Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ECD Automotive Design, Inc.ECDA · Entity 56040 | 10% owner | March 23, 2026 | March 26, 2026 |
| Greenland Mines LtdWENA · Entity 7810 | 10% owner | June 28, 2024 | July 02, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ECD Automotive Design, Inc.
Report date March 23, 2026 · Filed March 26, 2026
Jointly reported with ATW Partners Opportunities Management, LLC, ATW OPPORTUNITIES MASTER FUND II LP, Defender SPV LLC, Ruiz-Gimenez Antonio
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Senior Secured Convertible NoteSEC Table II · derivative / convertible security · Conversion / exercise price $0.02 · Expires 2026-12-12 | IndirectSee Footnote | 9 |
Reported balance
After 2026-03-23 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-03-23 · Purchase · Acquired 1 · Balance 9 F1: The conversion price of the reported security is variable and is determined in accordance with the terms of the instrument at the time of conversion. The conversion price presented herein reflects the price that would be applicable as of the date of the event requiring this statement and is based on current information and reasonable assumptions and may differ from the actual conversion price at the time of conversion, as applicable. Accordingly, the number of shares reported herein has been calculated based on such conversion price and reflects the number of shares that would be issuable upon conversion, if any. F2: The Reporting Persons currently beneficially own all outstanding shares of Common Stock of Senior Secured Convertible Note of ECD Automotive Design, Inc. (the "Issuer"). The derivative securities reported herein are subject to a 9.99% beneficial ownership limitation, which prohibits conversion or exercise to the extent that, after giving effect thereto, the Reporting Persons, together with its affiliates, would beneficially own more than 9.99% of the Issuer's outstanding Common Stock. F3: Represents the maturity date. F4: The Senior Secured Convertible Note of the Issuer reported herein is held by Defender SPV LLC (the "Holding Company"). ATW Opportunities Master Fund II, LP (the "Fund") wholly owns the Holding Company. ATW Partners Opportunities Management, LLC (the "Manager") serves as the investment manager to the Fund. Antonio Ruiz-Gimenez and Kerry Propper are the control persons of the Manager (all of the foregoing, collectively, the "Reporting Persons," and each a "Reporting Person"). By virtue of these relationships, the Reporting Persons may be deemed to have shared voting and dispositive power with respect to the securities owned directly by the Holding Company. F5: For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The conversion price of the reported security is variable and is determined in accordance with the terms of the instrument at the time of conversion. The conversion price presented herein reflects the price that would be applicable as of the date of the event requiring this statement and is based on current information and reasonable assumptions and may differ from the actual conversion price at the time of conversion, as applicable. Accordingly, the number of shares reported herein has been calculated based on such conversion price and reflects the number of shares that would be issuable upon conversion, if any.
F2: The Reporting Persons currently beneficially own all outstanding shares of Common Stock of Senior Secured Convertible Note of ECD Automotive Design, Inc. (the "Issuer"). The derivative securities reported herein are subject to a 9.99% beneficial ownership limitation, which prohibits conversion or exercise to the extent that, after giving effect thereto, the Reporting Persons, together with its affiliates, would beneficially own more than 9.99% of the Issuer's outstanding Common Stock.
F3: Represents the maturity date.
F4: The Senior Secured Convertible Note of the Issuer reported herein is held by Defender SPV LLC (the "Holding Company"). ATW Opportunities Master Fund II, LP (the "Fund") wholly owns the Holding Company. ATW Partners Opportunities Management, LLC (the "Manager") serves as the investment manager to the Fund. Antonio Ruiz-Gimenez and Kerry Propper are the control persons of the Manager (all of the foregoing, collectively, the "Reporting Persons," and each a "Reporting Person"). By virtue of these relationships, the Reporting Persons may be deemed to have shared voting and dispositive power with respect to the securities owned directly by the Holding Company.
F5: For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
Greenland Mines Ltd
Report date June 28, 2024 · Filed July 02, 2024
Jointly reported with CHARDAN CAPITAL MARKETS LLC, Chardan Securities LLC, GROSSMAN JONAS, Urbach Steven
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,284,364 |
Last balance in matching sequence
After 2024-07-02 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2024-06-28 · Sale · Disposed 47,000 · Balance 1,579,500 F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.38 to $2.71, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected. F2: This Form 4 is being filed by Chardan Capital Markets LLC ("CCM"). Chardan Securities LLC ("Chardan Securities") is the sole Class A Member and 99% owner of CCM and as such has voting and investment discretion with respect to the Common Stock held of record by CCM and may be deemed to have beneficial ownership of the Common Stock held directly by CCM. Each of Jonas Grossman, Steven Urbach and Kerry Propper is a member of Chardan Securities, and as such has voting and investment discretion with respect to the Common Stock held of record by CCM and may be deemed to have beneficial ownership of the Common Stock held directly by CCM. Each of Mr. Grossman, Mr. Urbach and Mr. Propper disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Row 2 · 2024-07-01 · Sale · Disposed 115,136 · Balance 1,464,364 F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.80 to $2.495, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected. F2: This Form 4 is being filed by Chardan Capital Markets LLC ("CCM"). Chardan Securities LLC ("Chardan Securities") is the sole Class A Member and 99% owner of CCM and as such has voting and investment discretion with respect to the Common Stock held of record by CCM and may be deemed to have beneficial ownership of the Common Stock held directly by CCM. Each of Jonas Grossman, Steven Urbach and Kerry Propper is a member of Chardan Securities, and as such has voting and investment discretion with respect to the Common Stock held of record by CCM and may be deemed to have beneficial ownership of the Common Stock held directly by CCM. Each of Mr. Grossman, Mr. Urbach and Mr. Propper disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Row 3 · 2024-07-02 · Sale · Disposed 180,000 · Balance 1,284,364 F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.90 to $2.30, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected. F2: This Form 4 is being filed by Chardan Capital Markets LLC ("CCM"). Chardan Securities LLC ("Chardan Securities") is the sole Class A Member and 99% owner of CCM and as such has voting and investment discretion with respect to the Common Stock held of record by CCM and may be deemed to have beneficial ownership of the Common Stock held directly by CCM. Each of Jonas Grossman, Steven Urbach and Kerry Propper is a member of Chardan Securities, and as such has voting and investment discretion with respect to the Common Stock held of record by CCM and may be deemed to have beneficial ownership of the Common Stock held directly by CCM. Each of Mr. Grossman, Mr. Urbach and Mr. Propper disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.38 to $2.71, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.
F2: This Form 4 is being filed by Chardan Capital Markets LLC ("CCM"). Chardan Securities LLC ("Chardan Securities") is the sole Class A Member and 99% owner of CCM and as such has voting and investment discretion with respect to the Common Stock held of record by CCM and may be deemed to have beneficial ownership of the Common Stock held directly by CCM. Each of Jonas Grossman, Steven Urbach and Kerry Propper is a member of Chardan Securities, and as such has voting and investment discretion with respect to the Common Stock held of record by CCM and may be deemed to have beneficial ownership of the Common Stock held directly by CCM. Each of Mr. Grossman, Mr. Urbach and Mr. Propper disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.80 to $2.495, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.
F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.90 to $2.30, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Dragonfly Energy Holdings Corp.
Report date October 07, 2022 · Filed October 12, 2022
Section 16 reporting ended · disclosed 2022-10-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 500,000 |
Reported balance
After 2022-10-07 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2022-10-07 · Grant · Acquired 15,000 · Balance 500,000 F1: On October 7, 2022, the Issuer consummated its initial business combination (the "Business Combination") with Dragonfly Energy Corp. In connection with the Business Combination, Chardan Capital Markets LLC ("CCM LLC") was party to a subscription agreement (the "Subscription Agreement"), pursuant to which CCM LLC agreed to purchase 500,000 shares of common stock from the Issuer for aggregate proceeds of $5 million. F2: Under the Subscription Agreement, the number of shares CCM LLC was obligated to purchase was to be reduced by the number of shares purchased by CCM LLC in the open market (and not redeemed), and the aggregate price to be paid under the Subscription Agreement was to be reduced by the amount of proceeds received by the Issuer because such shares were not redeemed. After CCM LLC's open market purchases of 485,000 shares of common stock prior to the closing of the Business Combination, pursuant to the terms of the Subscription Agreement, CCM LLC received these 15,000 shares for no additional consideration. F3: Represents securities held directly by CCM LLC, for which Mr. Propper is the Chairman, a co-founder and a partner. Following the closing of the Business Combination, all investment and voting power over these Issuer securities was delegated to another manager of CCM LLC, and Mr. Propper disclaims any beneficial ownership over these securities. |
Filing footnotes · ownership attribution and instrument terms
F1: On October 7, 2022, the Issuer consummated its initial business combination (the "Business Combination") with Dragonfly Energy Corp. In connection with the Business Combination, Chardan Capital Markets LLC ("CCM LLC") was party to a subscription agreement (the "Subscription Agreement"), pursuant to which CCM LLC agreed to purchase 500,000 shares of common stock from the Issuer for aggregate proceeds of $5 million.
F2: Under the Subscription Agreement, the number of shares CCM LLC was obligated to purchase was to be reduced by the number of shares purchased by CCM LLC in the open market (and not redeemed), and the aggregate price to be paid under the Subscription Agreement was to be reduced by the amount of proceeds received by the Issuer because such shares were not redeemed. After CCM LLC's open market purchases of 485,000 shares of common stock prior to the closing of the Business Combination, pursuant to the terms of the Subscription Agreement, CCM LLC received these 15,000 shares for no additional consideration.
F3: Represents securities held directly by CCM LLC, for which Mr. Propper is the Chairman, a co-founder and a partner. Following the closing of the Business Combination, all investment and voting power over these Issuer securities was delegated to another manager of CCM LLC, and Mr. Propper disclaims any beneficial ownership over these securities.
Tessera Defense & Homeland Security Inc.
Report date July 13, 2020 · Filed July 22, 2020
Jointly reported with Mountain Wood LLC
Section 16 reporting ended · disclosed 2020-07-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.0001SEC Table I · non-derivative | Direct | 260,771 |
Reported balance
After 2020-07-13 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-07-13 · Other · Acquired 217,652 · Balance 260,771 F1: The shares were distributed to the reporting person by Mountain Wood LLC, which distributed its securities in the issuer to its members. |
| Common Stock, par value $0.0001SEC Table I · non-derivative | IndirectBy Mountain Wood, LLC | 0 |
Reported balance
After 2020-07-13 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2020-07-13 · Other · Disposed 999,058 · Balance 0 F3: The shares were distributed by Mountain Wood LLC to its members. F2: The securities are held by Mountain Wood, LLC and may be deemed to be indirectly beneficially owned by Kerry Propper. Mr. Propper disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| Warrants to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2024-10-28 | Direct | 631,786 |
Reported balance
After 2020-07-13 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-07-13 · Other · Acquired 631,786 · Balance 631,786 F1: The shares were distributed to the reporting person by Mountain Wood LLC, which distributed its securities in the issuer to its members. |
| Warrants to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2024-10-28 | IndirectBy Mountain Wood, LLC | 0 |
Reported balance
After 2020-07-13 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-07-13 · Other · Disposed 2,900,000 · Balance 0 F3: The shares were distributed by Mountain Wood LLC to its members. F2: The securities are held by Mountain Wood, LLC and may be deemed to be indirectly beneficially owned by Kerry Propper. Mr. Propper disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were distributed to the reporting person by Mountain Wood LLC, which distributed its securities in the issuer to its members.
F2: The securities are held by Mountain Wood, LLC and may be deemed to be indirectly beneficially owned by Kerry Propper. Mr. Propper disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F3: The shares were distributed by Mountain Wood LLC to its members.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 23, 2026 Filed Mar 26, 2026 01:52 UTC | ECD Automotive Design, Inc. ECDA · Entity 56040 | PurchaseSenior Secured Convertible Note · Derivative | 1 | $395,859.66 Strike: $0.02 | $395,859.66 |
DisclosureSEC source: 0001493152-26-012759 · ownership.xml · derivative · entry 1 ATW Partners Opportunities Management, LLC · CIK 0001947975 · 10% owner ATW OPPORTUNITIES MASTER FUND II LP · CIK 0001893116 · 10% owner Defender SPV LLC · CIK 0002123658 · 10% owner Ruiz-Gimenez Antonio · CIK 0002123541 · 10% owner PROPPER KERRY · CIK 0001282327 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 9 Underlying: Common Stock · 39,804,893 shares Expires 2026-12-12 F1 · derivative.exercise_price: The conversion price of the reported security is variable and is determined in accordance with the terms of the instrument at the time of conversion. The conversion price presented herein reflects the price that would be applicable as of the date of the event requiring this statement and is based on current information and reasonable assumptions and may differ from the actual conversion price at the time of conversion, as applicable. Accordingly, the number of shares reported herein has been calculated based on such conversion price and reflects the number of shares that would be issuable upon conversion, if any. F2 · derivative.exercise_date: The Reporting Persons currently beneficially own all outstanding shares of Common Stock of Senior Secured Convertible Note of ECD Automotive Design, Inc. (the "Issuer"). The derivative securities reported herein are subject to a 9.99% beneficial ownership limitation, which prohibits conversion or exercise to the extent that, after giving effect thereto, the Reporting Persons, together with its affiliates, would beneficially own more than 9.99% of the Issuer's outstanding Common Stock. F3 · derivative.expiration_date: Represents the maturity date. F1 · derivative.underlying_shares: The conversion price of the reported security is variable and is determined in accordance with the terms of the instrument at the time of conversion. The conversion price presented herein reflects the price that would be applicable as of the date of the event requiring this statement and is based on current information and reasonable assumptions and may differ from the actual conversion price at the time of conversion, as applicable. Accordingly, the number of shares reported herein has been calculated based on such conversion price and reflects the number of shares that would be issuable upon conversion, if any. F4 · ownership.direct: The Senior Secured Convertible Note of the Issuer reported herein is held by Defender SPV LLC (the "Holding Company"). ATW Opportunities Master Fund II, LP (the "Fund") wholly owns the Holding Company. ATW Partners Opportunities Management, LLC (the "Manager") serves as the investment manager to the Fund. Antonio Ruiz-Gimenez and Kerry Propper are the control persons of the Manager (all of the foregoing, collectively, the "Reporting Persons," and each a "Reporting Person"). By virtue of these relationships, the Reporting Persons may be deemed to have shared voting and dispositive power with respect to the securities owned directly by the Holding Company. F5 · ownership.direct: For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: The Senior Secured Convertible Note of the Issuer reported herein is held by Defender SPV LLC (the "Holding Company"). ATW Opportunities Master Fund II, LP (the "Fund") wholly owns the Holding Company. ATW Partners Opportunities Management, LLC (the "Manager") serves as the investment manager to the Fund. Antonio Ruiz-Gimenez and Kerry Propper are the control persons of the Manager (all of the foregoing, collectively, the "Reporting Persons," and each a "Reporting Person"). By virtue of these relationships, the Reporting Persons may be deemed to have shared voting and dispositive power with respect to the securities owned directly by the Holding Company. F5 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 02, 2024 Filed Jul 2, 2024 18:34 UTC | Greenland Mines Ltd WENA · Entity 7810 | SaleCommon Stock | 180,000 | $2.05 | $368,442.00 |
DisclosureSEC source: 0001104659-24-077454 · tm2418781-1_4seq1.xml · nonDerivative · entry 3 CHARDAN CAPITAL MARKETS LLC · CIK 0001170705 · 10% owner Chardan Securities LLC · CIK 0002028852 · 10% owner GROSSMAN JONAS · CIK 0001423905 · 10% owner Urbach Steven · CIK 0001344162 · 10% owner PROPPER KERRY · CIK 0001282327 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,284,364 F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.90 to $2.30, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected. F2 · ownership.direct: This Form 4 is being filed by Chardan Capital Markets LLC ("CCM"). Chardan Securities LLC ("Chardan Securities") is the sole Class A Member and 99% owner of CCM and as such has voting and investment discretion with respect to the Common Stock held of record by CCM and may be deemed to have beneficial ownership of the Common Stock held directly by CCM. Each of Jonas Grossman, Steven Urbach and Kerry Propper is a member of Chardan Securities, and as such has voting and investment discretion with respect to the Common Stock held of record by CCM and may be deemed to have beneficial ownership of the Common Stock held directly by CCM. Each of Mr. Grossman, Mr. Urbach and Mr. Propper disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| July 01, 2024 Filed Jul 2, 2024 18:34 UTC | Greenland Mines Ltd WENA · Entity 7810 | SaleCommon Stock | 115,136 | $2.06 | $237,617.68 |
DisclosureSEC source: 0001104659-24-077454 · tm2418781-1_4seq1.xml · nonDerivative · entry 2 CHARDAN CAPITAL MARKETS LLC · CIK 0001170705 · 10% owner Chardan Securities LLC · CIK 0002028852 · 10% owner GROSSMAN JONAS · CIK 0001423905 · 10% owner Urbach Steven · CIK 0001344162 · 10% owner PROPPER KERRY · CIK 0001282327 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,464,364 F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.80 to $2.495, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected. F2 · ownership.direct: This Form 4 is being filed by Chardan Capital Markets LLC ("CCM"). Chardan Securities LLC ("Chardan Securities") is the sole Class A Member and 99% owner of CCM and as such has voting and investment discretion with respect to the Common Stock held of record by CCM and may be deemed to have beneficial ownership of the Common Stock held directly by CCM. Each of Jonas Grossman, Steven Urbach and Kerry Propper is a member of Chardan Securities, and as such has voting and investment discretion with respect to the Common Stock held of record by CCM and may be deemed to have beneficial ownership of the Common Stock held directly by CCM. Each of Mr. Grossman, Mr. Urbach and Mr. Propper disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| June 28, 2024 Filed Jul 2, 2024 18:34 UTC | Greenland Mines Ltd WENA · Entity 7810 | SaleCommon Stock | 47,000 | $2.53 | $119,102.70 |
DisclosureSEC source: 0001104659-24-077454 · tm2418781-1_4seq1.xml · nonDerivative · entry 1 CHARDAN CAPITAL MARKETS LLC · CIK 0001170705 · 10% owner Chardan Securities LLC · CIK 0002028852 · 10% owner GROSSMAN JONAS · CIK 0001423905 · 10% owner Urbach Steven · CIK 0001344162 · 10% owner PROPPER KERRY · CIK 0001282327 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,579,500 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.38 to $2.71, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected. F2 · ownership.direct: This Form 4 is being filed by Chardan Capital Markets LLC ("CCM"). Chardan Securities LLC ("Chardan Securities") is the sole Class A Member and 99% owner of CCM and as such has voting and investment discretion with respect to the Common Stock held of record by CCM and may be deemed to have beneficial ownership of the Common Stock held directly by CCM. Each of Jonas Grossman, Steven Urbach and Kerry Propper is a member of Chardan Securities, and as such has voting and investment discretion with respect to the Common Stock held of record by CCM and may be deemed to have beneficial ownership of the Common Stock held directly by CCM. Each of Mr. Grossman, Mr. Urbach and Mr. Propper disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| October 07, 2022 Filed Oct 12, 2022 23:25 UTC | Dragonfly Energy Holdings Corp. DFLI · Entity 7789 | GrantCommon Stock | 15,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-053506 · doc4.xml · nonDerivative · entry 1 PROPPER KERRY · CIK 0001282327 · Former Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 500,000 F1 · price: On October 7, 2022, the Issuer consummated its initial business combination (the "Business Combination") with Dragonfly Energy Corp. In connection with the Business Combination, Chardan Capital Markets LLC ("CCM LLC") was party to a subscription agreement (the "Subscription Agreement"), pursuant to which CCM LLC agreed to purchase 500,000 shares of common stock from the Issuer for aggregate proceeds of $5 million. F2 · price: Under the Subscription Agreement, the number of shares CCM LLC was obligated to purchase was to be reduced by the number of shares purchased by CCM LLC in the open market (and not redeemed), and the aggregate price to be paid under the Subscription Agreement was to be reduced by the amount of proceeds received by the Issuer because such shares were not redeemed. After CCM LLC's open market purchases of 485,000 shares of common stock prior to the closing of the Business Combination, pursuant to the terms of the Subscription Agreement, CCM LLC received these 15,000 shares for no additional consideration. F3 · balance_after: Represents securities held directly by CCM LLC, for which Mr. Propper is the Chairman, a co-founder and a partner. Following the closing of the Business Combination, all investment and voting power over these Issuer securities was delegated to another manager of CCM LLC, and Mr. Propper disclaims any beneficial ownership over these securities. F3 · ownership.nature: Represents securities held directly by CCM LLC, for which Mr. Propper is the Chairman, a co-founder and a partner. Following the closing of the Business Combination, all investment and voting power over these Issuer securities was delegated to another manager of CCM LLC, and Mr. Propper disclaims any beneficial ownership over these securities. Read SEC document |
| September 30, 2022 Filed Oct 5, 2022 02:06 UTC | Dragonfly Energy Holdings Corp. CNTQ · Entity 7789 | PurchaseCommon Stock | 485,000 | $10.36 | $5,024,600.00 |
DisclosureSEC source: 0001209191-22-052597 · doc4.xml · nonDerivative · entry 1 PROPPER KERRY · CIK 0001282327 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 485,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $10.33 to $10.38, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F2 · ownership.nature: Represent securities held directly by Chardan Capital Markets LLC, for which Mr. Propper is the Chairman, a co-founder and a partner. Read SEC document |
| July 13, 2020 Filed Jul 22, 2020 23:42 UTC | Tessera Defense & Homeland Security Inc. PHGE · Entity 8384 | OtherWarrants to purchase Common Stock · Derivative | 2,900,000 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001213900-20-018303 · ownership.xml · derivative · entry 4 PROPPER KERRY · CIK 0001282327 · 10% owner Mountain Wood LLC · CIK 0001798364 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Mountain Wood, LLC Disclosed balance after: 0 Underlying: Common Stock · 2,900,000 shares Expires 2024-10-28 F3 · kind: The shares were distributed by Mountain Wood LLC to its members. F3 · price: The shares were distributed by Mountain Wood LLC to its members. F2 · ownership.nature: The securities are held by Mountain Wood, LLC and may be deemed to be indirectly beneficially owned by Kerry Propper. Mr. Propper disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| July 13, 2020 Filed Jul 22, 2020 23:42 UTC | Tessera Defense & Homeland Security Inc. PHGE · Entity 8384 | OtherWarrants to purchase Common Stock · Derivative | 631,786 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001213900-20-018303 · ownership.xml · derivative · entry 3 PROPPER KERRY · CIK 0001282327 · 10% owner Mountain Wood LLC · CIK 0001798364 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 631,786 Underlying: Common Stock · 631,786 shares Expires 2024-10-28 F1 · kind: The shares were distributed to the reporting person by Mountain Wood LLC, which distributed its securities in the issuer to its members. F1 · price: The shares were distributed to the reporting person by Mountain Wood LLC, which distributed its securities in the issuer to its members. Read SEC document |
| July 13, 2020 Filed Jul 22, 2020 23:42 UTC | Tessera Defense & Homeland Security Inc. PHGE · Entity 8384 | OtherCommon Stock, par value $0.0001 | 999,058 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-018303 · ownership.xml · nonDerivative · entry 2 PROPPER KERRY · CIK 0001282327 · 10% owner Mountain Wood LLC · CIK 0001798364 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Mountain Wood, LLC Disclosed balance after: 0 F3 · kind: The shares were distributed by Mountain Wood LLC to its members. F3 · price: The shares were distributed by Mountain Wood LLC to its members. F2 · ownership.nature: The securities are held by Mountain Wood, LLC and may be deemed to be indirectly beneficially owned by Kerry Propper. Mr. Propper disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| July 13, 2020 Filed Jul 22, 2020 23:42 UTC | Tessera Defense & Homeland Security Inc. PHGE · Entity 8384 | OtherCommon Stock, par value $0.0001 | 217,652 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-018303 · ownership.xml · nonDerivative · entry 1 PROPPER KERRY · CIK 0001282327 · 10% owner Mountain Wood LLC · CIK 0001798364 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,771 F1 · kind: The shares were distributed to the reporting person by Mountain Wood LLC, which distributed its securities in the issuer to its members. F1 · price: The shares were distributed to the reporting person by Mountain Wood LLC, which distributed its securities in the issuer to its members. Read SEC document |
| June 10, 2020 Filed Jun 13, 2020 00:36 UTC | Tessera Defense & Homeland Security Inc. PHGE · Entity 8384 | OtherCommon Stock, par value $0.0001 | 999,058 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-014899 · ownership.xml · nonDerivative · entry 2 PROPPER KERRY · CIK 0001282327 · 10% owner Mountain Wood LLC · CIK 0001798364 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Mountain Wood, LLC Disclosed balance after: 999,058 F1 · kind: The shares were distributed to the reporting person by Chardan Investments, LLC, which distributed all its shares to its members. F1 · price: The shares were distributed to the reporting person by Chardan Investments, LLC, which distributed all its shares to its members. F2 · ownership.nature: The securities are held by Mountain Wood, LLC and may be deemed to be indirectly beneficially owned by Kerry Propper. Mr. Propper disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| June 10, 2020 Filed Jun 13, 2020 00:36 UTC | Tessera Defense & Homeland Security Inc. PHGE · Entity 8384 | OtherCommon Stock, par value $0.0001 | 43,119 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-014899 · ownership.xml · nonDerivative · entry 1 PROPPER KERRY · CIK 0001282327 · 10% owner Mountain Wood LLC · CIK 0001798364 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,119 F1 · kind: The shares were distributed to the reporting person by Chardan Investments, LLC, which distributed all its shares to its members. F1 · price: The shares were distributed to the reporting person by Chardan Investments, LLC, which distributed all its shares to its members. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.