Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Array Technologies, Inc.ARRY · Entity 5254 | Director | May 19, 2026 | May 21, 2026 |
| DIEBOLD NIXDORF, IncDBD · Entity 4421 | Director · President and CEO | February 05, 2022 | February 09, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Array Technologies, Inc.
Report date May 19, 2026 · Filed May 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 85,785 |
Reported balance
After 2026-05-19 transaction · row 1
1 source rowRow 1 · 2026-05-19 · Exercise / conversion · Acquired 22,164 · Balance 85,785 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-05-19 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-05-19 · Exercise / conversion · Disposed 22,164 · Balance 0 F1: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2020 Long-Term Incentive Plan. F2: On May 20, 2025, the reporting person was granted 22,164 restricted stock units that vested on May 19, 2026. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 22,641 |
Reported balance
After 2026-05-19 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-05-19 · Grant · Acquired 22,641 · Balance 22,641 F1: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2020 Long-Term Incentive Plan. F3: On May 19, 2026, the reporting person was granted 22,641 restricted stock units, which vest on May 18, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2020 Long-Term Incentive Plan.
F2: On May 20, 2025, the reporting person was granted 22,164 restricted stock units that vested on May 19, 2026.
F3: On May 19, 2026, the reporting person was granted 22,641 restricted stock units, which vest on May 18, 2027.
DIEBOLD NIXDORF, Inc
Report date February 05, 2022 · Filed February 09, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 545,771 |
Last balance in matching sequence
After 2022-02-06 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 2 · 2022-02-05 · Tax withholding · Disposed 33,652 · Balance 471,206 F1: Shares withheld pursuant to exercise of tax withholding right under the 2017 Equity and Performance Incentive Plan - Restricted Share Award F2: Number includes restricted stock units. Row 3 · 2022-02-06 · Grant · Acquired 152,330 · Balance 623,536 F3: Reflects delivery of shares earned under the 2021 Performance Award Agreement. F2: Number includes restricted stock units. Row 4 · 2022-02-06 · Tax withholding · Disposed 77,765 · Balance 545,771 F4: Reflects withholding of shares to satisfy the Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer. F2: Number includes restricted stock units. |
| Common SharesSEC Table I · non-derivative | IndirectBy Spouse | 10,000 |
Reported balance
Holding disclosure · report date 2022-02-05 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 10,000 |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $15.35 · Expires 2028-02-20 | Direct | 192,049 |
Reported balance
Holding disclosure · report date 2022-02-05 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 192,049 F5: Option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant. |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $4.49 · Expires 2029-01-29 | Direct | 676,814 |
Reported balance
Holding disclosure · report date 2022-02-05 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 676,814 F6: Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant. |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $13.98 · Expires 2029-04-25 | Direct | 34,678 |
Reported balance
Holding disclosure · report date 2022-02-05 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 34,678 F6: Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant. |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $13.15 · Expires 2030-01-30 | Direct | 253,907 |
Reported balance
Holding disclosure · report date 2022-02-05 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 253,907 F6: Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant. |
| Performance Share UnitsSEC Table II · derivative / convertible security · Expires 2022-04-25 | Direct | 56,059 |
Reported balance
Holding disclosure · report date 2022-02-05 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 56,059 F7: Award subject to a three-year performance period during which the Company's stock price must appreciate at least 25% in order for the grant to vest. Performance will be measured on the anniversaries of the grant date, and the award will vest upon the first achievement of the performance, but will payout in shares on a pro-rata annual basis after performance is satisfied. If the stock performance condition is not met by the third anniversary of the date of grant, then the entire award is forfeited. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld pursuant to exercise of tax withholding right under the 2017 Equity and Performance Incentive Plan - Restricted Share Award
F2: Number includes restricted stock units.
F3: Reflects delivery of shares earned under the 2021 Performance Award Agreement.
F4: Reflects withholding of shares to satisfy the Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer.
F5: Option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.
F6: Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.
F7: Award subject to a three-year performance period during which the Company's stock price must appreciate at least 25% in order for the grant to vest. Performance will be measured on the anniversaries of the grant date, and the award will vest upon the first achievement of the performance, but will payout in shares on a pro-rata annual basis after performance is satisfied. If the stock performance condition is not met by the third anniversary of the date of grant, then the entire award is forfeited.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 19, 2026 Filed May 21, 2026 19:17 UTC | Array Technologies, Inc. ARRY · Entity 5254 | GrantRestricted Stock Units · Derivative | 22,641 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-037190 · wk-form4_1779391033.xml · derivative · entry 3 Schmid Gerrard · CIK 0001732384 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,641 Underlying: Common Stock, par value $0.001 per share · 22,641 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2020 Long-Term Incentive Plan. F3 · derivative.exercise_date: On May 19, 2026, the reporting person was granted 22,641 restricted stock units, which vest on May 18, 2027. F3 · derivative.expiration_date: On May 19, 2026, the reporting person was granted 22,641 restricted stock units, which vest on May 18, 2027. Read SEC document |
| May 19, 2026 Filed May 21, 2026 19:17 UTC | Array Technologies, Inc. ARRY · Entity 5254 | Exercise / conversionRestricted Stock Units · Derivative | 22,164 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-037190 · wk-form4_1779391033.xml · derivative · entry 2 Schmid Gerrard · CIK 0001732384 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.001 per share · 22,164 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2020 Long-Term Incentive Plan. F2 · derivative.exercise_date: On May 20, 2025, the reporting person was granted 22,164 restricted stock units that vested on May 19, 2026. F2 · derivative.expiration_date: On May 20, 2025, the reporting person was granted 22,164 restricted stock units that vested on May 19, 2026. Read SEC document |
| May 19, 2026 Filed May 21, 2026 19:17 UTC | Array Technologies, Inc. ARRY · Entity 5254 | Exercise / conversionCommon Stock, par value $0.001 per share | 22,164 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-037190 · wk-form4_1779391033.xml · nonDerivative · entry 1 Schmid Gerrard · CIK 0001732384 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,785 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 21, 2025 Filed May 22, 2025 22:29 UTC | Array Technologies, Inc. ARRY · Entity 5254 | GrantCommon Stock, par value $0.001 per share | 15,301 | $0.00 | $0.00 |
DisclosureSEC source: 0001820721-25-000073 · wk-form4_1747952943.xml · nonDerivative · entry 1 Schmid Gerrard · CIK 0001732384 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,621 F1 · security: On May 21, 2024, the reporting person was granted an award of 15,301 restricted stock units which vested in full on May 21, 2025. F2 · kind: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2020 Long-Term Incentive Plan. Read SEC document |
| May 20, 2025 Filed May 22, 2025 22:29 UTC | Array Technologies, Inc. ARRY · Entity 5254 | GrantRestricted Stock Units · Derivative | 22,164 | $7.67 | $169,997.88 |
DisclosureSEC source: 0001820721-25-000073 · wk-form4_1747952943.xml · derivative · entry 2 Schmid Gerrard · CIK 0001732384 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,164 Underlying: Common Stock, par value $0.001 per share · 22,164 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2020 Long-Term Incentive Plan. F3 · derivative.exercise_date: Each restricted stock unit award vests in full on the first anniversary of the grant date. F3 · derivative.expiration_date: Each restricted stock unit award vests in full on the first anniversary of the grant date. Read SEC document |
| June 13, 2023 Filed Jun 16, 2023 00:43 UTC | Array Technologies, Inc. ARRY · Entity 5254 | GrantRestricted Stock Units | 69 | $0.00 | $0.00 |
DisclosureSEC source: 0001820721-23-000144 · wf-form4_168687619845230.xml · nonDerivative · entry 1 Schmid Gerrard · CIK 0001732384 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,320 F1 · shares: Represents shares of common stock issuable pursuant to a restricted stock unit award that will vest in full on the first anniversary of the grant date. Read SEC document |
| May 25, 2023 Filed May 26, 2023 23:43 UTC | Array Technologies, Inc. ARRY · Entity 5254 | GrantCommon Stock, par value $0.001 per share | 16,269 | $0.00 | $0.00 |
DisclosureSEC source: 0001820721-23-000114 · wf-form4_168514461051334.xml · nonDerivative · entry 1 Schmid Gerrard · CIK 0001732384 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,538 F1 · shares: Represents shares of common stock issuable pursuant to a restricted stock unit award that will vest in full on the first anniversary of the grant date. Read SEC document |
| May 25, 2023 Filed Jun 8, 2023 00:09 UTC Amendment | Array Technologies, Inc. ARRY · Entity 5254 | GrantCommon Stock, par value $0.001 per share | 6,982 | $0.00 | $0.00 |
DisclosureSEC source: 0001820721-23-000128 · wf-form4a_168618298165687.xml · nonDerivative · entry 1 Schmid Gerrard · CIK 0001732384 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,251 F1 · shares: Represents shares of common stock issuable pursuant to a restricted stock unit award that will vest in full on the first anniversary of the grant date. Read SEC document |
| August 26, 2022 Filed Aug 29, 2022 20:46 UTC | Array Technologies, Inc. ARRY · Entity 5254 | PurchaseCommon Stock, par value $0.001 per share | 7,000 | $21.66 | $151,650.10 |
DisclosureSEC source: 0001820721-22-000120 · wf-form4_166180595530763.xml · nonDerivative · entry 1 Schmid Gerrard · CIK 0001732384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,269 Read SEC document |
| May 24, 2022 Filed May 26, 2022 18:07 UTC | Array Technologies, Inc. ARRY · Entity 5254 | GrantCommon Stock, par value $0.001 per share | 16,269 | $0.00 | $0.00 |
DisclosureSEC source: 0001820721-22-000062 · wf-form4_165358846149667.xml · nonDerivative · entry 2 Schmid Gerrard · CIK 0001732384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,269 F1 · shares: Represents shares of common stock issuable pursuant to a restricted stock unit award that will vest in full on the first anniversary of the grant date. Read SEC document |
| May 24, 2022 Filed May 26, 2022 18:07 UTC | Array Technologies, Inc. ARRY · Entity 5254 | GrantCommon Stock, par value $0.001 per share | 7,800 | $9.20 | $71,760.00 |
DisclosureSEC source: 0001820721-22-000062 · wf-form4_165358846149667.xml · nonDerivative · entry 1 Schmid Gerrard · CIK 0001732384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,000 Read SEC document |
| February 06, 2022 Filed Feb 9, 2022 02:14 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | Tax withholdingCommon Shares | 77,765 | $8.25 | $641,561.25 |
DisclosureSEC source: 0000028823-22-000029 · wf-form4_164437284992166.xml · nonDerivative · entry 4 Schmid Gerrard · CIK 0001732384 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 545,771 F4 · shares: Reflects withholding of shares to satisfy the Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer. F2 · balance_after: Number includes restricted stock units. Read SEC document |
| February 06, 2022 Filed Feb 9, 2022 02:14 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | GrantCommon Shares | 152,330 | $8.25 | $1,256,722.50 |
DisclosureSEC source: 0000028823-22-000029 · wf-form4_164437284992166.xml · nonDerivative · entry 3 Schmid Gerrard · CIK 0001732384 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 623,536 F3 · shares: Reflects delivery of shares earned under the 2021 Performance Award Agreement. F2 · balance_after: Number includes restricted stock units. Read SEC document |
| February 05, 2022 Filed Feb 9, 2022 02:14 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | Tax withholdingCommon Shares | 33,652 | $8.25 | $277,629.00 |
DisclosureSEC source: 0000028823-22-000029 · wf-form4_164437284992166.xml · nonDerivative · entry 2 Schmid Gerrard · CIK 0001732384 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 471,206 F1 · shares: Shares withheld pursuant to exercise of tax withholding right under the 2017 Equity and Performance Incentive Plan - Restricted Share Award F2 · balance_after: Number includes restricted stock units. Read SEC document |
| January 30, 2022 Filed Jan 31, 2022 21:45 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | Tax withholdingCommon Shares | 20,370 | $8.80 | $179,256.00 |
DisclosureSEC source: 0000028823-22-000012 · wf-form4_164366553474411.xml · nonDerivative · entry 3 Schmid Gerrard · CIK 0001732384 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 504,858 F1 · shares: Shares withheld pursuant to exercise of tax withholding right under the 2017 Equity and Performance Incentive Plan - Restricted Share Award F2 · balance_after: Number includes restricted stock units. Read SEC document |
| January 29, 2022 Filed Jan 31, 2022 21:45 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | Tax withholdingCommon Shares | 39,108 | $8.80 | $344,150.40 |
DisclosureSEC source: 0000028823-22-000012 · wf-form4_164366553474411.xml · nonDerivative · entry 2 Schmid Gerrard · CIK 0001732384 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 525,228 F1 · shares: Shares withheld pursuant to exercise of tax withholding right under the 2017 Equity and Performance Incentive Plan - Restricted Share Award F2 · balance_after: Number includes restricted stock units. Read SEC document |
| August 25, 2021 Filed Aug 25, 2021 21:57 UTC | Array Technologies, Inc. ARRY · Entity 5254 | PurchaseCommon Stock, par value $0.001 per share | 10,200 | $19.01 | $193,881.60 |
DisclosureSEC source: 0001820721-21-000074 · wf-form4_162992861991368.xml · nonDerivative · entry 1 Schmid Gerrard · CIK 0001732384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,200 Read SEC document |
| March 16, 2021 Filed Mar 17, 2021 20:33 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | SaleCommon Shares | 9,412 | $17.11 | $161,001.67 |
DisclosureSEC source: 0000028823-21-000063 · wf-form4_161601322115057.xml · nonDerivative · entry 4 Schmid Gerrard · CIK 0001732384 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 564,336 F4 · price: This transaction was executed in multiple trades at prices ranging from $16.94 to $17.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Number includes restricted stock units. Read SEC document |
| March 16, 2021 Filed Mar 17, 2021 20:33 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | SaleCommon Shares | 53,636 | $16.39 | $878,868.77 |
DisclosureSEC source: 0000028823-21-000063 · wf-form4_161601322115057.xml · nonDerivative · entry 3 Schmid Gerrard · CIK 0001732384 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 573,748 F3 · price: This transaction was executed in multiple trades at prices ranging from $15.93 to $16.91. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Number includes restricted stock units. Read SEC document |
| March 16, 2021 Filed Mar 22, 2021 11:12 UTC Amendment | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | SaleCommon Shares | 9,412 | $17.11 | $161,001.67 |
DisclosureSEC source: 0000028823-21-000065 · wf-form4a_161641151366303.xml · nonDerivative · entry 4 Schmid Gerrard · CIK 0001732384 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 564,336 F1 · shares: Trades were for personal estate and tax planning. F5 · price: This transaction was executed in multiple trades at prices ranging from $16.94 to $17.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Number includes restricted stock units. Read SEC document |
| March 16, 2021 Filed Mar 22, 2021 11:12 UTC Amendment | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | SaleCommon Shares | 53,636 | $16.39 | $878,868.77 |
DisclosureSEC source: 0000028823-21-000065 · wf-form4a_161641151366303.xml · nonDerivative · entry 3 Schmid Gerrard · CIK 0001732384 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 573,748 F1 · shares: Trades were for personal estate and tax planning. F4 · price: This transaction was executed in multiple trades at prices ranging from $15.93 to $16.91. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Number includes restricted stock units. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 20:33 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | SaleCommon Shares | 39,449 | $17.15 | $676,554.29 |
DisclosureSEC source: 0000028823-21-000063 · wf-form4_161601322115057.xml · nonDerivative · entry 2 Schmid Gerrard · CIK 0001732384 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 627,384 F1 · price: This transaction was executed in multiple trades at prices ranging from $17.00 to $17.31. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Number includes restricted stock units. Read SEC document |
| March 15, 2021 Filed Mar 22, 2021 11:12 UTC Amendment | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | SaleCommon Shares | 39,449 | $17.15 | $676,554.29 |
DisclosureSEC source: 0000028823-21-000065 · wf-form4a_161641151366303.xml · nonDerivative · entry 2 Schmid Gerrard · CIK 0001732384 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 627,384 F1 · shares: Trades were for personal estate and tax planning. F2 · price: This transaction was executed in multiple trades at prices ranging from $17.00 to $17.31. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Number includes restricted stock units. Read SEC document |
| February 21, 2021 Filed Feb 23, 2021 21:34 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | Tax withholdingCommon Shares | 19,440 | $14.38 | $279,547.20 |
DisclosureSEC source: 0000028823-21-000057 · wf-form4_161411600256721.xml · nonDerivative · entry 2 Schmid Gerrard · CIK 0001732384 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 666,833 F1 · shares: Shares withheld pursuant to exercise of tax withholding right under the 2017 Equity and Performance Incentive Plan - Restricted Share Award F2 · balance_after: Number includes restricted stock units. Read SEC document |
| February 05, 2021 Filed Feb 8, 2021 21:45 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | GrantCommon Shares | 197,759 | $0.00 | $0.00 |
DisclosureSEC source: 0000028823-21-000043 · wf-form4_161282072003420.xml · nonDerivative · entry 2 Schmid Gerrard · CIK 0001732384 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 686,273 F1 · shares: Award of restricted stock units; each restricted stock unit represents a contingent right to receive one share of Diebold Nixdorf, Incorporated common stock. F2 · balance_after: Number includes restricted stock units. Read SEC document |
| January 30, 2021 Filed Feb 3, 2021 22:21 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | Tax withholdingCommon Shares | 24,313 | $13.66 | $332,115.58 |
DisclosureSEC source: 0000028823-21-000029 · wf-form4_161239085048991.xml · nonDerivative · entry 2 Schmid Gerrard · CIK 0001732384 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 488,514 F1 · shares: Shares withheld pursuant to exercise of tax withholding right under the 2017 Equity and Performance Incentive Plan - Restricted Share Award F2 · balance_after: Number includes restricted stock units. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 23:26 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | Tax withholdingCommon Shares | 66,029 | $13.66 | $901,956.14 |
DisclosureSEC source: 0000028823-21-000006 · wf-form4_161230834479922.xml · nonDerivative · entry 2 Schmid Gerrard · CIK 0001732384 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 512,827 F1 · shares: Shares withheld pursuant to exercise of tax withholding right under the 2017 Equity and Performance Incentive Plan - Restricted Share Award F2 · balance_after: Number includes restricted stock units. Read SEC document |
| March 06, 2020 Filed Mar 6, 2020 21:31 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | PurchaseCommon Shares | 10,000 | $5.69 | $56,876.00 |
DisclosureSEC source: 0000028823-20-000061 · wf-form4_158353025820597.xml · nonDerivative · entry 2 Schmid Gerrard · CIK 0001732384 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 578,856 F1 · balance_after: Number includes restricted stock units. Read SEC document |
| February 21, 2020 Filed Feb 24, 2020 19:09 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | Tax withholdingCommon Shares | 19,440 | $0.00 | $0.00 |
DisclosureSEC source: 0000028823-20-000052 · wf-form4_158257132386719.xml · nonDerivative · entry 2 Schmid Gerrard · CIK 0001732384 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 568,856 F1 · shares: Shares withheld pursuant to exercise of tax withholding right under the 2017 Equity and Performance Incentive Plan - Restricted Share Award F2 · balance_after: Number includes restricted stock units. Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 21:58 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | GrantNon-Qualified Stock Option · Derivative | 253,907 | $0.00 Strike: $11.96 | $0.00 |
DisclosureSEC source: 0000028823-20-000025 · wf-form4_158076711585827.xml · derivative · entry 7 Schmid Gerrard · CIK 0001732384 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,907 Underlying: Common Shares · 253,907 shares Expires 2030-01-30 F4 · security: Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant. Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 21:58 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | GrantCommon Shares | 136,254 | $0.00 | $0.00 |
DisclosureSEC source: 0000028823-20-000025 · wf-form4_158076711585827.xml · nonDerivative · entry 2 Schmid Gerrard · CIK 0001732384 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 588,296 F1 · shares: Award of restricted stock units; each restricted stock unit represents a contingent right to receive one share of Diebold Nixdorf, Incorporated common stock. F2 · balance_after: Number includes restricted stock units. Read SEC document |
| January 30, 2020 Filed Feb 4, 2020 22:51 UTC Amendment | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | GrantNon-Qualified Stock Option · Derivative | 253,907 | $0.00 Strike: $13.15 | $0.00 |
DisclosureSEC source: 0000028823-20-000030 · wf-form4a_158085665874038.xml · derivative · entry 7 Schmid Gerrard · CIK 0001732384 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,907 Underlying: Common Shares · 253,907 shares Expires 2030-01-30 F4 · security: Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant. F6 · derivative.exercise_price: This amendment is being filed solely to correct the exercise price previously reported for this option grant. Read SEC document |
| January 30, 2020 Filed Feb 4, 2020 22:51 UTC Amendment | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | GrantCommon Shares | 136,254 | $0.00 | $0.00 |
DisclosureSEC source: 0000028823-20-000030 · wf-form4a_158085665874038.xml · nonDerivative · entry 2 Schmid Gerrard · CIK 0001732384 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 588,296 F1 · shares: Award of restricted stock units; each restricted stock unit represents a contingent right to receive one share of Diebold Nixdorf, Incorporated common stock. F2 · balance_after: Number includes restricted stock units. Read SEC document |
| January 29, 2020 Filed Jan 31, 2020 21:39 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | Tax withholdingCommon Shares | 66,028 | $11.45 | $756,020.60 |
DisclosureSEC source: 0000028823-20-000010 · wf-form4_158050675305699.xml · nonDerivative · entry 1 Schmid Gerrard · CIK 0001732384 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 452,042 F1 · shares: Shares withheld pursuant to exercise of tax withholding right under the 2017 Equity and Performance Incentive Plan - Restricted Share Award F2 · balance_after: Number includes restricted stock units. Read SEC document |
| October 31, 2019 Filed Oct 31, 2019 17:17 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | PurchaseCommon Shares | 28,000 | $6.94 | $194,446.00 |
DisclosureSEC source: 0000028823-19-000182 · wf-form4_157254224860807.xml · nonDerivative · entry 2 Schmid Gerrard · CIK 0001732384 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 518,070 F1 · balance_after: Number includes restricted stock units. Read SEC document |
| April 25, 2019 Filed Apr 26, 2019 19:10 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | GrantPerformance Share Units · Derivative | 56,059 | $0.00 | $0.00 |
DisclosureSEC source: 0000028823-19-000091 · wf-form4_155630583349604.xml · derivative · entry 6 Schmid Gerrard · CIK 0001732384 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,059 Underlying: Common Shares · 56,059 shares Expires 2022-04-25 F4 · derivative.exercise_price: Award subject to a three-year performance period during which the Company's stock price must appreciate at least 25% in order for the grant to vest. Performance will be measured on the anniversaries of the grant date, and the award will vest upon the first achievement of the performance, but will payout in shares on a pro-rata annual basis after performance is satisfied. If the stock performance condition is not met by the third anniversary of the date of grant, then the entire award is forfeited. F4 · derivative.exercise_date: Award subject to a three-year performance period during which the Company's stock price must appreciate at least 25% in order for the grant to vest. Performance will be measured on the anniversaries of the grant date, and the award will vest upon the first achievement of the performance, but will payout in shares on a pro-rata annual basis after performance is satisfied. If the stock performance condition is not met by the third anniversary of the date of grant, then the entire award is forfeited. Read SEC document |
| April 25, 2019 Filed Apr 26, 2019 19:10 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | GrantNon-Qualified Stock Option · Derivative | 34,678 | $13.98 Strike: $13.98 | $484,798.44 |
DisclosureSEC source: 0000028823-19-000091 · wf-form4_155630583349604.xml · derivative · entry 5 Schmid Gerrard · CIK 0001732384 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,678 Underlying: Common Shares · 34,678 shares Expires 2029-04-25 F3 · security: Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant. Read SEC document |
| March 04, 2019 Filed Mar 5, 2019 21:10 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | PurchaseCommon Shares | 22,222 | $8.80 | $195,455.82 |
DisclosureSEC source: 0000028823-19-000073 · wf-form4_155182021589913.xml · nonDerivative · entry 2 Schmid Gerrard · CIK 0001732384 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 490,070 F1 · balance_after: Number includes restricted stock units. Read SEC document |
| February 21, 2019 Filed Feb 22, 2019 21:30 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | Tax withholdingCommon Shares | 19,440 | $0.00 | $0.00 |
DisclosureSEC source: 0000028823-19-000054 · wf-form4_155087098795813.xml · nonDerivative · entry 2 Schmid Gerrard · CIK 0001732384 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 467,848 F1 · shares: Shares withheld pursuant to exercise of tax withholding right under the 2017 Equity and Performance Incentive Plan - Restricted Share Award F2 · balance_after: Number includes restricted stock units. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 21:42 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | GrantNon-Qualified Stock Option · Derivative | 676,814 | $4.49 Strike: $4.49 | $3,038,894.86 |
DisclosureSEC source: 0000028823-19-000017 · wf-form4_154897092948921.xml · derivative · entry 4 Schmid Gerrard · CIK 0001732384 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 676,814 Underlying: Common Shares · 676,814 shares Expires 2029-01-29 F4 · security: Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 21:42 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | GrantCommon Shares | 370,043 | $0.00 | $0.00 |
DisclosureSEC source: 0000028823-19-000017 · wf-form4_154897092948921.xml · nonDerivative · entry 2 Schmid Gerrard · CIK 0001732384 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 487,288 F1 · shares: Award of restricted stock units; each restricted stock unit represents a contingent right to receive one share of Diebold Nixdorf, Incorporated common stock. F2 · balance_after: Number includes restricted stock units. Read SEC document |
| May 08, 2018 Filed May 9, 2018 20:15 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | PurchaseCommon Shares | 10,000 | $11.85 | $118,500.00 |
DisclosureSEC source: 0000028823-18-000111 · wf-form4_152589690402306.xml · nonDerivative · entry 1 Schmid Gerrard · CIK 0001732384 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 10,000 Read SEC document |
| May 04, 2018 Filed May 7, 2018 12:31 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | PurchaseCommon Shares | 8,300 | $11.80 | $97,940.00 |
DisclosureSEC source: 0000028823-18-000107 · wf-form4_152569629985440.xml · nonDerivative · entry 1 Schmid Gerrard · CIK 0001732384 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,245 F1 · balance_after: Number includes restricted stock units. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:28 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | GrantNon-Qualified Stock Option · Derivative | 192,049 | $0.00 Strike: $15.35 | $0.00 |
DisclosureSEC source: 0000028823-18-000062 · wf-form4_151942130252169.xml · derivative · entry 2 Schmid Gerrard · CIK 0001732384 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,049 Underlying: Common Shares · 192,049 shares Expires 2028-02-20 F3 · security: Option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:28 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | GrantCommon Shares | 108,945 | $0.00 | $0.00 |
DisclosureSEC source: 0000028823-18-000062 · wf-form4_151942130252169.xml · nonDerivative · entry 1 Schmid Gerrard · CIK 0001732384 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,945 F1 · shares: Award of restricted stock units; each restricted stock unit represents a contingent right to receive one share of Diebold Nixdorf, Incorporated common stock. F2 · balance_after: Number includes restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.