DE

SEC source: 0000315189-10-000043 · primary_doc.xml · nonDerivative · entry 1

ALLEN SAMUEL R · CIK 0001196901 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,766.5286

F1 · security: Exempt withholding of shares to satisfy tax withholding obligations upon conversion of restricted stock units to unrestricted shares.

SEC source: 0000315189-10-000046 · primary_doc.xml · nonDerivative · entry 1

Israel James · CIK 0001350112 · President, John Deere Credit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,303

F1 · security: Exempt withholding of shares to satisfy tax withholding obligations upon conversion of restricted stock units to unrestricted shares.

SEC source: 0000315189-10-000047 · primary_doc.xml · nonDerivative · entry 1

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,538

F1 · security: Exempt withholding of shares to satisfy tax withholding obligations upon conversion of restricted stock units to unrestricted shares.

SEC source: 0000315189-10-000048 · primary_doc.xml · nonDerivative · entry 1

Gilles Jean H · CIK 0001465591 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,026

F1 · security: Exempt withholding of shares to satisfy tax withholding obligations upon conversion of restricted stock units to unrestricted shares.

SEC source: 0000315189-10-000049 · primary_doc.xml · nonDerivative · entry 1

Mack Michael J · CIK 0001349264 · President WW C&F Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,368

F1 · security: Exempt withholding of shares to satisfy tax withholding obligations upon conversion of restricted stock units to unrestricted shares.

SEC source: 0000315189-10-000042 · primary_doc.xml · derivative · entry 15

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,742

Underlying: Common Stock · 7,124 shares

Expires 2018-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010.

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

SEC source: 0000315189-10-000042 · primary_doc.xml · derivative · entry 14

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 9,920 shares

Expires 2016-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010.

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

SEC source: 0000315189-10-000042 · primary_doc.xml · derivative · entry 13

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,660

Underlying: Common Stock · 4,000 shares

Expires 2015-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010.

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

SEC source: 0000315189-10-000042 · primary_doc.xml · derivative · entry 12

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 5,000 shares

Expires 2014-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010.

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

SEC source: 0000315189-10-000042 · primary_doc.xml · derivative · entry 11

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2013-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010.

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

SEC source: 0000315189-10-000042 · primary_doc.xml · nonDerivative · entry 10

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,710

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010.

F2 · price: Includes 82,433 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations. The reporting person also indirectly beneficially owns 6,000 common shares of the Issuer that are directly owned by his spouse.

F2 · balance_after: Includes 82,433 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations. The reporting person also indirectly beneficially owns 6,000 common shares of the Issuer that are directly owned by his spouse.

SEC source: 0000315189-10-000042 · primary_doc.xml · nonDerivative · entry 9

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,210

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010.

SEC source: 0000315189-10-000042 · primary_doc.xml · nonDerivative · entry 8

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,710

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010.

SEC source: 0000315189-10-000042 · primary_doc.xml · nonDerivative · entry 7

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,710

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010.

SEC source: 0000315189-10-000042 · primary_doc.xml · nonDerivative · entry 6

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,710

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010.

SEC source: 0000315189-10-000042 · primary_doc.xml · nonDerivative · entry 5

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,710

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010.

SEC source: 0000315189-10-000042 · primary_doc.xml · nonDerivative · entry 4

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,710

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010.

SEC source: 0000315189-10-000042 · primary_doc.xml · nonDerivative · entry 3

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,210

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010.

SEC source: 0000315189-10-000042 · primary_doc.xml · nonDerivative · entry 2

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,710

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010.

SEC source: 0000315189-10-000042 · primary_doc.xml · nonDerivative · entry 1

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,710

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010.

SEC source: 0000315189-10-000041 · primary_doc.xml · derivative · entry 15

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,242

Underlying: Common Stock · 7,124 shares

Expires 2018-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010.

F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

SEC source: 0000315189-10-000041 · primary_doc.xml · derivative · entry 14

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 9,920 shares

Expires 2016-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010.

F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

SEC source: 0000315189-10-000041 · primary_doc.xml · derivative · entry 13

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,660

Underlying: Common Stock · 4,000 shares

Expires 2015-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010.

F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

SEC source: 0000315189-10-000041 · primary_doc.xml · derivative · entry 12

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2014-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010.

F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

SEC source: 0000315189-10-000041 · primary_doc.xml · derivative · entry 11

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 3,000 shares

Expires 2013-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010.

F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

SEC source: 0000315189-10-000041 · primary_doc.xml · nonDerivative · entry 10

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,710

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.35 to $74.71, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes 82,433 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations. The reporting person also indirectly beneficially owns 6,000 common shares of the Issuer that are directly owned by his spouse.

SEC source: 0000315189-10-000041 · primary_doc.xml · nonDerivative · entry 9

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,834

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010.

SEC source: 0000315189-10-000041 · primary_doc.xml · nonDerivative · entry 8

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,710

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.35 to $74.71, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000315189-10-000041 · primary_doc.xml · nonDerivative · entry 7

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,630

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010.

SEC source: 0000315189-10-000041 · primary_doc.xml · nonDerivative · entry 6

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,710

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.35 to $74.71, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000315189-10-000041 · primary_doc.xml · nonDerivative · entry 5

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,710

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010.

SEC source: 0000315189-10-000041 · primary_doc.xml · nonDerivative · entry 4

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,710

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.35 to $74.71, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000315189-10-000041 · primary_doc.xml · nonDerivative · entry 3

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,710

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010.

SEC source: 0000315189-10-000041 · primary_doc.xml · nonDerivative · entry 2

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,710

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.35 to $74.71, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000315189-10-000041 · primary_doc.xml · nonDerivative · entry 1

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,710

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010.

SEC source: 0001104659-10-053075 · a4.xml · derivative · entry 3

Mack Michael J · CIK 0001349264 · President WW C&F Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,063

Underlying: Common Stock · 17,547 shares

Expires 2018-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10b5-1 option exercise plan executed on June 3, 2010.

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

SEC source: 0001104659-10-053075 · a4.xml · nonDerivative · entry 2

Mack Michael J · CIK 0001349264 · President WW C&F Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,232

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10b5-1 option exercise plan executed on June 3, 2010.

F2 · balance_after: Includes 57,453 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

SEC source: 0001104659-10-053075 · a4.xml · nonDerivative · entry 1

Mack Michael J · CIK 0001349264 · President WW C&F Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,779

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10b5-1 option exercise plan executed on June 3, 2010.

SEC source: 0000315189-10-000038 · primary_doc.xml · derivative · entry 3

Field James M. · CIK 0001411742 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 4,846 shares

Expires 2013-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on December 7, 2009.

F2 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 10, 2004, 2005 and 2006.

SEC source: 0000315189-10-000038 · primary_doc.xml · nonDerivative · entry 2

Field James M. · CIK 0001411742 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,920

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on December 7, 2009.

F2 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F3 · balance_after: Includes 35,774 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Shares are not held by reporting person during the period of limitation or restriction. Units include the ability to have shares withheld to satisfy income tax obligations.

SEC source: 0000315189-10-000038 · primary_doc.xml · nonDerivative · entry 1

Field James M. · CIK 0001411742 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,766

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on December 7, 2009.

F2 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

SEC source: 0000315189-10-000036 · primary_doc.xml · derivative · entry 1

BOWLES CRANDALL CLOSE · CIK 0000903518 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,306.894

Underlying: Common Stock · 394.096 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis

F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer.

F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 22,716 $1 par common shares of the Issuer and 6,536 restricted stock units. The stock units and 19,916 of the shares are restricted units and shares acquired under the Issuer's Nonemployee Director Stock Ownership Plan.

SEC source: 0000315189-10-000037 · primary_doc.xml · derivative · entry 1

COFFMAN VANCE D · CIK 0001193998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,400.036

Underlying: Common Stock · 412.009 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer.

F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 6,532 restricted $1 par common shares of the Issuer and 6,536 restricted stock units all acquired under the Issuer's Nonemployee Director Stock Ownership Plan.

SEC source: 0000315189-10-000035 · primary_doc.xml · derivative · entry 3

EVERITT DAVID C · CIK 0001196652 · Pres.Ag&Turf Div.N/A,Aust,Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,406

Underlying: Common Stock · 21,330 shares

Expires 2018-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed on 14 December 2009.

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

SEC source: 0000315189-10-000035 · primary_doc.xml · nonDerivative · entry 2

EVERITT DAVID C · CIK 0001196652 · Pres.Ag&Turf Div.N/A,Aust,Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,560

F1 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed on 14 December 2009.

F2 · balance_after: Includes 145,936 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

SEC source: 0000315189-10-000035 · primary_doc.xml · nonDerivative · entry 1

EVERITT DAVID C · CIK 0001196652 · Pres.Ag&Turf Div.N/A,Aust,Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed on 14 December 2009.

SEC source: 0000315189-10-000034 · primary_doc.xml · derivative · entry 3

EVERITT DAVID C · CIK 0001196652 · Pres.Ag&Turf Div.N/A,Aust,Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,905 shares

Expires 2016-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed on 14 December 2009.

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

SEC source: 0000315189-10-000034 · primary_doc.xml · nonDerivative · entry 2

EVERITT DAVID C · CIK 0001196652 · Pres.Ag&Turf Div.N/A,Aust,Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,560

F1 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed on 14 December 2009.

F2 · balance_after: Includes 145,936 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

SEC source: 0000315189-10-000034 · primary_doc.xml · nonDerivative · entry 1

EVERITT DAVID C · CIK 0001196652 · Pres.Ag&Turf Div.N/A,Aust,Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed on 14 December 2009.

SEC source: 0000315189-10-000033 · primary_doc.xml · derivative · entry 3

Israel James · CIK 0001350112 · President, John Deere Credit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,948 shares

Expires 2015-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed on 3 June 2010.

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.