Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CASELLA WASTE SYSTEMS INCCWST · Entity 1841 | Director | June 02, 2021 | June 03, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CASELLA WASTE SYSTEMS INC
Report date June 02, 2021 · Filed June 03, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 42,006 |
Reported balance
After 2021-06-02 transaction · row 1
1 source rowRow 1 · 2021-06-02 · Grant · Acquired 1,802 · Balance 42,006 F2: Represents the award of restricted stock units (RSUs) under the Casella Waste Systems, Inc. 2016 Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. The RSUs will vest in full on June 2, 2022. |
| Class A Common StockSEC Table I · non-derivative | IndirectSEE FOOTNOTE | 39,789 |
Reported balance
Holding disclosure · report date 2021-06-02 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 39,789 F1: Held by the James F. Callahan, Jr. 1998 Trust, of which the Reporting Person is co-trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: Held by the James F. Callahan, Jr. 1998 Trust, of which the Reporting Person is co-trustee.
F2: Represents the award of restricted stock units (RSUs) under the Casella Waste Systems, Inc. 2016 Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. The RSUs will vest in full on June 2, 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 02, 2021 Filed Jun 3, 2021 15:31 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | GrantClass A Common Stock | 1,802 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-006316 · edgar.xml · nonDerivative · entry 1 CALLAHAN JAMES F JR · CIK 0001225730 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,006 F2 · shares: Represents the award of restricted stock units (RSUs) under the Casella Waste Systems, Inc. 2016 Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. The RSUs will vest in full on June 2, 2022. Read SEC document |
| August 21, 2020 Filed Aug 24, 2020 15:09 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | SaleClass A Common Stock | 10,000 | $55.52 | $555,200.00 |
DisclosureSEC source: 0001179110-20-009242 · edgar.xml · nonDerivative · entry 2 CALLAHAN JAMES F JR · CIK 0001225730 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · SEE FOOTNOTE Disclosed balance after: 39,789 F2 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $55.15 to $56.06. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Held by the James F. Callahan, Jr. 1998 Trust, of which the Reporting Person is co-trustee. Read SEC document |
| June 02, 2020 Filed Jun 4, 2020 20:00 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | GrantClass A Common Stock | 1,921 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-006976 · edgar.xml · nonDerivative · entry 1 CALLAHAN JAMES F JR · CIK 0001225730 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,204 F2 · shares: Represents the award of restricted stock units (RSUs) under the Casella Waste Systems, Inc. 2016 Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. The RSUs will vest in full on June 2, 2021. Read SEC document |
| May 18, 2020 Filed May 19, 2020 20:50 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | SaleClass A Common Stock | 10,000 | $49.01 | $490,100.00 |
DisclosureSEC source: 0001179110-20-006313 · edgar.xml · nonDerivative · entry 1 CALLAHAN JAMES F JR · CIK 0001225730 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,283 F1 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $49.00 to $49.07. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| November 06, 2019 Filed Nov 7, 2019 14:54 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | SaleClass A Common Stock | 10,000 | $42.01 | $420,120.00 |
DisclosureSEC source: 0001179110-19-011513 · edgar.xml · nonDerivative · entry 1 CALLAHAN JAMES F JR · CIK 0001225730 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,283 F1 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $42.00 to $42.15. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| August 12, 2019 Filed Aug 14, 2019 20:35 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | SaleClass A Common Stock | 10,000 | $45.41 | $454,054.00 |
DisclosureSEC source: 0001179110-19-009514 · edgar.xml · nonDerivative · entry 1 CALLAHAN JAMES F JR · CIK 0001225730 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,283 Read SEC document |
| June 04, 2019 Filed Jun 5, 2019 20:45 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | GrantClass A Common Stock | 2,547 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-007205 · edgar.xml · nonDerivative · entry 1 CALLAHAN JAMES F JR · CIK 0001225730 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,283 F2 · shares: Represents the award of restricted stock units (RSUs) under the Casella Waste Systems, Inc. 2016 Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. The RSUs will vest in full on June 4, 2020. Read SEC document |
| May 23, 2019 Filed May 24, 2019 18:06 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | SaleClass A Common Stock | 5,000 | $38.51 | $192,550.00 |
DisclosureSEC source: 0001179110-19-006645 · edgar.xml · nonDerivative · entry 2 CALLAHAN JAMES F JR · CIK 0001225730 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · SEE FOOTNOTE Disclosed balance after: 49,789 F1 · ownership.nature: Held by the James F. Callahan, Jr. 1998 Trust, of which the Reporting Person is co-trustee. Read SEC document |
| May 23, 2019 Filed May 24, 2019 18:06 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | SaleClass A Common Stock | 5,000 | $38.53 | $192,625.00 |
DisclosureSEC source: 0001179110-19-006645 · edgar.xml · nonDerivative · entry 1 CALLAHAN JAMES F JR · CIK 0001225730 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,736 Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 20:25 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | SaleClass A Common Stock | 10,000 | $34.50 | $344,990.00 |
DisclosureSEC source: 0001179110-19-003856 · edgar.xml · nonDerivative · entry 1 CALLAHAN JAMES F JR · CIK 0001225730 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,736 F2 · price: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $33.95 to $34.65, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| March 12, 2019 Filed Mar 28, 2019 19:59 UTC Amendment | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | SaleClass A Common Stock | 10,000 | $34.50 | $344,990.00 |
DisclosureSEC source: 0001179110-19-004348 · edgar.xml · nonDerivative · entry 2 CALLAHAN JAMES F JR · CIK 0001225730 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · SEE FOOTNOTE Disclosed balance after: 54,789 F3 · kind: This amendment is being filed to correct the transaction reported in the Reporting Person's Form 4 filed on March 14, 2019 (the "Original Form 4"). The Original Form 4 reported the transaction on the sale of 10,000 shares of the issuer's Class A Common Stock from the Reporting Person's direct beneficial holdings. That sale should have been reported as a sale of 10,000 shares of the issuer's Class A Common Stock by the James F. Callahan, Jr., 1998 Trust. F2 · price: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $33.95 to $34.65, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Held by the James F. Callahan, Jr. 1998 Trust, of which the Reporting Person is co-trustee. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 19:57 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | SaleClass A Common Stock | 10,000 | $27.99 | $279,900.00 |
DisclosureSEC source: 0001179110-18-010762 · edgar.xml · nonDerivative · entry 1 CALLAHAN JAMES F JR · CIK 0001225730 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,736 F2 · price: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $27.92 to $28.07, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 20:15 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | GrantClass A Common Stock | 2,724 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-007924 · edgar.xml · nonDerivative · entry 1 CALLAHAN JAMES F JR · CIK 0001225730 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,736 F2 · shares: Represents the award of restricted stock units (RSUs) under the Casella Waste Systems, Inc. 2016 Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. The RSUs will vest in full on June 1, 2019. Read SEC document |
| December 13, 2017 Filed Dec 14, 2017 21:14 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | SaleClass A Common Stock | 15,000 | $21.00 | $315,000.00 |
DisclosureSEC source: 0001179110-17-015365 · edgar.xml · nonDerivative · entry 1 CALLAHAN JAMES F JR · CIK 0001225730 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,102 Read SEC document |
| December 13, 2017 Filed Apr 2, 2018 21:16 UTC Amendment | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | SaleClass A Common Stock | 15,000 | $21.00 | $315,000.00 |
DisclosureSEC source: 0001179110-18-005074 · edgar.xml · nonDerivative · entry 1 CALLAHAN JAMES F JR · CIK 0001225730 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,012 F2 · balance_after: This amendment is being filed solely to correct the number of shares of Class A Common Stock directly beneficially owned. The Form 4 filed by the Reporting Person on December 14, 2017 (the "Original Form 4") incorrectly stated the number of shares of Class A Common Stock directly beneficially owned in Table I, column 5. The number of shares of Class A Common Stock directly beneficially owned as shown in Table I, column 5 of this amendment represents the correct number of shares of Class A common stock directly beneficially owned by the Reporting Person following the transaction previously reported in the Original Form 4. Read SEC document |
| June 06, 2017 Filed Jun 7, 2017 20:24 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | GrantClass A Common Stock | 4,421 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-008694 · edgar.xml · nonDerivative · entry 1 CALLAHAN JAMES F JR · CIK 0001225730 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,012 F2 · shares: Represents the award of restricted stock units (RSUs) under the Casella Waste Systems, Inc. 2016 Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. The RSUs will vest in full on June 6, 2018. Read SEC document |
| March 16, 2017 Filed Mar 17, 2017 20:45 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | SaleClass A Common Stock | 7,500 | $12.62 | $94,650.00 |
DisclosureSEC source: 0001179110-17-004828 · edgar.xml · nonDerivative · entry 1 CALLAHAN JAMES F JR · CIK 0001225730 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,091 F2 · price: Represents the weighted average sales price for shares sold at prices ranging from $12.52 to $12.69, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a securities holder of such issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| March 16, 2017 Filed Mar 23, 2017 17:12 UTC Amendment | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | SaleClass A Common Stock | 7,500 | $12.62 | $94,650.00 |
DisclosureSEC source: 0001179110-17-005103 · edgar.xml · nonDerivative · entry 1 CALLAHAN JAMES F JR · CIK 0001225730 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · SEE FOOTNOTE Disclosed balance after: 64,789 F2 · price: Represents the weighted average sales price for shares sold at prices ranging from $12.52 to $12.69, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a securities holder of such issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F3 · balance_after: The Form 4 filed on March 17, 2017, by the Reporting Person incorrectly reported that the 7,500 shares sold were owned directly by the Reporting Person. This Form 4 amendment is being filed to report that the shares sold were owned indirectly by the Reporting Person. F1 · ownership.nature: Held by the James F. Callahan, Jr. 1998 Trust, of which the Reporting Person is co-trustee. Read SEC document |
| November 17, 2016 Filed Nov 18, 2016 21:47 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | GrantClass A Common Stock | 4,006 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-031860 · edgar.xml · nonDerivative · entry 1 CALLAHAN JAMES F JR · CIK 0001225730 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,591 F2 · shares: This restricted stock award will vest in three equal annual installments beginning on the first anniversary of the date of grant. F3 · balance_after: Total excludes 44,332 shares that were previously reported as directly owned by the Reporting Person, but were transferred in August 2016 to the James F. Callahan, Jr. 1998 Trust, of which the Reporting Person is a co-trustee. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.