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DIEBOLD NIXDORF, Inc

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Tapewire entity
4421
SEC CIK
0000028823
Parsed reports
468

Last 12 months

Inside the activity.

5 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202601
Feb 202600
Mar 202600
Apr 202603
May 202640
Jun 202608
Jul 202610
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 31, 2023 Filed Feb 3, 2023 22:11 UTC
Myers JonathanEVP - Global Banking
Tax withholdingCommon Shares 19,100 $2.39 $45,649.00
Disclosure

SEC source: 0000028823-23-000022 · wf-form4_167546225802024.xml · nonDerivative · entry 2

Myers Jonathan · CIK 0001944597 · EVP - Global Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,804

F1 · shares: Shares withheld pursuant to exercise of tax withholding right under the 2017 Equity and Performance Incentive Plan - Restricted Share Award

F2 · balance_after: Number includes restricted stock units.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 23:03 UTC
Caldwell David AlanEVP - Strategy & Corp Dev
Tax withholdingCommon Shares 3,741 $2.30 $8,604.30
Disclosure

SEC source: 0000028823-23-000019 · wf-form4_167529262577973.xml · nonDerivative · entry 1

Caldwell David Alan · CIK 0001943437 · EVP - Strategy & Corp Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,546

F1 · kind: Shares withheld pursuant to exercise of tax withholding right under the 2017 Equity and Performance Incentive Plan - Restricted Share Award

F2 · balance_after: Number includes restricted stock units.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 23:03 UTC Tax withholdingCommon Shares 4,476 $2.30 $10,294.80
Disclosure

SEC source: 0000028823-23-000018 · wf-form4_167529260763957.xml · nonDerivative · entry 2

Heyden Olaf Robert · CIK 0001686746 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,957

F1 · kind: Shares withheld pursuant to exercise of tax withholding right under the 2017 Equity and Performance Incentive Plan - Restricted Share Award

F2 · balance_after: Number includes restricted stock units.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 23:03 UTC
Marquez OctavioDirector · President and CEO
Tax withholdingCommon Shares 2,067 $2.30 $4,754.10
Disclosure

SEC source: 0000028823-23-000017 · wf-form4_167529258920951.xml · nonDerivative · entry 1

Marquez Octavio · CIK 0001917170 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,652

F1 · kind: Shares withheld pursuant to exercise of tax withholding right under the 2017 Equity and Performance Incentive Plan - Restricted Share Award

F2 · balance_after: Number includes restricted stock units.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 23:03 UTC
Leiken JonathanEVP, CLO and Secretary
Tax withholdingCommon Shares 3,368 $2.30 $7,746.40
Disclosure

SEC source: 0000028823-23-000016 · wf-form4_167529256913539.xml · nonDerivative · entry 1

Leiken Jonathan · CIK 0001608984 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,740

F1 · kind: Shares withheld pursuant to exercise of tax withholding right under the 2017 Equity and Performance Incentive Plan - Restricted Share Award

F2 · balance_after: Number includes restricted stock units.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 23:02 UTC Tax withholdingCommon Shares 4,964 $2.30 $11,417.20
Disclosure

SEC source: 0000028823-23-000015 · wf-form4_167529255115220.xml · nonDerivative · entry 1

RUTHERFORD JEFFREY L · CIK 0001215177 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 442,376

F1 · kind: Shares withheld pursuant to exercise of tax withholding right under the 2017 Equity and Performance Incentive Plan - Restricted Share Award

F2 · balance_after: Number includes restricted stock units.

Read SEC document
August 22, 2022 Filed Aug 29, 2022 21:26 UTC
Myers JonathanEVP - Global Banking
GrantCommon Shares 126,904 $0.00 $0.00
Disclosure

SEC source: 0000028823-22-000140 · wf-form4_166180838262193.xml · nonDerivative · entry 2

Myers Jonathan · CIK 0001944597 · EVP - Global Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,904

F1 · shares: Award of restricted stock units; each restricted stock unit represents a contingent right to receive one share of Diebold Nixdorf, Incorporated common stock.

F2 · balance_after: Number includes restricted stock units.

Read SEC document
May 17, 2022 Filed May 17, 2022 20:07 UTC PurchaseCommon Shares 12,000 $3.29 $39,480.00
Disclosure

SEC source: 0000028823-22-000109 · wf-form4_165281795527604.xml · nonDerivative · entry 1

COSTELLO ELLEN · CIK 0001664542 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,283

F1 · balance_after: Number includes Deferred Shares.

F2 · balance_after: Number includes restricted stock units.

Read SEC document
May 16, 2022 Filed May 18, 2022 14:31 UTC PurchaseCommon Shares 7,152 $3.50 $25,032.00
Disclosure

SEC source: 0000028823-22-000111 · wf-form4_165288425942870.xml · nonDerivative · entry 1

BESANKO BRUCE H · CIK 0001221486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,726

F1 · balance_after: Number includes restricted stock units.

Read SEC document
May 13, 2022 Filed May 13, 2022 16:25 UTC PurchaseCommon Shares 14,784 $3.40 $50,295.17
Disclosure

SEC source: 0000028823-22-000107 · wf-form4_165245910543827.xml · nonDerivative · entry 1

RUTHERFORD JEFFREY L · CIK 0001215177 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447,340

F1 · balance_after: Number includes restricted stock units.

Read SEC document
May 12, 2022 Filed May 12, 2022 20:25 UTC PurchaseCommon Shares 100,000 $2.93 $293,240.00
Disclosure

SEC source: 0000028823-22-000105 · wf-form4_165238705974666.xml · nonDerivative · entry 1

Anton Arthur F · CIK 0001358902 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,677

F1 · balance_after: Number includes restricted stock units.

Read SEC document
May 12, 2022 Filed May 12, 2022 20:06 UTC PurchaseCommon Shares 25,000 $2.40 $60,000.00
Disclosure

SEC source: 0000028823-22-000103 · wf-form4_165238597598262.xml · nonDerivative · entry 1

COSTELLO ELLEN · CIK 0001664542 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,283

F1 · balance_after: Number includes Deferred Shares.

F2 · balance_after: Number includes restricted stock units.

Read SEC document
May 12, 2022 Filed May 12, 2022 17:29 UTC PurchaseCommon Shares 19,413 $2.81 $54,474.82
Disclosure

SEC source: 0000028823-22-000101 · wf-form4_165237653603150.xml · nonDerivative · entry 1

RUTHERFORD JEFFREY L · CIK 0001215177 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,556

F1 · balance_after: Number includes restricted stock units.

Read SEC document
May 12, 2022 Filed May 12, 2022 14:32 UTC
Leiken JonathanEVP, CLO and Secretary
PurchaseCommon Shares 4,400 $2.40 $10,560.00
Disclosure

SEC source: 0000028823-22-000099 · wf-form4_165236593426639.xml · nonDerivative · entry 1

Leiken Jonathan · CIK 0001608984 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,108

F1 · balance_after: Number includes restricted stock units.

Read SEC document
May 12, 2022 Filed May 12, 2022 14:32 UTC
Marquez OctavioDirector · President and CEO
PurchaseCommon Shares 1,500 $2.27 $3,405.00
Disclosure

SEC source: 0000028823-22-000098 · wf-form4_165236591537045.xml · nonDerivative · entry 4

Marquez Octavio · CIK 0001917170 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,719

F1 · balance_after: Number includes restricted stock units.

Read SEC document
May 12, 2022 Filed May 12, 2022 14:32 UTC
Marquez OctavioDirector · President and CEO
PurchaseCommon Shares 20,420 $2.28 $46,557.60
Disclosure

SEC source: 0000028823-22-000098 · wf-form4_165236591537045.xml · nonDerivative · entry 3

Marquez Octavio · CIK 0001917170 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,219

F1 · balance_after: Number includes restricted stock units.

Read SEC document
May 12, 2022 Filed May 12, 2022 14:32 UTC
Marquez OctavioDirector · President and CEO
PurchaseCommon Shares 5,371 $2.25 $12,084.75
Disclosure

SEC source: 0000028823-22-000098 · wf-form4_165236591537045.xml · nonDerivative · entry 2

Marquez Octavio · CIK 0001917170 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,799

F1 · balance_after: Number includes restricted stock units.

Read SEC document
May 12, 2022 Filed May 12, 2022 14:32 UTC
Marquez OctavioDirector · President and CEO
PurchaseCommon Shares 21,500 $2.26 $48,590.00
Disclosure

SEC source: 0000028823-22-000098 · wf-form4_165236591537045.xml · nonDerivative · entry 1

Marquez Octavio · CIK 0001917170 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,428

F1 · balance_after: Number includes restricted stock units.

Read SEC document
May 12, 2022 Filed May 12, 2022 14:31 UTC PurchaseCommon Shares 25,000 $2.40 $60,000.00
Disclosure

SEC source: 0000028823-22-000097 · wf-form4_165236589548306.xml · nonDerivative · entry 1

GREENFIELD GARY G · CIK 0001233415 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,919

F1 · balance_after: Number includes restricted stock units.

Read SEC document
May 06, 2022 Filed May 10, 2022 21:04 UTC GrantCommon Shares 30,928 $0.00 $0.00
Disclosure

SEC source: 0000028823-22-000091 · wf-form4_165221661347071.xml · nonDerivative · entry 1

Stahl Kent M. · CIK 0001521047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,227

F1 · shares: Award of restricted stock units; each restricted stock unit represents a contingent right to receive one share of Diebold Nixdorf, Incorporated common stock.

F2 · balance_after: Number includes restricted stock units.

Read SEC document
May 06, 2022 Filed May 10, 2022 21:03 UTC GrantCommon Shares 30,928 $0.00 $0.00
Disclosure

SEC source: 0000028823-22-000090 · wf-form4_165221659143036.xml · nonDerivative · entry 1

Dibelius Alexander · CIK 0001682894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,107

F1 · shares: Award of restricted stock units; each restricted stock unit represents a contingent right to receive one share of Diebold Nixdorf, Incorporated common stock.

F2 · balance_after: Number includes restricted stock units.

F3 · balance_after: Number includes Deferred Shares.

Read SEC document
May 06, 2022 Filed May 10, 2022 21:02 UTC GrantCommon Shares 30,928 $0.00 $0.00
Disclosure

SEC source: 0000028823-22-000089 · wf-form4_165221638245952.xml · nonDerivative · entry 1

GREENFIELD GARY G · CIK 0001233415 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,919

F1 · shares: Award of restricted stock units; each restricted stock unit represents a contingent right to receive one share of Diebold Nixdorf, Incorporated common stock.

F2 · balance_after: Number includes restricted stock units.

Read SEC document
May 06, 2022 Filed May 10, 2022 20:59 UTC GrantCommon Shares 30,928 $0.00 $0.00
Disclosure

SEC source: 0000028823-22-000088 · wf-form4_165221636247720.xml · nonDerivative · entry 1

Anton Arthur F · CIK 0001358902 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,677

F1 · shares: Award of restricted stock units; each restricted stock unit represents a contingent right to receive one share of Diebold Nixdorf, Incorporated common stock.

F2 · balance_after: Number includes restricted stock units.

Read SEC document
May 06, 2022 Filed May 10, 2022 20:59 UTC GrantCommon Shares 30,928 $0.00 $0.00
Disclosure

SEC source: 0000028823-22-000087 · wf-form4_165221634440769.xml · nonDerivative · entry 1

COSTELLO ELLEN · CIK 0001664542 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,283

F1 · shares: Award of restricted stock units; each restricted stock unit represents a contingent right to receive one share of Diebold Nixdorf, Incorporated common stock.

F2 · balance_after: Number includes restricted stock units.

F3 · balance_after: Number includes Deferred Shares.

Read SEC document
May 06, 2022 Filed May 10, 2022 20:59 UTC GrantCommon Shares 30,928 $0.00 $0.00
Disclosure

SEC source: 0000028823-22-000086 · wf-form4_165221631545720.xml · nonDerivative · entry 1

BISH REYNOLDS · CIK 0001249297 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,227

F1 · shares: Award of restricted stock units; each restricted stock unit represents a contingent right to receive one share of Diebold Nixdorf, Incorporated common stock.

F2 · balance_after: Number includes restricted stock units.

Read SEC document
May 06, 2022 Filed May 10, 2022 20:58 UTC GrantCommon Shares 30,928 $0.00 $0.00
Disclosure

SEC source: 0000028823-22-000085 · wf-form4_165221619544421.xml · nonDerivative · entry 1

States Lauren · CIK 0001670022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,360

F1 · shares: Award of restricted stock units; each restricted stock unit represents a contingent right to receive one share of Diebold Nixdorf, Incorporated common stock.

F2 · balance_after: Number includes restricted stock units.

F3 · balance_after: Number includes Deferred Shares.

Read SEC document
May 06, 2022 Filed May 10, 2022 20:56 UTC GrantCommon Shares 30,928 $0.00 $0.00
Disclosure

SEC source: 0000028823-22-000084 · wf-form4_165221617644504.xml · nonDerivative · entry 1

BESANKO BRUCE H · CIK 0001221486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,574

F1 · shares: Award of restricted stock units; each restricted stock unit represents a contingent right to receive one share of Diebold Nixdorf, Incorporated common stock.

F2 · balance_after: Number includes restricted stock units.

Read SEC document
May 06, 2022 Filed May 10, 2022 20:56 UTC GrantCommon Shares 30,928 $0.00 $0.00
Disclosure

SEC source: 0000028823-22-000083 · wf-form4_165221615845538.xml · nonDerivative · entry 1

Borden William A. · CIK 0001892579 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,274

F1 · shares: Award of restricted stock units; each restricted stock unit represents a contingent right to receive one share of Diebold Nixdorf, Incorporated common stock.

F2 · balance_after: Number includes restricted stock units.

Read SEC document
May 06, 2022 Filed May 10, 2022 20:55 UTC GrantCommon Shares 30,928 $0.00 $0.00
Disclosure

SEC source: 0000028823-22-000082 · wf-form4_165221606145972.xml · nonDerivative · entry 1

Goldfarb Matthew · CIK 0001367065 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,227

F1 · shares: Award of restricted stock units; each restricted stock unit represents a contingent right to receive one share of Diebold Nixdorf, Incorporated common stock.

F2 · balance_after: Number includes restricted stock units.

Read SEC document
May 06, 2022 Filed May 10, 2022 20:54 UTC GrantCommon Shares 30,928 $0.00 $0.00
Disclosure

SEC source: 0000028823-22-000081 · wf-form4_165221598890803.xml · nonDerivative · entry 1

COX PHILLIP R · CIK 0001180668 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,869

F1 · shares: Award of restricted stock units; each restricted stock unit represents a contingent right to receive one share of Diebold Nixdorf, Incorporated common stock.

F2 · balance_after: Number includes restricted stock units.

F3 · balance_after: Number includes Deferred Shares.

Read SEC document
April 08, 2022 Filed Apr 12, 2022 20:30 UTC
Patrick ElizabethEVP, Chief People Officer
Tax withholdingCommon Shares 1,642 $5.39 $8,850.38
Disclosure

SEC source: 0000028823-22-000062 · wf-form4_164979541088906.xml · nonDerivative · entry 1

Patrick Elizabeth · CIK 0001610638 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,351

F1 · shares: Shares withheld pursuant to exercise of tax withholding right under the 2017 Equity and Performance Incentive Plan - Restricted Share Award

F2 · balance_after: Number includes restricted stock units.

Read SEC document
March 08, 2022 Filed Mar 10, 2022 21:32 UTC
Patrick ElizabethEVP, Chief People Officer
GrantCommon Shares 117,846 $0.00 $0.00
Disclosure

SEC source: 0000028823-22-000055 · wf-form4_164694787674141.xml · nonDerivative · entry 1

Patrick Elizabeth · CIK 0001610638 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,993

F1 · shares: Award of restricted stock units; each restricted stock unit represents a contingent right to receive one share of Diebold Nixdorf, Incorporated common stock.

F2 · balance_after: Number includes restricted stock units.

Read SEC document
March 08, 2022 Filed Mar 10, 2022 21:33 UTC GrantCommon Shares 178,315 $0.00 $0.00
Disclosure

SEC source: 0000028823-22-000056 · wf-form4_164694794765636.xml · nonDerivative · entry 2

Heyden Olaf Robert · CIK 0001686746 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,433

F1 · shares: Award of restricted stock units; each restricted stock unit represents a contingent right to receive one share of Diebold Nixdorf, Incorporated common stock.

F2 · balance_after: Number includes restricted stock units.

Read SEC document
March 08, 2022 Filed Mar 10, 2022 21:30 UTC
Choudhary ManishEVP, Software
GrantCommon Shares 39,631 $0.00 $0.00
Disclosure

SEC source: 0000028823-22-000054 · wf-form4_164694782884059.xml · nonDerivative · entry 1

Choudhary Manish · CIK 0001810981 · EVP, Software

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,384

F1 · shares: Award of restricted stock units; each restricted stock unit represents a contingent right to receive one share of Diebold Nixdorf, Incorporated common stock.

Read SEC document
March 08, 2022 Filed Mar 10, 2022 21:30 UTC
Leiken JonathanEVP, CLO and Secretary
GrantCommon Shares 127,864 $0.00 $0.00
Disclosure

SEC source: 0000028823-22-000053 · wf-form4_164694779486800.xml · nonDerivative · entry 1

Leiken Jonathan · CIK 0001608984 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,708

F1 · shares: Award of restricted stock units; each restricted stock unit represents a contingent right to receive one share of Diebold Nixdorf, Incorporated common stock.

F2 · balance_after: Number includes restricted stock units.

Read SEC document
March 08, 2022 Filed Mar 10, 2022 21:29 UTC
Naher UlrichEVP, Chief Commercial Officer
GrantCommon Shares 168,246 $0.00 $0.00
Disclosure

SEC source: 0000028823-22-000052 · wf-form4_164694777591037.xml · nonDerivative · entry 1

Naher Ulrich · CIK 0001686743 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,612

F1 · shares: Award of restricted stock units; each restricted stock unit represents a contingent right to receive one share of Diebold Nixdorf, Incorporated common stock.

F2 · balance_after: Number includes restricted stock units.

Read SEC document
March 08, 2022 Filed Mar 10, 2022 21:29 UTC GrantCommon Shares 185,383 $0.00 $0.00
Disclosure

SEC source: 0000028823-22-000051 · wf-form4_164694775170805.xml · nonDerivative · entry 1

RUTHERFORD JEFFREY L · CIK 0001215177 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,143

F1 · shares: Award of restricted stock units; each restricted stock unit represents a contingent right to receive one share of Diebold Nixdorf, Incorporated common stock.

F2 · balance_after: Number includes restricted stock units.

Read SEC document
February 06, 2022 Filed Feb 9, 2022 02:14 UTC
Schmid GerrardDirector · President and CEO
Tax withholdingCommon Shares 77,765 $8.25 $641,561.25
Disclosure

SEC source: 0000028823-22-000029 · wf-form4_164437284992166.xml · nonDerivative · entry 4

Schmid Gerrard · CIK 0001732384 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 545,771

F4 · shares: Reflects withholding of shares to satisfy the Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer.

F2 · balance_after: Number includes restricted stock units.

Read SEC document
February 06, 2022 Filed Feb 9, 2022 02:14 UTC
Schmid GerrardDirector · President and CEO
GrantCommon Shares 152,330 $8.25 $1,256,722.50
Disclosure

SEC source: 0000028823-22-000029 · wf-form4_164437284992166.xml · nonDerivative · entry 3

Schmid Gerrard · CIK 0001732384 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 623,536

F3 · shares: Reflects delivery of shares earned under the 2021 Performance Award Agreement.

F2 · balance_after: Number includes restricted stock units.

Read SEC document
February 05, 2022 Filed Feb 9, 2022 02:15 UTC
Leiken JonathanEVP, CLO and Secretary
Tax withholdingCommon Shares 2,646 $8.25 $21,829.50
Disclosure

SEC source: 0000028823-22-000031 · wf-form4_164437290608181.xml · nonDerivative · entry 1

Leiken Jonathan · CIK 0001608984 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,844

F1 · shares: Shares withheld pursuant to exercise of tax withholding right under the 2017 Equity and Performance Incentive Plan - Restricted Share Award

F2 · balance_after: Number includes restricted stock units.

Read SEC document
February 05, 2022 Filed Feb 9, 2022 02:15 UTC
Choudhary ManishEVP, Software
Tax withholdingCommon Shares 2,807 $8.25 $23,157.75
Disclosure

SEC source: 0000028823-22-000032 · wf-form4_164437293173061.xml · nonDerivative · entry 1

Choudhary Manish · CIK 0001810981 · EVP, Software

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,753

F1 · shares: Shares withheld pursuant to exercise of tax withholding right under the 2017 Equity and Performance Incentive Plan - Restricted Share Award

F2 · balance_after: Number includes restricted stock units.

Read SEC document
February 05, 2022 Filed Feb 9, 2022 02:15 UTC
Naher UlrichEVP, Chief Commercial Officer
Tax withholdingCommon Shares 5,697 $8.25 $47,000.25
Disclosure

SEC source: 0000028823-22-000030 · wf-form4_164437287601855.xml · nonDerivative · entry 1

Naher Ulrich · CIK 0001686743 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,366

F1 · shares: Shares withheld pursuant to exercise of tax withholding right under the 2017 Equity and Performance Incentive Plan - Restricted Share Award

F2 · balance_after: Number includes restricted stock units.

Read SEC document
February 05, 2022 Filed Feb 9, 2022 02:14 UTC
Schmid GerrardDirector · President and CEO
Tax withholdingCommon Shares 33,652 $8.25 $277,629.00
Disclosure

SEC source: 0000028823-22-000029 · wf-form4_164437284992166.xml · nonDerivative · entry 2

Schmid Gerrard · CIK 0001732384 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 471,206

F1 · shares: Shares withheld pursuant to exercise of tax withholding right under the 2017 Equity and Performance Incentive Plan - Restricted Share Award

F2 · balance_after: Number includes restricted stock units.

Read SEC document
February 05, 2022 Filed Feb 9, 2022 02:14 UTC
Patrick ElizabethEVP, Chief People Officer
Tax withholdingCommon Shares 2,158 $8.25 $17,803.50
Disclosure

SEC source: 0000028823-22-000028 · wf-form4_164437282605686.xml · nonDerivative · entry 1

Patrick Elizabeth · CIK 0001610638 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,147

F1 · shares: Shares withheld pursuant to exercise of tax withholding right under the 2017 Equity and Performance Incentive Plan - Restricted Share Award

F2 · balance_after: Number includes restricted stock units.

Read SEC document
February 05, 2022 Filed Feb 9, 2022 02:13 UTC Tax withholdingCommon Shares 4,410 $8.25 $36,382.50
Disclosure

SEC source: 0000028823-22-000027 · wf-form4_164437280104816.xml · nonDerivative · entry 1

RUTHERFORD JEFFREY L · CIK 0001215177 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,760

F1 · shares: Shares withheld pursuant to exercise of tax withholding right under the 2017 Equity and Performance Incentive Plan - Restricted Share Award

F2 · balance_after: Number includes restricted stock units.

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February 05, 2022 Filed Feb 9, 2022 02:13 UTC Tax withholdingCommon Shares 6,669 $8.25 $55,019.25
Disclosure

SEC source: 0000028823-22-000026 · wf-form4_164437278217784.xml · nonDerivative · entry 2

Heyden Olaf Robert · CIK 0001686746 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,118

F1 · shares: Shares withheld pursuant to exercise of tax withholding right under the 2017 Equity and Performance Incentive Plan - Restricted Share Award

F2 · balance_after: Number includes restricted stock units.

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January 30, 2022 Filed Jan 31, 2022 21:47 UTC
Naher UlrichEVP, Chief Commercial Officer
Tax withholdingCommon Shares 4,476 $8.80 $39,388.80
Disclosure

SEC source: 0000028823-22-000014 · wf-form4_164366560413020.xml · nonDerivative · entry 2

Naher Ulrich · CIK 0001686743 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,498

F1 · shares: Shares withheld pursuant to exercise of tax withholding right under the 2017 Equity and Performance Incentive Plan - Restricted Share Award

F2 · balance_after: Number includes restricted stock units.

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January 30, 2022 Filed Jan 31, 2022 21:46 UTC Tax withholdingCommon Shares 4,476 $8.80 $39,388.80
Disclosure

SEC source: 0000028823-22-000013 · wf-form4_164366556122644.xml · nonDerivative · entry 3

Heyden Olaf Robert · CIK 0001686746 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,222

F1 · shares: Shares withheld pursuant to exercise of tax withholding right under the 2017 Equity and Performance Incentive Plan - Restricted Share Award

F2 · balance_after: Number includes restricted stock units.

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January 30, 2022 Filed Jan 31, 2022 21:45 UTC
Schmid GerrardDirector · President and CEO
Tax withholdingCommon Shares 20,370 $8.80 $179,256.00
Disclosure

SEC source: 0000028823-22-000012 · wf-form4_164366553474411.xml · nonDerivative · entry 3

Schmid Gerrard · CIK 0001732384 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 504,858

F1 · shares: Shares withheld pursuant to exercise of tax withholding right under the 2017 Equity and Performance Incentive Plan - Restricted Share Award

F2 · balance_after: Number includes restricted stock units.

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January 30, 2022 Filed Jan 31, 2022 21:45 UTC
Leiken JonathanEVP, CLO and Secretary
Tax withholdingCommon Shares 2,845 $8.80 $25,036.00
Disclosure

SEC source: 0000028823-22-000011 · wf-form4_164366550219441.xml · nonDerivative · entry 2

Leiken Jonathan · CIK 0001608984 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,490

F1 · shares: Shares withheld pursuant to exercise of tax withholding right under the 2017 Equity and Performance Incentive Plan - Restricted Share Award

F2 · balance_after: Number includes restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.