Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CALIFORNIA WATER SERVICE GROUPCWT · Entity 4212 | VP, CFO & Treasurer | June 01, 2023 | June 05, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CALIFORNIA WATER SERVICE GROUP
Report date June 01, 2023 · Filed June 05, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 46,777 |
Ending reported balance
After 2023-06-03 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-06-01 · Disposition to issuer · Disposed 53 · Balance 46,831 F1: Represents the number of shares withheld by and surrendered to Issuer to satisfy the tax withholding obligation that arose in connection with vesting of the Restricted Stock (RSA) award 647 Row 2 · 2023-06-03 · Disposition to issuer · Disposed 54 · Balance 46,777 F2: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock Award (RSA) Award #605. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares withheld by and surrendered to Issuer to satisfy the tax withholding obligation that arose in connection with vesting of the Restricted Stock (RSA) award 647
F2: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock Award (RSA) Award #605.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 03, 2023 Filed Jun 5, 2023 22:36 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Disposition to issuerCommon Stock | 54 | $57.89 | $3,126.06 |
DisclosureSEC source: 0001127602-23-017943 · form4.xml · nonDerivative · entry 2 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,777 F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock Award (RSA) Award #605. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 22:36 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Disposition to issuerCommon Stock | 53 | $56.12 | $2,974.36 |
DisclosureSEC source: 0001127602-23-017943 · form4.xml · nonDerivative · entry 1 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,831 F1 · shares: Represents the number of shares withheld by and surrendered to Issuer to satisfy the tax withholding obligation that arose in connection with vesting of the Restricted Stock (RSA) award 647 Read SEC document |
| March 07, 2023 Filed Mar 9, 2023 23:05 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | GrantCommon Stock | 1,275 | $58.83 | $75,008.25 |
DisclosureSEC source: 0001127602-23-009639 · form4.xml · nonDerivative · entry 1 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,884 F1 · shares: Restricted stock granted 03/07/2023 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with a one-third on March 7, 2024, with the remaining 2/3 vesting quarterly over the succeeding 24 months. Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 01:52 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 1,275 | $56.84 | $72,471.00 |
DisclosureSEC source: 0001127602-23-009180 · form4.xml · nonDerivative · entry 3 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,609 F3 · shares: Represents the number of shares withheld by and surrendered to the issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Performance Stock Unit (PSU) Award #547 Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 01:52 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | GrantCommon Stock | 2,470 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-009180 · form4.xml · nonDerivative · entry 2 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,884 F2 · shares: On 3/3/2020, the reporting person was granted a Performance Stock Unit (PSU) of 2470 shares of common stock. The PSU vested in full based on satisfaction of certain performance criteria approved by the Board of Directors. The performance criteria was met resulting in 156% payout of the original goal. Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 01:52 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 65 | $56.84 | $3,694.60 |
DisclosureSEC source: 0001127602-23-009180 · form4.xml · nonDerivative · entry 1 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,414 F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #531. Read SEC document |
| March 02, 2023 Filed Mar 4, 2023 00:36 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 61 | $56.76 | $3,462.36 |
DisclosureSEC source: 0001127602-23-008940 · form4.xml · nonDerivative · entry 2 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,479 F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #605. Read SEC document |
| March 01, 2023 Filed Mar 4, 2023 00:36 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 237 | $55.90 | $13,248.30 |
DisclosureSEC source: 0001127602-23-008940 · form4.xml · nonDerivative · entry 1 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,540 F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #605. Read SEC document |
| December 03, 2022 Filed Dec 5, 2022 17:41 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 57 | $64.30 | $3,665.10 |
DisclosureSEC source: 0001214659-22-014510 · marketforms-57696.xml · nonDerivative · entry 2 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,777 F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #531. Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 17:41 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 53 | $64.30 | $3,407.90 |
DisclosureSEC source: 0001214659-22-014510 · marketforms-57696.xml · nonDerivative · entry 1 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,834 F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #605. Read SEC document |
| September 03, 2022 Filed Sep 6, 2022 20:30 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 57 | $58.44 | $3,331.08 |
DisclosureSEC source: 0001214659-22-010924 · marketforms-57003.xml · nonDerivative · entry 2 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,887 F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #531. Read SEC document |
| September 02, 2022 Filed Sep 6, 2022 20:30 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 54 | $58.44 | $3,155.76 |
DisclosureSEC source: 0001214659-22-010924 · marketforms-57003.xml · nonDerivative · entry 1 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,944 F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #605. Read SEC document |
| June 03, 2022 Filed Jun 6, 2022 18:11 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 57 | $54.96 | $3,132.72 |
DisclosureSEC source: 0001214659-22-007835 · marketforms-56354.xml · nonDerivative · entry 2 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,998 F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #531. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 18:11 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 53 | $55.21 | $2,926.13 |
DisclosureSEC source: 0001214659-22-007835 · marketforms-56354.xml · nonDerivative · entry 1 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,055 F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #605. Read SEC document |
| March 05, 2022 Filed Mar 8, 2022 01:36 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 1,137 | $58.63 | $66,662.31 |
DisclosureSEC source: 0001214659-22-003703 · marketforms-55711.xml · nonDerivative · entry 4 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,108 F4 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Performance Stock Unit (PSU) Award #501. Read SEC document |
| March 05, 2022 Filed Mar 8, 2022 01:36 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | GrantCommon Stock | 2,312 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-003703 · marketforms-55711.xml · nonDerivative · entry 3 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,245 F3 · shares: On 3/5/2019, the reporting person was granted a Performance Stock Unit (PSU) of 1,457 shares of common stock. The PSU vested in full based on satisfaction of certain performance criteria approved by the Board of Directors. The performance criteria was met resulting in 159% payout of the original goal. Read SEC document |
| March 05, 2022 Filed Mar 8, 2022 01:36 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 59 | $58.63 | $3,459.17 |
DisclosureSEC source: 0001214659-22-003703 · marketforms-55711.xml · nonDerivative · entry 2 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,933 F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #489. Read SEC document |
| March 03, 2022 Filed Mar 8, 2022 01:36 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 56 | $57.01 | $3,192.56 |
DisclosureSEC source: 0001214659-22-003703 · marketforms-55711.xml · nonDerivative · entry 1 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,992 F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #531. Read SEC document |
| March 02, 2022 Filed Mar 3, 2022 18:00 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 221 | $56.90 | $12,574.90 |
DisclosureSEC source: 0001214659-22-003568 · marketforms-55677.xml · nonDerivative · entry 2 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,048 F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #605. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 18:00 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | GrantCommon Stock | 1,278 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-003568 · marketforms-55677.xml · nonDerivative · entry 1 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,269 F1 · shares: Restricted stock granted 3/1/2022 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with one-third on March 1, 2023, with the remaining 2/3 vesting quarterly over the succeeding 24 months. Read SEC document |
| January 04, 2022 Filed Jan 5, 2022 23:46 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 496 | $69.87 | $34,655.52 |
DisclosureSEC source: 0001214659-22-000361 · marketforms-54984.xml · nonDerivative · entry 1 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,991 F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #571. Read SEC document |
| December 05, 2021 Filed Dec 6, 2021 22:34 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 59 | $65.36 | $3,856.24 |
DisclosureSEC source: 0001214659-21-012745 · marketforms-54516.xml · nonDerivative · entry 2 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,487 F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #489. Read SEC document |
| December 03, 2021 Filed Dec 6, 2021 22:34 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 57 | $65.36 | $3,725.52 |
DisclosureSEC source: 0001214659-21-012745 · marketforms-54516.xml · nonDerivative · entry 1 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,546 F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #531. Read SEC document |
| September 05, 2021 Filed Sep 7, 2021 17:12 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 60 | $64.49 | $3,869.40 |
DisclosureSEC source: 0001214659-21-009329 · marketforms-53742.xml · nonDerivative · entry 2 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,603 F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #489. Read SEC document |
| September 03, 2021 Filed Sep 7, 2021 17:12 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 57 | $64.49 | $3,675.93 |
DisclosureSEC source: 0001214659-21-009329 · marketforms-53742.xml · nonDerivative · entry 1 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,663 F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #531. Read SEC document |
| June 05, 2021 Filed Jun 7, 2021 17:11 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 59 | $56.66 | $3,342.94 |
DisclosureSEC source: 0001214659-21-006342 · marketforms-53063.xml · nonDerivative · entry 1 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,720 F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #489. Read SEC document |
| June 03, 2021 Filed Jun 4, 2021 20:03 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 57 | $56.94 | $3,245.58 |
DisclosureSEC source: 0001214659-21-006305 · marketforms-53046.xml · nonDerivative · entry 1 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,779 F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #531. Read SEC document |
| March 06, 2021 Filed Mar 9, 2021 02:05 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 1,438 | $52.96 | $76,156.48 |
DisclosureSEC source: 0001214659-21-002875 · marketforms-51792.xml · nonDerivative · entry 4 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,836 F4 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Performance Stock Unit (PSU) Award #454. Read SEC document |
| March 06, 2021 Filed Mar 9, 2021 02:05 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | GrantCommon Stock | 2,853 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-002875 · marketforms-51792.xml · nonDerivative · entry 3 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,274 F3 · shares: On 3/6/2018, the reporting person was granted a Performance Stock Unit (PSU) of 1,954 shares of common stock. The PSU vested in full based on satisfaction of certain performance criteria approved by the Board of Directors. The performance criteria was met resulting in 146% payout of the original goal. Read SEC document |
| March 06, 2021 Filed Mar 9, 2021 02:05 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 91 | $52.96 | $4,819.36 |
DisclosureSEC source: 0001214659-21-002875 · marketforms-51792.xml · nonDerivative · entry 2 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,421 F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #444. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 02:05 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 68 | $52.96 | $3,601.28 |
DisclosureSEC source: 0001214659-21-002875 · marketforms-51792.xml · nonDerivative · entry 1 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,512 F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #489. Read SEC document |
| March 03, 2021 Filed Mar 4, 2021 21:29 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommonStock | 259 | $53.21 | $13,781.39 |
DisclosureSEC source: 0001214659-21-002722 · marketforms-51750.xml · nonDerivative · entry 2 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,580 F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #531. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 21:29 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | GrantCommon Stock | 1,311 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-002722 · marketforms-51750.xml · nonDerivative · entry 1 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,839 F1 · shares: Restricted stock granted 3/2/2021 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with one-third on March 2, 2022, with the remaining 2/3 vesting quarterly over the succeeding 24 months. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 20:40 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | GrantCommon Stock | 891 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-000199 · marketforms-50864.xml · nonDerivative · entry 1 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,528 F1 · shares: Restricted stock granted 01/04/2021 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with a one-year cliff vesting term, vesting 100% on the first anniversary of the grant date. Includes dividend reinvestment. Read SEC document |
| December 06, 2020 Filed Dec 8, 2020 20:20 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 83 | $49.46 | $4,105.18 |
DisclosureSEC source: 0001214659-20-010248 · marketforms-50574.xml · nonDerivative · entry 2 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,637 F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #444. Read SEC document |
| December 05, 2020 Filed Dec 8, 2020 20:20 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 62 | $49.46 | $3,066.52 |
DisclosureSEC source: 0001214659-20-010248 · marketforms-50574.xml · nonDerivative · entry 1 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,720 F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #489. Read SEC document |
| September 06, 2020 Filed Sep 8, 2020 19:40 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 83 | $45.88 | $3,808.04 |
DisclosureSEC source: 0001214659-20-007718 · marketforms-49654.xml · nonDerivative · entry 2 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,782 F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #444. Read SEC document |
| September 05, 2020 Filed Sep 8, 2020 19:40 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 62 | $45.88 | $2,844.56 |
DisclosureSEC source: 0001214659-20-007718 · marketforms-49654.xml · nonDerivative · entry 1 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,865 F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #489. Read SEC document |
| June 06, 2020 Filed Jun 9, 2020 21:22 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 83 | $48.45 | $4,021.35 |
DisclosureSEC source: 0001214659-20-005505 · marketforms-49006.xml · nonDerivative · entry 2 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,926 F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #444. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 21:22 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 62 | $48.45 | $3,003.90 |
DisclosureSEC source: 0001214659-20-005505 · marketforms-49006.xml · nonDerivative · entry 1 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,009 F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #489. Read SEC document |
| March 06, 2020 Filed Mar 9, 2020 23:25 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 83 | $54.37 | $4,512.71 |
DisclosureSEC source: 0001214659-20-002435 · marketforms-48247.xml · nonDerivative · entry 2 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,071 F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #444. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 23:25 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 249 | $53.99 | $13,443.51 |
DisclosureSEC source: 0001214659-20-002435 · marketforms-48247.xml · nonDerivative · entry 1 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,153 F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #489. Read SEC document |
| March 03, 2020 Filed Mar 6, 2020 01:30 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | GrantCommon Stock | 1,397 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-002340 · marketforms-48189.xml · nonDerivative · entry 1 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,402 F1 · shares: Restricted stock granted 3/3/2020 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with one-third on March 3, 2021, with the remaining 2/3 vesting quarterly over the succeeding 24 months. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:39 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 1,605 | $47.96 | $76,975.80 |
DisclosureSEC source: 0001214659-20-002145 · marketforms-47949.xml · nonDerivative · entry 3 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,005 F3 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Performance Stock Unit (PSU) Award #416. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:39 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | GrantCommon Stock | 3,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-002145 · marketforms-47949.xml · nonDerivative · entry 2 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,610 F2 · shares: On 2/28/2017, the reporting person was granted a Performance Stock Unit (PSU) of 2,145 shares of common stock. The PSU vested in full based on satisfaction of certain performance criteria approved by the Board of Directors. The performance criteria was met resulting in 142.667% payout of the original goal. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:39 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 103 | $47.96 | $4,939.88 |
DisclosureSEC source: 0001214659-20-002145 · marketforms-47949.xml · nonDerivative · entry 1 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,550 F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #403. Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 22:06 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 77 | $51.89 | $3,995.53 |
DisclosureSEC source: 0001214659-19-007625 · marketforms-46817.xml · nonDerivative · entry 1 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,653 F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #444. Read SEC document |
| November 27, 2019 Filed Nov 28, 2019 00:24 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 84 | $51.16 | $4,297.44 |
DisclosureSEC source: 0001214659-19-007454 · marketforms-46577.xml · nonDerivative · entry 1 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,730 F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #403. Read SEC document |
| September 06, 2019 Filed Sep 10, 2019 19:37 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 77 | $54.69 | $4,211.13 |
DisclosureSEC source: 0001214659-19-005795 · marketforms-45740.xml · nonDerivative · entry 1 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,814 F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #444. Read SEC document |
| August 28, 2019 Filed Aug 29, 2019 20:56 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 84 | $55.80 | $4,687.20 |
DisclosureSEC source: 0001214659-19-005522 · marketforms-45632.xml · nonDerivative · entry 1 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,891 F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #403. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.