC source: 0001493152-24-014955 · ownership.xml · nonDerivative · entry 1

Phares Denis · CIK 0001946222 · Director · CEO, Interim CFO & President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,381,074

F1 · shares: On April 12, 2023, the Reporting Person was granted 567,407 restricted stock units ("RSUs") under the Dragonfly Energy Holdings Corp. 2022 Equity Incentive Plan, which will be settled in shares of common stock, par value $0.0001. The RSUs vest in three equal annual installments beginning on April 12, 2025, as long as the Reporting Person remains in continuous employment with the Issuer through each vesting date.

SEC source: 0001493152-24-014952 · ownership.xml · nonDerivative · entry 1

Seaburg Wade · CIK 0001996350 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 309,733

F1 · shares: On April 12, 2023, the Reporting Person was granted 181,481 restricted stock units ("RSUs") under the Dragonfly Energy Holdings Corp. 2022 Equity Incentive Plan, which will be settled in shares of common stock, par value $0.0001. The RSUs vest in three equal annual installments beginning on April 12, 2025, as long as the Reporting Person remains in continuous employment with the Issuer through each vesting date.

SEC source: 0001493152-24-014949 · ownership.xml · nonDerivative · entry 1

PAROD RICK · CIK 0001253708 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 252,222

F1 · shares: On April 12, 2023, the Reporting Person was granted 222,222 restricted stock units ("RSUs") under the Dragonfly Energy Holdings Corp. 2022 Equity Incentive Plan, which will be settled in shares of common stock, par value $0.0001. The RSUs vest in three equal annual installments beginning on April 12, 2025, as long as the Reporting Person remains in continuous service with the Issuer through each vesting date.

SEC source: 0001493152-24-014951 · ownership.xml · nonDerivative · entry 1

Ingargiola Luisa · CIK 0001447277 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 252,222

F1 · shares: On April 12, 2023, the Reporting Person was granted 222,222 restricted stock units ("RSUs") under the Dragonfly Energy Holdings Corp. 2022 Equity Incentive Plan, which will be settled in shares of common stock, par value $0.0001. The RSUs vest in three equal annual installments beginning on April 12, 2025, as long as the Reporting Person remains in continuous service with the Issuer through each vesting date.

SEC source: 0001493152-24-014948 · ownership.xml · nonDerivative · entry 1

Bourns Tyler · CIK 0001947374 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,204

F1 · shares: On April 12, 2023, the Reporting Person was granted 87,407 restricted stock units ("RSUs") under the Dragonfly Energy Holdings Corp. 2022 Equity Incentive Plan, which will be settled in shares of common stock, par value $0.0001. The RSUs vest in three equal annual installments beginning on April 12, 2025, as long as the Reporting Person remains in continuous employment with the Issuer through each vesting date.

SEC source: 0001493152-23-030706 · ownership.xml · nonDerivative · entry 2

Edmonds Karina · CIK 0001946227 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,300

F1 · balance_after: Includes 30,000 shares of unvested restricted stock units acquired under the Dragonfly Energy Holdings Corp. 2022 Equity Incentive Plan, which vests in full one (1) year from the date of grant, October 7, 2023.

SEC source: 0001539678-23-000002 · wf-form4_167641613032077.xml · nonDerivative · entry 1

Marchetti John · CIK 0001539678 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,133

F1 · shares: On February 10, 2023, the reporting person was granted 86,133 restricted stock units ("RSUs"). The RSUs vested immediately upon the grant date.

SEC source: 0001946222-23-000002 · wf-form4_167641638988952.xml · nonDerivative · entry 1

Phares Denis · CIK 0001946222 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,885,470

F1 · shares: On February 10, 2023, the reporting person was granted 204,266 restricted stock units ("RSUs"). The RSUs vested immediately upon the grant date.

SEC source: 0001946329-23-000002 · wf-form4_167641592105150.xml · nonDerivative · entry 1

Harvey Nicole · CIK 0001946329 · Gen Counsel,Comp Off, Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,621

F1 · shares: On February 10, 2023, the reporting person was granted 74,800 restricted stock units ("RSUs"). The RSUs vested immediately upon the grant date.

SEC source: 0001947374-23-000003 · wf-form4_167641563477534.xml · nonDerivative · entry 1

Bourns Tyler · CIK 0001947374 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,559

F1 · shares: On February 10, 2023, the reporting person was granted 31,466 restricted stock units ("RSUs"). The RSUs vested immediately upon the grant date.

SEC source: 0001493152-23-030706 · ownership.xml · nonDerivative · entry 1

Edmonds Karina · CIK 0001946227 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,200

F1 · balance_after: Includes 30,000 shares of unvested restricted stock units acquired under the Dragonfly Energy Holdings Corp. 2022 Equity Incentive Plan, which vests in full one (1) year from the date of grant, October 7, 2023.

SEC source: 0001209191-22-053506 · doc4.xml · nonDerivative · entry 1

PROPPER KERRY · CIK 0001282327 · Former Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 500,000

F1 · price: On October 7, 2022, the Issuer consummated its initial business combination (the "Business Combination") with Dragonfly Energy Corp. In connection with the Business Combination, Chardan Capital Markets LLC ("CCM LLC") was party to a subscription agreement (the "Subscription Agreement"), pursuant to which CCM LLC agreed to purchase 500,000 shares of common stock from the Issuer for aggregate proceeds of $5 million.

F2 · price: Under the Subscription Agreement, the number of shares CCM LLC was obligated to purchase was to be reduced by the number of shares purchased by CCM LLC in the open market (and not redeemed), and the aggregate price to be paid under the Subscription Agreement was to be reduced by the amount of proceeds received by the Issuer because such shares were not redeemed. After CCM LLC's open market purchases of 485,000 shares of common stock prior to the closing of the Business Combination, pursuant to the terms of the Subscription Agreement, CCM LLC received these 15,000 shares for no additional consideration.

F3 · balance_after: Represents securities held directly by CCM LLC, for which Mr. Propper is the Chairman, a co-founder and a partner. Following the closing of the Business Combination, all investment and voting power over these Issuer securities was delegated to another manager of CCM LLC, and Mr. Propper disclaims any beneficial ownership over these securities.

F3 · ownership.nature: Represents securities held directly by CCM LLC, for which Mr. Propper is the Chairman, a co-founder and a partner. Following the closing of the Business Combination, all investment and voting power over these Issuer securities was delegated to another manager of CCM LLC, and Mr. Propper disclaims any beneficial ownership over these securities.

SEC source: 0001209191-22-053504 · doc4.xml · derivative · entry 3

GROSSMAN JONAS · CIK 0001423905 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,627,858

Underlying: Common Stock · 4,627,858 shares

Expires 2026-08-13

F5 · kind: These Private Placement Warrants were acquired by Chardan NexTech 2 Warrant Holdings LLC ("Holdings") from the Issuer in connection with the Issuer's initial public offering. The warrants may be exercised commencing 30 days after the consummation of the Business Combination, subject to a 7.5% conversion cap.

F5 · price: These Private Placement Warrants were acquired by Chardan NexTech 2 Warrant Holdings LLC ("Holdings") from the Issuer in connection with the Issuer's initial public offering. The warrants may be exercised commencing 30 days after the consummation of the Business Combination, subject to a 7.5% conversion cap.

F5 · derivative.exercise_date: These Private Placement Warrants were acquired by Chardan NexTech 2 Warrant Holdings LLC ("Holdings") from the Issuer in connection with the Issuer's initial public offering. The warrants may be exercised commencing 30 days after the consummation of the Business Combination, subject to a 7.5% conversion cap.

F6 · ownership.nature: Represents securities held directly by Holdings, for which Mr. Grossman is the managing member.

SEC source: 0001209191-22-053504 · doc4.xml · nonDerivative · entry 1

GROSSMAN JONAS · CIK 0001423905 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 500,000

F1 · price: On October 7, 2022, the Issuer consummated its initial business combination (the "Business Combination") with Dragonfly Energy Corp. In connection with the Business Combination, Chardan Capital Markets LLC ("CCM LLC") was party to a subscription agreement (the "Subscription Agreement"), pursuant to which CCM LLC agreed to purchase 500,000 shares of common stock from the Issuer for aggregate proceeds of $5 million.

F2 · price: Under the Subscription Agreement, the number of shares CCM LLC was obligated to purchase was to be reduced by the number of shares purchased by CCM LLC in the open market (and not redeemed), and the aggregate price to be paid under the Subscription Agreement was to be reduced by the amount of proceeds received by the Issuer because such shares were not redeemed. After CCM LLC's open market purchases of 485,000 shares of common stock prior to the closing of the Business Combination, pursuant to the terms of the Subscription Agreement, CCM LLC received these 15,000 shares for no additional consideration.

F3 · balance_after: Represents securities held directly by CCM LLC, for which Mr. Grossman is the President and a managing partner. Following the closing of the Business Combination, all investment and voting power over these Issuer securities was delegated to another manager of CCM LLC, and Mr. Grossman disclaims any beneficial ownership over these securities.

F3 · ownership.nature: Represents securities held directly by CCM LLC, for which Mr. Grossman is the President and a managing partner. Following the closing of the Business Combination, all investment and voting power over these Issuer securities was delegated to another manager of CCM LLC, and Mr. Grossman disclaims any beneficial ownership over these securities.

SEC source: 0001209191-22-052597 · doc4.xml · nonDerivative · entry 1

PROPPER KERRY · CIK 0001282327 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 485,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $10.33 to $10.38, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F2 · ownership.nature: Represent securities held directly by Chardan Capital Markets LLC, for which Mr. Propper is the Chairman, a co-founder and a partner.

SEC source: 0001209191-22-052596 · doc4.xml · nonDerivative · entry 1

GROSSMAN JONAS · CIK 0001423905 · Director · CEO, President, Secy. & Treas. · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 485,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $10.33 to $10.38, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F2 · ownership.nature: Represent securities held directly by Chardan Capital Markets LLC, for which Mr. Grossman is the President and a managing partner.