Tapewire

NYSE · USD

DD

DuPont de Nemours, Inc.

Export transactions ↓
Tapewire entity
3297
SEC CIK
0001666700
Parsed reports
797

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2018 Filed Feb 20, 2018 23:09 UTC
FOX STACY LGeneral Counsel & Secretary
GrantStock Options (Right to Buy) NQOs · Derivative 174,645 $0.00 Strike: $71.85 $0.00
Disclosure

SEC source: 0001280220-18-000003 · edgar.xml · derivative · entry 1

FOX STACY L · CIK 0001280220 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,645

Underlying: Common Stock · 174,645 shares

Expires 2028-02-14

F1 · derivative.exercise_date: Options become exercisable in three substantially equal installments beginning on the first anniversary of the grant, option shares used to satisfy withholding taxes.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 23:10 UTC
BREEN EDWARD DDirector · Chief Executive Officer
GrantStock Options (Right to Buy) NQOs · Derivative 821,475 $0.00 Strike: $71.85 $0.00
Disclosure

SEC source: 0001666700-18-000010 · edgar.xml · derivative · entry 1

BREEN EDWARD D · CIK 0001223619 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 821,475

Underlying: Common Stock · 821,475 shares

Expires 2028-02-14

F1 · derivative.exercise_date: Options become exercisable in three substantially equal installments beginning on the first anniversary of the grant, option shares used to satisfy withholding taxes.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 23:07 UTC
Collins James C. Jr.Chief Operating Officer
GrantStock Options Right to Buy) NQOs · Derivative 226,391 $0.00 Strike: $71.85 $0.00
Disclosure

SEC source: 0001625045-18-000003 · edgar.xml · derivative · entry 1

Collins James C. Jr. · CIK 0001625045 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,391

Underlying: Common Stock · 226,391 shares

Expires 2028-02-14

F1 · derivative.exercise_date: Options become exercisable in three substantially equal installments beginning on the first anniversary of the grant, option shares used to satisfy withholding taxes.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 23:06 UTC
Doyle Christopher MarcChief Operating Officer
GrantStock Options (right to buy ) NQOs · Derivative 226,391 $0.00 Strike: $71.85 $0.00
Disclosure

SEC source: 0001660483-18-000003 · edgar.xml · derivative · entry 1

Doyle Christopher Marc · CIK 0001660483 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,391

Underlying: Common Stock · 226,391 shares

Expires 2028-02-14

F1 · derivative.exercise_date: Options become exercisable in three substantially equal installments beginning on the first anniversary of the grant, option shares used to satisfy withholding taxes.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:14 UTC
Ungerleider Howard IChief Financial Officer
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 30,750 $0.00 Strike: $38.62 $0.00
Disclosure

SEC source: 0001225208-18-003047 · doc4.xml · derivative · entry 8

Ungerleider Howard I · CIK 0001514396 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,750 shares

Expires 2018-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Granted under The Dow Chemical Company Amended and Restated 1988 Award and Option Plan. The Plan provides for tax withholding rights.

F4 · derivative.exercise_date: The options vested in three annual installments beginning on February 15, 2009.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:14 UTC
Ungerleider Howard IChief Financial Officer
OtherCommon Stock 9,915 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003047 · doc4.xml · nonDerivative · entry 5

Ungerleider Howard I · CIK 0001514396 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 114,302.9183

F2 · kind: Change in nature of ownership.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:14 UTC
Ungerleider Howard IChief Financial Officer
Tax withholdingCommon Stock 16,701 $71.11 $1,187,608.11
Disclosure

SEC source: 0001225208-18-003047 · doc4.xml · nonDerivative · entry 4

Ungerleider Howard I · CIK 0001514396 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,646

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:14 UTC
Ungerleider Howard IChief Financial Officer
OtherCommon Stock 9,915 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003047 · doc4.xml · nonDerivative · entry 3

Ungerleider Howard I · CIK 0001514396 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,347

F2 · kind: Change in nature of ownership.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:14 UTC
Ungerleider Howard IChief Financial Officer
Tax withholdingCommon Stock 4,134 $71.11 $293,968.74
Disclosure

SEC source: 0001225208-18-003047 · doc4.xml · nonDerivative · entry 2

Ungerleider Howard I · CIK 0001514396 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,262

F1 · kind: Shares withheld pursuant to tax withholding rights under award and option plans in a transaction exempt under Rule 16b-3.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:14 UTC
Ungerleider Howard IChief Financial Officer
Exercise / conversionCommon Stock 30,750 $38.62 $1,187,565.00
Disclosure

SEC source: 0001225208-18-003047 · doc4.xml · nonDerivative · entry 1

Ungerleider Howard I · CIK 0001514396 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,396

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:14 UTC
LIVERIS ANDREW NExecutive Chairman
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 163,999 $0.00 Strike: $38.62 $0.00
Disclosure

SEC source: 0001225208-18-003046 · doc4.xml · derivative · entry 8

LIVERIS ANDREW N · CIK 0001269971 · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 163,999 shares

Expires 2018-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Granted under The Dow Chemical Company Amended and Restated 1988 Award and Option Plan. The Plan provides for tax withholding rights.

F4 · derivative.exercise_date: The options vested in three annual installments beginning on February 15, 2009.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:14 UTC
LIVERIS ANDREW NExecutive Chairman
OtherCommon Stock 42,941 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003046 · doc4.xml · nonDerivative · entry 5

LIVERIS ANDREW N · CIK 0001269971 · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 725,765.5

F2 · kind: Change in nature of ownership.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:14 UTC
LIVERIS ANDREW NExecutive Chairman
Tax withholdingCommon Stock 89,069 $71.11 $6,333,696.59
Disclosure

SEC source: 0001225208-18-003046 · doc4.xml · nonDerivative · entry 4

LIVERIS ANDREW N · CIK 0001269971 · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 649,936.089

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:14 UTC
LIVERIS ANDREW NExecutive Chairman
OtherCommon Stock 42,941 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003046 · doc4.xml · nonDerivative · entry 3

LIVERIS ANDREW N · CIK 0001269971 · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 739,005.089

F2 · kind: Change in nature of ownership.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:14 UTC
LIVERIS ANDREW NExecutive Chairman
Tax withholdingCommon Stock 31,989 $71.11 $2,274,737.79
Disclosure

SEC source: 0001225208-18-003046 · doc4.xml · nonDerivative · entry 2

LIVERIS ANDREW N · CIK 0001269971 · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 781,946.089

F1 · kind: Shares withheld pursuant to tax withholding rights under award and option plans in a transaction exempt under Rule 16b-3.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:14 UTC
LIVERIS ANDREW NExecutive Chairman
Exercise / conversionCommon Stock 163,999 $38.62 $6,333,641.38
Disclosure

SEC source: 0001225208-18-003046 · doc4.xml · nonDerivative · entry 1

LIVERIS ANDREW N · CIK 0001269971 · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 813,935.089

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2018 Filed Feb 21, 2018 00:41 UTC
LIVERIS ANDREW NExecutive Chairman
Tax withholdingCommon Stock 24,701 $70.75 $1,747,595.75
Disclosure

SEC source: 0001225208-18-003483 · doc4.xml · nonDerivative · entry 1

LIVERIS ANDREW N · CIK 0001269971 · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 588,216.089

F1 · kind: Shares withheld pursuant to tax withholding rights under award and option plans in a transaction exempt under Rule 16b-3.

F2 · shares: Shares used to satisfy withholding taxes on delivery of deferred stock granted February 13, 2015 as previously reported.

Read SEC document
February 13, 2018 Filed Feb 21, 2018 00:41 UTC
KALIL CHARLES JSpecial Counsellor · General Counsel-MatCo
Tax withholdingCommon Stock 5,331 $70.75 $377,168.25
Disclosure

SEC source: 0001225208-18-003482 · doc4.xml · nonDerivative · entry 1

KALIL CHARLES J · CIK 0001308007 · Special Counsellor · General Counsel-MatCo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 419,212.7416

F1 · kind: Shares withheld pursuant to tax withholding rights under award and option plans in a transaction exempt under Rule 16b-3.

F2 · shares: Shares used to satisfy withholding taxes on delivery of deferred stock granted February 13, 2015 as previously reported.

Read SEC document
February 13, 2018 Filed Feb 21, 2018 00:41 UTC
Ungerleider Howard IChief Financial Officer
Tax withholdingCommon Stock 6,156 $70.75 $435,537.00
Disclosure

SEC source: 0001225208-18-003481 · doc4.xml · nonDerivative · entry 1

Ungerleider Howard I · CIK 0001514396 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,489

F1 · kind: Shares withheld pursuant to tax withholding rights under award and option plans in a transaction exempt under Rule 16b-3.

F2 · shares: Shares used to satisfy withholding taxes on delivery of deferred stock granted February 13, 2015 as previously reported.

Read SEC document
February 13, 2018 Filed Feb 21, 2018 00:41 UTC
Fitterling James RChief Operating Officer-MatCo
Tax withholdingCommon Stock 6,102 $70.75 $431,716.50
Disclosure

SEC source: 0001225208-18-003480 · doc4.xml · nonDerivative · entry 1

Fitterling James R · CIK 0001490029 · Chief Operating Officer-MatCo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418,902.949

F1 · kind: Shares withheld pursuant to tax withholding rights under award and option plans in a transaction exempt under Rule 16b-3.

F2 · shares: Shares used to satisfy withholding taxes on delivery of deferred stock granted February 13, 2015 as previously reported.

Read SEC document
February 13, 2018 Filed Feb 21, 2018 00:41 UTC
Edmonds Ronald CCo-Controller
Tax withholdingCommon Stock 1,503 $70.75 $106,337.25
Disclosure

SEC source: 0001225208-18-003479 · doc4.xml · nonDerivative · entry 1

Edmonds Ronald C · CIK 0001476281 · Co-Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,524.44

F1 · kind: Shares withheld pursuant to tax withholding rights under award and option plans in a transaction exempt under Rule 16b-3.

F2 · shares: Shares used to satisfy withholding taxes on delivery of deferred stock granted February 13, 2015 as previously reported.

Read SEC document
February 04, 2018 Filed Feb 6, 2018 22:44 UTC
FOX STACY LGeneral Counsel & Secretary
Tax withholdingCommon Stock 984 $71.97 $70,813.56
Disclosure

SEC source: 0001280220-18-000002 · edgar.xml · nonDerivative · entry 1

FOX STACY L · CIK 0001280220 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,642.6461

F1 · shares: Taxes withheld on lapsed RSUs and associated dividend equivalents.

F2 · balance_after: Includes direct ownership and unvested restricted stock units.

Read SEC document
February 04, 2018 Filed Feb 6, 2018 22:43 UTC
Doyle Christopher MarcChief Operating Officer
Tax withholdingCommon Stock 447 $71.97 $32,168.36
Disclosure

SEC source: 0001660483-18-000002 · edgar.xml · nonDerivative · entry 1

Doyle Christopher Marc · CIK 0001660483 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,728.6664

F1 · shares: Taxes withheld on lapsed RSUs and associated dividend equivalents.

F2 · balance_after: Includes direct ownership and unvested restricted stock units.

Read SEC document
February 04, 2018 Filed Feb 6, 2018 22:42 UTC Tax withholdingCommon Stock 290 $71.97 $20,869.85
Disclosure

SEC source: 0001713192-18-000002 · edgar.xml · nonDerivative · entry 1

Desmond Jeanmarie F. · CIK 0001713192 · Co-Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,197.4037

F1 · shares: Taxes withheld on lapsed RSUs and associated dividend equivalents.

F2 · balance_after: Includes direct ownership and unvested RSUs

Read SEC document
February 04, 2018 Filed Feb 6, 2018 22:41 UTC
Collins James C. Jr.Chief Operating Officer
Tax withholdingCommon Stock 784 $71.97 $56,420.56
Disclosure

SEC source: 0001625045-18-000002 · edgar.xml · nonDerivative · entry 1

Collins James C. Jr. · CIK 0001625045 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,460.3838

F1 · shares: Taxes withheld on lapsed RSUs and associated dividend equivalents.

F2 · balance_after: Includes direct ownership and unvested restricted stock units.

Read SEC document
January 01, 2018 Filed Jan 3, 2018 21:42 UTC Exercise / conversionStock Appreciation Rights Payable 2018 (2018 SAR) · Derivative 198,334 $50.42 Strike: $50.42 $10,000,000.28
Disclosure

SEC source: 0001225208-18-000346 · doc4.xml · derivative · entry 3

MILCHOVICH RAYMOND J · CIK 0001221441 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 198,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Pursuant to an agreement between the Reporting Person and Third Point LLC, the Reporting Person received a stock appreciation right payable in 2018 and a stock appreciation right payable in 2020 subject to continued service as a director by the Reporting Person on the applicable vesting date, subject to certain exceptions.

F1 · derivative.exercise_price: Vesting of the 2018 stock appreciation right that will be settled in cash. The appreciation amount payable by Third Point LLC, if any, will be based upon the difference between $50.42 and the volume weighted average price of the Issuer's Common Stock during the 30 day period prior to January 1, 2018. The appreciation amount is payable within 30 days following January 1, 2018.

F1 · derivative.exercise_date: Vesting of the 2018 stock appreciation right that will be settled in cash. The appreciation amount payable by Third Point LLC, if any, will be based upon the difference between $50.42 and the volume weighted average price of the Issuer's Common Stock during the 30 day period prior to January 1, 2018. The appreciation amount is payable within 30 days following January 1, 2018.

F1 · derivative.expiration_date: Vesting of the 2018 stock appreciation right that will be settled in cash. The appreciation amount payable by Third Point LLC, if any, will be based upon the difference between $50.42 and the volume weighted average price of the Issuer's Common Stock during the 30 day period prior to January 1, 2018. The appreciation amount is payable within 30 days following January 1, 2018.

Read SEC document
January 01, 2018 Filed Jan 3, 2018 21:42 UTC SaleCommon Stock 198,334 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-000346 · doc4.xml · nonDerivative · entry 2

MILCHOVICH RAYMOND J · CIK 0001221441 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,891.2717

F1 · price: Vesting of the 2018 stock appreciation right that will be settled in cash. The appreciation amount payable by Third Point LLC, if any, will be based upon the difference between $50.42 and the volume weighted average price of the Issuer's Common Stock during the 30 day period prior to January 1, 2018. The appreciation amount is payable within 30 days following January 1, 2018.

Read SEC document
January 01, 2018 Filed Jan 3, 2018 21:42 UTC Exercise / conversionCommon Stock 198,334 $50.42 $10,000,000.28
Disclosure

SEC source: 0001225208-18-000346 · doc4.xml · nonDerivative · entry 1

MILCHOVICH RAYMOND J · CIK 0001221441 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,225.2717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 21:40 UTC
Collins James C. Jr.Chief Operating Officer
Tax withholdingCommon Stock 7,252 $71.54 $518,771.82
Disclosure

SEC source: 0001625045-18-000001 · edgar.xml · nonDerivative · entry 1

Collins James C. Jr. · CIK 0001625045 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,244.3838

F1 · shares: Taxes withheld on lapsed RSUs and associated dividend equivalents.

F2 · balance_after: Includes direct ownership and unvested restricted stock units.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 21:38 UTC
FOX STACY LGeneral Counsel & Secretary
Tax withholdingCommon Stock 8,905 $71.54 $637,019.18
Disclosure

SEC source: 0001280220-18-000001 · edgar.xml · nonDerivative · entry 1

FOX STACY L · CIK 0001280220 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,626.6461

F1 · shares: Taxes withheld on lapsed RSUs and associated dividend equivalents.

F2 · balance_after: Includes direct ownership and unvested restricted stock units.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 21:39 UTC
Doyle Christopher MarcChief Operating Officer
Tax withholdingCommon Stock 3,751 $71.54 $268,327.79
Disclosure

SEC source: 0001660483-18-000001 · edgar.xml · nonDerivative · entry 1

Doyle Christopher Marc · CIK 0001660483 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,175.6664

F1 · shares: Taxes withheld on lapsed RSUs and associated dividend equivalents.

F2 · balance_after: Includes direct ownership and unvested restricted stock units.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 21:37 UTC Tax withholdingCommon Stock 1,002 $71.54 $71,678.07
Disclosure

SEC source: 0001713192-18-000001 · edgar.xml · nonDerivative · entry 1

Desmond Jeanmarie F. · CIK 0001713192 · Co-Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,487.4037

F1 · shares: Taxes withheld on lapsed RSUs and associated dividend equivalents.

F2 · balance_after: Includes direct ownership and unvested RSUs

Read SEC document
December 15, 2017 Filed Dec 19, 2017 17:08 UTC
THOMAS LEE MDirector
GrantCommon Stock 103.5091 $70.00 $7,245.64
Disclosure

SEC source: 0001666700-17-000032 · edgar.xml · nonDerivative · entry 1

THOMAS LEE M · CIK 0001090724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,783.9863

F1 · balance_after: Includes direct ownership and unvested RSUs; reflects adjustment to total securities reported on Table 1 of previously filed Forms 4 due to overstatement of 9/29/2017 dividend equivalent units.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 17:07 UTC GrantRestricted DowDuPont Common Stock Units · Derivative 74.0237 $70.00 $5,181.66
Disclosure

SEC source: 0001127294-17-000011 · edgar.xml · derivative · entry 3

JULIBER LOIS D · CIK 0001127294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,709.9892

Underlying: Common Stock · 74.0237 shares

Expires not disclosed

F2 · derivative.exercise_price: Units convert one-for-one to DowDuPont common stock.

F3 · kind: Dividend equivalents credited as stock units under the DowDuPont Stock Accumulation and Deferred Compensation Plan for Directors.

F5 · price: Price used to calculate dividend equivalents.

F4 · derivative.exercise_date: Common stock units to be paid in cash in five equal annual installments beginning the first year after reporting person's retirement.

F4 · derivative.expiration_date: Common stock units to be paid in cash in five equal annual installments beginning the first year after reporting person's retirement.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 17:07 UTC GrantCommon Stock 525.4125 $70.00 $36,778.88
Disclosure

SEC source: 0001127294-17-000011 · edgar.xml · nonDerivative · entry 1

JULIBER LOIS D · CIK 0001127294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,837.1467

F1 · balance_after: Includes direct ownership, unvested RSUs and vested deferred stock units; reflects adjustment to total securities reported on Table 1 of previously filed Forms 4 due to overstatement of 9/29/2017 dividend equivalent units.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 22:44 UTC
FOX STACY LGeneral Counsel & Secretary
GrantCommon Stock 557.8282 $70.00 $39,047.97
Disclosure

SEC source: 0001280220-17-000010 · edgar.xml · nonDerivative · entry 1

FOX STACY L · CIK 0001280220 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,531.6461

F1 · balance_after: Includes direct ownership and unvested restricted stock units; reflects adjustment to total securities reported on Table 1 of previously filed Forms 4 due to overstatement of 9/29/2017 dividend equivalent units.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 22:43 UTC
BREEN EDWARD DDirector · Chief Executive Officer
GrantDeferred Stock Units · Derivative 3.9952 $70.00 $279.66
Disclosure

SEC source: 0001666700-17-000034 · edgar.xml · derivative · entry 3

BREEN EDWARD D · CIK 0001223619 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 739.9664

Underlying: Common Stock · 3.9952 shares

Expires not disclosed

F2 · derivative.exercise_price: Each unit represents the right to receive one share of DowDuPont common stock.

F3 · derivative.exercise_date: Units are payable in shares following termination of the reporting person's employment with DowDuPont. The reporting person may transfer his units into an alternative investment account at any time.

F3 · derivative.expiration_date: Units are payable in shares following termination of the reporting person's employment with DowDuPont. The reporting person may transfer his units into an alternative investment account at any time.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 22:43 UTC
BREEN EDWARD DDirector · Chief Executive Officer
GrantCommon Stock 1,460.7003 $70.00 $102,249.02
Disclosure

SEC source: 0001666700-17-000034 · edgar.xml · nonDerivative · entry 1

BREEN EDWARD D · CIK 0001223619 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,887.0825

F1 · balance_after: Includes unvested RSUs, deferred stock units and direct ownership; reflects adjustment to total securities reported on Table 1 of previously filed Forms 4 due to overstatement of 9/29/2017 dividend equivalent units.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 22:42 UTC GrantCommon Stock 61.8399 $70.00 $4,328.79
Disclosure

SEC source: 0001713192-17-000005 · edgar.xml · nonDerivative · entry 1

Desmond Jeanmarie F. · CIK 0001713192 · Co-Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,489.4037

F1 · balance_after: Includes direct ownership and unvested RSUs; reflects adjustment to total securities reported on Table I of previously filed Forms 4 due to overstatement of 9/29/2017 dividend equivalent units.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 22:41 UTC
Collins James C. Jr.Chief Operating Officer
GrantDeferred Stock Units · Derivative 0.023 $70.00 $1.61
Disclosure

SEC source: 0001625045-17-000013 · edgar.xml · derivative · entry 2

Collins James C. Jr. · CIK 0001625045 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2.4257

Underlying: Common Stock · 0.023 shares

Expires not disclosed

F2 · derivative.exercise_price: Each unit represents the right to receive one share of DowDuPont common stock.

F3 · derivative.exercise_date: Units are payable in shares following termination of the reporting person's employment with DowDuPont.

F3 · derivative.expiration_date: Units are payable in shares following termination of the reporting person's employment with DowDuPont.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 22:41 UTC
Collins James C. Jr.Chief Operating Officer
GrantCommon Stock 768.8137 $70.00 $53,816.96
Disclosure

SEC source: 0001625045-17-000013 · edgar.xml · nonDerivative · entry 1

Collins James C. Jr. · CIK 0001625045 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,496.3838

F1 · balance_after: Includes direct ownership and unvested restricted stock units; reflects adjustment to total securities reported on Table 1 of previously filed Forms 4 following issuing of 9/29/2017 dividend equivalent units.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 22:39 UTC
Doyle Christopher MarcChief Operating Officer
GrantCommon Stock 665.8028 $70.00 $46,606.20
Disclosure

SEC source: 0001660483-17-000010 · edgar.xml · nonDerivative · entry 1

Doyle Christopher Marc · CIK 0001660483 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,926.6664

F1 · balance_after: Includes direct ownership and unvested restricted stock units; reflects adjustment to total securities reported on Table 1 of previously filed Forms 4 due to overstatement of 9/29/2017 dividend equivalent units.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 22:05 UTC GrantCommon Stock 418.1754 $70.00 $29,272.28
Disclosure

SEC source: 0001188585-17-000011 · edgar.xml · nonDerivative · entry 1

CUTLER ALEXANDER M · CIK 0001188585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,549.4956

F1 · balance_after: Includes direct ownership, unvested RSUs and vested deferred stock units; reflects adjustment to total securities reported on Table 1 of previously filed Forms 4 due to overstatment of 9/29/2017 dividend equivalent units.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 22:09 UTC
Ward PatDirector
GrantCommon Stock 70.7002 $70.00 $4,949.01
Disclosure

SEC source: 0001666700-17-000033 · edgar.xml · nonDerivative · entry 1

Ward Pat · CIK 0001436125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,094.4121

F1 · balance_after: Includes unvested restricted stock units; reflects adjustment to total securities reported on Table I of previously filed Forms 4 due to overstatement of 9/29/2017 dividend equivalent units.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 22:06 UTC GrantRestricted DowDuPont Common Stock Units · Derivative 24.9874 $70.00 $1,749.12
Disclosure

SEC source: 0001217496-17-000008 · edgar.xml · derivative · entry 2

HEWSON MARILLYN A · CIK 0001217496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,627.933

Underlying: Common Stock · 24.9874 shares

Expires not disclosed

F2 · derivative.exercise_price: Units convert one-for-one to DowDuPont common stock.

F3 · kind: Dividend equivalents credited as stock units under the DowDuPont Stock Accumulation and Deferred Compensation Plan for Directors.

F5 · price: Price used to calculate dividend equivalents.

F4 · derivative.exercise_date: Common stock units to be paid in cash upon reporting person's retirement.

F4 · derivative.expiration_date: Common stock units to be paid in cash upon reporting person's retirement.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 22:06 UTC GrantCommon Stock 297.5388 $70.00 $20,827.72
Disclosure

SEC source: 0001217496-17-000008 · edgar.xml · nonDerivative · entry 1

HEWSON MARILLYN A · CIK 0001217496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,819.3125

F1 · balance_after: Includes direct ownership, unvested RSUs and vested deferred stock units; reflects adjustment to total securities reported on Table 1 of previously filed Forms 4 due to overstatement of 9/29/2017 dividend equivalent units.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 22:04 UTC GrantRestricted DowDuPont Common Stock Units · Derivative 22.9366 $70.00 $1,605.56
Disclosure

SEC source: 0001398379-17-000008 · edgar.xml · derivative · entry 3

BROWN ROBERT A · CIK 0001398379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,248.097

Underlying: Common Stock · 22.9366 shares

Expires not disclosed

F2 · derivative.exercise_price: Units convert one-for-one to DowDuPont Common Stock.

F3 · kind: Dividend equivalents credited as restricted stock units under the DowDuPont Stock Accumulation and Deferred Compensation Plan for Directors.

F5 · price: Price used to calculate dividend equivalents.

F4 · derivative.exercise_date: Stock units to be paid in cash in five equal annual installments beginning the first year after reporting person's retirement.

F4 · derivative.expiration_date: Stock units to be paid in cash in five equal annual installments beginning the first year after reporting person's retirement.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 22:04 UTC GrantCommon Stock 229.2785 $70.00 $16,049.50
Disclosure

SEC source: 0001398379-17-000008 · edgar.xml · nonDerivative · entry 1

BROWN ROBERT A · CIK 0001398379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,464.8253

F1 · balance_after: Includes unvested RSUs; reflects adjustment to total securities reported on Table I of previously filed Forms 4 due to overstated 9/29/2017 dividend equivalent units.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 22:03 UTC GrantCommon Stock 100.5979 $70.00 $7,041.85
Disclosure

SEC source: 0001666700-17-000031 · edgar.xml · nonDerivative · entry 1

ANDREOTTI LAMBERTO · CIK 0001208099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,631.7889

F1 · balance_after: Represents unvested RSUs; reflects adjustment to total securities reported on Table 1 of previously filed Forms 4 due to overstatement of 9/29/2017 dividend equivalent units.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 21:44 UTC
LIVERIS ANDREW NExecutive Chairman
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 9,664 $38.62 Strike: $38.62 $373,223.68
Disclosure

SEC source: 0001225208-17-018911 · doc4.xml · derivative · entry 6

LIVERIS ANDREW N · CIK 0001269971 · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,999

Underlying: Common Stock · 9,664 shares

Expires 2018-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Granted under The Dow Chemical Company Amended and Restated 1988 Award and Option Plan. The Plan provides for tax withholding rights.

F4 · derivative.exercise_date: The options vested in three annual installments beginning on February 15, 2009.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.