Last 12 months
Inside the activity.
0 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 25, 2018 Filed Apr 26, 2018 17:13 UTC |
THOMAS LEE MDirector
|
GrantCommon Stock | 2,680 | $0.00 | $0.00 |
DisclosureSEC source: 0001666700-18-000016 · edgar.xml · nonDerivative · entry 1 THOMAS LEE M · CIK 0001090724 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,938.3077 F1 · balance_after: Includes direct ownership and unvested restricted stock units. Read SEC document |
| April 25, 2018 Filed Apr 26, 2018 21:18 UTC |
REILLEY DENNIS HDirector
|
GrantCommon Stock | 2,680 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-008097 · doc4.xml · nonDerivative · entry 1 REILLEY DENNIS H · CIK 0001103735 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,326 F1 · shares: Award of stock with transfer restrictions exempt under Rule 16b-3 Read SEC document |
| April 25, 2018 Filed Apr 26, 2018 17:12 UTC |
JULIBER LOIS DDirector
|
GrantCommon Stock | 2,680 | $0.00 | $0.00 |
DisclosureSEC source: 0001127294-18-000003 · edgar.xml · nonDerivative · entry 1 JULIBER LOIS D · CIK 0001127294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,312.2048 F1 · balance_after: Includes direct ownership, unvested restricted stock units and vested deferred stock units. Read SEC document |
| April 25, 2018 Filed Apr 26, 2018 21:19 UTC |
SHAW RUTH GDirector
|
GrantCommon Stock | 2,680 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-008099 · doc4.xml · nonDerivative · entry 1 SHAW RUTH G · CIK 0001215486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,069 F1 · shares: Award of stock with transfer restrictions exempt under Rule 16b-3 Read SEC document |
| April 25, 2018 Filed Apr 26, 2018 21:18 UTC |
Polman PaulDirector
|
GrantCommon Stock | 2,680 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-008096 · doc4.xml · nonDerivative · entry 1 Polman Paul · CIK 0001484002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,460 F1 · shares: Award of stock with transfer restrictions exempt under Rule 16b-3 Read SEC document |
| April 25, 2018 Filed Apr 26, 2018 21:18 UTC |
MILCHOVICH RAYMOND JDirector
|
GrantCommon Stock | 2,680 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-008095 · doc4.xml · nonDerivative · entry 1 MILCHOVICH RAYMOND J · CIK 0001221441 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,618.0513 F1 · shares: Award of stock with transfer restrictions exempt under Rule 16b-3 Read SEC document |
| April 25, 2018 Filed Apr 26, 2018 21:18 UTC |
FETTIG JEFF MDirector
|
GrantCommon Stock | 2,680 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-008094 · doc4.xml · nonDerivative · entry 1 FETTIG JEFF M · CIK 0001224295 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,010 F1 · shares: Award of stock with transfer restrictions exempt under Rule 16b-3 Read SEC document |
| April 25, 2018 Filed Apr 26, 2018 21:18 UTC |
BELL JAMES ADirector
|
GrantCommon Stock | 2,680 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-008093 · doc4.xml · nonDerivative · entry 1 BELL JAMES A · CIK 0001182047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,336 F1 · shares: Award of stock with transfer restrictions exempt under Rule 16b-3 Read SEC document |
| April 25, 2018 Filed Apr 26, 2018 21:14 UTC |
Ward PatDirector
|
GrantCommon Stock | 2,680 | $0.00 | $0.00 |
DisclosureSEC source: 0001666700-18-000017 · edgar.xml · nonDerivative · entry 1 Ward Pat · CIK 0001436125 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,847.7162 F1 · balance_after: Includes unvested restricted stock units. Read SEC document |
| April 25, 2018 Filed Apr 26, 2018 21:11 UTC |
HEWSON MARILLYN ADirector
|
GrantCommon Stock | 2,680 | $0.00 | $0.00 |
DisclosureSEC source: 0001217496-18-000002 · edgar.xml · nonDerivative · entry 1 HEWSON MARILLYN A · CIK 0001217496 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,807.8097 F1 · balance_after: Includes direct ownership, unvested restricted stock units and vested deferred stock units. Read SEC document |
| April 25, 2018 Filed Apr 26, 2018 21:10 UTC |
CUTLER ALEXANDER MDirector
|
GrantCommon Stock | 2,680 | $0.00 | $0.00 |
DisclosureSEC source: 0001188585-18-000003 · edgar.xml · nonDerivative · entry 1 CUTLER ALEXANDER M · CIK 0001188585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,324.8241 F1 · balance_after: Includes direct ownership, unvested restricted stock units and vested deferred stock units. Read SEC document |
| April 25, 2018 Filed Apr 26, 2018 21:09 UTC |
ANDREOTTI LAMBERTODirector
|
GrantCommon Stock | 2,680 | $0.00 | $0.00 |
DisclosureSEC source: 0001666700-18-000015 · edgar.xml · nonDerivative · entry 1 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,416.0918 F1 · balance_after: Includes unvested restricted stock units. Read SEC document |
| April 25, 2018 Filed Apr 26, 2018 21:10 UTC |
BROWN ROBERT ADirector
|
GrantCommon Stock | 2,680 | $0.00 | $0.00 |
DisclosureSEC source: 0001398379-18-000002 · edgar.xml · nonDerivative · entry 1 BROWN ROBERT A · CIK 0001398379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,382.5483 F1 · balance_after: Includes unvested restricted stock units. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 17:44 UTC |
THOMAS LEE MDirector
|
GrantCommon Stock | 107.3214 | $67.88 | $7,284.98 |
DisclosureSEC source: 0001666700-18-000014 · edgar.xml · nonDerivative · entry 1 THOMAS LEE M · CIK 0001090724 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,258.3077 F1 · balance_after: Includes direct ownership and unvested RSUs Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 17:42 UTC |
JULIBER LOIS DDirector
|
GrantRestricted DowDuPont Common Stock Units · Derivative | 76.75 | $67.88 | $5,209.79 |
DisclosureSEC source: 0001127294-18-000002 · edgar.xml · derivative · entry 3 JULIBER LOIS D · CIK 0001127294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,786.7392 Underlying: Common Stock · 76.75 shares Expires not disclosed F2 · derivative.exercise_price: Units convert one-for-one to DowDuPont common stock. F3 · kind: Dividend equivalents credited as stock units under the DowDuPont Stock Accumulation and Deferred Compensation Plan for Directors. F5 · price: Price used to calculate dividend equivalents. F4 · derivative.exercise_date: Common stock units to be paid in cash in five equal annual installments beginning the first year after reporting person's retirement. F4 · derivative.expiration_date: Common stock units to be paid in cash in five equal annual installments beginning the first year after reporting person's retirement. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 17:42 UTC |
JULIBER LOIS DDirector
|
GrantCommon Stock | 546.125 | $67.88 | $37,070.97 |
DisclosureSEC source: 0001127294-18-000002 · edgar.xml · nonDerivative · entry 1 JULIBER LOIS D · CIK 0001127294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,632.2048 F1 · balance_after: Includes direct ownership, unvested RSUs and vested deferred stock units Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 21:48 UTC |
Desmond Jeanmarie F.Co-Controller
|
GrantCommon Stock | 48.2619 | $67.88 | $3,276.02 |
DisclosureSEC source: 0001713192-18-000004 · edgar.xml · nonDerivative · entry 1 Desmond Jeanmarie F. · CIK 0001713192 · Co-Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,245.6656 F1 · balance_after: Includes direct ownership and unvested RSUs Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 21:47 UTC |
FOX STACY LGeneral Counsel & Secretary
|
GrantCommon Stock | 458.5885 | $67.88 | $31,128.99 |
DisclosureSEC source: 0001280220-18-000004 · edgar.xml · nonDerivative · entry 1 FOX STACY L · CIK 0001280220 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,101.2346 F1 · balance_after: Includes direct ownership and unvested restricted stock units Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 21:45 UTC |
Collins James C. Jr.Chief Operating Officer
|
GrantDeferred Stock Units · Derivative | 0.0136 | $67.88 | $0.92 |
DisclosureSEC source: 0001625045-18-000004 · edgar.xml · derivative · entry 2 Collins James C. Jr. · CIK 0001625045 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2.4706 Underlying: Common Stock · 0.0136 shares Expires not disclosed F2 · derivative.exercise_price: Each unit represents the right to receive one share of DowDuPont common stock. F3 · derivative.exercise_date: Units are payable in shares following termination of the reporting person's employment with DowDuPont. F3 · derivative.expiration_date: Units are payable in shares following termination of the reporting person's employment with DowDuPont. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 21:45 UTC |
Collins James C. Jr.Chief Operating Officer
|
GrantCommon Stock | 693.9518 | $67.88 | $47,105.45 |
DisclosureSEC source: 0001625045-18-000004 · edgar.xml · nonDerivative · entry 1 Collins James C. Jr. · CIK 0001625045 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,154.3356 F1 · balance_after: Includes direct ownership and unvested restricted stock units Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 21:46 UTC |
Doyle Christopher MarcChief Operating Officer
|
GrantCommon Stock | 639.8688 | $67.88 | $43,434.29 |
DisclosureSEC source: 0001660483-18-000004 · edgar.xml · nonDerivative · entry 1 Doyle Christopher Marc · CIK 0001660483 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,368.5342 F1 · balance_after: Includes direct ownership and unvested restricted stock units Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 21:40 UTC |
CUTLER ALEXANDER MDirector
|
GrantCommon Stock | 437.4338 | $67.88 | $29,693.01 |
DisclosureSEC source: 0001188585-18-000002 · edgar.xml · nonDerivative · entry 1 CUTLER ALEXANDER M · CIK 0001188585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,644.8241 F1 · balance_after: Includes direct ownership, unvested RSUs and vested deferred stock units Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 21:43 UTC |
Ward PatDirector
|
GrantCommon Stock | 73.3041 | $67.88 | $4,975.88 |
DisclosureSEC source: 0001666700-18-000013 · edgar.xml · nonDerivative · entry 1 Ward Pat · CIK 0001436125 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,167.7162 F1 · balance_after: Includes unvested restricted stock units Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 21:41 UTC |
HEWSON MARILLYN ADirector
|
GrantRestricted DowDuPont Common Stock Units · Derivative | 25.9076 | $67.88 | $1,758.61 |
DisclosureSEC source: 0001217496-18-000001 · edgar.xml · derivative · entry 2 HEWSON MARILLYN A · CIK 0001217496 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,653.8406 Underlying: Common Stock · 25.9076 shares Expires not disclosed F2 · derivative.exercise_price: Units convert one-for-one to DowDuPont common stock. F3 · kind: Dividend equivalents credited as stock units under the DowDuPont Stock Accumulation and Deferred Compensation Plan for Directors. F5 · price: Price used to calculate dividend equivalents. F4 · derivative.exercise_date: Common stock units to be paid in cash upon reporting person's retirement. F4 · derivative.expiration_date: Common stock units to be paid in cash upon reporting person's retirement. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 21:41 UTC |
HEWSON MARILLYN ADirector
|
GrantCommon Stock | 308.4972 | $67.88 | $20,940.79 |
DisclosureSEC source: 0001217496-18-000001 · edgar.xml · nonDerivative · entry 1 HEWSON MARILLYN A · CIK 0001217496 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,127.8097 F1 · balance_after: Includes direct ownership, unvested RSUs and vested deferred stock units Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 21:39 UTC |
BROWN ROBERT ADirector
|
GrantRestricted DowDuPont Common Stock Units · Derivative | 23.7814 | $67.88 | $1,614.28 |
DisclosureSEC source: 0001398379-18-000001 · edgar.xml · derivative · entry 3 BROWN ROBERT A · CIK 0001398379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,271.8784 Underlying: Common Stock · 23.7814 shares Expires not disclosed F2 · derivative.exercise_price: Units convert one-for-one to DowDuPont Common Stock. F3 · kind: Dividend equivalents credited as restricted stock units under the DowDuPont Stock Accumulation and Deferred Compensation Plan for Directors. F5 · price: Price used to calculate dividend equivalents. F4 · derivative.exercise_date: Stock units to be paid in cash in five equal annual installments beginning the first year after reporting person's retirement. F4 · derivative.expiration_date: Stock units to be paid in cash in five equal annual installments beginning the first year after reporting person's retirement. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 21:39 UTC |
BROWN ROBERT ADirector
|
GrantCommon Stock | 237.723 | $67.88 | $16,136.64 |
DisclosureSEC source: 0001398379-18-000001 · edgar.xml · nonDerivative · entry 1 BROWN ROBERT A · CIK 0001398379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,702.5483 F1 · balance_after: Includes unvested RSUs Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 21:38 UTC |
BREEN EDWARD DDirector · Chief Executive Officer
|
GrantDeferred Stock Units · Derivative | 4.1425 | $67.88 | $281.19 |
DisclosureSEC source: 0001666700-18-000012 · edgar.xml · derivative · entry 3 BREEN EDWARD D · CIK 0001223619 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 744.1089 Underlying: Common Stock · 4.1425 shares Expires not disclosed F2 · derivative.exercise_price: Each unit represents the right to receive one share of DowDuPont common stock. F3 · derivative.exercise_date: Units are payable in shares following termination of the reporting person's employment with DowDuPont. The reporting person may transfer his units into an alternative investment account at any time. F3 · derivative.expiration_date: Units are payable in shares following termination of the reporting person's employment with DowDuPont. The reporting person may transfer his units into an alternative investment account at any time. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 21:38 UTC |
BREEN EDWARD DDirector · Chief Executive Officer
|
GrantCommon Stock | 1,514.4978 | $67.88 | $102,804.11 |
DisclosureSEC source: 0001666700-18-000012 · edgar.xml · nonDerivative · entry 1 BREEN EDWARD D · CIK 0001223619 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,401.5803 F1 · balance_after: Includes unvested RSUs, deferred stock units and direct ownership Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 21:38 UTC |
ANDREOTTI LAMBERTODirector
|
GrantCommon Stock | 104.3029 | $67.88 | $7,080.08 |
DisclosureSEC source: 0001666700-18-000011 · edgar.xml · nonDerivative · entry 1 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,736.0918 F1 · balance_after: Represents unvested RSUs Read SEC document |
| March 12, 2018 Filed Mar 13, 2018 21:05 UTC |
Ungerleider Howard IChief Financial Officer
|
GrantCommon Stock | 70,087 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-006044 · doc4.xml · nonDerivative · entry 1 Ungerleider Howard I · CIK 0001514396 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,839 F1 · security: Granted under The Dow Chemical Company Amended and Restated 2012 Stock Incentive Plan. The Plan provides for tax withholding rights. F2 · shares: Restricted Stock Units to be delivered in one installment five years from the grant date upon continuation of employment. Read SEC document |
| March 09, 2018 Filed Mar 13, 2018 21:05 UTC |
Edmonds Ronald CCo-Controller
|
SaleCommon Stock | 15,000 | $71.83 | $1,077,508.50 |
DisclosureSEC source: 0001225208-18-006043 · doc4.xml · nonDerivative · entry 1 Edmonds Ronald C · CIK 0001476281 · Co-Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,815.44 F1 · shares: The number of shares are aggregated for sales occurring within a $1.00 price range on the same date. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: The price represents the weighted average sale price. All sales occurred at a range of $71.725 to $71.95. Read SEC document |
| March 08, 2018 Filed Jun 26, 2019 23:32 UTC |
ANDREOTTI LAMBERTODirector
|
SaleCommon Stock | 85 | $70.31 | $5,976.35 |
DisclosureSEC source: 0001666700-19-000061 · edgar.xml · nonDerivative · entry 2 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,631.7889 F1 · kind: The transactions reported in this Form 4 were executed by the reporting person's investment advisor in a managed account as part of the investment advisor's implementation of a large-cap investment strategy. F3 · balance_after: Represents unvested RSUs. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 16:44 UTC |
JULIBER LOIS DDirector
|
GrantCommon Stock | 248.9331 | $70.30 | $17,500.00 |
DisclosureSEC source: 0001127294-18-000001 · edgar.xml · nonDerivative · entry 1 JULIBER LOIS D · CIK 0001127294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,086.0798 F1 · balance_after: Includes direct ownership, unvested RSUs and vested deferred stock units. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:42 UTC |
CUTLER ALEXANDER MDirector
|
GrantCommon Stock | 657.8947 | $70.30 | $46,250.00 |
DisclosureSEC source: 0001188585-18-000001 · edgar.xml · nonDerivative · entry 1 CUTLER ALEXANDER M · CIK 0001188585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,207.3903 F1 · balance_after: Includes direct ownership, unvested RSUs and vested deferred stock units. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 21:59 UTC |
LIVERIS ANDREW NExecutive Chairman
|
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $9.53 | $0.00 |
DisclosureSEC source: 0001225208-18-004637 · doc4.xml · derivative · entry 6 LIVERIS ANDREW N · CIK 0001269971 · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 809,100 Underlying: Common Stock · 100,000 shares Expires 2019-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Granted under The Dow Chemical Company Amended and Restated 1988 Award and Option Plan. The Plan provides for tax withholding rights. F4 · derivative.exercise_date: The options vested in three annual installments beginning on February 13, 2010. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 21:59 UTC |
LIVERIS ANDREW NExecutive Chairman
|
SaleCommon Stock | 100,000 | $73.80 | $7,379,600.00 |
DisclosureSEC source: 0001225208-18-004637 · doc4.xml · nonDerivative · entry 2 LIVERIS ANDREW N · CIK 0001269971 · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 387,618.089 F1 · shares: The number of shares are aggregated for sales occurring within a $1.00 price range on the same date. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: The price represents the weighted average sale price. All sales occurred at a range of $73.69 to $73.89. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 21:59 UTC |
LIVERIS ANDREW NExecutive Chairman
|
Exercise / conversionCommon Stock | 100,000 | $9.53 | $953,000.00 |
DisclosureSEC source: 0001225208-18-004637 · doc4.xml · nonDerivative · entry 1 LIVERIS ANDREW N · CIK 0001269971 · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 487,618.089 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 22:04 UTC |
KALIL CHARLES JSpecial Counsellor · General Counsel-MatCo
|
SaleCommon Stock | 69,400 | $72.66 | $5,042,853.84 |
DisclosureSEC source: 0001225208-18-004401 · doc4.xml · nonDerivative · entry 1 KALIL CHARLES J · CIK 0001308007 · Special Counsellor · General Counsel-MatCo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,848.7416 F1 · shares: The number of shares are aggregated for sales occurring within a $1.00 price range on the same date. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: The price represents the weighted average sale price. All sales occurred at a range of $72.49 to $72.96. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:18 UTC |
Fitterling James RChief Operating Officer-MatCo
|
Disposition to issuerCommon Stock | 50,183 | $71.62 | $3,594,106.46 |
DisclosureSEC source: 0001225208-18-003810 · doc4.xml · nonDerivative · entry 1 Fitterling James R · CIK 0001490029 · Chief Operating Officer-MatCo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368,719.949 F1 · kind: The deferred shares of Common stock converted from performance based awards to be delivered on or about February 13, 2018, were settled in cash on February 20, 2018 at the election of the Reporting Person. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:18 UTC |
Ungerleider Howard IChief Financial Officer
|
Disposition to issuerCommon Stock | 50,183 | $71.62 | $3,594,106.46 |
DisclosureSEC source: 0001225208-18-003809 · doc4.xml · nonDerivative · entry 1 Ungerleider Howard I · CIK 0001514396 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,752 F1 · kind: The deferred shares of Common stock converted from performance based awards to be delivered on or about February 13, 2018, were settled in cash on February 20, 2018 at the election of the Reporting Person. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:18 UTC |
Edmonds Ronald CCo-Controller
|
Disposition to issuerCommon Stock | 13,708 | $71.62 | $981,766.96 |
DisclosureSEC source: 0001225208-18-003808 · doc4.xml · nonDerivative · entry 1 Edmonds Ronald C · CIK 0001476281 · Co-Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,815.44 F1 · kind: The deferred shares of Common stock converted from performance based awards to be delivered on or about February 13, 2018, were settled in cash on February 20, 2018 at the election of the Reporting Person. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:18 UTC |
KALIL CHARLES JSpecial Counsellor · General Counsel-MatCo
|
Disposition to issuerCommon Stock | 45,445 | $71.62 | $3,254,770.90 |
DisclosureSEC source: 0001225208-18-003807 · doc4.xml · nonDerivative · entry 1 KALIL CHARLES J · CIK 0001308007 · Special Counsellor · General Counsel-MatCo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 376,248.7416 F1 · kind: The deferred shares of Common stock converted from performance based awards to be delivered on or about February 13, 2018, were settled in cash on February 20, 2018 at the election of the Reporting Person. F2 · balance_after: Amount includes 2,481 shares of Common Stock previously acquired under The Dow Chemical Company Employee Stock Purchase Plan which were inadvertently omitted from the Reporting Person's Form 3. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:17 UTC |
LIVERIS ANDREW NExecutive Chairman
|
Disposition to issuerCommon Stock | 164,109 | $71.62 | $11,753,486.58 |
DisclosureSEC source: 0001225208-18-003806 · doc4.xml · nonDerivative · entry 1 LIVERIS ANDREW N · CIK 0001269971 · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 387,618.089 F1 · kind: The deferred shares of Common stock converted from performance based awards to be delivered on or about February 13, 2018, were settled in cash on February 20, 2018 at the election of the Reporting Person. Read SEC document |
| February 15, 2018 Filed Feb 21, 2018 00:41 UTC |
LIVERIS ANDREW NExecutive Chairman
|
GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 821,475 | $0.00 Strike: $71.85 | $0.00 |
DisclosureSEC source: 0001225208-18-003483 · doc4.xml · derivative · entry 5 LIVERIS ANDREW N · CIK 0001269971 · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 821,475 Underlying: Common Stock · 821,475 shares Expires 2028-02-15 F3 · security: Granted under The Dow Chemical Company Amended and Restated 2012 Stock Incentive Plan. The Plan provides for tax withholding rights. F4 · derivative.exercise_date: This option will vest in three equal installments beginning on February 15, 2019. Option shares may be used to satisfy withholding taxes. Read SEC document |
| February 15, 2018 Filed Feb 21, 2018 00:41 UTC |
KALIL CHARLES JSpecial Counsellor · General Counsel-MatCo
|
GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 223,157 | $0.00 Strike: $71.85 | $0.00 |
DisclosureSEC source: 0001225208-18-003482 · doc4.xml · derivative · entry 4 KALIL CHARLES J · CIK 0001308007 · Special Counsellor · General Counsel-MatCo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,157 Underlying: Common Stock · 223,157 shares Expires 2028-02-15 F3 · security: Granted under The Dow Chemical Company Amended and Restated 2012 Stock Incentive Plan. The Plan provides for tax withholding rights. F4 · derivative.exercise_date: This option will vest in three equal installments beginning on February 15, 2019. Option shares may be used to satisfy withholding taxes. Read SEC document |
| February 15, 2018 Filed Feb 21, 2018 00:41 UTC |
Ungerleider Howard IChief Financial Officer
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GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 268,435 | $0.00 Strike: $71.85 | $0.00 |
DisclosureSEC source: 0001225208-18-003481 · doc4.xml · derivative · entry 5 Ungerleider Howard I · CIK 0001514396 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,435 Underlying: Common Stock · 268,435 shares Expires 2028-02-15 F3 · security: Granted under The Dow Chemical Company Amended and Restated 2012 Stock Incentive Plan. The Plan provides for tax withholding rights. F4 · derivative.exercise_date: This option will vest in three equal installments beginning on February 15, 2019. Option shares may be used to satisfy withholding taxes. Read SEC document |
| February 15, 2018 Filed Feb 21, 2018 00:41 UTC |
Fitterling James RChief Operating Officer-MatCo
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GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 307,245 | $0.00 Strike: $71.85 | $0.00 |
DisclosureSEC source: 0001225208-18-003480 · doc4.xml · derivative · entry 4 Fitterling James R · CIK 0001490029 · Chief Operating Officer-MatCo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,245 Underlying: Common Stock · 307,245 shares Expires 2028-02-15 F3 · security: Granted under The Dow Chemical Company Amended and Restated 2012 Stock Incentive Plan. The Plan provides for tax withholding rights. F4 · derivative.exercise_date: This option will vest in three equal installments beginning on February 15, 2019. Option shares may be used to satisfy withholding taxes. Read SEC document |
| February 15, 2018 Filed Feb 21, 2018 00:41 UTC |
Edmonds Ronald CCo-Controller
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GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 77,620 | $0.00 Strike: $71.85 | $0.00 |
DisclosureSEC source: 0001225208-18-003479 · doc4.xml · derivative · entry 6 Edmonds Ronald C · CIK 0001476281 · Co-Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,620 Underlying: Common Stock · 77,620 shares Expires 2028-02-15 F3 · security: Granted under The Dow Chemical Company Amended and Restated 2012 Stock Incentive Plan. The Plan provides for tax withholding rights. F4 · derivative.exercise_date: This option will vest in three equal installments beginning on February 15, 2019. Option shares may be used to satisfy withholding taxes. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 23:08 UTC |
Desmond Jeanmarie F.Co-Controller
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GrantStock Options (right to buy) NQOs · Derivative | 38,810 | $0.00 Strike: $71.85 | $0.00 |
DisclosureSEC source: 0001713192-18-000003 · edgar.xml · derivative · entry 1 Desmond Jeanmarie F. · CIK 0001713192 · Co-Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,810 Underlying: Common Stock · 38,810 shares Expires 2028-02-14 F1 · derivative.exercise_date: Options become exercisable in three substantially equal installments beginning on the first anniversary of the grant, option shares used to satisfy withholding taxes. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.