DE

SEC source: 0000315189-21-000023 · primary_doc.xml · nonDerivative · entry 17

May John C II · CIK 0001556144 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,873

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on March 4, 2021.

F16 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $364.13 to $364.18, inclusive.

SEC source: 0000315189-21-000023 · primary_doc.xml · nonDerivative · entry 16

May John C II · CIK 0001556144 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,973

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on March 4, 2021.

F15 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 362.43 to $362.78, inclusive.

SEC source: 0000315189-21-000023 · primary_doc.xml · nonDerivative · entry 15

May John C II · CIK 0001556144 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,653

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on March 4, 2021.

F14 · price: The sale prices reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $361.37 to $362.20, inclusive.

SEC source: 0000315189-21-000023 · primary_doc.xml · nonDerivative · entry 14

May John C II · CIK 0001556144 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,255

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on March 4, 2021.

F13 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $360.34 to $361.13, inclusive.

SEC source: 0000315189-21-000023 · primary_doc.xml · nonDerivative · entry 13

May John C II · CIK 0001556144 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,956

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on March 4, 2021.

F12 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $359.34 to $360.29, inclusive.

SEC source: 0000315189-21-000023 · primary_doc.xml · nonDerivative · entry 12

May John C II · CIK 0001556144 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,437

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on March 4, 2021.

F11 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $358.25 to $358.98, inclusive.

SEC source: 0000315189-21-000023 · primary_doc.xml · nonDerivative · entry 11

May John C II · CIK 0001556144 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,228

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on March 4, 2021.

F10 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $356.89 to $357.70, inclusive.

SEC source: 0000315189-21-000023 · primary_doc.xml · nonDerivative · entry 10

May John C II · CIK 0001556144 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,728

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on March 4, 2021.

F9 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $355.84 to $356.81, inclusive.

SEC source: 0000315189-21-000023 · primary_doc.xml · nonDerivative · entry 9

May John C II · CIK 0001556144 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on March 4, 2021.

SEC source: 0000315189-21-000023 · primary_doc.xml · nonDerivative · entry 8

May John C II · CIK 0001556144 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,873

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on March 4, 2021.

F8 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $363.44 to $363.64, inclusive.

SEC source: 0000315189-21-000023 · primary_doc.xml · nonDerivative · entry 7

May John C II · CIK 0001556144 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,973

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on March 4, 2021.

F7 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $361.89 to $362.83, inclusive.

SEC source: 0000315189-21-000023 · primary_doc.xml · nonDerivative · entry 6

May John C II · CIK 0001556144 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,669

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on March 4, 2021.

F6 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $360.87 to $361.85, inclusive.

SEC source: 0000315189-21-000023 · primary_doc.xml · nonDerivative · entry 5

May John C II · CIK 0001556144 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,369

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on March 4, 2021.

F5 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $359.72 to $360.52, inclusive.

SEC source: 0000315189-21-000023 · primary_doc.xml · nonDerivative · entry 4

May John C II · CIK 0001556144 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,269

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on March 4, 2021.

F4 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $358.70 to $359.34, inclusive.

SEC source: 0000315189-21-000023 · primary_doc.xml · nonDerivative · entry 3

May John C II · CIK 0001556144 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,769

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on March 4, 2021.

F3 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $356.96 to $357.90, inclusive.

SEC source: 0000315189-21-000023 · primary_doc.xml · nonDerivative · entry 2

May John C II · CIK 0001556144 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,069

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on March 4, 2021.

F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $355.92 to $356.79, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U. S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 to 24.

SEC source: 0000315189-21-000023 · primary_doc.xml · nonDerivative · entry 1

May John C II · CIK 0001556144 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,949

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on March 4, 2021.

SEC source: 0000315189-21-000020 · primary_doc.xml · derivative · entry 3

von Pentz Markwart · CIK 0001411741 · Pres., Small Ag & Turf

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,463 shares

Expires 2026-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on March 2, 2021.

F3 · security: All options include the ability to withhold shares upon the exercise of the options to satisfy income tax obligations.

F4 · derivative.exercise_date: The options became exercisable in three approximately equal tranches on December 14, 2017, 2018, and 2019.

SEC source: 0000315189-21-000020 · primary_doc.xml · nonDerivative · entry 2

von Pentz Markwart · CIK 0001411741 · Pres., Small Ag & Turf

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,593

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on March 2, 2021.

F2 · balance_after: Includes 7,869 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan.

SEC source: 0000315189-21-000020 · primary_doc.xml · nonDerivative · entry 1

von Pentz Markwart · CIK 0001411741 · Pres., Small Ag & Turf

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on March 2, 2021.

SEC source: 0000315189-21-000021 · primary_doc.xml · derivative · entry 9

CAMPBELL RYAN D · CIK 0001772144 · Sr VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,146

Underlying: Common Stock · 6,257 shares

Expires 2029-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on March 1, 2021.

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F6 · derivative.exercise_date: The options became exercisable on December 11, 2020.

SEC source: 0000315189-21-000021 · primary_doc.xml · derivative · entry 8

CAMPBELL RYAN D · CIK 0001772144 · Sr VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,019

Underlying: Common Stock · 2,066 shares

Expires 2028-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on March 1, 2021.

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F5 · derivative.exercise_date: The options became exercisable in two approximately equal tranches on December 12, 2019, and 2020.

SEC source: 0000315189-21-000021 · primary_doc.xml · derivative · entry 7

CAMPBELL RYAN D · CIK 0001772144 · Sr VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,710 shares

Expires 2027-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on March 1, 2021.

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options became exercisable in three approximately equal tranches on December 13, 2018, 2019, and 2020.

SEC source: 0000315189-21-000021 · primary_doc.xml · nonDerivative · entry 6

CAMPBELL RYAN D · CIK 0001772144 · Sr VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,983

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on March 1, 2021.

F2 · balance_after: Includes 5,760 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations.

SEC source: 0000315189-21-000021 · primary_doc.xml · nonDerivative · entry 5

CAMPBELL RYAN D · CIK 0001772144 · Sr VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,240

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on March 1, 2021.

SEC source: 0000315189-21-000021 · primary_doc.xml · nonDerivative · entry 4

CAMPBELL RYAN D · CIK 0001772144 · Sr VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,983

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on March 1, 2021.

SEC source: 0000315189-21-000021 · primary_doc.xml · nonDerivative · entry 3

CAMPBELL RYAN D · CIK 0001772144 · Sr VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,049

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on March 1, 2021.

SEC source: 0000315189-21-000021 · primary_doc.xml · nonDerivative · entry 2

CAMPBELL RYAN D · CIK 0001772144 · Sr VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,983

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on March 1, 2021.

SEC source: 0000315189-21-000021 · primary_doc.xml · nonDerivative · entry 1

CAMPBELL RYAN D · CIK 0001772144 · Sr VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on March 1, 2021.

SEC source: 0001104659-21-067080 · a4.xml · nonDerivative · entry 1

CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,259,573

F1 · kind: Cascade Investment, L.L.C. transferred to Melinda French Gates 2,251,000 shares of the Issuer's common stock in a private transaction, for no consideration, on May 13, 2021.

F1 · price: Cascade Investment, L.L.C. transferred to Melinda French Gates 2,251,000 shares of the Issuer's common stock in a private transaction, for no consideration, on May 13, 2021.

SEC source: 0000315189-21-000026 · primary_doc.xml · nonDerivative · entry 1

May John C II · CIK 0001556144 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,473

F1 · security: Gift of shares to a charitable donor advised fund.

F2 · balance_after: Includes 23,453 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan to be settled solely in shares.

SEC source: 0000315189-21-000019 · primary_doc.xml · derivative · entry 3

Kalathur Rajesh · CIK 0001555586 · President, JD Financial & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,800 shares

Expires 2024-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10b5-1 stock option exercise plan adopted on December 14, 2020.

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 10, 2015, 2016, and 2017.

SEC source: 0000315189-21-000019 · primary_doc.xml · nonDerivative · entry 2

Kalathur Rajesh · CIK 0001555586 · President, JD Financial & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,874

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10b5-1 stock option exercise plan adopted on December 14, 2020.

F2 · balance_after: Includes 7,913 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan to be settled solely in shares.

SEC source: 0000315189-21-000019 · primary_doc.xml · nonDerivative · entry 1

Kalathur Rajesh · CIK 0001555586 · President, JD Financial & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,674

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10b5-1 stock option exercise plan adopted on December 14, 2020.

SEC source: 0000315189-21-000009 · primary_doc.xml · nonDerivative · entry 1

Erwin Tami A. · CIK 0001760658 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,271

F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 1,271 restricted stock units acquired under the Nonemployee Director Stock Ownership of the Issuer. Restrictions are authorized by the Board of Directors. The plan provides for tax withholding rights.

SEC source: 0000315189-21-000010 · primary_doc.xml · nonDerivative · entry 1

Heuberger Alan Cletus · CIK 0001301119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,036

F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 4,936 restricted stock units acquired under the Nonemployee Stock Ownership Plan of the Issuer. Restrictions are authorized by the Board of Directors. The Plan provides for tax withholding rights.

SEC source: 0000315189-21-000011 · primary_doc.xml · nonDerivative · entry 1

HOLLIDAY CHARLES O JR · CIK 0001127289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,486

F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 3,581 restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The Plan provides for tax withholding rights.

SEC source: 0000315189-21-000012 · primary_doc.xml · nonDerivative · entry 1

JAIN DIPAK C · CIK 0001231918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,635

F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 13,234 restricted stock shares and 19,401 restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights.

SEC source: 0000315189-21-000013 · primary_doc.xml · nonDerivative · entry 1

Johanns Michael O. · CIK 0001630280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,663

F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 7,663 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights.

SEC source: 0000315189-21-000014 · primary_doc.xml · nonDerivative · entry 1

JONES CLAYTON M · CIK 0001191566 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,225

F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled solely in shares.

F2 · balance_after: Includes 824 restricted stock shares and 19,401 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights.

SEC source: 0000315189-21-000015 · primary_doc.xml · nonDerivative · entry 1

PAGE GREGORY R · CIK 0001250570 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,853

F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 9,853 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights.

SEC source: 0000315189-21-000016 · primary_doc.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,003

F1 · shares: Grant of restricted stock units under the Nonemployee Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 12,003 restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights.

SEC source: 0000315189-21-000017 · primary_doc.xml · nonDerivative · entry 1

STOCKTON DMITRI L · CIK 0001614734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,147

F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 7,147 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights.

SEC source: 0000315189-21-000018 · primary_doc.xml · nonDerivative · entry 1

Talton Sheila · CIK 0001490478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,147

F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 7,147 restricted stock units acquired under the Nonemployee Director Stock Ownership of the Issuer. Restrictions are authorized by the Board of Directors. The plan provides for tax withholding rights.

SEC source: 0000315189-21-000008 · primary_doc.xml · derivative · entry 3

Howze Marc A · CIK 0001687891 · Group Pres., Life Sol & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,188 shares

Expires 2026-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted September 8, 2020.

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 14, 2017, 2018, and 2019.

SEC source: 0000315189-21-000008 · primary_doc.xml · nonDerivative · entry 2

Howze Marc A · CIK 0001687891 · Group Pres., Life Sol & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,245

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted September 8, 2020.

F2 · balance_after: Includes 8,000 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan to be settled solely in shares.

SEC source: 0000315189-21-000008 · primary_doc.xml · nonDerivative · entry 1

Howze Marc A · CIK 0001687891 · Group Pres., Life Sol & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted September 8, 2020.

SEC source: 0000315189-21-000006 · primary_doc.xml · derivative · entry 3

Howze Marc A · CIK 0001687891 · Group Pres., Life Sol & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,585 shares

Expires 2025-12-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on September 8, 2020.

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 9, 2016, 2017, and 2018.

SEC source: 0000315189-21-000006 · primary_doc.xml · nonDerivative · entry 2

Howze Marc A · CIK 0001687891 · Group Pres., Life Sol & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,301

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on September 8, 2020.

F2 · balance_after: includes 8,000 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan to be settled solely in shares.

SEC source: 0000315189-21-000006 · primary_doc.xml · nonDerivative · entry 1

Howze Marc A · CIK 0001687891 · Group Pres., Life Sol & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,886

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on September 8, 2020.