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NYSE · USD

DAL

DELTA AIR LINES, INC.

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Tapewire entity
3029
SEC CIK
0000027904
Parsed reports
573

Last 12 months

Inside the activity.

0 purchase rows · 32 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202608
Feb 2026010
Mar 202600
Apr 202602
May 202606
Jun 202600
Jul 202600
Aug 202606
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2017 Filed Feb 2, 2017 21:31 UTC
Bastian Edward HDirector · Chief Executive Officer
Tax withholdingCommon Stock 6,955 $47.26 $328,693.30
Disclosure

SEC source: 0001683168-17-000219 · bastian_frm4.xml · nonDerivative · entry 2

Bastian Edward H · CIK 0001289878 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,904

F2 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 5, 2015 under Delta's 2015 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

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February 01, 2017 Filed Feb 2, 2017 21:31 UTC
Bastian Edward HDirector · Chief Executive Officer
Tax withholdingCommon Stock 10,443 $47.26 $493,536.18
Disclosure

SEC source: 0001683168-17-000219 · bastian_frm4.xml · nonDerivative · entry 1

Bastian Edward H · CIK 0001289878 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,859

F1 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 6, 2014 under Delta's 2014 long-term incentive program. This withholding was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

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January 25, 2017 Filed Jan 27, 2017 21:32 UTC GrantCommon Stock 3,190 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-17-000183 · jackson_f4.xml · nonDerivative · entry 1

JACKSON JEANNE P · CIK 0001179801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,190

F1 · shares: Non-employee members of Delta's Board of Directors receive an annual restricted stock award. The shares reported in this Form 4 represent the annual restricted stock award to the Reporting Person, as approved by the Board of Directors as of January 25, 2017. The shares were acquired in a transaction exempt under Rule 16b-3(d).

F1 · price: Non-employee members of Delta's Board of Directors receive an annual restricted stock award. The shares reported in this Form 4 represent the annual restricted stock award to the Reporting Person, as approved by the Board of Directors as of January 25, 2017. The shares were acquired in a transaction exempt under Rule 16b-3(d).

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January 23, 2017 Filed Jan 24, 2017 21:30 UTC PurchaseCommon Stock 1,000 $49.04 $49,035.80
Disclosure

SEC source: 0001683168-17-000154 · ralph_frm4.xml · nonDerivative · entry 1

Ralph Douglas R · CIK 0001646424 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

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December 21, 2016 Filed Dec 21, 2016 21:30 UTC
Bastian Edward HDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 60,100 $0.00 Strike: $16.88 $0.00
Disclosure

SEC source: 0001683168-16-001005 · bastian_frm4.xml · derivative · entry 6

Bastian Edward H · CIK 0001289878 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 60,100 shares

Expires 2017-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested in three equal annual installments on September 1, 2008, 2009 and 2010.

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December 21, 2016 Filed Dec 21, 2016 21:30 UTC
Bastian Edward HDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 42,900 $0.00 Strike: $18.84 $0.00
Disclosure

SEC source: 0001683168-16-001005 · bastian_frm4.xml · derivative · entry 5

Bastian Edward H · CIK 0001289878 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42,900 shares

Expires 2017-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested in three equal annual installments on April 30, 2008, 2009 and 2010.

Read SEC document
December 21, 2016 Filed Dec 21, 2016 21:30 UTC
Bastian Edward HDirector · Chief Executive Officer
SaleCommon Stock 60,100 $50.78 $3,051,944.11
Disclosure

SEC source: 0001683168-16-001005 · bastian_frm4.xml · nonDerivative · entry 4

Bastian Edward H · CIK 0001289878 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,302

F3 · price: The reported shares were sold in open market transactions through a broker-dealer at prices ranging from $50.75 to $50.845 per share. The Reporting Person undertakes to provide, upon request, details regarding the number of shares sold at each separate price to the staff of the Securities and Exchange Commission, Delta Air Lines, Inc., or a security holder of Delta Air Lines, Inc.

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December 21, 2016 Filed Dec 21, 2016 21:30 UTC
Bastian Edward HDirector · Chief Executive Officer
Exercise / conversionCommon Stock 60,100 $16.88 $1,014,488.00
Disclosure

SEC source: 0001683168-16-001005 · bastian_frm4.xml · nonDerivative · entry 3

Bastian Edward H · CIK 0001289878 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 21, 2016 Filed Dec 21, 2016 21:30 UTC
Bastian Edward HDirector · Chief Executive Officer
SaleCommon Stock 42,900 $50.75 $2,177,222.19
Disclosure

SEC source: 0001683168-16-001005 · bastian_frm4.xml · nonDerivative · entry 2

Bastian Edward H · CIK 0001289878 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,302

F1 · price: The reported shares were sold in open market transactions through a broker-dealer at prices ranging from $50.75 to $50.77 per share. The Reporting Person undertakes to provide, upon request, details regarding the number of shares sold at each separate price to the staff of the Securities and Exchange Commission, Delta Air Lines, Inc., or a security holder of Delta Air Lines, Inc.

Read SEC document
December 21, 2016 Filed Dec 21, 2016 21:30 UTC
Bastian Edward HDirector · Chief Executive Officer
Exercise / conversionCommon Stock 42,900 $18.84 $808,236.00
Disclosure

SEC source: 0001683168-16-001005 · bastian_frm4.xml · nonDerivative · entry 1

Bastian Edward H · CIK 0001289878 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 19, 2016 Filed Dec 20, 2016 21:30 UTC SaleCommon Stock 7,000 $50.32 $352,240.00
Disclosure

SEC source: 0001683168-16-000995 · franklin_frm4.xml · nonDerivative · entry 1

FRANKLIN SHIRLEY C. · CIK 0001504635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,760

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December 16, 2016 Filed Dec 19, 2016 21:30 UTC
Smith Joanne DEVP & Chief HR Officer
SaleCommon Stock 1,100 $50.73 $55,797.50
Disclosure

SEC source: 0001683168-16-000984 · smith_frm4.xml · nonDerivative · entry 2

Smith Joanne D · CIK 0001620414 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,222

Read SEC document
December 16, 2016 Filed Dec 19, 2016 21:30 UTC
Smith Joanne DEVP & Chief HR Officer
SaleCommon Stock 870 $50.72 $44,126.40
Disclosure

SEC source: 0001683168-16-000984 · smith_frm4.xml · nonDerivative · entry 1

Smith Joanne D · CIK 0001620414 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,322

Read SEC document
December 07, 2016 Filed Dec 8, 2016 21:30 UTC
Sear Steven MPres. Int'l & EVP Global Sales
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,671 $0.00 Strike: $16.86 $0.00
Disclosure

SEC source: 0001683168-16-000880 · sear_f4.xml · derivative · entry 3

Sear Steven M · CIK 0001666169 · Pres. Int'l & EVP Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,671 shares

Expires 2017-07-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The option was exercised pursuant to the Trading Plan.

F3 · derivative.exercise_date: The option is currently exercisable.

Read SEC document
December 07, 2016 Filed Dec 8, 2016 21:30 UTC
Sear Steven MPres. Int'l & EVP Global Sales
SaleCommon Stock 4,671 $49.50 $231,214.50
Disclosure

SEC source: 0001683168-16-000880 · sear_f4.xml · nonDerivative · entry 2

Sear Steven M · CIK 0001666169 · Pres. Int'l & EVP Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,503

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan dated August 30, 2016 (the "Trading Plan").

Read SEC document
December 07, 2016 Filed Dec 8, 2016 21:30 UTC
Sear Steven MPres. Int'l & EVP Global Sales
Exercise / conversionCommon Stock 4,671 $16.86 $78,753.06
Disclosure

SEC source: 0001683168-16-000880 · sear_f4.xml · nonDerivative · entry 1

Sear Steven M · CIK 0001666169 · Pres. Int'l & EVP Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2016 Filed Nov 21, 2016 21:38 UTC
Smith Joanne DEVP & Chief HR Officer
GiftCommon Stock 107 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-16-000755 · smith_frm4.xml · nonDerivative · entry 1

Smith Joanne D · CIK 0001620414 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,192

F1 · kind: The shares were gifted to the Atlanta Habitat for Humanity.

F1 · price: The shares were gifted to the Atlanta Habitat for Humanity.

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November 09, 2016 Filed Nov 10, 2016 21:30 UTC
West W GilbertSr. EVP & COO
SaleCommon Stock 11,677 $44.46 $519,112.71
Disclosure

SEC source: 0001683168-16-000542 · west_f4.xml · nonDerivative · entry 1

West W Gilbert · CIK 0001599979 · Sr. EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,313

F1 · price: The reported shares were sold in open market transactions through a broker-dealer at prices ranging from $44.43 to $44.50 per share. The Reporting Person undertakes to provide, upon request, details regarding the number of shares sold at each separate price to the staff of the Securities and Exchange Commission, Delta Air Lines, Inc., or a security holder of Delta Air Lines, Inc.

Read SEC document
November 07, 2016 Filed Nov 8, 2016 21:30 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 105,500 $0.00 Strike: $18.84 $0.00
Disclosure

SEC source: 0001683168-16-000511 · hauenstein_f4.xml · derivative · entry 3

HAUENSTEIN GLEN W · CIK 0001193002 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 105,500 shares

Expires 2017-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is currently exercisable.

Read SEC document
November 07, 2016 Filed Nov 8, 2016 21:30 UTC SaleCommon Stock 105,500 $44.00 $4,642,316.50
Disclosure

SEC source: 0001683168-16-000511 · hauenstein_f4.xml · nonDerivative · entry 2

HAUENSTEIN GLEN W · CIK 0001193002 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,725

F1 · price: The reported shares were sold in open market transactions through a broker-dealer at prices ranging from $44.00 to $44.02 per share. The Reporting Person undertakes to provide, upon request, details regarding the number of shares sold at each separate price to the staff of the Securities and Exchange Commission, Delta Air Lines, Inc., or a security holder of Delta Air Lines, Inc.

Read SEC document
November 07, 2016 Filed Nov 8, 2016 21:30 UTC Exercise / conversionCommon Stock 105,500 $18.84 $1,987,620.00
Disclosure

SEC source: 0001683168-16-000511 · hauenstein_f4.xml · nonDerivative · entry 1

HAUENSTEIN GLEN W · CIK 0001193002 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,225

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2016 Filed Nov 8, 2016 21:30 UTC
Smith Joanne DEVP & Chief HR Officer
GiftCommon Stock 800 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-16-000512 · smith_f4.xml · nonDerivative · entry 2

Smith Joanne D · CIK 0001620414 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,299

F1 · kind: The shares were gifted to the California Polytechnic State University - San Luis Obispo.

F1 · price: The shares were gifted to the California Polytechnic State University - San Luis Obispo.

Read SEC document
November 04, 2016 Filed Jan 5, 2017 21:30 UTC Amendment
Smith Joanne DEVP & Chief HR Officer
GiftCommon Stock 889 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-17-000025 · smith_f4a.xml · nonDerivative · entry 1

Smith Joanne D · CIK 0001620414 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,210

F1 · shares: The number of shares gifted on November 4, 2016 were incorrectly reported as 800. The correct number of shares gifted was 889. This amendment reports the correct number of shares gifted.

F1 · price: The number of shares gifted on November 4, 2016 were incorrectly reported as 800. The correct number of shares gifted was 889. This amendment reports the correct number of shares gifted.

Read SEC document
November 02, 2016 Filed Nov 3, 2016 20:30 UTC
Sear Steven MPres. Int'l & EVP Global Sales
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,671 $0.00 Strike: $16.86 $0.00
Disclosure

SEC source: 0001683168-16-000476 · sear_frm4.xml · derivative · entry 3

Sear Steven M · CIK 0001666169 · Pres. Int'l & EVP Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,671

Underlying: Common Stock · 4,671 shares

Expires 2017-07-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The option was exercised pursuant to the Trading Plan.

F3 · derivative.exercise_date: The option is currently exercisable.

Read SEC document
November 02, 2016 Filed Nov 3, 2016 20:30 UTC
Sear Steven MPres. Int'l & EVP Global Sales
SaleCommon Stock 4,671 $41.87 $195,574.77
Disclosure

SEC source: 0001683168-16-000476 · sear_frm4.xml · nonDerivative · entry 2

Sear Steven M · CIK 0001666169 · Pres. Int'l & EVP Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,503

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan dated August 30, 2016 (the "Trading Plan").

Read SEC document
November 02, 2016 Filed Nov 3, 2016 20:30 UTC
Sear Steven MPres. Int'l & EVP Global Sales
Exercise / conversionCommon Stock 4,671 $16.86 $78,753.06
Disclosure

SEC source: 0001683168-16-000476 · sear_frm4.xml · nonDerivative · entry 1

Sear Steven M · CIK 0001666169 · Pres. Int'l & EVP Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 26, 2016 Filed Oct 27, 2016 20:30 UTC
Bastian Edward HDirector · Chief Executive Officer
SaleCommon Stock 50,000 $41.25 $2,062,500.00
Disclosure

SEC source: 0001683168-16-000393 · bastian_frm4.xml · nonDerivative · entry 1

Bastian Edward H · CIK 0001289878 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,302

Read SEC document
October 24, 2016 Filed Oct 25, 2016 20:30 UTC
Meynard Craig MVP and Chief Acctg Officer
SaleCommon Stock 3,500 $41.41 $144,945.50
Disclosure

SEC source: 0001683168-16-000370 · meynard_frm4.xml · nonDerivative · entry 1

Meynard Craig M · CIK 0001561337 · VP and Chief Acctg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,077

F1 · price: The reported shares were sold in open market transactions through a broker-dealer at prices ranging from $41.41 to $41.42 per share. The Reporting Person undertakes to provide, upon request, details regarding the number of shares sold at each separate price to the staff of the Securities and Exchange Commission, Delta Air Lines, Inc., or a security holder of Delta Air Lines, Inc.

Read SEC document
October 19, 2016 Filed Oct 20, 2016 20:30 UTC
Smith Joanne DEVP & Chief HR Officer
SaleCommon Stock 1,853 $40.50 $75,046.50
Disclosure

SEC source: 0001683168-16-000343 · smith_frm4.xml · nonDerivative · entry 1

Smith Joanne D · CIK 0001620414 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,156

Read SEC document
October 05, 2016 Filed Oct 6, 2016 20:30 UTC
Sear Steven MPres. Int'l & EVP Global Sales
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,671 $0.00 Strike: $16.86 $0.00
Disclosure

SEC source: 0001683168-16-000259 · sear_frm4.xml · derivative · entry 3

Sear Steven M · CIK 0001666169 · Pres. Int'l & EVP Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,342

Underlying: Common Stock · 4,671 shares

Expires 2017-07-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The option was exercised pursuant to the Trading Plan.

F3 · derivative.exercise_date: The option is currently exercisable.

Read SEC document
October 05, 2016 Filed Oct 6, 2016 20:30 UTC
Sear Steven MPres. Int'l & EVP Global Sales
SaleCommon Stock 4,671 $40.16 $187,587.36
Disclosure

SEC source: 0001683168-16-000259 · sear_frm4.xml · nonDerivative · entry 2

Sear Steven M · CIK 0001666169 · Pres. Int'l & EVP Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,503

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan dated August 30, 2016 (the "Trading Plan").

Read SEC document
October 05, 2016 Filed Oct 6, 2016 20:30 UTC
Sear Steven MPres. Int'l & EVP Global Sales
Exercise / conversionCommon Stock 4,671 $16.86 $78,753.06
Disclosure

SEC source: 0001683168-16-000259 · sear_frm4.xml · nonDerivative · entry 1

Sear Steven M · CIK 0001666169 · Pres. Int'l & EVP Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 25, 2016 Filed Nov 8, 2016 21:30 UTC
Smith Joanne DEVP & Chief HR Officer
GiftCommon Stock 1,057 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-16-000512 · smith_f4.xml · nonDerivative · entry 1

Smith Joanne D · CIK 0001620414 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,099

F1 · kind: The shares were gifted to the California Polytechnic State University - San Luis Obispo.

F1 · price: The shares were gifted to the California Polytechnic State University - San Luis Obispo.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.