Smith Joanne D

SEC source: 0001128928-26-000098 · form4.xml · derivative · entry 1

Smith Joanne D · CIK 0001620414 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,260

Underlying: Common Stock · 22,260 shares

Expires not disclosed

F1 · security: Granted under the Flowers Foods, Inc. 2026 Equity and Incentive Compensation Plan.

F2 · derivative.exercise_price: In accordance with the terms of the Deferred Shares Agreement for Directors, the deferred shares awarded do not have a conversion or exercise price.

F3 · derivative.expiration_date: No expiration date.

SEC source: 0001128928-26-000002 · form4.xml · derivative · entry 1

Smith Joanne D · CIK 0001620414 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,191

Underlying: Common Stock · 9,191 shares

Expires not disclosed

F1 · security: Granted under the Flowers Foods, Inc. 2014 Omnibus Equity and Incentive Compensation Plan (Amended and Restated Effective May 25, 2023).

F2 · derivative.exercise_price: In accordance with the terms of the Flowers Foods, Inc. Deferred Shares Agreement for Directors, the deferred shares awarded do not have a conversion or exercise price.

F3 · derivative.expiration_date: No expiration date.

SEC source: 0001127602-25-015625 · form4.xml · derivative · entry 1

Smith Joanne D · CIK 0001620414 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,350

Underlying: Common Stock · 9,350 shares

Expires not disclosed

F1 · security: Granted under the Flowers Foods, Inc. 2014 Omnibus Equity and Incentive Compensation Plan (Amended and Restated Effective May 25, 2023).

F2 · derivative.exercise_price: In accordance with the terms of the Deferred Shares Agreement for Directors, the deferred shares awarded do not have a conversion or exercise price.

F3 · derivative.expiration_date: No expiration date.

SEC source: 0001127602-24-030221 · form4.xml · derivative · entry 3

Smith Joanne D · CIK 0001620414 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,442 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted under the Flowers Foods, Inc. 2014 Omnibus Equity and Incentive Compensation Plan (Amended and Restated Effective May 25, 2023).

F2 · derivative.exercise_price: In accordance with the terms of the Deferred Shares Agreement for Directors, the deferred shares awarded do not have a conversion or exercise price.

F3 · derivative.expiration_date: No expiration date.

SEC source: 0001127602-24-030221 · form4.xml · nonDerivative · entry 1

Smith Joanne D · CIK 0001620414 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,102

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-24-030221 · form4.xml · derivative · entry 2

Smith Joanne D · CIK 0001620414 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,866

Underlying: Common Stock · 4,866 shares

Expires not disclosed

F1 · security: Granted under the Flowers Foods, Inc. 2014 Omnibus Equity and Incentive Compensation Plan (Amended and Restated Effective May 25, 2023).

F2 · derivative.exercise_price: In accordance with the terms of the Deferred Shares Agreement for Directors, the deferred shares awarded do not have a conversion or exercise price.

F3 · derivative.expiration_date: No expiration date.

SEC source: 0001683168-24-008371 · ownership.xml · nonDerivative · entry 2

Smith Joanne D · CIK 0001620414 · EVP & Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,123

SEC source: 0001683168-24-008371 · ownership.xml · nonDerivative · entry 1

Smith Joanne D · CIK 0001620414 · EVP & Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,783

F1 · price: The price reported in column 4 is a weighted average price. The reported shares were sold in multiple transactions through a broker-dealer at prices ranging from $60.700 to $60.730 per share, inclusive. The Reporting Person undertakes to provide, upon request, details regarding the number of shares sold at each separate price to the staff of the Securities and Exchange Commission, Delta Air Lines, Inc., or a security holder of Delta Air Lines, Inc.

SEC source: 0001683168-24-007158 · ownership.xml · nonDerivative · entry 1

Smith Joanne D · CIK 0001620414 · EVP & Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,990

F1 · price: The price reported in column 4 is a weighted average price. The reported shares were sold in multiple transactions through a broker-dealer at prices ranging from $50.46 to $50.47 per share, inclusive. The Reporting Person undertakes to provide, upon request, details regarding the number of shares sold at each separate price to the staff of the Securities and Exchange Commission, Delta Air Lines, Inc., or a security holder of Delta Air Lines, Inc.

SEC source: 0001127602-24-016650 · form4.xml · derivative · entry 3

Smith Joanne D · CIK 0001620414 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,660 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted under the Flowers Foods, Inc. 2014 Omnibus Equity and Incentive Compensation Plan (Amended and Restated Effective May 25, 2023).

F2 · derivative.exercise_price: In accordance with the terms of the Flowers Foods, Inc. Deferred Shares Agreement for Directors, the deferred shares awarded do not have a conversion or exercise price.

F3 · derivative.expiration_date: No expiration date.

SEC source: 0001127602-24-016650 · form4.xml · derivative · entry 2

Smith Joanne D · CIK 0001620414 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,570

Underlying: Common Stock · 6,570 shares

Expires not disclosed

F1 · security: Granted under the Flowers Foods, Inc. 2014 Omnibus Equity and Incentive Compensation Plan (Amended and Restated Effective May 25, 2023).

F2 · derivative.exercise_price: In accordance with the terms of the Flowers Foods, Inc. Deferred Shares Agreement for Directors, the deferred shares awarded do not have a conversion or exercise price.

F3 · derivative.expiration_date: No expiration date.

SEC source: 0001127602-24-016650 · form4.xml · nonDerivative · entry 1

Smith Joanne D · CIK 0001620414 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,660

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001683168-24-003165 · ownership.xml · nonDerivative · entry 1

Smith Joanne D · CIK 0001620414 · EVP & Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,421

SEC source: 0001683168-24-001243 · ownership.xml · nonDerivative · entry 1

Smith Joanne D · CIK 0001620414 · EVP & Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,267

F1 · price: The price reported in column 4 is a weighted average price. The reported shares were sold in multiple transactions through a broker-dealer at prices ranging from $42.02 to $42.03 per share, inclusive. The Reporting Person undertakes to provide, upon request, details regarding the number of shares sold at each separate price to the staff of the Securities and Exchange Commission, Delta Air Lines, Inc., or a security holder of Delta Air Lines, Inc.

SEC source: 0001683168-24-000841 · ownership.xml · nonDerivative · entry 1

Smith Joanne D · CIK 0001620414 · EVP & Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,143

F1 · shares: The Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") granted Ms. Smith 29,020 shares of restricted common stock under Delta's 2024 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d)(1).

F1 · price: The Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") granted Ms. Smith 29,020 shares of restricted common stock under Delta's 2024 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d)(1).

SEC source: 0001683168-24-000648 · ownership.xml · nonDerivative · entry 1

Smith Joanne D · CIK 0001620414 · EVP & Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,123

F1 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 3, 2021 under Delta's 2021 long-term incentive program. This withholding was approved by the Personnel & Compensation Committee of Delta's Board of Directors and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

SEC source: 0001127602-24-000368 · form4.xml · derivative · entry 1

Smith Joanne D · CIK 0001620414 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,442

Underlying: Common Stock · 4,442 shares

Expires not disclosed

F1 · security: Granted under the Flowers Foods, Inc. 2014 Omnibus Equity and Incentive Compensation Plan (Amended and Restated Effective May 25, 2023).

F2 · derivative.exercise_price: In accordance with the terms of the Flowers Foods, Inc. Deferred Shares Agreement for Directors, the deferred shares awarded do not have a conversion or exercise price.

F3 · derivative.expiration_date: No expiration date.

SEC source: 0001683168-23-007288 · ownership.xml · nonDerivative · entry 2

Smith Joanne D · CIK 0001620414 · EVP & Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,362

F1 · price: The price reported in column 4 is a weighted average price. The reported shares were sold in multiple transactions through a broker-dealer at prices ranging from $33.29 to $33.30 per share, inclusive. The Reporting Person undertakes to provide, upon request, details regarding the number of shares sold at each separate price to the staff of the Securities and Exchange Commission, Delta Air Lines, Inc., or a security holder of Delta Air Lines, Inc.

SEC source: 0001683168-23-007288 · ownership.xml · nonDerivative · entry 1

Smith Joanne D · CIK 0001620414 · EVP & Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,392

SEC source: 0001127602-23-025037 · form4.xml · derivative · entry 1

Smith Joanne D · CIK 0001620414 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,660

Underlying: Common Stock · 4,660 shares

Expires not disclosed

F1 · security: Granted under the Flowers Foods, Inc. 2014 Omnibus Equity and Incentive Compensation Plan (Amended and Restated Effective May 25, 2023).

F2 · derivative.exercise_price: In accordance with the terms of the Deferred Shares Agreement for Directors, the deferred shares awarded do not have a conversion or exercise price.

F3 · derivative.expiration_date: No expiration date.

SEC source: 0001683168-23-003862 · ownership.xml · nonDerivative · entry 1

Smith Joanne D · CIK 0001620414 · EVP & Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,782

SEC source: 0001683168-23-001228 · ownership.xml · nonDerivative · entry 1

Smith Joanne D · CIK 0001620414 · EVP & Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,295

SEC source: 0001683168-23-000779 · ownership.xml · nonDerivative · entry 2

Smith Joanne D · CIK 0001620414 · EVP & Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,141

F2 · shares: Shares withheld for payment of tax liability upon settlement of the performance awards earned under Delta's 2020 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

SEC source: 0001683168-23-000779 · ownership.xml · nonDerivative · entry 1

Smith Joanne D · CIK 0001620414 · EVP & Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,924

F1 · shares: Settlement of performance awards granted under Delta's 2020 long-term incentive program which were earned effective February 8, 2023. The grant of the performance awards was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d)(1).

F1 · price: Settlement of performance awards granted under Delta's 2020 long-term incentive program which were earned effective February 8, 2023. The grant of the performance awards was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d)(1).

SEC source: 0001683168-23-000568 · ownership.xml · nonDerivative · entry 2

Smith Joanne D · CIK 0001620414 · EVP & Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,017

F2 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 3, 2021 under Delta's 2021 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

SEC source: 0001683168-23-000568 · ownership.xml · nonDerivative · entry 1

Smith Joanne D · CIK 0001620414 · EVP & Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,118

F1 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 5, 2020 under Delta's 2020 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

SEC source: 0001683168-22-007188 · ownership.xml · nonDerivative · entry 1

Smith Joanne D · CIK 0001620414 · EVP & Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,153

SEC source: 0001683168-22-004122 · ownership.xml · nonDerivative · entry 1

Smith Joanne D · CIK 0001620414 · EVP & Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,153

SEC source: 0001683168-22-003103 · ownership.xml · nonDerivative · entry 1

Smith Joanne D · CIK 0001620414 · EVP & Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,857

SEC source: 0001683168-22-002774 · ownership.xml · nonDerivative · entry 1

Smith Joanne D · CIK 0001620414 · EVP & Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,881

SEC source: 0001683168-22-000912 · ownership.xml · derivative · entry 3

Smith Joanne D · CIK 0001620414 · EVP & Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,270

Underlying: Common Stock · 67,270 shares

Expires 2030-02-04

F3 · derivative.exercise_date: On February 5, 2020, the Committee granted Ms. Smith an option to purchase 67,270 shares of common stock. The option vests based on Delta's satisfaction of certain performance criteria. The performance criteria was certified by the Committee on February 9, 2022. Because the performance criteria were met, the option as to 44,847 shares vested, and the option for the remaining 22,423 shares will vest on February 1, 2023. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d).

F3 · balance_after: On February 5, 2020, the Committee granted Ms. Smith an option to purchase 67,270 shares of common stock. The option vests based on Delta's satisfaction of certain performance criteria. The performance criteria was certified by the Committee on February 9, 2022. Because the performance criteria were met, the option as to 44,847 shares vested, and the option for the remaining 22,423 shares will vest on February 1, 2023. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d).

SEC source: 0001683168-22-000912 · ownership.xml · nonDerivative · entry 2

Smith Joanne D · CIK 0001620414 · EVP & Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,979

F2 · shares: Shares withheld for payment of tax liability upon settlement of the performance awards earned under Delta's 2019 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

SEC source: 0001683168-22-000912 · ownership.xml · nonDerivative · entry 1

Smith Joanne D · CIK 0001620414 · EVP & Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,696

F1 · shares: Settlement of performance awards granted under Delta's 2019 long-term incentive program which were earned effective February 9, 2022. The grant of the performance awards was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d)(1).

F1 · price: Settlement of performance awards granted under Delta's 2019 long-term incentive program which were earned effective February 9, 2022. The grant of the performance awards was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d)(1).

SEC source: 0001683168-22-000659 · ownership.xml · nonDerivative · entry 3

Smith Joanne D · CIK 0001620414 · EVP & Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,716

F3 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 3, 2021 under Delta's 2021 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

SEC source: 0001683168-22-000659 · ownership.xml · nonDerivative · entry 2

Smith Joanne D · CIK 0001620414 · EVP & Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,011

F2 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 5, 2020 under Delta's 2020 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

SEC source: 0001683168-22-000659 · ownership.xml · nonDerivative · entry 1

Smith Joanne D · CIK 0001620414 · EVP & Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,903

F1 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 6, 2019 under Delta's 2019 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

SEC source: 0001683168-21-000678 · ownership.xml · nonDerivative · entry 1

Smith Joanne D · CIK 0001620414 · EVP & Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,230

SEC source: 0001683168-21-000419 · ownership.xml · derivative · entry 4

Smith Joanne D · CIK 0001620414 · EVP & Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,380

Underlying: Common Stock · 45,380 shares

Expires 2031-02-02

F4 · derivative.exercise_date: On February 3, 2021, the Committee granted Ms. Smith an option to purchase 45,380 shares of common stock under the 2021 long-term incentive program. The option vests in three equal installments beginning on February 1, 2022. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d)(1).

F4 · balance_after: On February 3, 2021, the Committee granted Ms. Smith an option to purchase 45,380 shares of common stock under the 2021 long-term incentive program. The option vests in three equal installments beginning on February 1, 2022. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d)(1).

SEC source: 0001683168-21-000419 · ownership.xml · nonDerivative · entry 3

Smith Joanne D · CIK 0001620414 · EVP & Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,430

F3 · shares: The Committee granted Ms. Smith 27,910 shares of restricted common stock under Delta's 2021 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d)(1).

F3 · price: The Committee granted Ms. Smith 27,910 shares of restricted common stock under Delta's 2021 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d)(1).

SEC source: 0001683168-21-000419 · ownership.xml · nonDerivative · entry 2

Smith Joanne D · CIK 0001620414 · EVP & Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,520

F2 · shares: Shares withheld for payment of tax liability upon settlement of the performance awards earned under Delta's 2018 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

SEC source: 0001683168-21-000419 · ownership.xml · nonDerivative · entry 1

Smith Joanne D · CIK 0001620414 · EVP & Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,320

F1 · shares: Settlement of performance awards granted under Delta's 2018 long-term incentive program which were earned effective February 3, 2021. The grant of the performance awards was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d)(1).

F1 · price: Settlement of performance awards granted under Delta's 2018 long-term incentive program which were earned effective February 3, 2021. The grant of the performance awards was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d)(1).

SEC source: 0001683168-21-000370 · ownership.xml · nonDerivative · entry 3

Smith Joanne D · CIK 0001620414 · EVP & Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,438

F3 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 5, 2020 under Delta's 2020 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

SEC source: 0001683168-21-000370 · ownership.xml · nonDerivative · entry 2

Smith Joanne D · CIK 0001620414 · EVP & Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,330

F2 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 6, 2019 under Delta's 2019 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

SEC source: 0001683168-21-000370 · ownership.xml · nonDerivative · entry 1

Smith Joanne D · CIK 0001620414 · EVP & Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,536

F1 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 8, 2018 under Delta's 2018 long-term incentive program. This withholding was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

SEC source: 0001683168-20-003821 · ownership.xml · nonDerivative · entry 1

Smith Joanne D · CIK 0001620414 · EVP & Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,471

SEC source: 0001683168-20-000418 · ownership.xml · derivative · entry 4

Smith Joanne D · CIK 0001620414 · EVP & Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,390

Underlying: Common stock · 69,390 shares

Expires 2029-02-05

F4 · derivative.exercise_date: On February 6, 2019, the Committee granted Ms. Smith an option to purchase 69,390 shares of common stock. The option vests based on Delta's satisfaction of certain performance criteria. Because the performance criteria were met, the option as to 23,130 shares vested, and the option for the remaining 46,260 shares will vest in equal installments on February 1, 2021 and February 1, 2022. The performance criteria was certified by the Committee on February 5, 2020. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d).

F4 · balance_after: On February 6, 2019, the Committee granted Ms. Smith an option to purchase 69,390 shares of common stock. The option vests based on Delta's satisfaction of certain performance criteria. Because the performance criteria were met, the option as to 23,130 shares vested, and the option for the remaining 46,260 shares will vest in equal installments on February 1, 2021 and February 1, 2022. The performance criteria was certified by the Committee on February 5, 2020. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d).

SEC source: 0001683168-20-000418 · ownership.xml · nonDerivative · entry 3

Smith Joanne D · CIK 0001620414 · EVP & Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,003

F3 · shares: The Committee granted Ms. Smith 18,850 shares of restricted common stock under Delta's 2020 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d).

F3 · price: The Committee granted Ms. Smith 18,850 shares of restricted common stock under Delta's 2020 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d).

SEC source: 0001683168-20-000418 · ownership.xml · nonDerivative · entry 2

Smith Joanne D · CIK 0001620414 · EVP & Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,153

F2 · shares: Shares withheld for payment of tax liability upon settlement of the performance awards earned under Delta's 2017 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

SEC source: 0001683168-20-000418 · ownership.xml · nonDerivative · entry 1

Smith Joanne D · CIK 0001620414 · EVP & Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,578

F1 · shares: Settlement of performance awards granted under Delta's 2017 long-term incentive program which were earned effective February 5, 2020. The grant of the performance awards was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d).

F1 · price: Settlement of performance awards granted under Delta's 2017 long-term incentive program which were earned effective February 5, 2020. The grant of the performance awards was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d).

SEC source: 0001683168-20-000352 · ownership.xml · nonDerivative · entry 3

Smith Joanne D · CIK 0001620414 · Director · EVP & Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,898

F3 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 6, 2019 under Delta's 2019 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).