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DFIN

Donnelley Financial Solutions, Inc.

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Tapewire entity
2289
SEC CIK
0001669811
Parsed reports
334

Last 12 months

Inside the activity.

3 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202603
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202602
Sep 202631
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2021 Filed Mar 4, 2021 16:32 UTC
Turner KamiChief Accounting Officer
Tax withholdingCommon Stock 2,362 $28.23 $66,679.26
Disclosure

SEC source: 0001209191-21-017819 · doc4.xml · nonDerivative · entry 1

Turner Kami · CIK 0001685401 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,747

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 21:34 UTC
Johnson Eric JPresident, GIC
Tax withholdingCommon Stock 5,369 $28.23 $151,566.87
Disclosure

SEC source: 0001209191-21-017824 · doc4.xml · nonDerivative · entry 1

Johnson Eric J · CIK 0001847839 · President, GIC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,458

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 21:33 UTC
Clay CraigPresident, GCM
Tax withholdingCommon Stock 6,358 $28.23 $179,486.34
Disclosure

SEC source: 0001209191-21-017821 · doc4.xml · nonDerivative · entry 1

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,733

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 21:29 UTC
Leib DanielDirector · Chief Executive Officer
Tax withholdingCommon Stock 24,706 $28.23 $697,450.38
Disclosure

SEC source: 0001209191-21-017804 · doc4.xml · nonDerivative · entry 1

Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416,321

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

Read SEC document
December 21, 2020 Filed Dec 22, 2020 17:07 UTC
Reiners Jennifer BGeneral Counsel
GiftCommon Stock 4,319 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-064867 · doc4.xml · nonDerivative · entry 1

Reiners Jennifer B · CIK 0001685328 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,628

F1 · shares: The transaction reported involved a gift by the reporting person of 4,319 shares of common stock to a charitable donor advised fund.

F2 · balance_after: Includes 20,027 shares held directly and 30,601 restricted stock units.

Read SEC document
December 10, 2020 Filed Dec 11, 2020 21:26 UTC PurchaseCommon Stock 2,500 $18.25 $45,634.00
Disclosure

SEC source: 0001209191-20-062939 · doc4.xml · nonDerivative · entry 1

Ellis Juliet S · CIK 0001754868 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,324

F1 · price: The reported price represents a weighted average purchase price. The range of prices at which common stock was purchased was $18.21 to $18.29 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Includes 16,634 shares held directly and 20,690 restricted stock units.

Read SEC document
May 18, 2020 Filed May 20, 2020 21:16 UTC GrantCommon Stock 27,587 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-030951 · doc4.xml · nonDerivative · entry 1

CRANDALL RICHARD L · CIK 0000924060 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,868

F1 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier.

F2 · balance_after: Includes 38,941 shares held directly and 79,927 restricted stock units.

Read SEC document
May 18, 2020 Filed May 20, 2020 21:17 UTC GrantCommon Stock 20,690 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-030955 · doc4.xml · nonDerivative · entry 1

Ellis Juliet S · CIK 0001754868 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,824

F1 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier.

F2 · balance_after: Includes 4,626 shares held directly and 30,198 restricted stock units.

Read SEC document
May 18, 2020 Filed May 20, 2020 21:14 UTC GrantCommon Stock 20,690 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-030949 · doc4.xml · nonDerivative · entry 1

Aguilar Luis A · CIK 0001671674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,537

F1 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier.

F2 · balance_after: Includes 15,339 shares held directly and 30,198 restricted stock units.

Read SEC document
May 18, 2020 Filed May 20, 2020 21:20 UTC GrantCommon Stock 20,690 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-030962 · doc4.xml · nonDerivative · entry 1

MARTIN LOIS M · CIK 0001282708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,537

F1 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier.

F2 · balance_after: Includes 20,339 shares held directly and 30,198 restricted stock units.

Read SEC document
May 18, 2020 Filed May 20, 2020 21:19 UTC GrantCommon Stock 20,690 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-030960 · doc4.xml · nonDerivative · entry 1

Jacobowitz Jeffrey · CIK 0001450714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,198

F1 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier.

F2 · balance_after: Includes 30,198 restricted stock units.

Read SEC document
May 18, 2020 Filed May 20, 2020 21:18 UTC GrantCommon Stock 20,690 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-030957 · doc4.xml · nonDerivative · entry 1

GREENFIELD GARY G · CIK 0001233415 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,537

F1 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier.

F2 · balance_after: Includes 20,339 shares held directly and 30,198 restricted stock units.

Read SEC document
May 18, 2020 Filed May 20, 2020 21:16 UTC GrantCommon Stock 20,690 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-030953 · doc4.xml · nonDerivative · entry 1

Drucker Charles · CIK 0001331563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,537

F1 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier.

F2 · balance_after: Includes 70,339 shares held directly and 30,198 restricted stock units.

Read SEC document
March 25, 2020 Filed Mar 25, 2020 20:52 UTC PurchaseCommon Stock 10,500 $4.85 $50,925.00
Disclosure

SEC source: 0001209191-20-021132 · doc4.xml · nonDerivative · entry 1

CRANDALL RICHARD L · CIK 0000924060 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,281

F1 · price: The reported price represents a weighted average purchase price. The range of prices at which common stock was purchased was $4.83 to $4.85 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Includes 38,941 shares held directly and 52,340 restricted stock units.

Read SEC document
March 11, 2020 Filed Mar 11, 2020 19:17 UTC
Gardella David AChief Financial Officer
PurchaseCommon Stock 5,600 $7.03 $39,368.00
Disclosure

SEC source: 0001209191-20-018266 · doc4.xml · nonDerivative · entry 1

Gardella David A · CIK 0001685399 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,226

F1 · price: The reported price represents a weighted average purchase price. The range of prices at which common stock was purchased was $6.90 to $7.08 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Includes 62,859 shares held directly and 66,367 restricted stock units.

Read SEC document
March 05, 2020 Filed Mar 5, 2020 21:39 UTC PurchaseCommon Stock 5,000 $8.26 $41,300.00
Disclosure

SEC source: 0001209191-20-016632 · doc4.xml · nonDerivative · entry 1

MARTIN LOIS M · CIK 0001282708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,847

F1 · balance_after: Includes 20,339 shares held directly and 9,508 restricted stock units.

Read SEC document
March 05, 2020 Filed Mar 6, 2020 17:56 UTC
Reiners Jennifer BGeneral Counsel
Tax withholdingCommon Stock 1,843 $8.11 $14,946.73
Disclosure

SEC source: 0001209191-20-017012 · doc4.xml · nonDerivative · entry 1

Reiners Jennifer B · CIK 0001685328 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,947

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

F2 · balance_after: Includes 24,346 shares held directly and 30,601 restricted stock units.

Read SEC document
March 05, 2020 Filed Mar 6, 2020 17:56 UTC
Gardella David AChief Financial Officer
Tax withholdingCommon Stock 4,542 $8.11 $36,835.62
Disclosure

SEC source: 0001209191-20-017011 · doc4.xml · nonDerivative · entry 1

Gardella David A · CIK 0001685399 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,626

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

F2 · balance_after: Includes 57,259 shares held directly and 66,367 restricted stock units.

Read SEC document
March 05, 2020 Filed Mar 6, 2020 17:54 UTC
Turner KamiChief Accounting Officer
Tax withholdingCommon Stock 868 $8.11 $7,039.48
Disclosure

SEC source: 0001209191-20-017009 · doc4.xml · nonDerivative · entry 1

Turner Kami · CIK 0001685401 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,109

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

F2 · balance_after: Includes 9,908 shares held directly and 17,201 restricted stock units.

Read SEC document
March 05, 2020 Filed Mar 6, 2020 17:53 UTC
Juhase Thomas FChief Operating Officer
Tax withholdingCommon Stock 4,530 $8.11 $36,738.30
Disclosure

SEC source: 0001209191-20-017007 · doc4.xml · nonDerivative · entry 1

Juhase Thomas F · CIK 0001685398 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,077

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

F2 · balance_after: Includes 60,610 shares held directly and 25,467 restricted stock units.

Read SEC document
March 05, 2020 Filed Mar 6, 2020 22:55 UTC
Leib DanielDirector · Chief Executive Officer
Tax withholdingCommon Stock 12,713 $8.11 $103,102.43
Disclosure

SEC source: 0001209191-20-017010 · doc4.xml · nonDerivative · entry 1

Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441,027

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

F2 · balance_after: Includes 248,160 shares held directly and 192,867 restricted stock units.

Read SEC document
March 04, 2020 Filed Mar 4, 2020 22:11 UTC PurchaseCommon Stock 15,000 $8.62 $129,321.00
Disclosure

SEC source: 0001209191-20-016249 · doc4.xml · nonDerivative · entry 1

Drucker Charles · CIK 0001331563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,847

F1 · price: The reported price represents a weighted average purchase price. The range of prices at which common stock was purchased was $8.295 to $8.97 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Includes 70,339 shares held directly and 9,508 restricted stock units.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 16:35 UTC
Reiners Jennifer BGeneral Counsel
GrantCommon Stock 18,600 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-016108 · doc4.xml · nonDerivative · entry 3

Reiners Jennifer B · CIK 0001685328 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,790

F3 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 2, 2021.

F4 · balance_after: Includes 21,456 shares held directly and 35,334 restricted stock units.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 16:35 UTC
Reiners Jennifer BGeneral Counsel
Tax withholdingCommon Stock 4,936 $8.98 $44,325.28
Disclosure

SEC source: 0001209191-20-016108 · doc4.xml · nonDerivative · entry 2

Reiners Jennifer B · CIK 0001685328 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,190

F2 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock awards and restricted stock units issued in accordance with Rule 16b-3.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 16:35 UTC
Reiners Jennifer BGeneral Counsel
Disposition to issuerCommon Stock 4,973 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-016108 · doc4.xml · nonDerivative · entry 1

Reiners Jennifer B · CIK 0001685328 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,126

F1 · kind: Forfeiture of shares of common stock previously granted on March 2, 2017 pursuant to restricted stock award as a result of actual performance achievement below maximum.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 16:36 UTC
Gardella David AChief Financial Officer
GrantCommon Stock 40,900 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-016115 · doc4.xml · nonDerivative · entry 3

Gardella David A · CIK 0001685399 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,168

F3 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 2, 2021.

F4 · balance_after: Includes 51,901 shares held directly and 76,267 restricted stock units.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 16:36 UTC
Gardella David AChief Financial Officer
Tax withholdingCommon Stock 9,657 $8.98 $86,719.86
Disclosure

SEC source: 0001209191-20-016115 · doc4.xml · nonDerivative · entry 2

Gardella David A · CIK 0001685399 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,268

F2 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock awards and restricted stock units issued in accordance with Rule 16b-3.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 16:36 UTC
Gardella David AChief Financial Officer
Disposition to issuerCommon Stock 9,442 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-016115 · doc4.xml · nonDerivative · entry 1

Gardella David A · CIK 0001685399 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,925

F1 · kind: Forfeiture of shares of common stock previously granted on March 2, 2017 pursuant to restricted stock award as a result of actual performance achievement below maximum.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 16:34 UTC
Turner KamiChief Accounting Officer
GrantCommon Stock 11,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-016103 · doc4.xml · nonDerivative · entry 3

Turner Kami · CIK 0001685401 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,977

F3 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 2, 2021.

F4 · balance_after: Includes 8,410 shares held directly and 19,567 restricted stock units.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 16:34 UTC
Turner KamiChief Accounting Officer
Tax withholdingCommon Stock 2,078 $8.98 $18,660.44
Disclosure

SEC source: 0001209191-20-016103 · doc4.xml · nonDerivative · entry 2

Turner Kami · CIK 0001685401 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,777

F2 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock awards and restricted stock units issued in accordance with Rule 16b-3.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 16:34 UTC
Turner KamiChief Accounting Officer
Disposition to issuerCommon Stock 2,234 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-016103 · doc4.xml · nonDerivative · entry 1

Turner Kami · CIK 0001685401 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,855

F1 · kind: Forfeiture of shares of common stock previously granted on March 2, 2017 pursuant to restricted stock award as a result of actual performance achievement below maximum.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 16:36 UTC
Juhase Thomas FChief Operating Officer
GrantRestricted Stock Unit · Derivative 39,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-016113 · doc4.xml · derivative · entry 3

Juhase Thomas F · CIK 0001685398 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,000

Underlying: Common Stock · 39,000 shares

Expires 2022-03-02

F4 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Common Stock. The RSUs are subject to performance conditions and if such performance conditions are met, will vest in two equal amounts on March 2, 2021 and March 2, 2022.

F5 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan.

F4 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Common Stock. The RSUs are subject to performance conditions and if such performance conditions are met, will vest in two equal amounts on March 2, 2021 and March 2, 2022.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 16:36 UTC
Juhase Thomas FChief Operating Officer
Tax withholdingCommon Stock 10,166 $8.98 $91,290.68
Disclosure

SEC source: 0001209191-20-016113 · doc4.xml · nonDerivative · entry 2

Juhase Thomas F · CIK 0001685398 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,607

F2 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock awards and restricted stock units issued in accordance with Rule 16b-3.

F3 · balance_after: Includes 55,240 shares held directly and 35,367 restricted stock units.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 16:36 UTC
Juhase Thomas FChief Operating Officer
Disposition to issuerCommon Stock 9,442 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-016113 · doc4.xml · nonDerivative · entry 1

Juhase Thomas F · CIK 0001685398 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,773

F1 · kind: Forfeiture of shares of common stock previously granted on March 2, 2017 pursuant to restricted stock award as a result of actual performance achievement below maximum.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:36 UTC
Leib DanielDirector · Chief Executive Officer
GrantCommon Stock 120,700 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-016111 · doc4.xml · nonDerivative · entry 3

Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 453,740

F3 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 2, 2021.

F4 · balance_after: Includes 232,573 shares held directly and 221,167 restricted stock units.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:36 UTC
Leib DanielDirector · Chief Executive Officer
Tax withholdingCommon Stock 31,603 $8.98 $283,794.94
Disclosure

SEC source: 0001209191-20-016111 · doc4.xml · nonDerivative · entry 2

Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,040

F2 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock awards and restricted stock units issued in accordance with Rule 16b-3.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:36 UTC
Leib DanielDirector · Chief Executive Officer
Disposition to issuerCommon Stock 34,669 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-016111 · doc4.xml · nonDerivative · entry 1

Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,643

F1 · kind: Forfeiture of shares of common stock previously granted on March 2, 2017 pursuant to restricted stock award as a result of actual performance achievement below maximum.

Read SEC document
February 27, 2020 Filed Feb 28, 2020 21:09 UTC PurchaseCommon Stock 40,000 $8.63 $345,012.00
Disclosure

SEC source: 0001209191-20-013774 · doc4.xml · nonDerivative · entry 1

Drucker Charles · CIK 0001331563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,847

F1 · price: The reported price represents a weighted average purchase price. The range of prices at which common stock was purchased was $8.46 to $8.86 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Includes 55,339 shares held directly and 9,508 restricted stock units.

Read SEC document
December 11, 2019 Filed Dec 12, 2019 01:21 UTC GrantCommon Stock 5,000 $10.51 $52,545.00
Disclosure

SEC source: 0001209191-19-060126 · doc4.xml · nonDerivative · entry 1

GREENFIELD GARY G · CIK 0001233415 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,847

F1 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was purchased was $10.37 to $10.5499 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Includes 20,339 shares held directly and 9,508 restricted stock units.

Read SEC document
December 11, 2019 Filed Dec 16, 2019 22:14 UTC Amendment PurchaseCommon Stock 5,000 $10.51 $52,545.00
Disclosure

SEC source: 0001209191-19-060708 · doc4a.xml · nonDerivative · entry 1

GREENFIELD GARY G · CIK 0001233415 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,847

F1 · kind: Due to a coding error, the Reporting Person's Form 4 was inadvertently filed with the incorrect transaction code. This Form 4/A is being filed to reflect the correct transaction code of open market purchase.

F2 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was purchased was $10.37 to $10.5499 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares purchased at each separate price.

F3 · balance_after: Includes 20,339 shares held directly and 9,508 restricted stock units.

Read SEC document
November 27, 2019 Filed Dec 2, 2019 21:14 UTC PurchaseCommon Stock 284,300 $9.93 $2,824,008.76
Disclosure

SEC source: 0001209191-19-058527 · doc4.xml · nonDerivative · entry 1

Jacobowitz Jeffrey · CIK 0001450714 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,300,000

F1 · price: The reported price represents a weighted average purchase price. The range of prices at which common stock was purchased was $9.82 to $10.01 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: The reported securities are directly owned by either Simcoe Partners, L.P. ("Simcoe Partners"), Simcoe Select, L.P. ("Simcoe Select") or SDR Partners, LLC ("SDR Partners"). The reported securities may be deemed indirectly beneficially owned by Jeffrey Jacobowitz as Managing Member of Simcoe Management Company, LLC, which serves as general partner of Simcoe Partners and Simcoe Select, and Simcoe Capital Management, LLC, which serves as investment manager to each of Simcoe Partners, Simcoe Select and SDR Partners. Mr. Jacobowitz disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Jacobowitz is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
November 11, 2019 Filed Nov 12, 2019 21:10 UTC
Leib DanielDirector · Chief Executive Officer
PurchaseCommon Stock 20,000 $9.85 $197,000.00
Disclosure

SEC source: 0001209191-19-055984 · doc4.xml · nonDerivative · entry 1

Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,312

F1 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was purchased was $9.8699 to $9.8443 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Includes 193,076 shares held directly, 73,800 shares of restricted stock awards subject to performance vesting and 132,436 restricted stock units.

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October 01, 2019 Filed Oct 3, 2019 16:38 UTC
Reiners Jennifer BGeneral Counsel
Tax withholdingCommon Stock 3,413 $11.32 $38,635.16
Disclosure

SEC source: 0001209191-19-052247 · doc4.xml · nonDerivative · entry 1

Reiners Jennifer B · CIK 0001685328 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,099

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock award issued in accordance with Rule 16b-3.

F2 · balance_after: Includes 15,730 shares held directly, 10,700 shares of restricted stock awards subject to performance vesting and 21,669 restricted stock units.

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October 01, 2019 Filed Oct 3, 2019 16:38 UTC
Turner KamiChief Accounting Officer
Tax withholdingCommon Stock 1,170 $11.32 $13,244.40
Disclosure

SEC source: 0001209191-19-052243 · doc4.xml · nonDerivative · entry 1

Turner Kami · CIK 0001685401 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,089

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock award issued in accordance with Rule 16b-3.

F2 · balance_after: Includes 5,721 shares held directly, 4,700 shares of restricted stock awards subject to performance vesting and 10,668 restricted stock units.

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October 01, 2019 Filed Oct 3, 2019 16:40 UTC
Gardella David AChief Financial Officer
Tax withholdingCommon Stock 4,947 $11.32 $56,000.04
Disclosure

SEC source: 0001209191-19-052257 · doc4.xml · nonDerivative · entry 1

Gardella David A · CIK 0001685399 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,367

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock award issued in accordance with Rule 16b-3.

F2 · balance_after: Includes 40,765 shares held directly, 20,100 shares of restricted stock awards subject to performance vesting and 45,502 restricted stock units.

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October 01, 2019 Filed Oct 3, 2019 16:39 UTC
Juhase Thomas FChief Operating Officer
Tax withholdingCommon Stock 5,733 $11.32 $64,897.56
Disclosure

SEC source: 0001209191-19-052256 · doc4.xml · nonDerivative · entry 1

Juhase Thomas F · CIK 0001685398 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,215

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock award issued in accordance with Rule 16b-3.

F2 · balance_after: Includes 44,613 shares held directly, 20,100 shares of restricted stock awards subject to performance vesting and 45,502 restricted stock units.

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October 01, 2019 Filed Oct 3, 2019 20:39 UTC
Leib DanielDirector · Chief Executive Officer
Tax withholdingCommon Stock 19,571 $11.32 $221,543.72
Disclosure

SEC source: 0001209191-19-052252 · doc4.xml · nonDerivative · entry 1

Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,312

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock award issued in accordance with Rule 16b-3.

F2 · balance_after: Includes 173,076 shares held directly, 73,800 shares of restricted stock awards subject to performance vesting and 132,436 restricted stock units.

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August 22, 2019 Filed Aug 23, 2019 20:12 UTC PurchaseCommon Stock 206,929 $11.46 $2,370,640.70
Disclosure

SEC source: 0001209191-19-047286 · doc4.xml · nonDerivative · entry 2

Jacobowitz Jeffrey · CIK 0001450714 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,015,700

F3 · price: The reported price represents a weighted average purchase price. The range of prices at which common stock was purchased was $11.335 to $11.55 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: The reported securities are directly owned by either Simcoe Partners, L.P. ("Simcoe Partners"), Simcoe Select, L.P. ("Simcoe Select") or SDR Partners, LLC ("SDR Partners"). The reported securities may be deemed indirectly beneficially owned by Jeffrey Jacobowitz as Managing Member of Simcoe Management Company, LLC, which serves as general partner of Simcoe Partners and Simcoe Select, and Simcoe Capital Management, LLC, which serves as investment manager to each of Simcoe Partners, Simcoe Select and SDR Partners. Mr. Jacobowitz disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Jacobowitz is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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August 21, 2019 Filed Aug 23, 2019 20:12 UTC PurchaseCommon Stock 107,128 $11.36 $1,216,588.42
Disclosure

SEC source: 0001209191-19-047286 · doc4.xml · nonDerivative · entry 1

Jacobowitz Jeffrey · CIK 0001450714 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,808,771

F1 · price: The reported price represents a weighted average purchase price. The range of prices at which common stock was purchased was $11.29 to $11.40 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: The reported securities are directly owned by either Simcoe Partners, L.P. ("Simcoe Partners"), Simcoe Select, L.P. ("Simcoe Select") or SDR Partners, LLC ("SDR Partners"). The reported securities may be deemed indirectly beneficially owned by Jeffrey Jacobowitz as Managing Member of Simcoe Management Company, LLC, which serves as general partner of Simcoe Partners and Simcoe Select, and Simcoe Capital Management, LLC, which serves as investment manager to each of Simcoe Partners, Simcoe Select and SDR Partners. Mr. Jacobowitz disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Jacobowitz is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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May 30, 2019 Filed Jun 3, 2019 20:21 UTC GrantCommon Stock 13,470 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-033909 · doc4.xml · nonDerivative · entry 1

CRANDALL RICHARD L · CIK 0000924060 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,781

F1 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier.

F2 · balance_after: Includes 28,441 shares held directly and 52,340 restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.