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Nasdaq · USD

CWST

CASELLA WASTE SYSTEMS INC

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1841
SEC CIK
0000911177
Parsed reports
442

Last 12 months

Inside the activity.

0 purchase rows · 28 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202600
Feb 202605
Mar 2026011
Apr 202600
May 202604
Jun 202600
Jul 202600
Aug 202604
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 16, 2017 Filed Mar 17, 2017 20:45 UTC SaleClass A Common Stock 7,500 $12.62 $94,650.00
Disclosure

SEC source: 0001179110-17-004828 · edgar.xml · nonDerivative · entry 1

CALLAHAN JAMES F JR · CIK 0001225730 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,091

F2 · price: Represents the weighted average sales price for shares sold at prices ranging from $12.52 to $12.69, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a securities holder of such issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 16, 2017 Filed Mar 23, 2017 17:12 UTC Amendment SaleClass A Common Stock 7,500 $12.62 $94,650.00
Disclosure

SEC source: 0001179110-17-005103 · edgar.xml · nonDerivative · entry 1

CALLAHAN JAMES F JR · CIK 0001225730 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · SEE FOOTNOTE

Disclosed balance after: 64,789

F2 · price: Represents the weighted average sales price for shares sold at prices ranging from $12.52 to $12.69, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a securities holder of such issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F3 · balance_after: The Form 4 filed on March 17, 2017, by the Reporting Person incorrectly reported that the 7,500 shares sold were owned directly by the Reporting Person. This Form 4 amendment is being filed to report that the shares sold were owned indirectly by the Reporting Person.

F1 · ownership.nature: Held by the James F. Callahan, Jr. 1998 Trust, of which the Reporting Person is co-trustee.

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March 15, 2017 Filed Mar 16, 2017 20:18 UTC
CASELLA DOUGLAS RDirector · Vice Chairman, Bd of Directors
SaleClass A Common Stock 13,900 $12.52 $174,028.00
Disclosure

SEC source: 0001179110-17-004710 · edgar.xml · nonDerivative · entry 3

CASELLA DOUGLAS R · CIK 0001055353 · Director · Vice Chairman, Bd of Directors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 741,779

F1 · price: Represents the weighted average sales price for shares sold in multiple transactions at prices ranging from $12.44 to $12.60, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a securities holder of such issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 20:18 UTC
CASELLA DOUGLAS RDirector · Vice Chairman, Bd of Directors
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 14,000 $0.00 Strike: $11.01 $0.00
Disclosure

SEC source: 0001179110-17-004710 · edgar.xml · derivative · entry 5

CASELLA DOUGLAS R · CIK 0001055353 · Director · Vice Chairman, Bd of Directors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 14,000 shares

Expires 2017-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested in three equal installments on July 23, 2008, 2009, and 2010.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 20:18 UTC
CASELLA DOUGLAS RDirector · Vice Chairman, Bd of Directors
SaleClass A Common Stock 100 $12.50 $1,250.00
Disclosure

SEC source: 0001179110-17-004710 · edgar.xml · nonDerivative · entry 2

CASELLA DOUGLAS R · CIK 0001055353 · Director · Vice Chairman, Bd of Directors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 755,679

Read SEC document
March 14, 2017 Filed Mar 16, 2017 20:18 UTC
CASELLA DOUGLAS RDirector · Vice Chairman, Bd of Directors
Exercise / conversionClass A Common Stock 14,000 $11.01 $154,140.00
Disclosure

SEC source: 0001179110-17-004710 · edgar.xml · nonDerivative · entry 1

CASELLA DOUGLAS R · CIK 0001055353 · Director · Vice Chairman, Bd of Directors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 755,779

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 22:28 UTC
CASELLA JOHN WDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 14,000 $0.00 Strike: $11.01 $0.00
Disclosure

SEC source: 0001179110-17-004513 · edgar.xml · derivative · entry 5

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 14,000 shares

Expires 2017-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in three equal installments on July 23, 2008, 2009, and 2010.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 22:28 UTC
CASELLA JOHN WDirector · Chief Executive Officer
SaleClass A Common Stock 14,000 $12.58 $176,145.20
Disclosure

SEC source: 0001179110-17-004513 · edgar.xml · nonDerivative · entry 2

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 515,729

F2 · price: Represents the weighted average sales price for shares sold in multiple transactions at prices ranging from $12.465 to $12.66, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a securities holder of such issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 22:28 UTC
CASELLA JOHN WDirector · Chief Executive Officer
Exercise / conversionClass A Common Stock 14,000 $11.01 $154,140.00
Disclosure

SEC source: 0001179110-17-004513 · edgar.xml · nonDerivative · entry 1

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 529,729

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2017 Filed Mar 7, 2017 23:11 UTC
CASELLA JOHN WDirector · Chief Executive Officer
SaleClass A Common Stock 21,447 $12.80 $274,521.60
Disclosure

SEC source: 0001179110-17-004146 · edgar.xml · nonDerivative · entry 1

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 515,729

F2 · kind: Represents the automatic sale of shares of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2016, in connection with the vesting of RSUs on February 24 and March 1, 2017.

F3 · price: Represents the weighted average sales price for shares sold in multiple transactions. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of such issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 06, 2017 Filed Mar 7, 2017 23:09 UTC
Johnson Edwin DPresident & COO
SaleClass A Common Stock 10,093 $12.80 $129,190.40
Disclosure

SEC source: 0001179110-17-004141 · edgar.xml · nonDerivative · entry 1

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,091

F1 · kind: Represents the automatic sale of shares of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2016, in connection with the vesting of RSUs on February 24 and March 1, 2017.

F2 · price: Represents the weighted average sales price for shares sold in multiple transactions. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of such issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 06, 2017 Filed Mar 7, 2017 23:11 UTC
SCHMITT DAVID LGeneral Counsel & Senior VP
SaleClass A Common Stock 2,887 $12.80 $36,953.60
Disclosure

SEC source: 0001179110-17-004148 · edgar.xml · nonDerivative · entry 1

SCHMITT DAVID L · CIK 0001364577 · General Counsel & Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,228

F1 · kind: Represents the automatic sale of shares of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2016, in connection with the vesting of RSUs on February 24 and March 1, 2017.

F2 · price: Represents the weighted average sales price for shares sold in multiple transactions. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of such issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 06, 2017 Filed Mar 7, 2017 23:11 UTC
Heald ChristopherVP & Chief Accounting Officer
SaleClass A Common Stock 2,887 $12.80 $36,953.60
Disclosure

SEC source: 0001179110-17-004147 · edgar.xml · nonDerivative · entry 1

Heald Christopher · CIK 0001567864 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,979

F1 · kind: Represents the automatic sale of shares of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2016, in connection with the vesting of RSUs on February 24 and March 1, 2017.

F2 · price: Represents the weighted average sales price for shares sold in multiple transactions. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of such issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 06, 2017 Filed Mar 7, 2017 23:10 UTC
CASELLA DOUGLAS RDirector · Vice Chairman, Bd of Directors
SaleClass A Common Stock 6,897 $12.80 $88,281.60
Disclosure

SEC source: 0001179110-17-004145 · edgar.xml · nonDerivative · entry 2

CASELLA DOUGLAS R · CIK 0001055353 · Director · Vice Chairman, Bd of Directors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 741,779

F1 · kind: Represents the automatic sale of shares of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2016, in connection with the vesting of RSUs on February 24 and March 1, 2017.

F2 · price: Represents the weighted average sales price for shares sold in multiple transactions. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of such issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 06, 2017 Filed Mar 7, 2017 23:10 UTC SaleClass A Common Stock 3,200 $12.78 $40,896.00
Disclosure

SEC source: 0001179110-17-004144 · edgar.xml · nonDerivative · entry 1

Nagle Emily K · CIK 0001553453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,496

F1 · shares: This sale of Class A Common Stock was for tax planning purposes.

Read SEC document
March 06, 2017 Filed Mar 7, 2017 23:09 UTC
Coletta EdmondSenior Vice President & CFO
SaleClass A Common Stock 10,093 $12.80 $129,190.40
Disclosure

SEC source: 0001179110-17-004143 · edgar.xml · nonDerivative · entry 1

Coletta Edmond · CIK 0001564279 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,180

F1 · kind: Represents the automatic sale of shares of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2016, in connection with the vesting of RSUs on February 24 and March 1, 2017.

F2 · price: Represents the weighted average sales price for shares sold in multiple transactions. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of such issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 22:01 UTC
CASELLA JOHN WDirector · Chief Executive Officer
GrantClass A Common Stock 25,685 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-003661 · edgar.xml · nonDerivative · entry 1

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 537,176

F2 · kind: Represents the award of Restricted Stock Units (RSUs) under the Casella Waste Systems, Inc. 2016 Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. RSUs vest in three equal installments beginning on February 28, 2018.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 22:00 UTC
Johnson Edwin DPresident & COO
GrantClass A Common Stock 14,983 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-003660 · edgar.xml · nonDerivative · entry 1

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,184

F1 · kind: Represents the award of Restricted Stock Units (RSUs) under the Casella Waste Systems, Inc. 2016 Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. RSUs vest in three equal installments beginning on February 28, 2018.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 22:00 UTC
Coletta EdmondSenior Vice President & CFO
GrantClass A Common Stock 14,983 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-003659 · edgar.xml · nonDerivative · entry 1

Coletta Edmond · CIK 0001564279 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,273

F1 · kind: Represents the award of Restricted Stock Units (RSUs) under the Casella Waste Systems, Inc. 2016 Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. RSUs vest in three equal installments beginning on February 28, 2018.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 22:00 UTC
Heald ChristopherVP & Chief Accounting Officer
GrantClass A Common Stock 4,281 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-003658 · edgar.xml · nonDerivative · entry 1

Heald Christopher · CIK 0001567864 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,866

F1 · kind: Represents the award of Restricted Stock Units (RSUs) under the Casella Waste Systems, Inc. 2016 Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. RSUs vest in three equal installments beginning on February 28, 2018.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:59 UTC
SCHMITT DAVID LGeneral Counsel & Senior VP
GrantClass A Common Stock 4,281 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-003657 · edgar.xml · nonDerivative · entry 1

SCHMITT DAVID L · CIK 0001364577 · General Counsel & Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,115

F1 · kind: Represents the award of Restricted Stock Units (RSUs) under the Casella Waste Systems, Inc. 2016 Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. RSUs vest in three equal installments beginning on February 28, 2018.

Read SEC document
February 28, 2017 Filed Mar 7, 2017 23:10 UTC
CASELLA DOUGLAS RDirector · Vice Chairman, Bd of Directors
GrantClass A Common Stock 10,327 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-004145 · edgar.xml · nonDerivative · entry 1

CASELLA DOUGLAS R · CIK 0001055353 · Director · Vice Chairman, Bd of Directors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 748,676

F3 · shares: Represents the award of Restricted Stock Units (RSUs) under the Casella Waste Systems, Inc. 2016 Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. RSUs vest in three equal installments beginning on February 28, 2018.

Read SEC document
December 02, 2016 Filed Dec 2, 2016 21:19 UTC
SCHMITT DAVID LGeneral Counsel & Senior VP
SaleClass A Common Stock 1,000 $12.50 $12,500.00
Disclosure

SEC source: 0001179110-16-032324 · edgar.xml · nonDerivative · entry 1

SCHMITT DAVID L · CIK 0001364577 · General Counsel & Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,834

F1 · kind: Represents the sale of shares of stock for tax withholding purposes in connection with the vesting of RSUs on February 24, 2016.

Read SEC document
December 01, 2016 Filed Dec 5, 2016 21:28 UTC
CASELLA JOHN WDirector · Chief Executive Officer
GiftClass A Common Stock 13,500 $0.00 $0.00
Disclosure

SEC source: 0001179110-16-032370 · edgar.xml · nonDerivative · entry 1

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 511,491

F2 · kind: Represents a gift of shares to Mr. Casella's Philanthropy Fund.

Read SEC document
November 25, 2016 Filed Nov 25, 2016 21:19 UTC SaleClass A Common Stock 2,000 $12.77 $25,540.00
Disclosure

SEC source: 0001179110-16-032108 · edgar.xml · nonDerivative · entry 1

PETERS GREGORY B · CIK 0001055446 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,670

F1 · shares: This Class A Common Stock was sold by Mr. Peters for tax planning purposes.

Read SEC document
November 17, 2016 Filed Nov 18, 2016 21:49 UTC
Coletta EdmondSenior Vice President & CFO
SaleClass A Common Stock 2,248 $12.30 $27,659.39
Disclosure

SEC source: 0001179110-16-031863 · edgar.xml · nonDerivative · entry 2

Coletta Edmond · CIK 0001564279 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,290

F1 · kind: Represents the sale of shares of stock for tax withholding purposes in connection with the vesting of RSUs on February 24, 2016.

F2 · price: Represents the weighted average sales price for shares sold in multiple transactions at prices ranging from $12.30 to $12.37, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of such issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
November 17, 2016 Filed Nov 18, 2016 21:48 UTC
SCHMITT DAVID LGeneral Counsel & Senior VP
SaleClass A Common Stock 644 $12.30 $7,923.78
Disclosure

SEC source: 0001179110-16-031861 · edgar.xml · nonDerivative · entry 1

SCHMITT DAVID L · CIK 0001364577 · General Counsel & Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,834

F1 · kind: Represents the sale of shares of stock for tax withholding purposes in connection with the vesting of RSUs on February 24, 2016.

F2 · price: Represents the weighted average sales price for shares sold in multiple transactions at prices ranging from $12.30 to $12.37, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of such issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
November 17, 2016 Filed Nov 18, 2016 21:47 UTC GrantClass A Common Stock 4,006 $0.00 $0.00
Disclosure

SEC source: 0001179110-16-031860 · edgar.xml · nonDerivative · entry 1

CALLAHAN JAMES F JR · CIK 0001225730 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,591

F2 · shares: This restricted stock award will vest in three equal annual installments beginning on the first anniversary of the date of grant.

F3 · balance_after: Total excludes 44,332 shares that were previously reported as directly owned by the Reporting Person, but were transferred in August 2016 to the James F. Callahan, Jr. 1998 Trust, of which the Reporting Person is a co-trustee.

Read SEC document
November 17, 2016 Filed Nov 18, 2016 21:47 UTC GrantClass A Common Stock 4,006 $0.00 $0.00
Disclosure

SEC source: 0001179110-16-031858 · edgar.xml · nonDerivative · entry 1

BURKE MICHAEL K · CIK 0001224062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,014

F1 · shares: This restricted stock award will vest in three equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
November 17, 2016 Filed Nov 18, 2016 21:46 UTC GrantClass A Common Stock 4,006 $0.00 $0.00
Disclosure

SEC source: 0001179110-16-031856 · edgar.xml · nonDerivative · entry 1

PETERS GREGORY B · CIK 0001055446 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,670

F1 · shares: This restricted stock award will vest in three equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
November 17, 2016 Filed Nov 18, 2016 21:45 UTC GrantClass A Common Stock 4,006 $0.00 $0.00
Disclosure

SEC source: 0001179110-16-031855 · edgar.xml · nonDerivative · entry 1

Nagle Emily K · CIK 0001553453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,696

F1 · shares: This restricted stock award will vest in three equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
November 17, 2016 Filed Nov 18, 2016 21:45 UTC
DOODY JOSEPHDirector
GrantClass A Common Stock 4,006 $0.00 $0.00
Disclosure

SEC source: 0001179110-16-031853 · edgar.xml · nonDerivative · entry 1

DOODY JOSEPH · CIK 0001180658 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,986

F1 · shares: This restricted stock award will vest in three equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
November 17, 2016 Filed Nov 18, 2016 21:44 UTC GrantClass A Common Stock 4,006 $0.00 $0.00
Disclosure

SEC source: 0001179110-16-031850 · edgar.xml · nonDerivative · entry 1

OCONNOR JAMES E · CIK 0001074998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,918

F1 · shares: This restricted stock award will vest in three equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
November 17, 2016 Filed Nov 18, 2016 21:44 UTC GrantClass A Common Stock 4,006 $0.00 $0.00
Disclosure

SEC source: 0001179110-16-031851 · edgar.xml · nonDerivative · entry 1

HULLIGAN WILLIAM P · CIK 0001283143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,339

F1 · shares: This restricted stock award will vest in three equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
November 16, 2016 Filed Nov 18, 2016 21:49 UTC
Coletta EdmondSenior Vice President & CFO
SaleClass A Common Stock 6,000 $12.19 $73,158.00
Disclosure

SEC source: 0001179110-16-031863 · edgar.xml · nonDerivative · entry 1

Coletta Edmond · CIK 0001564279 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,538

F3 · price: Represents the weighted average sales price for shares sold in multiple transactions at prices ranging from $12.190 to $12.195, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of such issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.