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DuPont de Nemours, Inc.

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3297
SEC CIK
0001666700
Parsed reports
797

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 14, 2019 Filed Feb 19, 2019 22:34 UTC GrantCommon stock 37,980 $0.00 $0.00
Disclosure

SEC source: 0001713192-19-000002 · edgar.xml · nonDerivative · entry 1

Desmond Jeanmarie F. · CIK 0001713192 · Co-Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,899.7115

F1 · balance_after: Includes unvested restricted stock units and direct ownership.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:37 UTC
Collins James C. Jr.Chief Operating Officer
GrantCommon stock 104,444 $0.00 $0.00
Disclosure

SEC source: 0001625045-19-000002 · edgar.xml · nonDerivative · entry 1

Collins James C. Jr. · CIK 0001625045 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,143.6165

F1 · balance_after: Inlcudes unvested restricted stock units and direct ownership.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:33 UTC
FOX STACY LGeneral Counsel & Secretary
GrantCommon stock 51,273 $0.00 $0.00
Disclosure

SEC source: 0001280220-19-000002 · edgar.xml · nonDerivative · entry 1

FOX STACY L · CIK 0001280220 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,096.6517

F1 · balance_after: Includes unvested restricted stock units and direct ownership.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:32 UTC
Doyle Christopher MarcChief Operating Officer
GrantCommon stock 104,444 $0.00 $0.00
Disclosure

SEC source: 0001660483-19-000002 · edgar.xml · nonDerivative · entry 1

Doyle Christopher Marc · CIK 0001660483 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,302.4658

F1 · balance_after: Includes unvested restricted stock units and direct ownership.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 00:08 UTC
Ungerleider Howard IChief Financial Officer
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 2,788 $0.00 Strike: $9.53 $0.00
Disclosure

SEC source: 0001225208-19-002605 · doc4.xml · derivative · entry 7

Ungerleider Howard I · CIK 0001514396 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,788 shares

Expires 2019-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Granted under The Dow Chemical Company Amended and Restated 1988 Award and Option Plan. The Plan provides for tax withholding rights.

F4 · derivative.exercise_date: The options vested in three annual installments beginning on February 13, 2010.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 00:08 UTC
Ungerleider Howard IChief Financial Officer
Tax withholdingCommon Stock 1,498 $53.14 $79,603.72
Disclosure

SEC source: 0001225208-19-002605 · doc4.xml · nonDerivative · entry 3

Ungerleider Howard I · CIK 0001514396 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,096

F1 · kind: Shares withheld pursuant to tax withholding rights under award and option plans in a transaction exempt under Rule 16b-3.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 00:08 UTC
Ungerleider Howard IChief Financial Officer
Exercise / conversionCommon Stock 2,788 $9.53 $26,569.64
Disclosure

SEC source: 0001225208-19-002605 · doc4.xml · nonDerivative · entry 2

Ungerleider Howard I · CIK 0001514396 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,594

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2019 Filed Feb 15, 2019 00:08 UTC
Ungerleider Howard IChief Financial Officer
Tax withholdingCommon Stock 6,533 $53.36 $348,600.88
Disclosure

SEC source: 0001225208-19-002605 · doc4.xml · nonDerivative · entry 1

Ungerleider Howard I · CIK 0001514396 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,806

F1 · kind: Shares withheld pursuant to tax withholding rights under award and option plans in a transaction exempt under Rule 16b-3.

F2 · shares: Shares used to satisfy withholding taxes on delivery of deferred stock granted February 12, 2016 as previously reported.

Read SEC document
February 12, 2019 Filed Feb 15, 2019 00:08 UTC
Fitterling James RChief Operating Officer-MatCo
Tax withholdingCommon Stock 8,545 $53.36 $455,961.20
Disclosure

SEC source: 0001225208-19-002604 · doc4.xml · nonDerivative · entry 1

Fitterling James R · CIK 0001490029 · Chief Operating Officer-MatCo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,295

F1 · kind: Shares withheld pursuant to tax withholding rights under award and option plans in a transaction exempt under Rule 16b-3.

F2 · shares: Shares used to satisfy withholding taxes on delivery of deferred stock granted February 12, 2016 as previously reported.

Read SEC document
February 12, 2019 Filed Feb 15, 2019 00:08 UTC
Edmonds Ronald CCo-Controller
Tax withholdingCommon Stock 2,023 $53.36 $107,947.28
Disclosure

SEC source: 0001225208-19-002603 · doc4.xml · nonDerivative · entry 1

Edmonds Ronald C · CIK 0001476281 · Co-Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,792.44

F1 · kind: Shares withheld pursuant to tax withholding rights under award and option plans in a transaction exempt under Rule 16b-3.

F2 · shares: Shares used to satisfy withholding taxes on delivery of deferred stock granted February 12, 2016 as previously reported.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 21:47 UTC
BREEN EDWARD DDirector · Chief Executive Officer
Tax withholdingCommon Stock 71,267 $53.37 $3,803,519.79
Disclosure

SEC source: 0000030554-19-000001 · edgar.xml · nonDerivative · entry 1

BREEN EDWARD D · CIK 0001223619 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,761.9527

F1 · shares: Taxes withheld on lapsed RSUs and associated dividend equivalents.

F2 · balance_after: Includes direct ownership and unvested restricted stock units.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 21:43 UTC
FOX STACY LGeneral Counsel & Secretary
Tax withholdingCommon Stock 13,227 $53.37 $705,924.99
Disclosure

SEC source: 0001280220-19-000001 · edgar.xml · nonDerivative · entry 1

FOX STACY L · CIK 0001280220 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,823.6517

F1 · shares: Taxes withheld on lapsed RSUs and associated dividend equivalents.

F2 · balance_after: Includes direct ownership and unvested restricted stock units.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 21:42 UTC
Doyle Christopher MarcChief Operating Officer
Tax withholdingCommon Stock 9,632 $53.37 $514,059.84
Disclosure

SEC source: 0001660483-19-000001 · edgar.xml · nonDerivative · entry 1

Doyle Christopher Marc · CIK 0001660483 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,858.4658

F1 · shares: Taxes withheld on lapsed RSUs and associated dividend equivalents.

F2 · balance_after: Includes direct ownership and unvested restricted stock units.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 21:41 UTC Tax withholdingCommon Stock 1,486 $53.37 $79,307.82
Disclosure

SEC source: 0001713192-19-000001 · edgar.xml · nonDerivative · entry 1

Desmond Jeanmarie F. · CIK 0001713192 · Co-Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,919.7115

F1 · shares: Taxes withheld on lapsed RSUs and associated dividend equivalents.

F2 · balance_after: Includes direct ownership and unvested RSUs

Read SEC document
December 31, 2018 Filed Jan 3, 2019 21:40 UTC
Collins James C. Jr.Chief Operating Officer
Tax withholdingCommon Stock 11,656 $53.37 $622,080.72
Disclosure

SEC source: 0001625045-19-000001 · edgar.xml · nonDerivative · entry 1

Collins James C. Jr. · CIK 0001625045 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,699.6165

F1 · shares: Taxes withheld on lapsed RSUs and associated dividend equivalents.

F2 · balance_after: Includes direct ownership and unvested restricted stock units.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 22:02 UTC
Fitterling James RChief Operating Officer-MatCo
GiftCommon Stock 4,215 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-016295 · doc4.xml · nonDerivative · entry 1

Fitterling James R · CIK 0001490029 · Chief Operating Officer-MatCo

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 217,287.949

Read SEC document
November 30, 2018 Filed Dec 4, 2018 18:21 UTC GrantCommon Stock 302.5065 $57.85 $17,500.00
Disclosure

SEC source: 0001127294-18-000009 · edgar.xml · nonDerivative · entry 1

JULIBER LOIS D · CIK 0001127294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,432.0881

F1 · balance_after: Includes direct ownership, unvested RSUs and vested deferred stock units.

Read SEC document
November 30, 2018 Filed Dec 4, 2018 23:22 UTC GrantCommon Stock 799.4814 $57.85 $46,250.00
Disclosure

SEC source: 0001188585-18-000008 · edgar.xml · nonDerivative · entry 1

CUTLER ALEXANDER M · CIK 0001188585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,424.433

F1 · balance_after: Includes direct ownership, unvested RSUs and vested deferred stock units.

Read SEC document
October 06, 2018 Filed Oct 9, 2018 15:24 UTC
FOX STACY LGeneral Counsel & Secretary
Tax withholdingCommon Stock 13,362 $63.55 $849,155.10
Disclosure

SEC source: 0001280220-18-000007 · edgar.xml · nonDerivative · entry 1

FOX STACY L · CIK 0001280220 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,660.284

F1 · shares: Taxes withheld on lapsed RSUs and associated dividend equivalents.

F2 · balance_after: Includes direct ownership and unvested restricted stock units.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 16:40 UTC
THOMAS LEE MDirector
GrantCommon Stock 122.3527 $65.58 $8,023.89
Disclosure

SEC source: 0001666700-18-000047 · edgar.xml · nonDerivative · entry 1

THOMAS LEE M · CIK 0001090724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,183.8214

F1 · balance_after: Includes direct ownership and unvested RSUs

Read SEC document
September 14, 2018 Filed Sep 18, 2018 16:39 UTC GrantRestricted DowDuPont Common Stock Units · Derivative 76.8204 $65.58 $5,037.88
Disclosure

SEC source: 0001127294-18-000007 · edgar.xml · derivative · entry 3

JULIBER LOIS D · CIK 0001127294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,940.8873

Underlying: Common Stock · 76.8204 shares

Expires not disclosed

F2 · derivative.exercise_price: Units convert one-for-one to DowDuPont common stock.

F3 · kind: Dividend equivalents credited as stock units under the DowDuPont Stock Accumulation and Deferred Compensation Plan for Directors.

F5 · price: Price used to calculate dividend equivalents.

F4 · derivative.exercise_date: Common stock units to be paid in cash in five equal annual installments beginning the first year after reporting person's retirement.

F4 · derivative.expiration_date: Common stock units to be paid in cash in five equal annual installments beginning the first year after reporting person's retirement.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 16:39 UTC GrantCommon Stock 564.4578 $65.58 $37,017.14
Disclosure

SEC source: 0001127294-18-000007 · edgar.xml · nonDerivative · entry 1

JULIBER LOIS D · CIK 0001127294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,965.5816

F1 · balance_after: Includes direct ownership, unvested RSUs and vested deferred stock units

Read SEC document
September 14, 2018 Filed Sep 18, 2018 20:44 UTC GrantCommon Stock 48.3061 $65.58 $3,167.91
Disclosure

SEC source: 0001713192-18-000006 · edgar.xml · nonDerivative · entry 1

Desmond Jeanmarie F. · CIK 0001713192 · Co-Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,342.5969

F1 · balance_after: Includes direct ownership and unvested RSUs

Read SEC document
September 14, 2018 Filed Sep 18, 2018 20:46 UTC
BREEN EDWARD DDirector · Chief Executive Officer
GrantDeferred Stock Units · Derivative 4.1464 $65.58 $271.92
Disclosure

SEC source: 0001666700-18-000049 · edgar.xml · derivative · entry 2

BREEN EDWARD D · CIK 0001223619 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 752.4285

Underlying: Common Stock · 4.1464 shares

Expires not disclosed

F2 · derivative.exercise_price: Each unit represents the right to receive one share of DowDuPont common stock.

F3 · derivative.exercise_date: Units are payable in shares following termination of the reporting person's employment with DowDuPont. The reporting person may transfer his units into an alternative investment account at any time.

F3 · derivative.expiration_date: Units are payable in shares following termination of the reporting person's employment with DowDuPont. The reporting person may transfer his units into an alternative investment account at any time.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 20:46 UTC
BREEN EDWARD DDirector · Chief Executive Officer
GrantCommon Stock 1,515.8857 $65.58 $99,411.78
Disclosure

SEC source: 0001666700-18-000049 · edgar.xml · nonDerivative · entry 1

BREEN EDWARD D · CIK 0001223619 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,748.3639

F1 · balance_after: Includes unvested RSUs, deferred stock units and direct ownership

Read SEC document
September 14, 2018 Filed Sep 18, 2018 20:43 UTC
FOX STACY LGeneral Counsel & Secretary
GrantCommon Stock 459.0088 $65.58 $30,101.80
Disclosure

SEC source: 0001280220-18-000006 · edgar.xml · nonDerivative · entry 1

FOX STACY L · CIK 0001280220 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,022.284

F1 · balance_after: Includes direct ownership and unvested restricted stock units

Read SEC document
September 14, 2018 Filed Sep 18, 2018 20:42 UTC
Collins James C. Jr.Chief Operating Officer
GrantDeferred Stock Units · Derivative 0.0135 $65.58 $0.89
Disclosure

SEC source: 0001625045-18-000007 · edgar.xml · derivative · entry 2

Collins James C. Jr. · CIK 0001625045 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2.4976

Underlying: Common Stock · 0.0135 shares

Expires not disclosed

F2 · derivative.exercise_price: Each unit represents the right to receive one share of DowDuPont common stock.

F3 · derivative.exercise_date: Units are payable in shares following termination of the reporting person's employment with DowDuPont.

F3 · derivative.expiration_date: Units are payable in shares following termination of the reporting person's employment with DowDuPont.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 20:42 UTC
Collins James C. Jr.Chief Operating Officer
GrantCommon Stock 694.5878 $65.58 $45,551.07
Disclosure

SEC source: 0001625045-18-000007 · edgar.xml · nonDerivative · entry 1

Collins James C. Jr. · CIK 0001625045 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,448.099

F1 · balance_after: Includes direct ownership and unvested restricted stock units

Read SEC document
September 14, 2018 Filed Sep 18, 2018 20:43 UTC
Doyle Christopher MarcChief Operating Officer
GrantCommon Stock 640.4554 $65.58 $42,001.07
Disclosure

SEC source: 0001660483-18-000006 · edgar.xml · nonDerivative · entry 1

Doyle Christopher Marc · CIK 0001660483 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,653.6753

F1 · balance_after: Includes direct ownership and unvested restricted stock units

Read SEC document
September 14, 2018 Filed Sep 18, 2018 20:39 UTC GrantRestricted DowDuPont Common Stock Units · Derivative 25.9315 $65.58 $1,700.59
Disclosure

SEC source: 0001217496-18-000004 · edgar.xml · derivative · entry 2

HEWSON MARILLYN A · CIK 0001217496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,705.8748

Underlying: Common Stock · 25.9315 shares

Expires not disclosed

F2 · derivative.exercise_price: Units convert one-for-one to DowDuPont common stock.

F3 · kind: Dividend equivalents credited as stock units under the DowDuPont Stock Accumulation and Deferred Compensation Plan for Directors.

F5 · price: Price used to calculate dividend equivalents.

F4 · derivative.exercise_date: Common stock units to be paid in cash upon reporting person's retirement.

F4 · derivative.expiration_date: Common stock units to be paid in cash upon reporting person's retirement.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 20:39 UTC GrantCommon Stock 323.7128 $65.58 $21,229.09
Disclosure

SEC source: 0001217496-18-000004 · edgar.xml · nonDerivative · entry 1

HEWSON MARILLYN A · CIK 0001217496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,457.4256

F1 · balance_after: Includes direct ownership, unvested RSUs and vested deferred stock units

Read SEC document
September 14, 2018 Filed Sep 18, 2018 20:41 UTC
Ward PatDirector
GrantCommon Stock 88.3042 $65.58 $5,790.99
Disclosure

SEC source: 0001666700-18-000048 · edgar.xml · nonDerivative · entry 1

Ward Pat · CIK 0001436125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,029.908

F1 · balance_after: Includes unvested restricted stock units and direct ownership.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 20:38 UTC GrantCommon Stock 460.4311 $65.58 $30,195.07
Disclosure

SEC source: 0001188585-18-000007 · edgar.xml · nonDerivative · entry 1

CUTLER ALEXANDER M · CIK 0001188585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,624.9516

F1 · balance_after: Includes direct ownership, unvested RSUs and vested deferred stock units

Read SEC document
September 14, 2018 Filed Sep 18, 2018 20:37 UTC GrantRestricted DowDuPont Common Stock Units · Derivative 23.8032 $65.58 $1,561.01
Disclosure

SEC source: 0001398379-18-000004 · edgar.xml · derivative · entry 3

BROWN ROBERT A · CIK 0001398379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,319.6418

Underlying: Common Stock · 23.8032 shares

Expires not disclosed

F2 · derivative.exercise_price: Units convert one-for-one to DowDuPont Common Stock.

F3 · kind: Dividend equivalents credited as restricted stock units under the DowDuPont Stock Accumulation and Deferred Compensation Plan for Directors.

F5 · price: Price used to calculate dividend equivalents.

F4 · derivative.exercise_date: Stock units to be paid in cash in five equal annual installments beginning the first year after reporting person's retirement.

F4 · derivative.expiration_date: Stock units to be paid in cash in five equal annual installments beginning the first year after reporting person's retirement.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 20:37 UTC GrantCommon Stock 252.8738 $65.58 $16,583.46
Disclosure

SEC source: 0001398379-18-000004 · edgar.xml · nonDerivative · entry 1

BROWN ROBERT A · CIK 0001398379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,889.9659

F1 · balance_after: Includes unvested RSUs

Read SEC document
September 14, 2018 Filed Sep 18, 2018 20:36 UTC GrantCommon Stock 119.3315 $65.58 $7,825.76
Disclosure

SEC source: 0001666700-18-000046 · edgar.xml · nonDerivative · entry 1

ANDREOTTI LAMBERTO · CIK 0001208099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,655.5431

F1 · balance_after: Represents unvested RSUs

Read SEC document
August 31, 2018 Filed Sep 4, 2018 10:17 UTC GrantCommon Stock 249.2877 $70.13 $17,482.55
Disclosure

SEC source: 0001127294-18-000006 · edgar.xml · nonDerivative · entry 1

JULIBER LOIS D · CIK 0001127294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,401.1238

F1 · balance_after: Includes direct ownership, unvested RSUs and vested deferred stock units.

Read SEC document
August 31, 2018 Filed Sep 4, 2018 14:18 UTC GrantCommon Stock 658.8319 $70.13 $46,203.88
Disclosure

SEC source: 0001188585-18-000006 · edgar.xml · nonDerivative · entry 1

CUTLER ALEXANDER M · CIK 0001188585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,164.5205

F1 · balance_after: Includes direct ownership, unvested RSUs and vested deferred stock units.

Read SEC document
August 27, 2018 Filed Aug 30, 2018 01:21 UTC
KALIL CHARLES JSpecial Counsellor · General Counsel-MatCo
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 100,645 $0.00 Strike: $32.16 $0.00
Disclosure

SEC source: 0001225208-18-012968 · doc4.xml · derivative · entry 5

KALIL CHARLES J · CIK 0001308007 · Special Counsellor · General Counsel-MatCo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,645 shares

Expires 2023-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Granted under The Dow Chemical Company Amended and Restated 2012 Stock Incentive Plan. The Plan provides for tax withholding rights.

F4 · derivative.exercise_date: The options vested in three annual installments beginning on February 15, 2014.

Read SEC document
August 27, 2018 Filed Aug 30, 2018 01:21 UTC
KALIL CHARLES JSpecial Counsellor · General Counsel-MatCo
SaleCommon Stock 100,645 $70.75 $7,120,331.82
Disclosure

SEC source: 0001225208-18-012968 · doc4.xml · nonDerivative · entry 2

KALIL CHARLES J · CIK 0001308007 · Special Counsellor · General Counsel-MatCo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,848.7416

F1 · shares: The number of shares are aggregated for sales occurring within a $1.00 price range on the same date. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · price: The price represents the weighted average sale price. All sales occurred at a range of $70.69 to $70.86.

Read SEC document
August 27, 2018 Filed Aug 30, 2018 01:21 UTC
KALIL CHARLES JSpecial Counsellor · General Counsel-MatCo
Exercise / conversionCommon Stock 100,645 $32.16 $3,236,743.20
Disclosure

SEC source: 0001225208-18-012968 · doc4.xml · nonDerivative · entry 1

KALIL CHARLES J · CIK 0001308007 · Special Counsellor · General Counsel-MatCo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,493.7416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2018 Filed Aug 14, 2018 18:47 UTC
Fitterling James RChief Operating Officer-MatCo
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 10,500 $0.00 Strike: $32.16 $0.00
Disclosure

SEC source: 0001225208-18-012529 · doc4.xml · derivative · entry 5

Fitterling James R · CIK 0001490029 · Chief Operating Officer-MatCo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,210

Underlying: Common Stock · 10,500 shares

Expires 2023-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted under The Dow Chemical Company Amended and Restated 2012 Stock Incentive Plan. The Plan provides for tax withholding rights.

F2 · derivative.exercise_date: The options vested in three annual installments beginning on February 15, 2014.

Read SEC document
August 14, 2018 Filed Aug 14, 2018 18:47 UTC
Fitterling James RChief Operating Officer-MatCo
Exercise / conversionCommon Stock 10,500 $32.16 $337,680.00
Disclosure

SEC source: 0001225208-18-012529 · doc4.xml · nonDerivative · entry 1

Fitterling James R · CIK 0001490029 · Chief Operating Officer-MatCo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,340

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2018 Filed Aug 14, 2018 18:47 UTC
Ungerleider Howard IChief Financial Officer
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 8,500 $0.00 Strike: $9.53 $0.00
Disclosure

SEC source: 0001225208-18-012528 · doc4.xml · derivative · entry 5

Ungerleider Howard I · CIK 0001514396 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,788

Underlying: Common Stock · 8,500 shares

Expires 2019-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted under The Dow Chemical Company Amended and Restated 1988 Award and Option Plan. The Plan provides for tax withholding rights.

F2 · derivative.exercise_date: The options vested in three annual installments beginning on February 13, 2010.

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August 14, 2018 Filed Aug 14, 2018 18:47 UTC
Ungerleider Howard IChief Financial Officer
Exercise / conversionCommon Stock 8,500 $9.53 $81,005.00
Disclosure

SEC source: 0001225208-18-012528 · doc4.xml · nonDerivative · entry 1

Ungerleider Howard I · CIK 0001514396 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,339

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 09, 2018 Filed Aug 10, 2018 18:32 UTC
Collins James C. Jr.Chief Operating Officer
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 2,900 $0.00 Strike: $45.84 $0.00
Disclosure

SEC source: 0001625045-18-000006 · edgar.xml · derivative · entry 2

Collins James C. Jr. · CIK 0001625045 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,124

Underlying: Common Stock · 2,900 shares

Expires 2026-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options become exercisable in three equal annual installments beginning on the first anniversary of the grant.

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August 09, 2018 Filed Aug 10, 2018 18:32 UTC
Collins James C. Jr.Chief Operating Officer
Exercise / conversionCommon Stock 2,900 $45.84 $132,936.00
Disclosure

SEC source: 0001625045-18-000006 · edgar.xml · nonDerivative · entry 1

Collins James C. Jr. · CIK 0001625045 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,753.5112

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes direct ownership and unvested restricted stock units.

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August 08, 2018 Filed Aug 8, 2018 20:54 UTC
BREEN EDWARD DDirector · Chief Executive Officer
PurchaseCommon Stock 29,580 $67.61 $1,999,838.72
Disclosure

SEC source: 0001666700-18-000042 · edgar.xml · nonDerivative · entry 1

BREEN EDWARD D · CIK 0001223619 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,232.4782

F1 · price: Weighted average purchase price of $67.6078. Trades ranged from $67.54 to $67.66. The reporting person will provide to the Commission, the issuer and any stockholder full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Includes unvested RSUs, deferred stock units and direct ownership.

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June 15, 2018 Filed Jun 19, 2018 17:48 UTC
THOMAS LEE MDirector
GrantCommon Stock 123.161 $67.75 $8,344.16
Disclosure

SEC source: 0001666700-18-000029 · edgar.xml · nonDerivative · entry 1

THOMAS LEE M · CIK 0001090724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,061.4687

F1 · balance_after: Includes direct ownership and unvested RSUs

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June 15, 2018 Filed Jun 19, 2018 17:47 UTC GrantRestricted DowDuPont Common Stock Units · Derivative 77.3277 $67.75 $5,238.95
Disclosure

SEC source: 0001127294-18-000005 · edgar.xml · derivative · entry 3

JULIBER LOIS D · CIK 0001127294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,864.0669

Underlying: Common Stock · 77.3277 shares

Expires not disclosed

F2 · derivative.exercise_price: Units convert one-for-one to DowDuPont common stock.

F3 · kind: Dividend equivalents credited as stock units under the DowDuPont Stock Accumulation and Deferred Compensation Plan for Directors.

F5 · price: Price used to calculate dividend equivalents.

F4 · derivative.exercise_date: Common stock units to be paid in cash in five equal annual installments beginning the first year after reporting person's retirement.

F4 · derivative.expiration_date: Common stock units to be paid in cash in five equal annual installments beginning the first year after reporting person's retirement.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.