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DFIN

Donnelley Financial Solutions, Inc.

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Tapewire entity
2289
SEC CIK
0001669811
Parsed reports
334

Last 12 months

Inside the activity.

3 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202603
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202602
Sep 202631
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2022 Filed Mar 4, 2022 21:42 UTC
Clay CraigPresident, GCM
Tax withholdingCommon Stock 4,614 $32.15 $148,340.10
Disclosure

SEC source: 0001209191-22-016300 · doc4.xml · nonDerivative · entry 1

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,637

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

F2 · balance_after: Includes 28,170 shares held directly and 29,467 restricted stock units.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:40 UTC
Leib DanielDirector · Chief Executive Officer
Tax withholdingCommon Stock 17,811 $32.15 $572,623.65
Disclosure

SEC source: 0001209191-22-016292 · doc4.xml · nonDerivative · entry 1

Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,802

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

F2 · balance_after: Includes 283,168 shares held directly and 125,634 restricted stock units.

Read SEC document
December 28, 2021 Filed Dec 29, 2021 22:56 UTC
Clay CraigPresident, GCM
GiftCommon Stock 1,580 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-071518 · doc4.xml · nonDerivative · entry 1

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,223

F1 · shares: The transaction reported involved a gift by the reporting person of 1,580 shares of common stock to a charitable donor advised fund.

F2 · balance_after: Includes 23,456 shares held directly and 38,767 restricted stock units.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 14:06 UTC
Leib DanielDirector · Chief Executive Officer
GiftCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-068641 · doc4.xml · nonDerivative · entry 1

Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 426,613

F1 · shares: The transaction reported involved a gift by the reporting person of 12,000 shares of common stock to a charitable donor advised fund.

F2 · balance_after: Includes 260,746 shares held directly and 165,867 restricted stock units.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 17:57 UTC
Reiners Jennifer BGeneral Counsel
GiftCommon Stock 8,616 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-065574 · doc4.xml · nonDerivative · entry 1

Reiners Jennifer B · CIK 0001685328 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,406

F1 · shares: The transaction reported involved a gift by the reporting person of 8,616 shares of common stock to a charitable donor advised fund.

F2 · balance_after: Includes 26,572 shares held directly and 25,834 restricted stock units.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 21:48 UTC
Johnson Eric JPresident, GIC
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 6,450 $0.00 Strike: $14.15 $0.00
Disclosure

SEC source: 0001209191-21-064479 · doc4.xml · derivative · entry 4

Johnson Eric J · CIK 0001847839 · President, GIC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,450

Underlying: Common Stock · 6,450 shares

Expires 2029-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vests/ vested in four equal equal annual installments beginning on March 5, 2020.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 21:48 UTC
Johnson Eric JPresident, GIC
SaleCommon Stock 6,344 $50.54 $320,626.39
Disclosure

SEC source: 0001209191-21-064479 · doc4.xml · nonDerivative · entry 3

Johnson Eric J · CIK 0001847839 · President, GIC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,073

F2 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $50.02 to $51.00 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 35,772 shares held directly and 36,301 restricted stock units.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 21:48 UTC
Johnson Eric JPresident, GIC
SaleCommon Stock 9,876 $49.41 $488,014.64
Disclosure

SEC source: 0001209191-21-064479 · doc4.xml · nonDerivative · entry 2

Johnson Eric J · CIK 0001847839 · President, GIC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,417

F1 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $49.01 to $50.01 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 21:48 UTC
Johnson Eric JPresident, GIC
Exercise / conversionCommon Stock 6,450 $14.15 $91,267.50
Disclosure

SEC source: 0001209191-21-064479 · doc4.xml · nonDerivative · entry 1

Johnson Eric J · CIK 0001847839 · President, GIC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,293

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2021 Filed Nov 10, 2021 21:30 UTC
Leib DanielDirector · Chief Executive Officer
SaleCommon Stock 35,000 $48.82 $1,708,689.50
Disclosure

SEC source: 0001209191-21-063858 · doc4.xml · nonDerivative · entry 1

Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,613

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 2, 2021.

F2 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $48.12 to $49.70 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares purchased at each separate price.

F3 · balance_after: Includes 272,746 shares held directly and 165,867 restricted stock units.

Read SEC document
November 05, 2021 Filed Nov 9, 2021 23:07 UTC
Clay CraigPresident, GCM
SaleCommon Stock 19,073 $47.44 $904,901.32
Disclosure

SEC source: 0001209191-21-063697 · doc4.xml · nonDerivative · entry 1

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,803

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 27, 2021.

F2 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $46.19 to $48.89 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 25,036 shares held directly and 38,767 restricted stock units.

Read SEC document
August 10, 2021 Filed Aug 11, 2021 20:46 UTC
Leib DanielDirector · Chief Executive Officer
SaleCommon Stock 3,178 $33.50 $106,460.14
Disclosure

SEC source: 0001209191-21-050877 · doc4.xml · nonDerivative · entry 2

Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 473,613

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 2, 2021.

F3 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was purchased was $33.82 to $33.07 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares purchased at each separate price.

F4 · balance_after: Includes 307,746 shares held directly and 165,867 restricted stock units.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 20:46 UTC
Leib DanielDirector · Chief Executive Officer
SaleCommon Stock 31,822 $33.83 $1,076,585.99
Disclosure

SEC source: 0001209191-21-050877 · doc4.xml · nonDerivative · entry 1

Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476,791

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 2, 2021.

F2 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was purchased was $33.41 to $34.30 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares purchased at each separate price.

Read SEC document
June 04, 2021 Filed Jun 7, 2021 21:02 UTC
Johnson Eric JPresident, GIC
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 15,225 $0.00 Strike: $17.65 $0.00
Disclosure

SEC source: 0001209191-21-038679 · doc4.xml · derivative · entry 3

Johnson Eric J · CIK 0001847839 · President, GIC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,075

Underlying: Common Stock · 15,225 shares

Expires 2028-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests/ vested in four equal equal annual installments beginning on March 2, 2019.

Read SEC document
June 04, 2021 Filed Jun 7, 2021 21:02 UTC
Johnson Eric JPresident, GIC
SaleCommon Stock 15,225 $30.83 $469,353.26
Disclosure

SEC source: 0001209191-21-038679 · doc4.xml · nonDerivative · entry 2

Johnson Eric J · CIK 0001847839 · President, GIC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,843

F1 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $30.58 to $31.03 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

F2 · balance_after: Includes 45,542 shares held directly and 36,301 restricted stock units.

Read SEC document
June 04, 2021 Filed Jun 7, 2021 21:02 UTC
Johnson Eric JPresident, GIC
Exercise / conversionCommon Stock 15,225 $17.65 $268,721.25
Disclosure

SEC source: 0001209191-21-038679 · doc4.xml · nonDerivative · entry 1

Johnson Eric J · CIK 0001847839 · President, GIC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 13, 2021 Filed May 17, 2021 21:23 UTC GrantCommon Stock 7,853 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-033215 · doc4.xml · nonDerivative · entry 1

CRANDALL RICHARD L · CIK 0000924060 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,721

F1 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier.

F2 · balance_after: Includes 52,411 shares held directly and 74,310 restricted stock units.

Read SEC document
May 13, 2021 Filed May 17, 2021 21:25 UTC GrantCommon Stock 5,890 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-033220 · doc4.xml · nonDerivative · entry 1

Ellis Juliet S · CIK 0001754868 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,214

F1 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier.

F2 · balance_after: Includes 16,634 shares held directly and 26,580 restricted stock units.

Read SEC document
May 13, 2021 Filed May 17, 2021 21:22 UTC GrantCommon Stock 5,890 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-033211 · doc4.xml · nonDerivative · entry 1

Aguilar Luis A · CIK 0001671674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,427

F1 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier.

F2 · balance_after: Includes 24,847 shares held directly and 26,580 restricted stock units.

Read SEC document
May 13, 2021 Filed May 17, 2021 21:29 UTC GrantCommon Stock 5,890 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-033226 · doc4.xml · nonDerivative · entry 1

Jacobowitz Jeffrey · CIK 0001450714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,088

F1 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier.

F2 · balance_after: Includes 9,508 shares held directly and 26,580 restricted stock units.

Read SEC document
May 13, 2021 Filed May 17, 2021 21:27 UTC GrantCommon Stock 5,890 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-033224 · doc4.xml · nonDerivative · entry 1

MARTIN LOIS M · CIK 0001282708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,427

F1 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier.

F2 · balance_after: Includes 29,847 shares held directly and 26,580 restricted stock units.

Read SEC document
May 13, 2021 Filed May 17, 2021 21:26 UTC GrantCommon Stock 5,890 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-033222 · doc4.xml · nonDerivative · entry 1

GREENFIELD GARY G · CIK 0001233415 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,427

F1 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier.

F2 · balance_after: Includes 29,847 shares held directly and 26,580 restricted stock units.

Read SEC document
May 13, 2021 Filed May 17, 2021 21:24 UTC GrantCommon Stock 5,890 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-033217 · doc4.xml · nonDerivative · entry 1

Drucker Charles · CIK 0001331563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,427

F1 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier.

F2 · balance_after: Includes 79,847 shares held directly and 26,580 restricted stock units.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 17:26 UTC
Reiners Jennifer BGeneral Counsel
Tax withholdingCommon Stock 2,097 $28.06 $58,841.82
Disclosure

SEC source: 0001209191-21-019141 · doc4.xml · nonDerivative · entry 1

Reiners Jennifer B · CIK 0001685328 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,022

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

F2 · balance_after: Includes 35,188 shares held directly and 25,834 restricted stock units.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 17:25 UTC
Gardella David AChief Financial Officer
Tax withholdingCommon Stock 4,386 $28.06 $123,071.16
Disclosure

SEC source: 0001209191-21-019140 · doc4.xml · nonDerivative · entry 1

Gardella David A · CIK 0001685399 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,426

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

F2 · balance_after: Includes 96,359 shares held directly and 55,067 restricted stock units.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 17:27 UTC
Turner KamiChief Accounting Officer
Tax withholdingCommon Stock 1,049 $28.06 $29,434.94
Disclosure

SEC source: 0001209191-21-019142 · doc4.xml · nonDerivative · entry 1

Turner Kami · CIK 0001685401 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,320

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

F2 · balance_after: Includes 11,786 shares held directly and 14,534 restricted stock units.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 22:28 UTC
Johnson Eric JPresident, GIC
Tax withholdingCommon Stock 2,465 $28.06 $69,167.90
Disclosure

SEC source: 0001209191-21-019145 · doc4.xml · nonDerivative · entry 1

Johnson Eric J · CIK 0001847839 · President, GIC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,843

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

F2 · balance_after: Includes 45,542 shares held directly and 36,301 restricted stock units.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 22:24 UTC
Leib DanielDirector · Chief Executive Officer
Tax withholdingCommon Stock 12,537 $28.06 $351,788.22
Disclosure

SEC source: 0001209191-21-019139 · doc4.xml · nonDerivative · entry 1

Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 508,613

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

F2 · balance_after: Includes 342,746 shares held directly and 165,867 restricted stock units.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 22:27 UTC
Clay CraigPresident, GCM
Tax withholdingCommon Stock 2,847 $28.06 $79,886.82
Disclosure

SEC source: 0001209191-21-019143 · doc4.xml · nonDerivative · entry 1

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,876

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

F2 · balance_after: Includes 44,109 shares held directly and 38,767 restricted stock units.

Read SEC document
March 04, 2021 Filed Mar 4, 2021 16:32 UTC
Turner KamiChief Accounting Officer
SaleCommon Stock 6,000 $27.10 $162,577.20
Disclosure

SEC source: 0001209191-21-017819 · doc4.xml · nonDerivative · entry 5

Turner Kami · CIK 0001685401 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,369

F5 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $27.07 to $27.22 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

F6 · balance_after: Includes 10,468 shares held directly and 16,901 restricted stock units.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 16:31 UTC
Reiners Jennifer BGeneral Counsel
GrantCommon Stock 8,700 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-017813 · doc4.xml · nonDerivative · entry 4

Reiners Jennifer B · CIK 0001685328 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,119

F4 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 3, 2022.

F5 · balance_after: Includes 32,552 shares held directly and 30,567 restricted stock units.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 16:31 UTC
Reiners Jennifer BGeneral Counsel
Tax withholdingCommon Stock 6,189 $28.61 $177,067.29
Disclosure

SEC source: 0001209191-21-017813 · doc4.xml · nonDerivative · entry 3

Reiners Jennifer B · CIK 0001685328 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,419

F3 · kind: Shares were withheld as payment of a tax liability incident to vesting of performance stock units issued in accordance with Rule 16b-3.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 16:31 UTC
Reiners Jennifer BGeneral Counsel
GrantCommon Stock 13,970 $28.61 $399,681.70
Disclosure

SEC source: 0001209191-21-017813 · doc4.xml · nonDerivative · entry 2

Reiners Jennifer B · CIK 0001685328 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,608

F2 · kind: Common stock issued in payout of performance stock units awarded on March 2, 2018.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 16:30 UTC
Gardella David AChief Financial Officer
GrantCommon Stock 17,900 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-017810 · doc4.xml · nonDerivative · entry 4

Gardella David A · CIK 0001685399 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,812

F4 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 3, 2022.

F5 · balance_after: Includes 90,845 shares held directly and 64,967 restricted stock units.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 16:30 UTC
Gardella David AChief Financial Officer
Tax withholdingCommon Stock 13,791 $28.61 $394,560.51
Disclosure

SEC source: 0001209191-21-017810 · doc4.xml · nonDerivative · entry 3

Gardella David A · CIK 0001685399 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,912

F3 · kind: Shares were withheld as payment of a tax liability incident to vesting of performance stock units issued in accordance with Rule 16b-3.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 16:30 UTC
Gardella David AChief Financial Officer
GrantCommon Stock 31,130 $28.61 $890,629.30
Disclosure

SEC source: 0001209191-21-017810 · doc4.xml · nonDerivative · entry 2

Gardella David A · CIK 0001685399 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,703

F2 · kind: Common stock issued in payout of performance stock units awarded on March 2, 2018.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 16:32 UTC
Turner KamiChief Accounting Officer
GrantCommon Stock 4,700 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-017819 · doc4.xml · nonDerivative · entry 4

Turner Kami · CIK 0001685401 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,369

F4 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 3, 2022.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 16:32 UTC
Turner KamiChief Accounting Officer
Tax withholdingCommon Stock 3,118 $28.61 $89,205.98
Disclosure

SEC source: 0001209191-21-017819 · doc4.xml · nonDerivative · entry 3

Turner Kami · CIK 0001685401 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,669

F3 · kind: Shares were withheld as payment of a tax liability incident to vesting of performance stock units issued in accordance with Rule 16b-3.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 16:32 UTC
Turner KamiChief Accounting Officer
GrantCommon Stock 7,040 $28.61 $201,414.40
Disclosure

SEC source: 0001209191-21-017819 · doc4.xml · nonDerivative · entry 2

Turner Kami · CIK 0001685401 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,787

F2 · kind: Common stock issued in payout of performance stock units awarded on March 2, 2018.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 21:34 UTC
Johnson Eric JPresident, GIC
GrantCommon Stock 13,300 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-017824 · doc4.xml · nonDerivative · entry 4

Johnson Eric J · CIK 0001847839 · President, GIC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,308

F4 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 3, 2022.

F5 · balance_after: Includes 42,340 shares held directly and 41,968 restricted stock units.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 21:34 UTC
Johnson Eric JPresident, GIC
Tax withholdingCommon Stock 8,150 $28.61 $233,171.50
Disclosure

SEC source: 0001209191-21-017824 · doc4.xml · nonDerivative · entry 3

Johnson Eric J · CIK 0001847839 · President, GIC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,008

F3 · kind: Shares were withheld as payment of a tax liability incident to vesting of performance stock units issued in accordance with Rule 16b-3.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 21:34 UTC
Johnson Eric JPresident, GIC
GrantCommon Stock 18,700 $28.61 $535,007.00
Disclosure

SEC source: 0001209191-21-017824 · doc4.xml · nonDerivative · entry 2

Johnson Eric J · CIK 0001847839 · President, GIC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,158

F2 · kind: Common stock issued in payout of performance stock units awarded on March 2, 2018.

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March 03, 2021 Filed Mar 4, 2021 21:33 UTC
Clay CraigPresident, GCM
GrantCommon Stock 14,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-017821 · doc4.xml · nonDerivative · entry 4

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,723

F4 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 3, 2022.

F5 · balance_after: Includes 41,289 shares held directly and 44,434 restricted stock units.

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March 03, 2021 Filed Mar 4, 2021 21:33 UTC
Clay CraigPresident, GCM
Tax withholdingCommon Stock 9,210 $28.61 $263,498.10
Disclosure

SEC source: 0001209191-21-017821 · doc4.xml · nonDerivative · entry 3

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,223

F3 · kind: Shares were withheld as payment of a tax liability incident to vesting of performance stock units issued in accordance with Rule 16b-3.

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March 03, 2021 Filed Mar 4, 2021 21:33 UTC
Clay CraigPresident, GCM
GrantCommon Stock 18,700 $28.61 $535,007.00
Disclosure

SEC source: 0001209191-21-017821 · doc4.xml · nonDerivative · entry 2

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,433

F2 · kind: Common stock issued in payout of performance stock units awarded on March 2, 2018.

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March 03, 2021 Filed Mar 4, 2021 21:29 UTC
Leib DanielDirector · Chief Executive Officer
GrantCommon Stock 57,100 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-017804 · doc4.xml · nonDerivative · entry 4

Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 521,150

F4 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 3, 2022.

F5 · balance_after: Includes 326,983 shares held directly and 194,167 restricted stock units.

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March 03, 2021 Filed Mar 4, 2021 21:29 UTC
Leib DanielDirector · Chief Executive Officer
Tax withholdingCommon Stock 37,961 $28.61 $1,086,064.21
Disclosure

SEC source: 0001209191-21-017804 · doc4.xml · nonDerivative · entry 3

Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 464,050

F3 · kind: Shares were withheld as payment of a tax liability incident to vesting of performance stock units issued in accordance with Rule 16b-3.

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March 03, 2021 Filed Mar 4, 2021 21:29 UTC
Leib DanielDirector · Chief Executive Officer
GrantCommon Stock 85,690 $28.61 $2,451,590.90
Disclosure

SEC source: 0001209191-21-017804 · doc4.xml · nonDerivative · entry 2

Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,011

F2 · kind: Common stock issued in payout of performance stock units awarded on March 2, 2018.

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March 02, 2021 Filed Mar 4, 2021 16:31 UTC
Reiners Jennifer BGeneral Counsel
Tax withholdingCommon Stock 3,990 $28.23 $112,637.70
Disclosure

SEC source: 0001209191-21-017813 · doc4.xml · nonDerivative · entry 1

Reiners Jennifer B · CIK 0001685328 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,638

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

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March 02, 2021 Filed Mar 4, 2021 16:30 UTC
Gardella David AChief Financial Officer
Tax withholdingCommon Stock 8,653 $28.23 $244,274.19
Disclosure

SEC source: 0001209191-21-017810 · doc4.xml · nonDerivative · entry 1

Gardella David A · CIK 0001685399 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,573

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.