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DAL

DELTA AIR LINES, INC.

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Tapewire entity
3029
SEC CIK
0000027904
Parsed reports
573

Last 12 months

Inside the activity.

0 purchase rows · 32 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202608
Feb 2026010
Mar 202600
Apr 202602
May 202606
Jun 202600
Jul 202600
Aug 202606
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 03, 2017 Filed Mar 6, 2017 21:05 UTC SaleCommon Stock 20,100 $50.09 $1,006,829.10
Disclosure

SEC source: 0001683168-17-000499 · jacobson_f4.xml · nonDerivative · entry 2

Jacobson Paul A · CIK 0001543655 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,970

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan dated November 29, 2016 (the "Trading Plan").

F2 · price: The reported shares were sold in open market transactions through a broker-dealer at prices ranging from $49.91 to $50.23 per share. The Reporting Person undertakes to provide, upon request, details regarding the number of shares sold at each separate price to the staff of the Securities and Exchange Commission, Delta Air Lines, Inc., or a security holder of Delta Air Lines, Inc.

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March 03, 2017 Filed Mar 6, 2017 21:05 UTC Exercise / conversionCommon Stock 20,100 $18.84 $378,684.00
Disclosure

SEC source: 0001683168-17-000499 · jacobson_f4.xml · nonDerivative · entry 1

Jacobson Paul A · CIK 0001543655 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386,070

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 15, 2017 Filed Feb 16, 2017 21:30 UTC SaleCommon Stock 43,717 $50.82 $2,221,479.36
Disclosure

SEC source: 0001683168-17-000399 · hauenstein_f4.xml · nonDerivative · entry 1

HAUENSTEIN GLEN W · CIK 0001193002 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,418

F1 · price: The reported shares were sold in open market transactions through a broker-dealer at prices ranging from $50.77 to $50.92 per share. The Reporting Person undertakes to provide, upon request, details regarding the number of shares sold at each separate price to the staff of the Securities and Exchange Commission, Delta Air Lines, Inc., or a security holder of Delta Air Lines, Inc.

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February 15, 2017 Filed Feb 16, 2017 21:30 UTC
West W GilbertSr. EVP & COO
SaleCommon Stock 15,600 $51.29 $800,155.20
Disclosure

SEC source: 0001683168-17-000398 · west_f4.xml · nonDerivative · entry 1

West W Gilbert · CIK 0001599979 · Sr. EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,113

F1 · price: The reported shares were sold in open market transactions through a broker-dealer at prices ranging from $51.27 to $51.38 per share. The Reporting Person undertakes to provide, upon request, details regarding the number of shares sold at each separate price to the staff of the Securities and Exchange Commission, Delta Air Lines, Inc., or a security holder of Delta Air Lines, Inc.

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February 09, 2017 Filed Feb 13, 2017 21:38 UTC
West W GilbertSr. EVP & COO
SaleCommon Stock 10,000 $49.20 $492,000.00
Disclosure

SEC source: 0001683168-17-000325 · west_frm4.xml · nonDerivative · entry 4

West W Gilbert · CIK 0001599979 · Sr. EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,713

Read SEC document
February 09, 2017 Filed Feb 13, 2017 21:38 UTC
West W GilbertSr. EVP & COO
GrantCommon Stock 35,130 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-17-000325 · west_frm4.xml · nonDerivative · entry 3

West W Gilbert · CIK 0001599979 · Sr. EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,713

F3 · shares: The Committee granted Mr. West 35,130 shares of restricted common stock under Delta's 2017 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d).

F3 · price: The Committee granted Mr. West 35,130 shares of restricted common stock under Delta's 2017 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d).

Read SEC document
February 09, 2017 Filed Feb 13, 2017 21:38 UTC
West W GilbertSr. EVP & COO
Tax withholdingCommon Stock 24,073 $49.33 $1,187,521.09
Disclosure

SEC source: 0001683168-17-000325 · west_frm4.xml · nonDerivative · entry 2

West W Gilbert · CIK 0001599979 · Sr. EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,583

F2 · shares: Shares withheld for payment of tax liability upon settlement of the performance awards earned under Delta's 2014 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

Read SEC document
February 09, 2017 Filed Feb 13, 2017 21:38 UTC
West W GilbertSr. EVP & COO
GrantCommon Stock 50,204 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-17-000325 · west_frm4.xml · nonDerivative · entry 1

West W Gilbert · CIK 0001599979 · Sr. EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,656

F1 · shares: Settlement of performance awards granted under Delta's 2014 long-term incentive program which were earned effective February 9, 2017. The grant of the performance awards was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d).

F1 · price: Settlement of performance awards granted under Delta's 2014 long-term incentive program which were earned effective February 9, 2017. The grant of the performance awards was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d).

Read SEC document
February 09, 2017 Filed Feb 13, 2017 21:36 UTC
Smith Joanne DEVP & Chief HR Officer
GrantCommon Stock 15,010 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-17-000324 · smith_frm4.xml · nonDerivative · entry 3

Smith Joanne D · CIK 0001620414 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,148

F3 · shares: The Committee granted Ms. Smith 15,010 shares of restricted common stock under Delta's 2017 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d).

F3 · price: The Committee granted Ms. Smith 15,010 shares of restricted common stock under Delta's 2017 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d).

Read SEC document
February 09, 2017 Filed Feb 13, 2017 21:36 UTC
Smith Joanne DEVP & Chief HR Officer
Tax withholdingCommon Stock 9,441 $49.33 $465,724.53
Disclosure

SEC source: 0001683168-17-000324 · smith_frm4.xml · nonDerivative · entry 2

Smith Joanne D · CIK 0001620414 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,138

F2 · shares: Shares withheld for payment of tax liability upon settlement of the performance awards earned under Delta's 2014 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

Read SEC document
February 09, 2017 Filed Feb 13, 2017 21:36 UTC
Smith Joanne DEVP & Chief HR Officer
GrantCommon Stock 19,688 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-17-000324 · smith_frm4.xml · nonDerivative · entry 1

Smith Joanne D · CIK 0001620414 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,579

F1 · shares: Settlement of performance awards granted under Delta's 2014 long-term incentive program which were earned effective February 9, 2017. The grant of the performance awards was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d).

F1 · price: Settlement of performance awards granted under Delta's 2014 long-term incentive program which were earned effective February 9, 2017. The grant of the performance awards was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d).

Read SEC document
February 09, 2017 Filed Feb 13, 2017 21:35 UTC
Sear Steven MPres. Int'l & EVP Global Sales
GrantCommon Stock 15,010 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-17-000323 · sear_frm4.xml · nonDerivative · entry 3

Sear Steven M · CIK 0001666169 · Pres. Int'l & EVP Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,754

F3 · shares: The Committee granted Mr. Sear 15,010 shares of restricted common stock under Delta's 2017 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d).

F3 · price: The Committee granted Mr. Sear 15,010 shares of restricted common stock under Delta's 2017 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d).

Read SEC document
February 09, 2017 Filed Feb 13, 2017 21:35 UTC
Sear Steven MPres. Int'l & EVP Global Sales
Tax withholdingCommon Stock 9,441 $49.33 $465,724.53
Disclosure

SEC source: 0001683168-17-000323 · sear_frm4.xml · nonDerivative · entry 2

Sear Steven M · CIK 0001666169 · Pres. Int'l & EVP Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,744

F2 · shares: Shares withheld for payment of tax liability upon settlement of the performance awards earned under Delta's 2014 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

Read SEC document
February 09, 2017 Filed Feb 13, 2017 21:35 UTC
Sear Steven MPres. Int'l & EVP Global Sales
GrantCommon Stock 19,688 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-17-000323 · sear_frm4.xml · nonDerivative · entry 1

Sear Steven M · CIK 0001666169 · Pres. Int'l & EVP Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,185

F1 · shares: Settlement of performance awards granted under Delta's 2014 long-term incentive program which were earned effective February 9, 2017. The grant of the performance awards was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d).

F1 · price: Settlement of performance awards granted under Delta's 2014 long-term incentive program which were earned effective February 9, 2017. The grant of the performance awards was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d).

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February 09, 2017 Filed Feb 13, 2017 21:34 UTC
Meynard Craig MVP and Chief Acctg Officer
GrantCommon Stock 2,540 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-17-000322 · meynard_frm4.xml · nonDerivative · entry 1

Meynard Craig M · CIK 0001561337 · VP and Chief Acctg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,437

F1 · shares: The Personnel & Compensation Committee of Delta's Board of Directors granted Mr. Meynard 2,540 shares of restricted common stock under Delta's 2017 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d).

F1 · price: The Personnel & Compensation Committee of Delta's Board of Directors granted Mr. Meynard 2,540 shares of restricted common stock under Delta's 2017 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d).

Read SEC document
February 09, 2017 Filed Feb 13, 2017 21:33 UTC GrantCommon Stock 30,010 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-17-000321 · jacobson_frm4.xml · nonDerivative · entry 3

Jacobson Paul A · CIK 0001543655 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,970

F3 · shares: The Committee granted Mr. Jacobson 30,010 shares of restricted common stock under Delta's 2017 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d).

F3 · price: The Committee granted Mr. Jacobson 30,010 shares of restricted common stock under Delta's 2017 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d).

Read SEC document
February 09, 2017 Filed Feb 13, 2017 21:33 UTC Tax withholdingCommon Stock 24,291 $49.33 $1,198,275.03
Disclosure

SEC source: 0001683168-17-000321 · jacobson_frm4.xml · nonDerivative · entry 2

Jacobson Paul A · CIK 0001543655 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,960

F2 · shares: Shares withheld for payment of tax liability upon settlement of the performance awards earned under Delta's 2014 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

Read SEC document
February 09, 2017 Filed Feb 13, 2017 21:33 UTC GrantCommon Stock 50,204 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-17-000321 · jacobson_frm4.xml · nonDerivative · entry 1

Jacobson Paul A · CIK 0001543655 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,251

F1 · shares: Settlement of performance awards granted under Delta's 2014 long-term incentive program which were earned effective February 9, 2017. The grant of the performance awards was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d).

F1 · price: Settlement of performance awards granted under Delta's 2014 long-term incentive program which were earned effective February 9, 2017. The grant of the performance awards was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d).

Read SEC document
February 09, 2017 Filed Feb 13, 2017 21:31 UTC
Carter Peter WEVP and Chief Legal Officer
GrantCommon Stock 19,130 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-17-000319 · carter_frm4.xml · nonDerivative · entry 1

Carter Peter W · CIK 0001647706 · EVP and Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,131

F1 · shares: The Personnel & Compensation Committee of Delta's Board of Directors granted Mr. Carter 19,130 shares of restricted common stock under Delta's 2017 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d).

F1 · price: The Personnel & Compensation Committee of Delta's Board of Directors granted Mr. Carter 19,130 shares of restricted common stock under Delta's 2017 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d).

Read SEC document
February 09, 2017 Filed Feb 13, 2017 21:32 UTC GrantCommon Stock 40,140 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-17-000320 · hauenstein_frm4.xml · nonDerivative · entry 3

HAUENSTEIN GLEN W · CIK 0001193002 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,135

F3 · shares: The Committee granted Mr. Hauenstein 40,140 shares of restricted common stock under Delta's 2017 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d).

F3 · price: The Committee granted Mr. Hauenstein 40,140 shares of restricted common stock under Delta's 2017 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d).

Read SEC document
February 09, 2017 Filed Feb 13, 2017 21:32 UTC Tax withholdingCommon Stock 33,042 $49.33 $1,629,961.86
Disclosure

SEC source: 0001683168-17-000320 · hauenstein_frm4.xml · nonDerivative · entry 2

HAUENSTEIN GLEN W · CIK 0001193002 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,995

F2 · shares: Shares withheld for payment of tax liability upon settlement of the performance awards earned under Delta's 2014 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

Read SEC document
February 09, 2017 Filed Feb 13, 2017 21:32 UTC GrantCommon Stock 68,908 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-17-000320 · hauenstein_frm4.xml · nonDerivative · entry 1

HAUENSTEIN GLEN W · CIK 0001193002 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,037

F1 · shares: Settlement of performance awards granted under Delta's 2014 long-term incentive program which were earned effective February 9, 2017. The grant of the performance awards was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d).

F1 · price: Settlement of performance awards granted under Delta's 2014 long-term incentive program which were earned effective February 9, 2017. The grant of the performance awards was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d).

Read SEC document
February 09, 2017 Filed Feb 13, 2017 21:30 UTC
Bastian Edward HDirector · Chief Executive Officer
GrantEmployee Stock Option (right to buy) · Derivative 173,230 $0.00 Strike: $43.61 $0.00
Disclosure

SEC source: 0001683168-17-000318 · bastian_frm4.xml · derivative · entry 4

Bastian Edward H · CIK 0001289878 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,230

Underlying: Common Stock · 173,230 shares

Expires 2026-02-09

F4 · derivative.exercise_date: On February 2, 2016, the Committee granted Mr. Bastian an option to purchase 173,230 shares of common stock. The option vests based on Delta's satisfaction of certain performance criteria. Because the performance criteria were met, the option as to 57,744 shares vested, and the option for the remaining 115,486 shares will vest in equal installments on February 1, 2018 and February 1, 2019. The performance criteria was certified by the Committee on February 9, 2017. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d).

F4 · balance_after: On February 2, 2016, the Committee granted Mr. Bastian an option to purchase 173,230 shares of common stock. The option vests based on Delta's satisfaction of certain performance criteria. Because the performance criteria were met, the option as to 57,744 shares vested, and the option for the remaining 115,486 shares will vest in equal installments on February 1, 2018 and February 1, 2019. The performance criteria was certified by the Committee on February 9, 2017. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d).

Read SEC document
February 09, 2017 Filed Feb 13, 2017 21:30 UTC
Bastian Edward HDirector · Chief Executive Officer
GrantCommon Stock 66,900 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-17-000318 · bastian_frm4.xml · nonDerivative · entry 3

Bastian Edward H · CIK 0001289878 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,508

F3 · shares: The Committee granted Mr. Bastian 66,900 shares of restricted common stock under Delta's 2017 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d).

F3 · price: The Committee granted Mr. Bastian 66,900 shares of restricted common stock under Delta's 2017 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d).

Read SEC document
February 09, 2017 Filed Feb 13, 2017 21:30 UTC
Bastian Edward HDirector · Chief Executive Officer
Tax withholdingCommon Stock 37,905 $49.33 $1,869,853.65
Disclosure

SEC source: 0001683168-17-000318 · bastian_frm4.xml · nonDerivative · entry 2

Bastian Edward H · CIK 0001289878 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,608

F2 · shares: Shares withheld for payment of tax liability upon settlement of the performance awards earned under Delta's 2014 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

Read SEC document
February 09, 2017 Filed Feb 13, 2017 21:30 UTC
Bastian Edward HDirector · Chief Executive Officer
GrantCommon Stock 78,752 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-17-000318 · bastian_frm4.xml · nonDerivative · entry 1

Bastian Edward H · CIK 0001289878 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,513

F1 · shares: Settlement of performance awards granted under Delta's 2014 long-term incentive program which were earned effective February 9, 2017. The grant of the performance awards was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d).

F1 · price: Settlement of performance awards granted under Delta's 2014 long-term incentive program which were earned effective February 9, 2017. The grant of the performance awards was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d).

Read SEC document
February 09, 2017 Filed May 30, 2017 20:30 UTC Amendment
West W GilbertSr. EVP & COO
GrantCommon Stock 39,380 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-17-001429 · west_f4a.xml · nonDerivative · entry 1

West W Gilbert · CIK 0001599979 · Sr. EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,963

F1 · shares: The Committee granted Mr. West 39,380 shares of restricted common stock under Delta's 2017 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. The number of shares was incorrectly reported in the original Form 4 as 35,130. As a result, in that Form 4 and a subsequent Form 4 filed on February 16, 2017, the number of shares beneficially owned by the Reporting Person following the reported transactions was incorrect. The correct amount beneficially owned at February 16, 2017 was 115,363.

F1 · price: The Committee granted Mr. West 39,380 shares of restricted common stock under Delta's 2017 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. The number of shares was incorrectly reported in the original Form 4 as 35,130. As a result, in that Form 4 and a subsequent Form 4 filed on February 16, 2017, the number of shares beneficially owned by the Reporting Person following the reported transactions was incorrect. The correct amount beneficially owned at February 16, 2017 was 115,363.

Read SEC document
February 01, 2017 Filed Feb 2, 2017 21:41 UTC
West W GilbertSr. EVP & COO
Tax withholdingCommon Stock 8,705 $47.26 $411,398.30
Disclosure

SEC source: 0001683168-17-000230 · west_frm4.xml · nonDerivative · entry 3

West W Gilbert · CIK 0001599979 · Sr. EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,452

F3 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 2, 2016 under Delta's 2016 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

Read SEC document
February 01, 2017 Filed Feb 2, 2017 21:41 UTC
West W GilbertSr. EVP & COO
Tax withholdingCommon Stock 6,496 $47.26 $307,000.96
Disclosure

SEC source: 0001683168-17-000230 · west_frm4.xml · nonDerivative · entry 2

West W Gilbert · CIK 0001599979 · Sr. EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,157

F2 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 5, 2015 under Delta's 2015 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

Read SEC document
February 01, 2017 Filed Feb 2, 2017 21:41 UTC
West W GilbertSr. EVP & COO
Tax withholdingCommon Stock 4,660 $47.26 $220,231.60
Disclosure

SEC source: 0001683168-17-000230 · west_frm4.xml · nonDerivative · entry 1

West W Gilbert · CIK 0001599979 · Sr. EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,653

F1 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 6, 2014 under Delta's 2014 long-term incentive program. This withholding was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

Read SEC document
February 01, 2017 Filed Feb 2, 2017 21:40 UTC
Smith Joanne DEVP & Chief HR Officer
Tax withholdingCommon Stock 2,551 $47.26 $120,560.26
Disclosure

SEC source: 0001683168-17-000229 · smith_frm4.xml · nonDerivative · entry 3

Smith Joanne D · CIK 0001620414 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,891

F3 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 2, 2016 under Delta's 2016 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

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February 01, 2017 Filed Feb 2, 2017 21:40 UTC
Smith Joanne DEVP & Chief HR Officer
Tax withholdingCommon Stock 1,891 $47.26 $89,368.66
Disclosure

SEC source: 0001683168-17-000229 · smith_frm4.xml · nonDerivative · entry 2

Smith Joanne D · CIK 0001620414 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,442

F2 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 5, 2015 under Delta's 2015 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

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February 01, 2017 Filed Feb 2, 2017 21:40 UTC
Smith Joanne DEVP & Chief HR Officer
Tax withholdingCommon Stock 1,800 $47.26 $85,068.00
Disclosure

SEC source: 0001683168-17-000229 · smith_frm4.xml · nonDerivative · entry 1

Smith Joanne D · CIK 0001620414 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,333

F1 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 6, 2014 under Delta's 2014 long-term incentive program. This withholding was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

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February 01, 2017 Filed Feb 2, 2017 21:37 UTC
Sear Steven MPres. Int'l & EVP Global Sales
Tax withholdingCommon Stock 1,913 $47.26 $90,408.38
Disclosure

SEC source: 0001683168-17-000226 · sear_frm4.xml · nonDerivative · entry 3

Sear Steven M · CIK 0001666169 · Pres. Int'l & EVP Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,497

F3 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 2, 2016 under Delta's 2016 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

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February 01, 2017 Filed Feb 2, 2017 21:37 UTC
Sear Steven MPres. Int'l & EVP Global Sales
Tax withholdingCommon Stock 1,205 $47.26 $56,948.30
Disclosure

SEC source: 0001683168-17-000226 · sear_frm4.xml · nonDerivative · entry 2

Sear Steven M · CIK 0001666169 · Pres. Int'l & EVP Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,410

F2 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 5, 2015 under Delta's 2015 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

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February 01, 2017 Filed Feb 2, 2017 21:37 UTC
Sear Steven MPres. Int'l & EVP Global Sales
Tax withholdingCommon Stock 1,888 $47.26 $89,226.88
Disclosure

SEC source: 0001683168-17-000226 · sear_frm4.xml · nonDerivative · entry 1

Sear Steven M · CIK 0001666169 · Pres. Int'l & EVP Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,615

F1 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 6, 2014 under Delta's 2014 long-term incentive program. This withholding was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

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February 01, 2017 Filed Feb 2, 2017 21:36 UTC
Meynard Craig MVP and Chief Acctg Officer
Tax withholdingCommon Stock 311 $47.26 $14,697.86
Disclosure

SEC source: 0001683168-17-000223 · meynard_frm4.xml · nonDerivative · entry 3

Meynard Craig M · CIK 0001561337 · VP and Chief Acctg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,897

F3 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 2, 2016 under Delta's 2016 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

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February 01, 2017 Filed Feb 2, 2017 21:36 UTC
Meynard Craig MVP and Chief Acctg Officer
Tax withholdingCommon Stock 347 $47.26 $16,399.22
Disclosure

SEC source: 0001683168-17-000223 · meynard_frm4.xml · nonDerivative · entry 2

Meynard Craig M · CIK 0001561337 · VP and Chief Acctg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,208

F2 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 5, 2015 under Delta's 2015 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

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February 01, 2017 Filed Feb 2, 2017 21:36 UTC
Meynard Craig MVP and Chief Acctg Officer
Tax withholdingCommon Stock 522 $47.26 $24,669.72
Disclosure

SEC source: 0001683168-17-000223 · meynard_frm4.xml · nonDerivative · entry 1

Meynard Craig M · CIK 0001561337 · VP and Chief Acctg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,555

F1 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 6, 2014 under Delta's 2014 long-term incentive program. This withholding was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

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February 01, 2017 Filed Feb 2, 2017 21:34 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $18.84 $0.00
Disclosure

SEC source: 0001683168-17-000222 · jacobson_frm4.xml · derivative · entry 6

Jacobson Paul A · CIK 0001543655 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,100

Underlying: Common Stock · 20,000 shares

Expires 2017-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: The option was exercised pursuant to the Trading Plan.

F7 · derivative.exercise_date: The option is currently exercisable.

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February 01, 2017 Filed Feb 2, 2017 21:34 UTC SaleCommon Stock 20,000 $47.32 $946,380.00
Disclosure

SEC source: 0001683168-17-000222 · jacobson_frm4.xml · nonDerivative · entry 5

Jacobson Paul A · CIK 0001543655 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,047

F4 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan dated November 29, 2016 (the "Trading Plan").

F5 · price: The reported shares were sold in open market transactions through a broker-dealer at prices ranging from $47.07 to $47.71 per share. The Reporting Person undertakes to provide, upon request, details regarding the number of shares sold at each separate price to the staff of the Securities and Exchange Commission, Delta Air Lines, Inc., or a security holder of Delta Air Lines, Inc.

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February 01, 2017 Filed Feb 2, 2017 21:34 UTC Exercise / conversionCommon Stock 20,000 $18.84 $376,800.00
Disclosure

SEC source: 0001683168-17-000222 · jacobson_frm4.xml · nonDerivative · entry 4

Jacobson Paul A · CIK 0001543655 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,047

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 01, 2017 Filed Feb 2, 2017 21:34 UTC Tax withholdingCommon Stock 7,490 $47.26 $353,977.40
Disclosure

SEC source: 0001683168-17-000222 · jacobson_frm4.xml · nonDerivative · entry 3

Jacobson Paul A · CIK 0001543655 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,047

F3 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 2, 2016 under Delta's 2016 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

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February 01, 2017 Filed Feb 2, 2017 21:34 UTC Tax withholdingCommon Stock 6,282 $47.26 $296,887.32
Disclosure

SEC source: 0001683168-17-000222 · jacobson_frm4.xml · nonDerivative · entry 2

Jacobson Paul A · CIK 0001543655 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,537

F2 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 5, 2015 under Delta's 2015 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

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February 01, 2017 Filed Feb 2, 2017 21:34 UTC Tax withholdingCommon Stock 4,812 $47.26 $227,415.12
Disclosure

SEC source: 0001683168-17-000222 · jacobson_frm4.xml · nonDerivative · entry 1

Jacobson Paul A · CIK 0001543655 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,819

F1 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 6, 2014 under Delta's 2014 long-term incentive program. This withholding was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

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February 01, 2017 Filed Feb 2, 2017 21:33 UTC Tax withholdingCommon Stock 10,997 $47.26 $519,718.22
Disclosure

SEC source: 0001683168-17-000221 · hauenstein_frm4.xml · nonDerivative · entry 3

HAUENSTEIN GLEN W · CIK 0001193002 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,129

F3 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 2, 2016 under Delta's 2016 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

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February 01, 2017 Filed Feb 2, 2017 21:33 UTC Tax withholdingCommon Stock 8,229 $47.26 $388,902.54
Disclosure

SEC source: 0001683168-17-000221 · hauenstein_frm4.xml · nonDerivative · entry 2

HAUENSTEIN GLEN W · CIK 0001193002 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,126

F2 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 5, 2015 under Delta's 2015 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

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February 01, 2017 Filed Feb 2, 2017 21:33 UTC Tax withholdingCommon Stock 6,370 $47.26 $301,046.20
Disclosure

SEC source: 0001683168-17-000221 · hauenstein_frm4.xml · nonDerivative · entry 1

HAUENSTEIN GLEN W · CIK 0001193002 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,355

F1 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 6, 2014 under Delta's 2014 long-term incentive program. This withholding was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

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February 01, 2017 Filed Feb 2, 2017 21:32 UTC
Carter Peter WEVP and Chief Legal Officer
Tax withholdingCommon Stock 3,334 $47.26 $157,564.84
Disclosure

SEC source: 0001683168-17-000220 · carter_frm4.xml · nonDerivative · entry 1

Carter Peter W · CIK 0001647706 · EVP and Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,001

F1 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 2, 2016 under Delta's 2016 long-term incentive program. This withholding was approved by the Personnel & Compensation Committee of Delta's Board of Directors and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

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February 01, 2017 Filed Feb 2, 2017 21:31 UTC
Bastian Edward HDirector · Chief Executive Officer
Tax withholdingCommon Stock 12,143 $47.26 $573,878.18
Disclosure

SEC source: 0001683168-17-000219 · bastian_frm4.xml · nonDerivative · entry 3

Bastian Edward H · CIK 0001289878 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,761

F3 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 2, 2016 under Delta's 2016 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.