West W Gilbert

SEC source: 0001706946-26-000101 · wk-form4_1781297513.xml · nonDerivative · entry 1

West W Gilbert · CIK 0001599979 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,950

F1 · shares: Represents an award of restricted stock units (RSUs), which vests in full on the one-year anniversary of the grant date; provided that, if (i) Reporting Person will not stand for re-election to continue to serve on the Board following the date of the Issuer's next annual meeting of stockholders following the grant date and (ii) the next annual meeting date is earlier than the one-year anniversary of the grant date, then the RSUs will vest on the next annual meeting date. The RSUs will be settled in shares of the Issuer's common stock upon vesting.

F2 · balance_after: The reported balance was adjusted by one share due to a rounding correction.

SEC source: 0001599979-26-000004 · wk-form4_1775164980.xml · nonDerivative · entry 1

West W Gilbert · CIK 0001599979 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,583,003

F1 · shares: Represents shares of the Issuer's Common Stock that were withheld to satisfy certain tax withholding obligations related to the vesting of RSUs on April 1, 2026.

SEC source: 0001599979-26-000002 · wk-form4_1772665427.xml · nonDerivative · entry 1

West W Gilbert · CIK 0001599979 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,833,580

F1 · shares: Represents shares of the Issuer's Common Stock underlying restricted stock units ("RSUs") granted to the Reporting Person on March 2, 2026. The RSUs vest in substantially equal installments on the first, second, and third anniversaries of the grant date, in each case, subject to the Reporting Person's continued employment with the Issuer or its subsidiaries on such vesting date.

SEC source: 0001706946-25-000094 · wk-form4_1749240537.xml · nonDerivative · entry 1

West W Gilbert · CIK 0001599979 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,133

F1 · shares: Represents an award of restricted stock units (RSUs), which vests in full on the one-year anniversary of the grant date; provided that, if (i) Reporting Person will not stand for re-election to continue to serve on the Board following the date of the Issuer's next annual meeting of stockholders following the grant date and (ii) the next annual meeting date is earlier than the one-year anniversary of the grant date, then the RSUs will vest on the next annual meeting date. The RSUs will be settled in shares of the Issuer's common stock upon vesting.

F2 · balance_after: The number of securities reported herein reflects the effects of a 1-for-20 reverse stock split effected by the Issuer on June 14, 2024, which was exempt from reporting pursuant to Rule 16a-9.

SEC source: 0001657853-25-000046 · wk-form4_1743716228.xml · nonDerivative · entry 1

West W Gilbert · CIK 0001599979 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,909,792

SEC source: 0001706946-24-000125 · wk-form4_1718320682.xml · nonDerivative · entry 1

West W Gilbert · CIK 0001599979 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,977

F1 · shares: Represents an award of restricted stock units (RSUs), which vests in full on the one-year anniversary of the grant date; provided that, if (i) Reporting Person will not stand for re-election to continue to serve on the Board following the date of the Issuer's next annual meeting of stockholders following the grant date and (ii) the next annual meeting date is earlier than the one-year anniversary of the grant date, then the RSUs will vest on the next annual meeting date. The RSUs will be settled in shares of the Issuer's common stock upon vesting.

SEC source: 0001657853-24-000062 · wk-form4_1714593902.xml · nonDerivative · entry 1

West W Gilbert · CIK 0001599979 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,160,369

F1 · price: The price reported is the weighted average price of multiple trades at prices ranging from $4.42 to $4.53. The reporting person will provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price within the reported range.

SEC source: 0001657853-24-000052 · wk-form4_1712088437.xml · derivative · entry 2

West W Gilbert · CIK 0001599979 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,292,864

Underlying: Common Stock · 2,292,864 shares

Expires 2029-04-01

F2 · derivative.exercise_price: Represents performance-vested RSUs granted to the Reporting Person on April 1, 2024 (the "PSU Award"). The PSU Award will fully vest based on (i) the achievement of certain stock price milestones of the Issuer over a maximum of five years from April 1, 2024, and (ii) the continued employment of the Reporting Person by the Issuer or any subsidiary thereof for at least three years from the same date.

F2 · derivative.exercise_date: Represents performance-vested RSUs granted to the Reporting Person on April 1, 2024 (the "PSU Award"). The PSU Award will fully vest based on (i) the achievement of certain stock price milestones of the Issuer over a maximum of five years from April 1, 2024, and (ii) the continued employment of the Reporting Person by the Issuer or any subsidiary thereof for at least three years from the same date.

SEC source: 0001657853-24-000052 · wk-form4_1712088437.xml · nonDerivative · entry 1

West W Gilbert · CIK 0001599979 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,910,369

F1 · shares: Represents shares of Hertz Global Holdings, Inc. (the "Issuer") Common Stock underlying restricted stock units ("RSUs") granted to the Reporting Person on April 1, 2024 (the "RSU Award"). The RSU Award vests in equal installments on the first, second and third anniversaries of the grant date, in each case, subject to the continued employment of the Reporting Person by the Issuer or any subsidiary thereof through each such vesting date.

SEC source: 0001628280-24-009285 · wk-form4_1709691360.xml · nonDerivative · entry 1

West W Gilbert · CIK 0001599979 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 338

F1 · shares: Represents restricted stock awarded under the Forward Air Corporation Amended and Restated Non-Employee Director Stock Plan in a transaction exempt from Section 16(b) under Rule 16b-3. The stock fully vests on the earlier of (a) the day immediately prior to the first Annual Meeting that occurs after the grant date or (b) the first anniversary of the grant date.

SEC source: 0001706946-23-000056 · wk-form4_1686343927.xml · nonDerivative · entry 1

West W Gilbert · CIK 0001599979 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,228

F1 · shares: Represents an award of restricted stock units (RSUs), which vests in full on the one-year anniversary of the grant date; provided that, if (i) Reporting Person will not stand for re-election to continue to serve on the Board following the date of the Issuer's next annual meeting of stockholders following the grant date and (ii) the next annual meeting date is earlier than the one-year anniversary of the grant date, then the RSUs will vest on the next annual meeting date. The RSUs will be settled in shares of the Issuer's common stock upon vesting.

SEC source: 0001706946-22-000084 · wf-form4_165515115121540.xml · nonDerivative · entry 1

West W Gilbert · CIK 0001599979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,814

F1 · shares: Represents an award of Restricted Stock Units (RSUs), which vests in full on the earlier to occur of (i) the one-year anniversary of the grant date and (ii) the date of the Issuer's next annual meeting of stockholders following the grant date, subject to continued service through the applicable vesting date. The RSUs will be settled in shares of the Issuer's common stock upon vesting.

SEC source: 0001706946-21-000117 · wf-form4_163009500857149.xml · nonDerivative · entry 1

West W Gilbert · CIK 0001599979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,157

F1 · shares: Represents an award of Restricted Stock Units (RSUs), which vests in full on the earlier to occur of (i) the one-year anniversary of the grant date and (ii) the date of the Issuer's next annual meeting of stockholders following the grant date, subject to continued service through the applicable vesting date. The RSUs will be settled in shares of the Issuer's common stock upon vesting.

SEC source: 0001706946-21-000016 · wf-form4_161429007170185.xml · nonDerivative · entry 1

West W Gilbert · CIK 0001599979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,397

F1 · shares: Represents an award of restricted stock units, which vests in three equal annual installments beginning on February 23, 2022, subject to the director's continued service. The restricted stock units will be settled in shares of the Issuer's common stock upon vesting.

SEC source: 0000912728-20-000080 · wf-form4_158947663966783.xml · nonDerivative · entry 1

West W Gilbert · CIK 0001599979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,701

F1 · shares: Represents restricted stock awarded under the Forward Air Corporation Amended and Restated Non-Employee Director Stock Plan in a transaction exempt from Section 16(b) under Rule 16b-3. The stock fully vests on the earlier of (a) the day immediately prior to the first Annual Meeting that occurs after the grant date or (b) the first anniversary of the grant date.

SEC source: 0001683168-20-000419 · ownership.xml · derivative · entry 5

West W Gilbert · CIK 0001599979 · Sr. EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,060

Underlying: Common Stock · 206,060 shares

Expires 2029-02-05

F5 · derivative.exercise_date: On February 6, 2019, the Committee granted Mr. West an option to purchase 206,060 shares of common stock. The option vests based on Delta's satisfaction of certain performance criteria. Because the performance criteria were met, the option as to 68,687 shares vested, and the option for the remaining 137,373 shares will vest in equal installments on February 1, 2021 and February 1, 2022. The performance criteria was certified by the Committee on February 5, 2020. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d).

F5 · balance_after: On February 6, 2019, the Committee granted Mr. West an option to purchase 206,060 shares of common stock. The option vests based on Delta's satisfaction of certain performance criteria. Because the performance criteria were met, the option as to 68,687 shares vested, and the option for the remaining 137,373 shares will vest in equal installments on February 1, 2021 and February 1, 2022. The performance criteria was certified by the Committee on February 5, 2020. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d).

SEC source: 0001683168-20-000419 · ownership.xml · nonDerivative · entry 4

West W Gilbert · CIK 0001599979 · Sr. EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,583

F4 · shares: The Committee granted Mr. West 37,830 shares of restricted common stock under Delta's 2020 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d).

F4 · price: The Committee granted Mr. West 37,830 shares of restricted common stock under Delta's 2020 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d).

SEC source: 0001683168-20-000419 · ownership.xml · nonDerivative · entry 3

West W Gilbert · CIK 0001599979 · Sr. EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,753

F3 · shares: Shares withheld for payment of tax liability upon settlement of the performance awards earned under Delta's 2017 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

SEC source: 0001683168-20-000419 · ownership.xml · nonDerivative · entry 2

West W Gilbert · CIK 0001599979 · Sr. EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,868

F2 · shares: Settlement of performance awards granted under Delta's 2017 long-term incentive program which were earned effective February 5, 2020. The grant of the performance awards was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d).

F2 · price: Settlement of performance awards granted under Delta's 2017 long-term incentive program which were earned effective February 5, 2020. The grant of the performance awards was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d).

SEC source: 0001683168-20-000419 · ownership.xml · nonDerivative · entry 1

West W Gilbert · CIK 0001599979 · Sr. EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,834

F1 · price: The price reported in column 4 is a weighted average price. The reported shares were sold in multiple transactions at prices ranging from $59.14 to $59.22, inclusive. The Reporting Person undertakes to provide, upon request, details regarding the number of shares sold at each separate price to the staff of the Securities and Exchange Commission, Delta Air Lines, Inc., or a security holder of Delta Air Lines, Inc.

SEC source: 0001683168-20-000353 · ownership.xml · nonDerivative · entry 3

West W Gilbert · CIK 0001599979 · Sr. EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,534

F3 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 6, 2019 under Delta's 2019 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

SEC source: 0001683168-20-000353 · ownership.xml · nonDerivative · entry 2

West W Gilbert · CIK 0001599979 · Sr. EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,164

F2 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 8, 2018 under Delta's 2018 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

SEC source: 0001683168-20-000353 · ownership.xml · nonDerivative · entry 1

West W Gilbert · CIK 0001599979 · Sr. EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,975

F1 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 9, 2017 under Delta's 2017 long-term incentive program. This withholding was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

SEC source: 0001683168-19-002274 · ownership.xml · nonDerivative · entry 1

West W Gilbert · CIK 0001599979 · Sr. EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,992

F1 · price: The reported shares were sold in open market transactions through a broker-dealer at prices ranging from $62.63 to $62.66 per share. The Reporting Person undertakes to provide, upon request, details regarding the number of shares sold at each separate price to the staff of the Securities and Exchange Commission, Delta Air Lines, Inc., or a security holder of Delta Air Lines, Inc.

SEC source: 0000912728-19-000084 · wf-form4_155751491235934.xml · nonDerivative · entry 1

West W Gilbert · CIK 0001599979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,020

F1 · shares: Represents restricted stock awarded under the Forward Air Corporation Amended and Restated Non-Employee Director Stock Plan in a transaction exempt from Section 16(b) under Rule 16b-3. The stock fully vests on the earlier of (a) the day immediately prior to the first Annual Meeting that occurs after the grant date or (b) the first anniversary of the grant date.

SEC source: 0001683168-19-001015 · ownership.xml · nonDerivative · entry 2

West W Gilbert · CIK 0001599979 · Sr. EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,334

SEC source: 0001683168-19-001015 · ownership.xml · nonDerivative · entry 1

West W Gilbert · CIK 0001599979 · Sr. EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,933

SEC source: 0001683168-19-000486 · ownership.xml · nonDerivative · entry 1

West W Gilbert · CIK 0001599979 · Sr. EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,799

F1 · price: The reported shares were sold in open market transactions through a broker-dealer at prices ranging from $51.19 to $51.68 per share. The Reporting Person undertakes to provide, upon request, details regarding the number of shares sold at each separate price to the staff of the Securities and Exchange Commission, Delta Air Lines, Inc., or a security holder of Delta Air Lines, Inc.

SEC source: 0001683168-19-000325 · ownership.xml · nonDerivative · entry 1

West W Gilbert · CIK 0001599979 · Sr. EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,799

SEC source: 0001683168-19-000297 · ownership.xml · derivative · entry 4

West W Gilbert · CIK 0001599979 · Sr. EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,200

Underlying: Common Stock · 160,200 shares

Expires 2028-02-06

F4 · derivative.exercise_date: On February 8, 2018, the Committee granted Mr. West an option to purchase 160,200 shares of common stock. The option vests based on Delta's satisfaction of certain performance criteria. Because the performance criteria were met, the option as to 53,400 shares vested, and the option for the remaining 106,800 shares will vest in equal installments on February 1, 2020 and February 1, 2021. The performance criteria was certified by the Committee on February 6, 2019. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d).

F4 · balance_after: On February 8, 2018, the Committee granted Mr. West an option to purchase 160,200 shares of common stock. The option vests based on Delta's satisfaction of certain performance criteria. Because the performance criteria were met, the option as to 53,400 shares vested, and the option for the remaining 106,800 shares will vest in equal installments on February 1, 2020 and February 1, 2021. The performance criteria was certified by the Committee on February 6, 2019. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d).

SEC source: 0001683168-19-000297 · ownership.xml · nonDerivative · entry 3

West W Gilbert · CIK 0001599979 · Sr. EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,799

F3 · shares: The Committee granted Mr. West 44,100 shares of restricted common stock under Delta's 2019 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d).

F3 · price: The Committee granted Mr. West 44,100 shares of restricted common stock under Delta's 2019 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d).

SEC source: 0001683168-19-000297 · ownership.xml · nonDerivative · entry 2

West W Gilbert · CIK 0001599979 · Sr. EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,699

F2 · shares: Shares withheld for payment of tax liability upon settlement of the performance awards earned under Delta's 2016 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

SEC source: 0001683168-19-000297 · ownership.xml · nonDerivative · entry 1

West W Gilbert · CIK 0001599979 · Sr. EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,117

F1 · shares: Settlement of performance awards granted under Delta's 2016 long-term incentive program which were earned effective February 6, 2019. The grant of the performance awards was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d).

F1 · price: Settlement of performance awards granted under Delta's 2016 long-term incentive program which were earned effective February 6, 2019. The grant of the performance awards was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d).

SEC source: 0001683168-19-000261 · ownership.xml · nonDerivative · entry 3

West W Gilbert · CIK 0001599979 · Sr. EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,737

F3 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 8, 2018 under Delta's 2018 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

SEC source: 0001683168-19-000261 · ownership.xml · nonDerivative · entry 2

West W Gilbert · CIK 0001599979 · Sr. EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,548

F2 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 9, 2017 under Delta's 2017 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

SEC source: 0001683168-19-000261 · ownership.xml · nonDerivative · entry 1

West W Gilbert · CIK 0001599979 · Sr. EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,469

F1 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 2, 2016 under Delta's 2016 long-term incentive program. This withholding was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

SEC source: 0000912728-18-000135 · wf-form4_153851858831302.xml · nonDerivative · entry 1

West W Gilbert · CIK 0001599979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,165

F1 · shares: Represents restricted stock awarded under the Forward Air Corporation Amended and Restated Non-Employee Director Stock Plan in a transaction exempt from Section 16(b) under Rule 16b-3. The stock fully vests on the earlier of (a) the day immediately prior to the first Annual Meeting that occurs after the grant date or (b) the first anniversary of the grant date.

SEC source: 0001683168-18-002053 · ownership.xml · nonDerivative · entry 1

West W Gilbert · CIK 0001599979 · Sr. EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,056

F1 · price: The reported shares were sold in open market transactions through a broker-dealer at prices ranging from $53.28 to $53.32 per share. The Reporting Person undertakes to provide, upon request, details regarding the number of shares sold at each separate price to the staff of the Securities and Exchange Commission, Delta Air Lines, Inc., or a security holder of Delta Air Lines, Inc.

SEC source: 0001683168-18-001982 · ownership.xml · nonDerivative · entry 2

West W Gilbert · CIK 0001599979 · Sr. EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,447

SEC source: 0001683168-18-001982 · ownership.xml · nonDerivative · entry 1

West W Gilbert · CIK 0001599979 · Sr. EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,447

SEC source: 0001683168-18-001959 · ownership.xml · nonDerivative · entry 1

West W Gilbert · CIK 0001599979 · Sr. EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,447

F1 · price: The reported shares were sold in open market transactions through a broker-dealer at prices ranging from $50.39 to $50.50 per share. The Reporting Person undertakes to provide, upon request, details regarding the number of shares sold at each separate price to the staff of the Securities and Exchange Commission, Delta Air Lines, Inc., or a security holder of Delta Air Lines, Inc.

SEC source: 0001683168-18-001045 · west_f4.xml · nonDerivative · entry 1

West W Gilbert · CIK 0001599979 · Sr. EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,447

SEC source: 0001683168-18-000368 · west_f4.xml · derivative · entry 4

West W Gilbert · CIK 0001599979 · Sr. EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,140

Underlying: Common Stock · 82,140 shares

Expires 2027-02-08

F4 · derivative.exercise_date: On February 9, 2017, the Committee granted Mr. West an option to purchase 82,140 shares of common stock. The option vests based on Delta's satisfaction of certain performance criteria. Because the performance criteria were met, the option as to 27,380 shares vested, and the option for the remaining 54,760 shares will vest in equal installments on February 1, 2019 and February 1, 2020. The performance criteria was certified by the Committee on February 8, 2018. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d).

F4 · balance_after: On February 9, 2017, the Committee granted Mr. West an option to purchase 82,140 shares of common stock. The option vests based on Delta's satisfaction of certain performance criteria. Because the performance criteria were met, the option as to 27,380 shares vested, and the option for the remaining 54,760 shares will vest in equal installments on February 1, 2019 and February 1, 2020. The performance criteria was certified by the Committee on February 8, 2018. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d).

SEC source: 0001683168-18-000368 · west_f4.xml · nonDerivative · entry 3

West W Gilbert · CIK 0001599979 · Sr. EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,697

F3 · shares: The Committee granted Mr. West 38,650 shares of restricted common stock under Delta's 2018 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d).

F3 · price: The Committee granted Mr. West 38,650 shares of restricted common stock under Delta's 2018 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d).

SEC source: 0001683168-18-000368 · west_f4.xml · nonDerivative · entry 2

West W Gilbert · CIK 0001599979 · Sr. EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,047

F2 · shares: Shares withheld for payment of tax liability upon settlement of the performance awards earned under Delta's 2015 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

SEC source: 0001683168-18-000368 · west_f4.xml · nonDerivative · entry 1

West W Gilbert · CIK 0001599979 · Sr. EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,871

F1 · shares: Settlement of performance awards granted under Delta's 2015 long-term incentive program which were earned effective February 8, 2018. The grant of the performance awards was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d).

F1 · price: Settlement of performance awards granted under Delta's 2015 long-term incentive program which were earned effective February 8, 2018. The grant of the performance awards was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d).

SEC source: 0001683168-18-000307 · west_f4.xml · nonDerivative · entry 1

West W Gilbert · CIK 0001599979 · Sr. EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,872

SEC source: 0001683168-18-000291 · west_frm4.xml · nonDerivative · entry 3

West W Gilbert · CIK 0001599979 · Sr. EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,872

F3 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 9, 2017 under Delta's 2017 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

SEC source: 0001683168-18-000291 · west_frm4.xml · nonDerivative · entry 2

West W Gilbert · CIK 0001599979 · Sr. EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,826

F2 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 2, 2016 under Delta's 2016 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

SEC source: 0001683168-18-000291 · west_frm4.xml · nonDerivative · entry 1

West W Gilbert · CIK 0001599979 · Sr. EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,059

F1 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 5, 2015 under Delta's 2015 long-term incentive program. This withholding was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).