DE

SEC source: 0000315189-17-000035 · primary_doc.xml · nonDerivative · entry 1

Guinn Max A · CIK 0001555500 · President, WW C&F, Lbr Rltns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,562

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted June 6, 2017.

SEC source: 0000315189-17-000034 · primary_doc.xml · derivative · entry 6

May John C II · CIK 0001556144 · President, Ag Solutions & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,174

Underlying: Common Stock · 10,498 shares

Expires 2024-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 6, 2017.

F5 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F6 · derivative.exercise_date: The options became exercisable in two approximately equal tranches on December 10, 2015 and 2016.

SEC source: 0000315189-17-000034 · primary_doc.xml · nonDerivative · entry 4

May John C II · CIK 0001556144 · President, Ag Solutions & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,334

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 6, 2017.

F3 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.05 to $131.59, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F4 · balance_after: Includes 14,070 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations.

SEC source: 0000315189-17-000034 · primary_doc.xml · nonDerivative · entry 3

May John C II · CIK 0001556144 · President, Ag Solutions & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 6, 2017.

SEC source: 0000315189-17-000034 · primary_doc.xml · derivative · entry 5

May John C II · CIK 0001556144 · President, Ag Solutions & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,672

Underlying: Common Stock · 8,128 shares

Expires 2024-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 6, 2017.

F5 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F6 · derivative.exercise_date: The options became exercisable in two approximately equal tranches on December 10, 2015 and 2016.

SEC source: 0000315189-17-000034 · primary_doc.xml · nonDerivative · entry 2

May John C II · CIK 0001556144 · President, Ag Solutions & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,334

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 6, 2017.

F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.00 to $130.14, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000315189-17-000034 · primary_doc.xml · nonDerivative · entry 1

May John C II · CIK 0001556144 · President, Ag Solutions & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,462

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 6, 2017.

SEC source: 0000315189-17-000033 · primary_doc.xml · derivative · entry 3

May John C II · CIK 0001556144 · President, Ag Solutions & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,095 shares

Expires 2023-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 6, 2017.

F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F5 · derivative.exercise_date: The options became exercisable in three approximately equal tranches on December 11, 2014, 2015 and 2016.

SEC source: 0000315189-17-000033 · primary_doc.xml · nonDerivative · entry 2

May John C II · CIK 0001556144 · President, Ag Solutions & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,334

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 6, 2017.

F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.00 to $127.15, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes 14,070 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations.

SEC source: 0000315189-17-000033 · primary_doc.xml · nonDerivative · entry 1

May John C II · CIK 0001556144 · President, Ag Solutions & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,429

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 6, 2017.

SEC source: 0000315189-17-000032 · primary_doc.xml · derivative · entry 6

von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.,Asia,Afr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,495 shares

Expires 2023-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 7, 2017.

F5 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F6 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 11, 2014, 2015, and 2016.

SEC source: 0000315189-17-000032 · primary_doc.xml · nonDerivative · entry 4

von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.,Asia,Afr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,026

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 7, 2017.

F3 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.00 to $120.42, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F4 · balance_after: Includes 12,666 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Shares are not held by reporting person during the period of limitation or restriction. Units are settled solely in shares and include the ability to have shares withheld to satisfy income tax obligations.

SEC source: 0000315189-17-000032 · primary_doc.xml · nonDerivative · entry 3

von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.,Asia,Afr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 7, 2017.

SEC source: 0000315189-17-000032 · primary_doc.xml · derivative · entry 5

von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.,Asia,Afr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,495

Underlying: Common Stock · 9,600 shares

Expires 2023-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 7, 2017.

F5 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F6 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 11, 2014, 2015, and 2016.

SEC source: 0000315189-17-000032 · primary_doc.xml · nonDerivative · entry 2

von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.,Asia,Afr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,026

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 7, 2017.

F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.00 to $120.04, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000315189-17-000032 · primary_doc.xml · nonDerivative · entry 1

von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.,Asia,Afr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,626

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 7, 2017.

SEC source: 0000315189-17-000030 · primary_doc.xml · derivative · entry 3

May John C II · CIK 0001556144 · President, Ag Solutions & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,322

Underlying: Common Stock · 12,013 shares

Expires 2015-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 6, 2017.

F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F5 · derivative.exercise_date: The option became exercisable on December 9, 2016.

SEC source: 0000315189-17-000030 · primary_doc.xml · nonDerivative · entry 2

May John C II · CIK 0001556144 · President, Ag Solutions & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,334

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 6, 2017.

F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.50 to $116.97, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes 14,070 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations.

SEC source: 0000315189-17-000030 · primary_doc.xml · nonDerivative · entry 1

May John C II · CIK 0001556144 · President, Ag Solutions & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 6, 2017.

SEC source: 0000315189-17-000031 · primary_doc.xml · derivative · entry 7

von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.,Asia,Afr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,942 shares

Expires 2022-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 7, 2017.

F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F7 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 12, 2013, 2014, and 2015.

SEC source: 0000315189-17-000031 · primary_doc.xml · derivative · entry 6

von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.,Asia,Afr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,376 shares

Expires 2020-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 7, 2017.

F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F6 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 8, 2011, 2012, and 2013.

SEC source: 0000315189-17-000031 · primary_doc.xml · derivative · entry 5

von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.,Asia,Afr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,139 shares

Expires 2017-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 7, 2017.

F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F5 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 5, 2008, 2009, and 2010.

SEC source: 0000315189-17-000031 · primary_doc.xml · nonDerivative · entry 4

von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.,Asia,Afr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,026

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 7, 2017.

F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.57 to $117.12, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes 12,666 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Shares are not held by reporting person during the period of limitation or restriction. Units are settled solely in shares and include the ability to have shares withheld to satisfy income tax obligations.

SEC source: 0000315189-17-000031 · primary_doc.xml · nonDerivative · entry 3

von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.,Asia,Afr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,483

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 7, 2017.

SEC source: 0000315189-17-000031 · primary_doc.xml · nonDerivative · entry 2

von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.,Asia,Afr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 7, 2017.

SEC source: 0000315189-17-000031 · primary_doc.xml · nonDerivative · entry 1

von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.,Asia,Afr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,165

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 7, 2017.

SEC source: 0001104659-17-050680 · a4.xml · nonDerivative · entry 1

Guinn Max A · CIK 0001555500 · President, WW C&F, Lbr Rltns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,388

F1 · security: Sale of shares pursuant to Rule 10b5-1 plan adopted on June 6, 2017.

F2 · balance_after: Includes 27,539 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy inome tax obligations.

SEC source: 0001104659-17-050147 · a4.xml · derivative · entry 4

Gilles Jean H · CIK 0001465591 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,015 shares

Expires 2020-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted December 6, 2017.

F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F5 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 8, 2011, 2012 and 2013.

SEC source: 0001104659-17-050147 · a4.xml · nonDerivative · entry 2

Gilles Jean H · CIK 0001465591 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,620

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted December 6, 2017.

F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.90 to $130.18, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes 29,686 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations.

SEC source: 0001104659-17-050147 · a4.xml · nonDerivative · entry 1

Gilles Jean H · CIK 0001465591 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,635

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted December 6, 2017.

SEC source: 0001104659-17-049870 · a4.xml · derivative · entry 4

Gilles Jean H · CIK 0001465591 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,015

Underlying: Common Stock · 12,361 shares

Expires 2020-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted December 6, 2017.

F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F5 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 8, 2011, 2012 and 2013.

SEC source: 0001104659-17-049870 · a4.xml · nonDerivative · entry 2

Gilles Jean H · CIK 0001465591 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,620

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted December 6, 2017.

F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.90 to $129.94, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes 29,686 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations.

SEC source: 0001104659-17-049870 · a4.xml · nonDerivative · entry 1

Gilles Jean H · CIK 0001465591 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,981

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted December 6, 2017.

SEC source: 0000315189-17-000029 · primary_doc.xml · derivative · entry 3

Reed Cory J · CIK 0001687890 · Pres., John Deere Financial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,432

Underlying: Common Stock · 4,936 shares

Expires 2024-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on December 2, 2016.

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options became exercisable in two approximately equal tranches on December 10, 2015 and 2016.

SEC source: 0000315189-17-000029 · primary_doc.xml · nonDerivative · entry 2

Reed Cory J · CIK 0001687890 · Pres., John Deere Financial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,967

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on December 2, 2016.

F2 · balance_after: Includes 3,609 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

SEC source: 0000315189-17-000029 · primary_doc.xml · nonDerivative · entry 1

Reed Cory J · CIK 0001687890 · Pres., John Deere Financial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,903

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on December 2, 2016.

SEC source: 0000315189-17-000028 · primary_doc.xml · derivative · entry 3

May John C II · CIK 0001556144 · President, Ag Solutions & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,130 shares

Expires 2022-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares to pay the exercise price and withholding taxes.

F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F5 · derivative.exercise_date: The option became exercisable in three approximately equal tranches on December 12, 2013, 2014, and 2015.

SEC source: 0000315189-17-000028 · primary_doc.xml · nonDerivative · entry 2

May John C II · CIK 0001556144 · President, Ag Solutions & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,334

F1 · security: Exercise of Rule 16b-3 options and related sales of shares to pay the exercise price and withholding taxes.

F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.48 to $125.72, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes 14,070 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations.

SEC source: 0000315189-17-000028 · primary_doc.xml · nonDerivative · entry 1

May John C II · CIK 0001556144 · President, Ag Solutions & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares to pay the exercise price and withholding taxes.

SEC source: 0000315189-17-000027 · primary_doc.xml · derivative · entry 4

ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 62,704 shares

Expires 2018-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on December 5, 2016.

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 17, 2009, 2010, and 2011.

SEC source: 0000315189-17-000027 · primary_doc.xml · nonDerivative · entry 2

ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,787.5172

F1 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on December 5, 2016.

F2 · balance_after: Includes 141,524 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations.

SEC source: 0000315189-17-000027 · primary_doc.xml · nonDerivative · entry 1

ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,491.5172

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on December 5, 2016.

SEC source: 0000315189-17-000026 · primary_doc.xml · derivative · entry 3

Reed Cory J · CIK 0001687890 · Pres., John Deere Financial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,601 shares

Expires 2023-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on December 2, 2016.

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options became exercisable in three approximately equal tranches on December 11, 2014, 2015, and 2016.

SEC source: 0000315189-17-000026 · primary_doc.xml · nonDerivative · entry 2

Reed Cory J · CIK 0001687890 · Pres., John Deere Financial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,967

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on December 2, 2016.

F2 · balance_after: Includes 3,609 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

SEC source: 0000315189-17-000026 · primary_doc.xml · nonDerivative · entry 1

Reed Cory J · CIK 0001687890 · Pres., John Deere Financial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,568

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on December 2, 2016.

SEC source: 0000315189-17-000024 · primary_doc.xml · derivative · entry 3

Reed Cory J · CIK 0001687890 · Pres., John Deere Financial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,840 shares

Expires 2022-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on December 2, 2016.

F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F5 · derivative.exercise_date: The options became exercisable in three approximately equal tranches on December 12, 2013, 2014, and 2015.

SEC source: 0000315189-17-000024 · primary_doc.xml · nonDerivative · entry 2

Reed Cory J · CIK 0001687890 · Pres., John Deere Financial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,967

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on December 2, 2016.

F2 · price: The sale price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.53 to $119.59, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes 3,609 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

SEC source: 0000315189-17-000024 · primary_doc.xml · nonDerivative · entry 1

Reed Cory J · CIK 0001687890 · Pres., John Deere Financial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,807

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on December 2, 2016.

SEC source: 0000315189-17-000025 · primary_doc.xml · derivative · entry 3

Howze Marc A · CIK 0001687891 · Sr. V.P. & Chief Admin Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,624 shares

Expires 2017-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on December 11, 2016.

F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F5 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 5, 2008, 2009, and 2010.

SEC source: 0000315189-17-000025 · primary_doc.xml · nonDerivative · entry 2

Howze Marc A · CIK 0001687891 · Sr. V.P. & Chief Admin Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,380

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on December 11, 2016.

F2 · price: The sale price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.53 to $119.62, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes 2,380 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.