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CWT

CALIFORNIA WATER SERVICE GROUP

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Tapewire entity
4212
SEC CIK
0001035201
Parsed reports
1,274

Last 12 months

Inside the activity.

1 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202511
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 05, 2019 Filed Mar 8, 2019 01:26 UTC
Ouyang Elissa YChief Procurement & Lead CI
GrantCommon Stock 875 $52.83 $46,226.25
Disclosure

SEC source: 0001214659-19-001992 · marketforms-44490.xml · nonDerivative · entry 1

Ouyang Elissa Y · CIK 0001668263 · Chief Procurement & Lead CI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,857.41

F1 · shares: Restricted stock granted 3/5/2019 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with one-third on March 5, 2020, with the remaining 2/3 vesting quarterly over the succeeding 24 months.

Read SEC document
March 05, 2019 Filed Mar 8, 2019 01:25 UTC
Mortensen Michelle RCorporate Secretary
GrantCommon Stock 875 $52.83 $46,226.25
Disclosure

SEC source: 0001214659-19-001991 · marketforms-44489.xml · nonDerivative · entry 1

Mortensen Michelle R · CIK 0001629473 · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,326

F1 · shares: Restricted stock granted 3/5/2019 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with one-third on March 5, 2020, with the remaining 2/3 vesting quarterly over the succeeding 24 months.

Read SEC document
March 05, 2019 Filed Mar 8, 2019 01:20 UTC
McGhee Lynne PVP, General Counsel
GrantCommon Stock 1,457 $52.83 $76,973.31
Disclosure

SEC source: 0001214659-19-001990 · marketforms-44488.xml · nonDerivative · entry 1

McGhee Lynne P · CIK 0001381750 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,806.36

F1 · shares: Restricted stock granted 3/5/2019 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with one-third on March 5, 2020, with the remaining 2/3 vesting quarterly over the succeeding 24 months.

Read SEC document
March 05, 2019 Filed Mar 8, 2019 01:17 UTC
Luu Michael BVP, Customer Service & IT
GrantCommon Stock 1,457 $52.83 $76,973.31
Disclosure

SEC source: 0001214659-19-001989 · marketforms-44487.xml · nonDerivative · entry 1

Luu Michael B · CIK 0001583179 · VP, Customer Service & IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,360.33

F1 · shares: Restricted stock granted 3/5/2019 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with one-third on March 5, 2020, with the remaining 2/3 vesting quarterly over the succeeding 24 months.

Read SEC document
March 05, 2019 Filed Mar 8, 2019 01:14 UTC
KROPELNICKI MARTIN APresident & CEO
GrantCommon Stock 5,584 $52.83 $295,002.72
Disclosure

SEC source: 0001214659-19-001987 · marketforms-44484.xml · nonDerivative · entry 1

KROPELNICKI MARTIN A · CIK 0001222882 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,457.67

F1 · shares: Restricted stock granted 3/5/2019 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with one-third on March 5, 2020, with the remaining 2/3 vesting quarterly over the succeeding 24 months.

Read SEC document
March 05, 2019 Filed Mar 8, 2019 01:15 UTC
Kuta Robert JVP, Engineering
GrantCommon Stock 1,457 $52.83 $76,973.31
Disclosure

SEC source: 0001214659-19-001988 · marketforms-44486.xml · nonDerivative · entry 1

Kuta Robert J · CIK 0001639869 · VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,309

F1 · shares: RRestricted stock granted 3/5/2019 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with one-third on March 5, 2020, with the remaining 2/3 vesting quarterly over the succeeding 24 months.

Read SEC document
March 05, 2019 Filed Mar 8, 2019 01:13 UTC
Healey David BVP, Controller
GrantCommon Stock 1,457 $52.83 $76,973.31
Disclosure

SEC source: 0001214659-19-001986 · marketforms-44483.xml · nonDerivative · entry 1

Healey David B · CIK 0001555093 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,530

F1 · shares: Restricted stock granted 3/5/2019 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with one-third on March 5, 2020, with the remaining 2/3 vesting quarterly over the succeeding 24 months.

Read SEC document
March 05, 2019 Filed Mar 8, 2019 01:11 UTC GrantCommon Stock 1,554 $52.83 $82,097.82
Disclosure

SEC source: 0001214659-19-001984 · marketforms-44517.xml · nonDerivative · entry 1

Esque Shelly Marian · CIK 0001745383 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,692

F1 · shares: Restricted stock granted 03/05/2019 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with a one-year cliff vesting term, vesting 100% on the first anniversary of grant date.

Read SEC document
March 05, 2019 Filed Mar 8, 2019 01:11 UTC
Dean Shannon CVP, Corp Comm & Comm Affairs
GrantCommon Stock 1,457 $52.83 $76,973.31
Disclosure

SEC source: 0001214659-19-001985 · marketforms-44481.xml · nonDerivative · entry 1

Dean Shannon C · CIK 0001629475 · VP, Corp Comm & Comm Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,724.54

F1 · shares: Restricted stock granted 3/5/2019 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with one-third on March 5, 2020, with the remaining 2/3 vesting quarterly over the succeeding 24 months.

Read SEC document
March 05, 2019 Filed Mar 8, 2019 01:06 UTC GrantCommon Stock 1,554 $52.83 $82,097.82
Disclosure

SEC source: 0001214659-19-001983 · marketforms-44513.xml · nonDerivative · entry 1

NELSON PETER C · CIK 0001241863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,332.19

Read SEC document
March 05, 2019 Filed Mar 8, 2019 00:57 UTC GrantCommon Stock 1,554 $52.83 $82,097.82
Disclosure

SEC source: 0001214659-19-001982 · marketforms-44516.xml · nonDerivative · entry 1

Snow Lester A · CIK 0001513841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,195.2

Read SEC document
March 05, 2019 Filed Mar 8, 2019 00:54 UTC GrantCommon Stock 1,554 $52.83 $82,097.82
Disclosure

SEC source: 0001214659-19-001981 · marketforms-44514.xml · nonDerivative · entry 1

Pottenger Carol M · CIK 0001715865 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,211

F1 · shares: Restricted stock granted 03/05/2019 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with a one-year cliff vesting term, vesting 100% on the first anniversary of grant date.

Read SEC document
March 05, 2019 Filed Mar 8, 2019 00:51 UTC GrantCommon Stock 1,554 $52.83 $82,097.82
Disclosure

SEC source: 0001214659-19-001979 · marketforms-44510.xml · nonDerivative · entry 1

GUILES EDWIN A · CIK 0001228374 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,710.19

Read SEC document
March 05, 2019 Filed Mar 8, 2019 00:52 UTC GrantCommon Stock 1,554 $52.83 $82,097.82
Disclosure

SEC source: 0001214659-19-001980 · marketforms-44511.xml · nonDerivative · entry 1

Krummel Thomas M · CIK 0001495768 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,433.91

Read SEC document
March 05, 2019 Filed Mar 8, 2019 00:50 UTC
BAYER TERRYDirector
GrantCommon Stock 1,554 $52.83 $82,097.82
Disclosure

SEC source: 0001214659-19-001978 · marketforms-44509.xml · nonDerivative · entry 1

BAYER TERRY · CIK 0001305822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,869

Read SEC document
March 05, 2019 Filed Mar 8, 2019 00:49 UTC GrantCommon Stock 1,554 $52.83 $82,097.82
Disclosure

SEC source: 0001214659-19-001977 · marketforms-44497.xml · nonDerivative · entry 1

Aliff Gregory E · CIK 0001654999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,497.132

Read SEC document
March 01, 2019 Filed Mar 5, 2019 01:43 UTC
Simon Gerald AChief Safety & Preparedness
Tax withholdingCommon Stock 1,352 $52.53 $71,020.56
Disclosure

SEC source: 0001214659-19-001767 · marketforms-44412.xml · nonDerivative · entry 4

Simon Gerald A · CIK 0001668260 · Chief Safety & Preparedness

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,428

F4 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Performance Stock Unit #382.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 01:43 UTC
Simon Gerald AChief Safety & Preparedness
GrantCommon Stock 2,173 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-001767 · marketforms-44412.xml · nonDerivative · entry 3

Simon Gerald A · CIK 0001668260 · Chief Safety & Preparedness

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,780

F3 · shares: On 3/1/2016, the reporting person was granted a Performance Stock Unit (PSU) of 1,513 shares of common stock. The PSU vested in full based on satisfaction of certain performance criteria approved by the Board of Directors. The performance criteria was met resulting in 143.667% payout of the original goal.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 01:43 UTC
Simon Gerald AChief Safety & Preparedness
Tax withholdingCommon Stock 81 $52.53 $4,254.93
Disclosure

SEC source: 0001214659-19-001767 · marketforms-44412.xml · nonDerivative · entry 2

Simon Gerald A · CIK 0001668260 · Chief Safety & Preparedness

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,607

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #365.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 02:09 UTC
Healey David BVP, Controller
Tax withholdingCommon Stock 2,287 $52.53 $120,136.11
Disclosure

SEC source: 0001214659-19-001776 · marketforms-44405.xml · nonDerivative · entry 4

Healey David B · CIK 0001555093 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,073

F4 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Performance Stock Units #371.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 02:09 UTC
Healey David BVP, Controller
GrantCommon Stock 4,345 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-001776 · marketforms-44405.xml · nonDerivative · entry 3

Healey David B · CIK 0001555093 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,360

F3 · shares: On 3/1/2016, the reporting person was granted a Performance Stock Unit (PSU) of 3,025 shares of common stock. The PSU vested in full based on satisfaction of certain performance criteria approved by the Board of Directors. The performance criteria was met resulting in 143.667% payout of the original goal.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 02:09 UTC
Healey David BVP, Controller
Tax withholdingCommon Stock 145 $52.53 $7,616.85
Disclosure

SEC source: 0001214659-19-001776 · marketforms-44405.xml · nonDerivative · entry 2

Healey David B · CIK 0001555093 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,015

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #430.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 01:45 UTC
McGhee Lynne PVP, General Counsel
Tax withholdingCommon Stock 2,244 $52.53 $117,877.32
Disclosure

SEC source: 0001214659-19-001770 · marketforms-44409.xml · nonDerivative · entry 4

McGhee Lynne P · CIK 0001381750 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,328

F4 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Performance Stock Unit #374.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 01:45 UTC
McGhee Lynne PVP, General Counsel
GrantCommon Stock 4,345 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-001770 · marketforms-44409.xml · nonDerivative · entry 3

McGhee Lynne P · CIK 0001381750 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,572

F3 · shares: On 3/1/2016, the reporting person was granted a Performance Stock Unit (PSU) of 3,025 shares of common stock. The PSU vested in full based on satisfaction of certain performance criteria approved by the Board of Directors. The performance criteria was met resulting in 143.667% payout of the original goal.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 01:45 UTC
McGhee Lynne PVP, General Counsel
Tax withholdingCommon Stock 144 $52.53 $7,564.32
Disclosure

SEC source: 0001214659-19-001770 · marketforms-44409.xml · nonDerivative · entry 2

McGhee Lynne P · CIK 0001381750 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,227

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #361.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 02:26 UTC
KROPELNICKI MARTIN APresident & CEO
Tax withholdingCommon Stock 7,386 $52.53 $387,986.58
Disclosure

SEC source: 0001214659-19-001777 · marketforms-44406.xml · nonDerivative · entry 4

KROPELNICKI MARTIN A · CIK 0001222882 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,529

F4 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Performance Stock Units #383.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 02:26 UTC
KROPELNICKI MARTIN APresident & CEO
GrantCommon Stock 16,655 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-001777 · marketforms-44406.xml · nonDerivative · entry 3

KROPELNICKI MARTIN A · CIK 0001222882 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,915

F3 · shares: On 3/1/2016, the reporting person was granted a Performance Stock Unit (PSU) of 11,593 shares of common stock. The PSU vested in full based on satisfaction of certain performance criteria approved by the Board of Directors. The performance criteria was met resulting in 143.667% payout of the original goal.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 02:26 UTC
KROPELNICKI MARTIN APresident & CEO
Tax withholdingCommon Stock 515 $52.53 $27,052.95
Disclosure

SEC source: 0001214659-19-001777 · marketforms-44406.xml · nonDerivative · entry 2

KROPELNICKI MARTIN A · CIK 0001222882 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,260

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #431.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 02:00 UTC
Smegal Thomas F IIIVP, CFO & Treasurer
Tax withholdingCommon Stock 2,067 $52.53 $108,579.51
Disclosure

SEC source: 0001214659-19-001775 · marketforms-44413.xml · nonDerivative · entry 4

Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,986

F4 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Performance Stock Unit #376.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 02:00 UTC
Smegal Thomas F IIIVP, CFO & Treasurer
Grantcommon Stock 4,345 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-001775 · marketforms-44413.xml · nonDerivative · entry 3

Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,053

F3 · shares: On 3/1/2016, the reporting person was granted a Performance Stock Unit (PSU) of 3,025 shares of common stock. The PSU vested in full based on satisfaction of certain performance criteria approved by the Board of Directors. The performance criteria was met resulting in 143.667% payout of the original goal.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 02:00 UTC
Smegal Thomas F IIIVP, CFO & Treasurer
Tax withholdingCommon Stock 135 $52.53 $7,091.55
Disclosure

SEC source: 0001214659-19-001775 · marketforms-44413.xml · nonDerivative · entry 2

Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,708

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #366.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 01:58 UTC
Treloar Timothy DVP, Ops and Water Quality
Tax withholdingCommon Stock 2,088 $52.53 $109,682.64
Disclosure

SEC source: 0001214659-19-001774 · marketforms-44415.xml · nonDerivative · entry 4

Treloar Timothy D · CIK 0001583191 · VP, Ops and Water Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,988

F4 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Performance Stock Unit #378.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 01:58 UTC
Treloar Timothy DVP, Ops and Water Quality
GrantCommon Stock 4,345 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-001774 · marketforms-44415.xml · nonDerivative · entry 3

Treloar Timothy D · CIK 0001583191 · VP, Ops and Water Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,076

F3 · shares: On 3/1/2016, the reporting person was granted a Performance Stock Unit (PSU) of 3,025 shares of common stock. The PSU vested in full based on satisfaction of certain performance criteria approved by the Board of Directors. The performance criteria was met resulting in 143.667% payout of the original goal.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 01:58 UTC
Treloar Timothy DVP, Ops and Water Quality
Tax withholdingCommon Stock 135 $52.53 $7,091.55
Disclosure

SEC source: 0001214659-19-001774 · marketforms-44415.xml · nonDerivative · entry 2

Treloar Timothy D · CIK 0001583191 · VP, Ops and Water Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,731

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #368.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 01:47 UTC
Dean Shannon CVP, Corp Comm & Comm Affairs
Tax withholdingCommon Stock 2,383 $52.53 $125,178.99
Disclosure

SEC source: 0001214659-19-001773 · marketforms-44404.xml · nonDerivative · entry 4

Dean Shannon C · CIK 0001629475 · VP, Corp Comm & Comm Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,260

F4 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Performance Stock Units #370.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 01:47 UTC
Dean Shannon CVP, Corp Comm & Comm Affairs
GrantCommon Stock 4,345 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-001773 · marketforms-44404.xml · nonDerivative · entry 3

Dean Shannon C · CIK 0001629475 · VP, Corp Comm & Comm Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,643

F3 · shares: On 3/1/2016, the reporting person was granted a Performance Stock Unit (PSU) of 3,025 shares of common stock. The PSU vested in full based on satisfaction of certain performance criteria approved by the Board of Directors. The performance criteria was met resulting in 143.667% payout of the original goal.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 01:47 UTC
Dean Shannon CVP, Corp Comm & Comm Affairs
Tax withholdingCommon Stock 150 $52.53 $7,879.50
Disclosure

SEC source: 0001214659-19-001773 · marketforms-44404.xml · nonDerivative · entry 2

Dean Shannon C · CIK 0001629475 · VP, Corp Comm & Comm Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,298

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #429.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 01:46 UTC
Kuta Robert JVP, Engineering
Tax withholdingCommon Stock 2,064 $52.53 $108,421.92
Disclosure

SEC source: 0001214659-19-001772 · marketforms-44407.xml · nonDerivative · entry 4

Kuta Robert J · CIK 0001639869 · VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,852

F4 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Performance Stock Unit #372.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 01:46 UTC
Kuta Robert JVP, Engineering
GrantCommon Stock 4,345 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-001772 · marketforms-44407.xml · nonDerivative · entry 3

Kuta Robert J · CIK 0001639869 · VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,916

F3 · shares: On 3/1/2016, the reporting person was granted a Performance Stock Unit (PSU) of 3,025 shares of common stock. The PSU vested in full based on satisfaction of certain performance criteria approved by the Board of Directors. The performance criteria was met resulting in 143.667% payout of the original goal.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 01:46 UTC
Kuta Robert JVP, Engineering
Tax withholdingCommon Stock 134 $52.53 $7,039.02
Disclosure

SEC source: 0001214659-19-001772 · marketforms-44407.xml · nonDerivative · entry 2

Kuta Robert J · CIK 0001639869 · VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,571

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #432.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 01:46 UTC
Luu Michael BVP, Customer Service & IT
Tax withholdingCommon Stock 2,366 $52.53 $124,285.98
Disclosure

SEC source: 0001214659-19-001771 · marketforms-44408.xml · nonDerivative · entry 4

Luu Michael B · CIK 0001583179 · VP, Customer Service & IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,873

F4 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Performance Stock Unit#373.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 01:46 UTC
Luu Michael BVP, Customer Service & IT
GrantCommon Stock 4,345 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-001771 · marketforms-44408.xml · nonDerivative · entry 3

Luu Michael B · CIK 0001583179 · VP, Customer Service & IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,239

F3 · shares: On 3/1/2016, the reporting person was granted a Performance Stock Unit (PSU) of 3,025 shares of common stock. The PSU vested in full based on satisfaction of certain performance criteria approved by the Board of Directors. The performance criteria was met resulting in 143.667% payout of the original goal.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 01:46 UTC
Luu Michael BVP, Customer Service & IT
Tax withholdingCommon Stock 150 $52.53 $7,879.50
Disclosure

SEC source: 0001214659-19-001771 · marketforms-44408.xml · nonDerivative · entry 2

Luu Michael B · CIK 0001583179 · VP, Customer Service & IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,894

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #433.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 01:44 UTC
Mortensen Michelle RCorporate Secretary
Tax withholdingCommon Stock 1,590 $52.53 $83,522.70
Disclosure

SEC source: 0001214659-19-001769 · marketforms-44410.xml · nonDerivative · entry 4

Mortensen Michelle R · CIK 0001629473 · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,450

F4 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Performance Stock Unit #380.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 01:44 UTC
Mortensen Michelle RCorporate Secretary
GrantCommon Stock 2,607 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-001769 · marketforms-44410.xml · nonDerivative · entry 3

Mortensen Michelle R · CIK 0001629473 · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,040

F3 · shares: On 3/1/2016, the reporting person was granted a Performance Stock Unit (PSU) of 1,815 shares of common stock. The PSU vested in full based on satisfaction of certain performance criteria approved by the Board of Directors. The performance criteria was met resulting in 143.667% payout of the original goal.

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March 01, 2019 Filed Mar 5, 2019 01:44 UTC
Mortensen Michelle RCorporate Secretary
Tax withholdingCommon Stock 97 $52.53 $5,095.41
Disclosure

SEC source: 0001214659-19-001769 · marketforms-44410.xml · nonDerivative · entry 2

Mortensen Michelle R · CIK 0001629473 · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,433

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #362.

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March 01, 2019 Filed Mar 5, 2019 01:43 UTC
Ouyang Elissa YChief Procurement & Lead CI
Tax withholdingCommon Stock 1,063 $52.53 $55,839.39
Disclosure

SEC source: 0001214659-19-001768 · marketforms-44411.xml · nonDerivative · entry 4

Ouyang Elissa Y · CIK 0001668263 · Chief Procurement & Lead CI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,973

F4 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Performance Stock Unit#381.

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March 01, 2019 Filed Mar 5, 2019 01:43 UTC
Ouyang Elissa YChief Procurement & Lead CI
GrantCommon Stock 2,173 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-001768 · marketforms-44411.xml · nonDerivative · entry 3

Ouyang Elissa Y · CIK 0001668263 · Chief Procurement & Lead CI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,036

F3 · shares: On 3/1/2016, the reporting person was granted a Performance Stock Unit (PSU) of 1,513 shares of common stock. The PSU vested in full based on satisfaction of certain performance criteria approved by the Board of Directors. The performance criteria was met resulting in 143.667% payout of the original goal.

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March 01, 2019 Filed Mar 5, 2019 01:43 UTC
Ouyang Elissa YChief Procurement & Lead CI
Tax withholdingCommon Stock 65 $52.53 $3,414.45
Disclosure

SEC source: 0001214659-19-001768 · marketforms-44411.xml · nonDerivative · entry 2

Ouyang Elissa Y · CIK 0001668263 · Chief Procurement & Lead CI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,863

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #363.

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March 01, 2019 Filed Mar 5, 2019 01:43 UTC
Townsley Paul G.VP, Rates & Reg Matters
Tax withholdingCommon Stock 2,256 $52.53 $118,507.68
Disclosure

SEC source: 0001214659-19-001766 · marketforms-44414.xml · nonDerivative · entry 4

Townsley Paul G. · CIK 0001430698 · VP, Rates & Reg Matters

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,522

F4 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Performance Stock Unit #377.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.