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CASELLA JOHN W

Disclosed activity across 1 company

Tapewire entity
42588
SEC CIK
0001055352

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CASELLA WASTE SYSTEMS INCCWST · Entity 1841DirectorJune 01, 2026June 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CASELLA WASTE SYSTEMS INC

Report date June 01, 2026 · Filed June 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common StockSEC Table I · non-derivativeDirect129,800 Reported balance After 2026-06-01 transaction · row 2
1 source row

Row 2 · 2026-06-01 · Gift · Disposed 36,200 · Balance 129,800

F1: Represents a gift of shares to the Spousal Lifetime Access Trust ("SLAT") for the benefit of Mr. Casella's spouse. Mr. Casella's spouse is the trustee of the SLAT.

Class B Common StockSEC Table I · non-derivativeIndirectBy SLAT170,200 Reported balance After 2026-06-01 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2026-06-01 · Gift · Acquired 36,200 · Balance 170,200

F1: Represents a gift of shares to the Spousal Lifetime Access Trust ("SLAT") for the benefit of Mr. Casella's spouse. Mr. Casella's spouse is the trustee of the SLAT.

F2: Held by the SLAT for the benefit of Mr. Casella's spouse. Mr. Casella's spouse is the trustee of the SLAT. Mr. Casella disclaims beneficial ownership of the securities indicated to the extent to which he does not have an actual pecuniary interest in such securities.

Class B Common StockSEC Table I · non-derivativeIndirectBy Spouse26,300 Reported balance After 2026-06-01 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2026-06-01 · Gift · Disposed 30,800 · Balance 26,300

F3: Represents a gift of shares to the Spousal Lifetime Access Trust ("SLAT 2") for the benefit of Mr. Casella. Mr. Casella is the trustee of the SLAT 2.

F4: Held by Mr. Casella's spouse. Mr. Casella disclaims beneficial ownership of the securities indicated to the extent to which he does not have an actual pecuniary interest in such securities.

Class B Common StockSEC Table I · non-derivativeIndirectby SLAT 2167,800 Reported balance After 2026-06-01 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 5 · 2026-06-01 · Gift · Acquired 30,800 · Balance 167,800

F3: Represents a gift of shares to the Spousal Lifetime Access Trust ("SLAT 2") for the benefit of Mr. Casella. Mr. Casella is the trustee of the SLAT 2.

F5: Held by the SLAT 2 for the benefit of Mr. Casella. Mr. Casella is the trustee of the SLAT 2.

Class A Common StockSEC Table I · non-derivativeDirect30,795 Reported balance Holding disclosure · report date 2026-06-01 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 30,795

Class A Common StockSEC Table I · non-derivativeIndirectBy Spouse694 Reported balance Holding disclosure · report date 2026-06-01 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 694

F4: Held by Mr. Casella's spouse. Mr. Casella disclaims beneficial ownership of the securities indicated to the extent to which he does not have an actual pecuniary interest in such securities.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a gift of shares to the Spousal Lifetime Access Trust ("SLAT") for the benefit of Mr. Casella's spouse. Mr. Casella's spouse is the trustee of the SLAT.

F2: Held by the SLAT for the benefit of Mr. Casella's spouse. Mr. Casella's spouse is the trustee of the SLAT. Mr. Casella disclaims beneficial ownership of the securities indicated to the extent to which he does not have an actual pecuniary interest in such securities.

F3: Represents a gift of shares to the Spousal Lifetime Access Trust ("SLAT 2") for the benefit of Mr. Casella. Mr. Casella is the trustee of the SLAT 2.

F4: Held by Mr. Casella's spouse. Mr. Casella disclaims beneficial ownership of the securities indicated to the extent to which he does not have an actual pecuniary interest in such securities.

F5: Held by the SLAT 2 for the benefit of Mr. Casella. Mr. Casella is the trustee of the SLAT 2.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2026 Filed Jun 2, 2026 21:42 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 GiftClass B Common Stock 30,800 $0.00 $0.00
Disclosure

SEC source: 0001055352-26-000008 · wk-form4_1780436527.xml · nonDerivative · entry 5

CASELLA JOHN W · CIK 0001055352 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by SLAT 2

Disclosed balance after: 167,800

F3 · kind: Represents a gift of shares to the Spousal Lifetime Access Trust ("SLAT 2") for the benefit of Mr. Casella. Mr. Casella is the trustee of the SLAT 2.

F5 · ownership.nature: Held by the SLAT 2 for the benefit of Mr. Casella. Mr. Casella is the trustee of the SLAT 2.

Read SEC document
June 01, 2026 Filed Jun 2, 2026 21:42 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 GiftClass B Common Stock 30,800 $0.00 $0.00
Disclosure

SEC source: 0001055352-26-000008 · wk-form4_1780436527.xml · nonDerivative · entry 4

CASELLA JOHN W · CIK 0001055352 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 26,300

F3 · kind: Represents a gift of shares to the Spousal Lifetime Access Trust ("SLAT 2") for the benefit of Mr. Casella. Mr. Casella is the trustee of the SLAT 2.

F4 · ownership.nature: Held by Mr. Casella's spouse. Mr. Casella disclaims beneficial ownership of the securities indicated to the extent to which he does not have an actual pecuniary interest in such securities.

Read SEC document
June 01, 2026 Filed Jun 2, 2026 21:42 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 GiftClass B Common Stock 36,200 $0.00 $0.00
Disclosure

SEC source: 0001055352-26-000008 · wk-form4_1780436527.xml · nonDerivative · entry 3

CASELLA JOHN W · CIK 0001055352 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By SLAT

Disclosed balance after: 170,200

F1 · kind: Represents a gift of shares to the Spousal Lifetime Access Trust ("SLAT") for the benefit of Mr. Casella's spouse. Mr. Casella's spouse is the trustee of the SLAT.

F2 · ownership.nature: Held by the SLAT for the benefit of Mr. Casella's spouse. Mr. Casella's spouse is the trustee of the SLAT. Mr. Casella disclaims beneficial ownership of the securities indicated to the extent to which he does not have an actual pecuniary interest in such securities.

Read SEC document
June 01, 2026 Filed Jun 2, 2026 21:42 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 GiftClass B Common Stock 36,200 $0.00 $0.00
Disclosure

SEC source: 0001055352-26-000008 · wk-form4_1780436527.xml · nonDerivative · entry 2

CASELLA JOHN W · CIK 0001055352 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,800

F1 · kind: Represents a gift of shares to the Spousal Lifetime Access Trust ("SLAT") for the benefit of Mr. Casella's spouse. Mr. Casella's spouse is the trustee of the SLAT.

Read SEC document
March 16, 2026 Filed Mar 16, 2026 20:54 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 1,744 $87.77 $153,070.88
Disclosure

SEC source: 0001055352-26-000006 · wk-form4_1773694490.xml · nonDerivative · entry 3

CASELLA JOHN W · CIK 0001055352 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,795

F2 · kind: Represents the sale of shares of Class A Common Stock pursuant to a "sell-to-cover" transaction in order to satisfy tax withholding obligations in connection with the vesting of RSUs previously granted to the reporting person. This sale was effected pursuant to an automatic sell-to-cover instruction adopted by the reporting person on August 22, 2023 and does not represent a discretionary sale by the reporting person.

F3 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $87.77 to $87.85. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

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March 12, 2026 Filed Mar 16, 2026 20:54 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 963 $90.06 $86,727.78
Disclosure

SEC source: 0001055352-26-000006 · wk-form4_1773694490.xml · nonDerivative · entry 2

CASELLA JOHN W · CIK 0001055352 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,539

F2 · kind: Represents the sale of shares of Class A Common Stock pursuant to a "sell-to-cover" transaction in order to satisfy tax withholding obligations in connection with the vesting of RSUs previously granted to the reporting person. This sale was effected pursuant to an automatic sell-to-cover instruction adopted by the reporting person on August 22, 2023 and does not represent a discretionary sale by the reporting person.

Read SEC document
March 12, 2026 Filed Mar 16, 2026 20:54 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 GrantClass A Common Stock 5,513 $0.00 $0.00
Disclosure

SEC source: 0001055352-26-000006 · wk-form4_1773694490.xml · nonDerivative · entry 1

CASELLA JOHN W · CIK 0001055352 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 33,502

F1 · kind: Represents the award of Restricted Stock Units (RSUs) under the Casella Waste Systems, Inc. Amended and Restated 2016 Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. RSUs vest in three equal annual installments beginning on March 12, 2027.

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February 27, 2026 Filed Mar 2, 2026 21:42 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 6,726 $93.10 $626,190.60
Disclosure

SEC source: 0001055352-26-000002 · wk-form4_1772487725.xml · nonDerivative · entry 2

CASELLA JOHN W · CIK 0001055352 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,989

F2 · kind: Represents the sale of shares of Class A Common Stock pursuant to a "sell-to-cover" transaction in order to satisfy tax withholding obligations in connection with the vesting of PSUs previously granted to the reporting person on March 10, 2023. This sale was effected pursuant to an automatic sell-to-cover instruction adopted by the reporting person on August 22, 2023 and does not represent a discretionary sale by the reporting person.

F3 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $93.00 to $93.68. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

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February 26, 2026 Filed Mar 2, 2026 21:42 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 GrantClass A Common Stock 23,299 $0.00 $0.00
Disclosure

SEC source: 0001055352-26-000002 · wk-form4_1772487725.xml · nonDerivative · entry 1

CASELLA JOHN W · CIK 0001055352 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,715

F1 · shares: Represents shares of Class A Common Stock acquired by the reporting person upon the vesting of performance-based stock units (PSUs) granted to the reporting person on March 10, 2023, as a result of the level of achievement by Casella Waste Systems, Inc. of certain performance objectives during the period running from January 1, 2025 through December 31, 2025, and a multiplier based on relative total shareholder return for the period running from January 1, 2023 to December 31, 2025, as certified by the issuer's compensation and human capital committee on February 26, 2026.

Read SEC document
May 08, 2025 Filed May 9, 2025 20:00 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 18,093 $119.87 $2,168,807.91
Disclosure

SEC source: 0000911177-25-000086 · wk-form4_1746820807.xml · nonDerivative · entry 1

CASELLA JOHN W · CIK 0001055352 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,416

F1 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $119.44 to $120.41. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 13, 2025 Filed Mar 14, 2025 20:16 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 865 $104.23 $90,158.95
Disclosure

SEC source: 0000911177-25-000070 · wk-form4_1741983358.xml · nonDerivative · entry 4

CASELLA JOHN W · CIK 0001055352 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 29,509

F2 · kind: Represents the sale of shares of Class A Common Stock pursuant to a "sell-to-cover" transaction in order to satisfy tax withholding obligations in connection with the vesting of RSUs previously granted to the reporting person. This sale was effected pursuant to an automatic sell-to-cover instruction adopted by the reporting person on August 22, 2023 and does not represent a discretionary sale by the reporting person.

Read SEC document
March 12, 2025 Filed Mar 14, 2025 20:16 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 752 $106.38 $79,997.76
Disclosure

SEC source: 0000911177-25-000070 · wk-form4_1741983358.xml · nonDerivative · entry 3

CASELLA JOHN W · CIK 0001055352 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,374

F3 · kind: Represents the sale of shares of Class A Common Stock pursuant to a "sell-to-cover" transaction in order to satisfy tax withholding obligations in connection with the vesting of RSUs previously granted to the reporting person. This sale was effected pursuant to an automatic sell-to-cover instruction adopted by the reporting person on May 12, 2022 and does not represent a discretionary sale by the reporting person.

Read SEC document
March 12, 2025 Filed Mar 14, 2025 20:16 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 1,076 $107.94 $116,143.44
Disclosure

SEC source: 0000911177-25-000070 · wk-form4_1741983358.xml · nonDerivative · entry 2

CASELLA JOHN W · CIK 0001055352 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 31,126

F2 · kind: Represents the sale of shares of Class A Common Stock pursuant to a "sell-to-cover" transaction in order to satisfy tax withholding obligations in connection with the vesting of RSUs previously granted to the reporting person. This sale was effected pursuant to an automatic sell-to-cover instruction adopted by the reporting person on August 22, 2023 and does not represent a discretionary sale by the reporting person.

Read SEC document
March 12, 2025 Filed Mar 14, 2025 20:16 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 GrantClass A Common Stock 5,944 $0.00 $0.00
Disclosure

SEC source: 0000911177-25-000070 · wk-form4_1741983358.xml · nonDerivative · entry 1

CASELLA JOHN W · CIK 0001055352 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,202

F1 · kind: Represents the award of Restricted Stock Units (RSUs) under the Casella Waste Systems, Inc. Amended and Restated 2016 Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. RSUs vest in three equal annual installments beginning on March 12, 2026.

Read SEC document
March 03, 2025 Filed Mar 3, 2025 21:28 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 13,577 $113.88 $1,546,148.76
Disclosure

SEC source: 0000911177-25-000039 · wk-form4_1741037274.xml · nonDerivative · entry 2

CASELLA JOHN W · CIK 0001055352 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,258

F2 · kind: Represents the sale of shares of Class A Common Stock pursuant to a "sell-to-cover" transaction in order to satisfy tax withholding obligations in connection with the vesting of PSUs previously granted to the reporting person on March 11, 2022. This sale was effected pursuant to an automatic sell-to-cover instruction adopted by the reporting person on May 12, 2022 and does not represent a discretionary sale by the reporting person.

F3 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $113.38 to $114.27. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
February 27, 2025 Filed Mar 3, 2025 21:28 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 GrantClass A Common Stock 29,106 $0.00 $0.00
Disclosure

SEC source: 0000911177-25-000039 · wk-form4_1741037274.xml · nonDerivative · entry 1

CASELLA JOHN W · CIK 0001055352 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,835

F1 · shares: Represents shares of Class A Common Stock acquired by the reporting person upon the vesting of performance-based stock units (PSUs) granted to the reporting person on March 11, 2022, as a result of the level of achievement by the issuer of certain performance objectives during the period running from January 1, 2024 through December 31, 2024, and a multiplier based on relative total shareholder return for the period running from January 1, 2022 to December 31, 2024, as certified by the issuer's compensation and human capital committee on February 27, 2025.

Read SEC document
November 15, 2024 Filed Nov 18, 2024 21:39 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 2,797 $107.15 $299,698.55
Disclosure

SEC source: 0000911177-24-000108 · wk-form4_1731965966.xml · nonDerivative · entry 4

CASELLA JOHN W · CIK 0001055352 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,729

F3 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $107.00 to $107.25. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
November 15, 2024 Filed Nov 18, 2024 21:39 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 24,892 $106.32 $2,646,517.44
Disclosure

SEC source: 0000911177-24-000108 · wk-form4_1731965966.xml · nonDerivative · entry 3

CASELLA JOHN W · CIK 0001055352 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,526

F2 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $106.00 to $106.85. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
November 14, 2024 Filed Nov 18, 2024 21:39 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 27,940 $0.00 Strike: $12.48 $0.00
Disclosure

SEC source: 0000911177-24-000108 · wk-form4_1731965966.xml · derivative · entry 10

CASELLA JOHN W · CIK 0001055352 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 27,940 shares

Expires 2026-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option vested on February 20, 2019.

Read SEC document
November 14, 2024 Filed Nov 18, 2024 21:39 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 251 $108.84 $27,318.84
Disclosure

SEC source: 0000911177-24-000108 · wk-form4_1731965966.xml · nonDerivative · entry 2

CASELLA JOHN W · CIK 0001055352 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,418

F1 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $108.50 to $108.837. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
November 14, 2024 Filed Nov 18, 2024 21:39 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 Exercise / conversionClass A Common Stock 27,940 $12.48 $348,691.20
Disclosure

SEC source: 0000911177-24-000108 · wk-form4_1731965966.xml · nonDerivative · entry 1

CASELLA JOHN W · CIK 0001055352 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2024 Filed Nov 6, 2024 21:13 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 20,810 $100.88 $2,099,312.80
Disclosure

SEC source: 0000911177-24-000096 · wk-form4_1730927593.xml · nonDerivative · entry 2

CASELLA JOHN W · CIK 0001055352 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,729

F2 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $100.44 to $101.37. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
November 05, 2024 Filed Nov 6, 2024 21:13 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 2,699 $100.13 $270,250.87
Disclosure

SEC source: 0000911177-24-000096 · wk-form4_1730927593.xml · nonDerivative · entry 1

CASELLA JOHN W · CIK 0001055352 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,539

F1 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $99.44 to $100.40. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 14, 2024 Filed Mar 14, 2024 20:17 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 951 $94.15 $89,536.65
Disclosure

SEC source: 0000911177-24-000043 · wk-form4_1710447411.xml · nonDerivative · entry 3

CASELLA JOHN W · CIK 0001055352 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 34,238

F4 · kind: Represents the sale of shares of Class A Common Stock pursuant to a "sell-to-cover" transaction in order to satisfy tax withholding obligations in connection with the vesting of RSUs previously granted to the reporting person. This sale was effected pursuant to an automatic sell-to-cover instruction adopted by the reporting person on August 23, 2021 and does not represent a discretionary sale by the reporting person.

F5 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $93.79 to $94.17. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 13, 2024 Filed Mar 14, 2024 20:17 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 1,673 $94.13 $157,479.49
Disclosure

SEC source: 0000911177-24-000043 · wk-form4_1710447411.xml · nonDerivative · entry 2

CASELLA JOHN W · CIK 0001055352 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 35,189

F2 · kind: Represents the sale of shares of Class A Common Stock pursuant to a "sell-to-cover" transaction in order to satisfy tax withholding obligations in connection with the vesting of RSUs previously granted to the reporting person. This sale was effected pursuant to an automatic sell-to-cover instruction adopted by the reporting person on May 12, 2022 and August 22, 2023 and does not represent a discretionary sale by the reporting person.

F3 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $94.09 to $94.33. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 20:17 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 GrantClass A Common Stock 5,060 $0.00 $0.00
Disclosure

SEC source: 0000911177-24-000043 · wk-form4_1710447411.xml · nonDerivative · entry 1

CASELLA JOHN W · CIK 0001055352 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 36,862

F1 · kind: Represents the award of Restricted Stock Units (RSUs) under the Casella Waste Systems, Inc. 2016 Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. RSUs vest in three equal annual installments beginning on March 12, 2025.

Read SEC document
February 28, 2024 Filed Feb 29, 2024 21:35 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 20,300 $90.27 $1,832,481.00
Disclosure

SEC source: 0000911177-24-000023 · wk-form4_1709242503.xml · nonDerivative · entry 2

CASELLA JOHN W · CIK 0001055352 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,802

F2 · kind: Represents the sale of shares of Class A Common Stock pursuant to a "sell-to-cover" transaction in order to satisfy tax withholding obligations in connection with the vesting of PSUs previously granted to the reporting person on March 12, 2021. This sale was effected pursuant to an automatic sell-to-cover instruction adopted by the reporting person on August 23, 2021 and does not represent a discretionary sale by the reporting person.

F3 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $90.09 to $90.88. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
February 27, 2024 Filed Feb 29, 2024 21:35 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 GrantClass A Common Stock 40,803 $0.00 $0.00
Disclosure

SEC source: 0000911177-24-000023 · wk-form4_1709242503.xml · nonDerivative · entry 1

CASELLA JOHN W · CIK 0001055352 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,102

F1 · shares: Represents shares of Class A Common Stock acquired by the reporting person upon the vesting of performance-based stock units (PSUs) granted to the reporting person on March 12, 2021, as a result of the level of achievement by the issuer of certain performance objectives during the period running from January 1, 2023 through December 31, 2023, and a multiplier based on relative total shareholder return for the period running from January 1, 2021 to December 31, 2023, as certified by the issuer's compensation and human capital committee on February 27, 2024.

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August 03, 2023 Filed Aug 4, 2023 20:06 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 724 $0.00 Strike: $5.54 $0.00
Disclosure

SEC source: 0000911177-23-000105 · wk-form4_1691179574.xml · derivative · entry 9

CASELLA JOHN W · CIK 0001055352 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 724 shares

Expires 2023-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vested in three equal installments on December 13, 2014, 2015, 2016.

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August 03, 2023 Filed Aug 4, 2023 20:06 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 724 $80.69 $58,419.56
Disclosure

SEC source: 0000911177-23-000105 · wk-form4_1691179574.xml · nonDerivative · entry 3

CASELLA JOHN W · CIK 0001055352 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,299

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August 03, 2023 Filed Aug 4, 2023 20:06 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 Exercise / conversionClass A Common Stock 724 $5.54 $4,010.96
Disclosure

SEC source: 0000911177-23-000105 · wk-form4_1691179574.xml · nonDerivative · entry 2

CASELLA JOHN W · CIK 0001055352 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,023

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 02, 2023 Filed Aug 4, 2023 20:06 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 35,732 $81.41 $2,908,942.12
Disclosure

SEC source: 0000911177-23-000105 · wk-form4_1691179574.xml · nonDerivative · entry 1

CASELLA JOHN W · CIK 0001055352 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,299

F1 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $81.35 to $81.54. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

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March 15, 2023 Filed Mar 16, 2023 20:25 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 3,216 $82.23 $264,451.68
Disclosure

SEC source: 0000911177-23-000045 · wf-form4_167899829511553.xml · nonDerivative · entry 1

CASELLA JOHN W · CIK 0001055352 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,031

F1 · kind: Represents shares of Class A Common Stock automatically sold by the reporting person to satisfy tax withholding obligations in connection with the vesting of RSUs granted to the reporting person on March 12, 2020, March 12, 2021, and March 11, 2022. The automatic sale of the reporting person's shares of Class A Common Stock is provided for in a Restricted Stock Unit agreement constituting a "sell-to-cover transaction" intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Securities Exchange Act of 1934 and the sale does not represent a discretionary trade by the reporting person.

F2 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $82.10 to $82.48. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

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March 10, 2023 Filed Mar 14, 2023 21:49 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 GrantClass A Common Stock 6,298 $0.00 $0.00
Disclosure

SEC source: 0000911177-23-000030 · wf-form4_167883053552865.xml · nonDerivative · entry 1

CASELLA JOHN W · CIK 0001055352 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,247

F1 · kind: Represents the award of Restricted Stock Units (RSUs) under the Casella Waste Systems, Inc. 2016 Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. RSUs vest in three equal annual installments beginning on March 10, 2024.

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February 23, 2023 Filed Feb 24, 2023 21:11 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 10,528 $76.22 $802,444.16
Disclosure

SEC source: 0000911177-23-000022 · wf-form4_167727307213922.xml · nonDerivative · entry 3

CASELLA JOHN W · CIK 0001055352 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,949

F2 · kind: Represents shares of Class A Common Stock automatically sold by the reporting person to satisfy tax withholding obligations in connection with the vesting of PSUs granted to the reporting person on March 12, 2020. The automatic sale of the reporting person's shares of Class A Common Stock is provided for in a performance-based stock unit agreement constituting a "sell-to-cover transaction" intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Securities Exchange Act of 1934 and the sale does not represent a discretionary trade by the reporting person.

F4 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $75.89 to $76.86. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

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February 23, 2023 Filed Feb 24, 2023 21:11 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 23,438 $75.39 $1,766,990.82
Disclosure

SEC source: 0000911177-23-000022 · wf-form4_167727307213922.xml · nonDerivative · entry 2

CASELLA JOHN W · CIK 0001055352 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,477

F2 · kind: Represents shares of Class A Common Stock automatically sold by the reporting person to satisfy tax withholding obligations in connection with the vesting of PSUs granted to the reporting person on March 12, 2020. The automatic sale of the reporting person's shares of Class A Common Stock is provided for in a performance-based stock unit agreement constituting a "sell-to-cover transaction" intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Securities Exchange Act of 1934 and the sale does not represent a discretionary trade by the reporting person.

F3 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $74.89 to $75.88. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

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February 22, 2023 Filed Feb 24, 2023 21:11 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 GrantClass A Common Stock 66,314 $0.00 $0.00
Disclosure

SEC source: 0000911177-23-000022 · wf-form4_167727307213922.xml · nonDerivative · entry 1

CASELLA JOHN W · CIK 0001055352 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,915

F1 · shares: Represents shares of Class A Common Stock acquired by the reporting person upon the vesting of performance-based stock units (PSUs) granted to the reporting person on March 12, 2020, as a result of the level of achievement by Casella Waste Systems, Inc. of certain performance objectives during the period running from January 1, 2022 through December 31, 2022, and a multiplier based on relative total shareholder return for the period running from January 1, 2020 to December 31, 2022.

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December 02, 2022 Filed Jan 23, 2023 21:17 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 GiftClass B Common Stock 137,000 $0.00 $0.00
Disclosure

SEC source: 0000911177-23-000004 · wf-form5_167450862778501.xml · nonDerivative · entry 5

CASELLA JOHN W · CIK 0001055352 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · by SLAT 2

Disclosed balance after: 137,000

F2 · shares: Represents a gift of shares by Mr. Casella's spouse to a Spousal Lifetime Access Trust for the benefit of Mr. Casella ("SLAT 2"). Mr. Casella is the trustee of the SLAT 2.

F4 · ownership.nature: Held by the SLAT 2 for the benefit of Mr. Casella. Mr. Casella is the trustee of the SLAT 2.

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December 02, 2022 Filed Jan 23, 2023 21:17 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 GiftClass B Common Stock 137,000 $0.00 $0.00
Disclosure

SEC source: 0000911177-23-000004 · wf-form5_167450862778501.xml · nonDerivative · entry 4

CASELLA JOHN W · CIK 0001055352 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 57,100

F2 · shares: Represents a gift of shares by Mr. Casella's spouse to a Spousal Lifetime Access Trust for the benefit of Mr. Casella ("SLAT 2"). Mr. Casella is the trustee of the SLAT 2.

F3 · balance_after: Amount shown reflects an adjustment to correct an inadvertent administrative error that omitted 100 shares of the issuer's Class B Common Stock from columns 4 and 5 of Table I in the Form 4 filed by Mr. Casella on November 15, 2022 ("Previous Form 4"). Table I, column 4 of the Previous Form 4 correctly reported Mr. Casella's disposition of 194,100 shares of Class B Common Stock to his spouse as a gift, but the corresponding acquisition of such shares by Mr. Casella's spouse was inadvertently reported as 194,000 shares of Class B Common Stock in Table I, column 4 as well as in Table I, column 5 reporting indirect beneficial ownership. In both cases, the amount should have been reported as 194,100 shares of Class B Common Stock.

F1 · ownership.nature: Held by Mr. Casella's spouse. Mr. Casella disclaims beneficial ownership of the securities indicated to the extent to which he does not have an actual pecuniary interest in such securities.

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November 10, 2022 Filed Nov 15, 2022 21:27 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 5,127 $82.44 $422,669.88
Disclosure

SEC source: 0000911177-22-000075 · wf-form4_166854761749128.xml · nonDerivative · entry 2

CASELLA JOHN W · CIK 0001055352 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,601

F2 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $81.92 to $82.86. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

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November 10, 2022 Filed Nov 15, 2022 21:27 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 14,258 $81.38 $1,160,316.04
Disclosure

SEC source: 0000911177-22-000075 · wf-form4_166854761749128.xml · nonDerivative · entry 1

CASELLA JOHN W · CIK 0001055352 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,728

F1 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $80.79 to $81.77. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

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September 14, 2022 Filed Nov 15, 2022 21:27 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 GiftClass B Common Stock 134,000 $0.00 $0.00
Disclosure

SEC source: 0000911177-22-000075 · wf-form4_166854761749128.xml · nonDerivative · entry 7

CASELLA JOHN W · CIK 0001055352 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By SLAT

Disclosed balance after: 134,000

F5 · shares: Represents a gift of shares to a Spousal Lifetime Access Trust ("SLAT") for the benefit of Mr. Casella's spouse. Mr. Casella's spouse is the trustee of the SLAT.

F6 · ownership.nature: Held by the SLAT for the benefit of Mr. Casella's spouse. Mr. Casella's spouse is the trustee of the SLAT. Mr. Casella disclaims beneficial ownership of the securities indicated to the extent to which he does not have an actual pecuniary interest in such securities.

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September 14, 2022 Filed Nov 15, 2022 21:27 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 GiftClass B Common Stock 194,000 $0.00 $0.00
Disclosure

SEC source: 0000911177-22-000075 · wf-form4_166854761749128.xml · nonDerivative · entry 6

CASELLA JOHN W · CIK 0001055352 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 194,000

F4 · shares: Represents a gift of shares to Mr. Casella's spouse.

F3 · ownership.nature: Held by Mr. Casella's spouse. Mr. Casella disclaims beneficial ownership of the securities indicated to the extent to which he does not have an actual pecuniary interest in such securities.

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September 14, 2022 Filed Nov 15, 2022 21:27 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 GiftClass B Common Stock 134,000 $0.00 $0.00
Disclosure

SEC source: 0000911177-22-000075 · wf-form4_166854761749128.xml · nonDerivative · entry 5

CASELLA JOHN W · CIK 0001055352 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,000

F5 · shares: Represents a gift of shares to a Spousal Lifetime Access Trust ("SLAT") for the benefit of Mr. Casella's spouse. Mr. Casella's spouse is the trustee of the SLAT.

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September 14, 2022 Filed Nov 15, 2022 21:27 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 GiftClass B Common Stock 194,100 $0.00 $0.00
Disclosure

SEC source: 0000911177-22-000075 · wf-form4_166854761749128.xml · nonDerivative · entry 4

CASELLA JOHN W · CIK 0001055352 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

F4 · shares: Represents a gift of shares to Mr. Casella's spouse.

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March 15, 2022 Filed Mar 16, 2022 21:57 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 303 $87.99 $26,660.97
Disclosure

SEC source: 0001415889-22-003064 · form4-03162022_020323.xml · nonDerivative · entry 2

CASELLA JOHN W · CIK 0001055352 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,986

F1 · kind: Represents shares of Class A Common Stock automatically sold by the reporting person to satisfy tax withholding obligations in connection with the vesting of RSUs granted to the reporting person on March 12, 2019, March 12, 2020, and March 12, 2021. The automatic sale of the reporting person's shares of Class A Common Stock is provided for in a Restricted Stock Unit agreement constituting a "binding contract" consistent with the affirmative defense to liability under Rule 10b5-1 and the sale does not represent a discretionary trade by the reporting person.

F3 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $87.83 to $88.20. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

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March 15, 2022 Filed Mar 16, 2022 21:57 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 2,571 $87.35 $224,576.85
Disclosure

SEC source: 0001415889-22-003064 · form4-03162022_020323.xml · nonDerivative · entry 1

CASELLA JOHN W · CIK 0001055352 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,289

F1 · kind: Represents shares of Class A Common Stock automatically sold by the reporting person to satisfy tax withholding obligations in connection with the vesting of RSUs granted to the reporting person on March 12, 2019, March 12, 2020, and March 12, 2021. The automatic sale of the reporting person's shares of Class A Common Stock is provided for in a Restricted Stock Unit agreement constituting a "binding contract" consistent with the affirmative defense to liability under Rule 10b5-1 and the sale does not represent a discretionary trade by the reporting person.

F2 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $86.83 to $87.80. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

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March 14, 2022 Filed Mar 15, 2022 22:29 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 16,044 $90.42 $1,450,698.48
Disclosure

SEC source: 0001415889-22-002982 · form4-03152022_030301.xml · nonDerivative · entry 2

CASELLA JOHN W · CIK 0001055352 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,860

F2 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $90.00 to $90.66. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

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March 11, 2022 Filed Mar 15, 2022 22:29 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 GrantClass A Common Stock 4,410 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-002982 · form4-03152022_030301.xml · nonDerivative · entry 1

CASELLA JOHN W · CIK 0001055352 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,904

F1 · kind: Represents the award of Restricted Stock Units (RSUs) under the Casella Waste Systems, Inc. 2016 Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. RSUs vest in three equal installments beginning on March 11, 2023.

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February 24, 2022 Filed Feb 25, 2022 01:07 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 1,594 $71.08 $113,301.52
Disclosure

SEC source: 0001179110-22-001644 · edgar.xml · nonDerivative · entry 3

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,946

F2 · kind: Represents shares of Class A Common Stock automatically sold by the reporting person to satisfy tax withholding obligations in connection with the vesting of PSUs granted to the reporting person on April 1, 2019. The automatic sale of the reporting person's shares of Class A Common Stock is provided for in a performance-based stock unit agreement constituting a "binding contract" consistent with the affirmative defense to liability under Rule 10b5-1 and the sale does not represent a discretionary trade by the reporting person.

F4 · price: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $71.00 to $71.39, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.