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Nasdaq · USD

CWCO

Consolidated Water Co. Ltd.

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Tapewire entity
5519
SEC CIK
0000928340
Parsed reports
253

Last 12 months

Inside the activity.

3 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202514
Dec 202502
Jan 202600
Feb 202600
Mar 202620
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2020 Filed Dec 16, 2020 22:00 UTC GrantCommon Stock 2,148 $16.25 $34,905.00
Disclosure

SEC source: 0001415889-20-002938 · form4-12162020_051202.xml · nonDerivative · entry 1

Beidler-D'Aguilar Linda · CIK 0001760128 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,341

F1 · shares: Shares granted under the Company's non-executive directors share grant plan. The number of shares issued is calculated by dividing the accumulated share attendance fees by the prevailing market price on October 1st of the preceding year.

F1 · price: Shares granted under the Company's non-executive directors share grant plan. The number of shares issued is calculated by dividing the accumulated share attendance fees by the prevailing market price on October 1st of the preceding year.

Read SEC document
August 24, 2020 Filed Aug 26, 2020 20:30 UTC SaleCOMMON STOCK 2,657 $12.14 $32,255.98
Disclosure

SEC source: 0001104659-20-098697 · tm2029326-1_4.xml · nonDerivative · entry 1

PERGANDE WILMER F. · CIK 0001566368 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,606

F1 · shares: This transaction was executed in multiple trades at prices ranging from $12.13 to $12.16. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

F1 · price: This transaction was executed in multiple trades at prices ranging from $12.13 to $12.16. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

F3 · balance_after: Includes 458 shares acquired under the Company's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings.

Read SEC document
July 15, 2020 Filed Sep 10, 2020 20:25 UTC
Redding ToddVP OF PURCHASING AND LOGISTICS
GrantREDEEMABLE PREFERRED STOCK · Derivative 165 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-20-103958 · tm2030548d1_form4.xml · derivative · entry 2

Redding Todd · CIK 0001802846 · VP OF PURCHASING AND LOGISTICS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,864

Underlying: Common Stock · 165 shares

Expires 2024-07-01

F1 · security: These shares have been granted under the Issuer's Employee Share Incentive Plan and carry the same voting and dividend rights as the Issuer's Common Stock. Redeemable Preferred Stock vests ratably over four years and converts into Common Stock on a share for share basis on the fourth anniversary of the grant date. The "Date Exercisable" and "Expiration Date" reflect the grant date and the date on which the shares will convert into Common Stock, respectively. Redeemable Preferred Stock is only redeemable with the Issuer's agreement.

Read SEC document
July 15, 2020 Filed Sep 10, 2020 20:25 UTC
Redding ToddVP OF PURCHASING AND LOGISTICS
PurchaseREDEEMABLE PREFERRED STOCK · Derivative 165 $12.17 Strike: $0.00 $2,008.05
Disclosure

SEC source: 0001104659-20-103958 · tm2030548d1_form4.xml · derivative · entry 1

Redding Todd · CIK 0001802846 · VP OF PURCHASING AND LOGISTICS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,799

Underlying: Common Stock · 165 shares

Expires 2024-07-01

F1 · security: These shares have been granted under the Issuer's Employee Share Incentive Plan and carry the same voting and dividend rights as the Issuer's Common Stock. Redeemable Preferred Stock vests ratably over four years and converts into Common Stock on a share for share basis on the fourth anniversary of the grant date. The "Date Exercisable" and "Expiration Date" reflect the grant date and the date on which the shares will convert into Common Stock, respectively. Redeemable Preferred Stock is only redeemable with the Issuer's agreement.

Read SEC document
July 15, 2020 Filed Oct 22, 2020 20:25 UTC Amendment
Redding ToddVP OF PURCHASING AND LOGISTICS
ConversionREDEEMABLE PREFERRED STOCK · Derivative 414 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-20-117163 · tm2030548d1_4a.xml · derivative · entry 4

Redding Todd · CIK 0001802846 · VP OF PURCHASING AND LOGISTICS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,550

Underlying: Common Stock · 414 shares

Expires 2020-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: These shares have been granted under the Issuer's Employee Share Incentive Plan and carry the same voting and dividend rights as the Issuer's Common Stock. Redeemable Preferred Stock vests ratably over four years and converts into Common Stock on a share for share basis on the fourth anniversary of the grant date. The "Date Exercisable" and "Expiration Date" reflect the grant date and the date on which the shares will convert into Common Stock, respectively. Redeemable Preferred Stock is only redeemable with the Issuer's agreement.

Read SEC document
July 15, 2020 Filed Oct 22, 2020 20:25 UTC Amendment
Redding ToddVP OF PURCHASING AND LOGISTICS
GrantREDEEMABLE PREFERRED STOCK · Derivative 165 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-20-117163 · tm2030548d1_4a.xml · derivative · entry 3

Redding Todd · CIK 0001802846 · VP OF PURCHASING AND LOGISTICS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,964

Underlying: Common Stock · 165 shares

Expires 2024-07-01

F2 · security: These shares have been granted under the Issuer's Employee Share Incentive Plan and carry the same voting and dividend rights as the Issuer's Common Stock. Redeemable Preferred Stock vests ratably over four years and converts into Common Stock on a share for share basis on the fourth anniversary of the grant date. The "Date Exercisable" and "Expiration Date" reflect the grant date and the date on which the shares will convert into Common Stock, respectively. Redeemable Preferred Stock is only redeemable with the Issuer's agreement.

Read SEC document
July 15, 2020 Filed Oct 22, 2020 20:25 UTC Amendment
Redding ToddVP OF PURCHASING AND LOGISTICS
PurchaseREDEEMABLE PREFERRED STOCK · Derivative 165 $12.17 Strike: $0.00 $2,008.05
Disclosure

SEC source: 0001104659-20-117163 · tm2030548d1_4a.xml · derivative · entry 2

Redding Todd · CIK 0001802846 · VP OF PURCHASING AND LOGISTICS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,799

Underlying: Common Stock · 165 shares

Expires 2024-07-01

F2 · security: These shares have been granted under the Issuer's Employee Share Incentive Plan and carry the same voting and dividend rights as the Issuer's Common Stock. Redeemable Preferred Stock vests ratably over four years and converts into Common Stock on a share for share basis on the fourth anniversary of the grant date. The "Date Exercisable" and "Expiration Date" reflect the grant date and the date on which the shares will convert into Common Stock, respectively. Redeemable Preferred Stock is only redeemable with the Issuer's agreement.

Read SEC document
July 15, 2020 Filed Oct 22, 2020 20:25 UTC Amendment
Redding ToddVP OF PURCHASING AND LOGISTICS
ConversionCOMMON STOCK 414 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-117163 · tm2030548d1_4a.xml · nonDerivative · entry 1

Redding Todd · CIK 0001802846 · VP OF PURCHASING AND LOGISTICS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 2 shares acquired under the Company's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings.

Read SEC document
March 23, 2020 Filed Mar 24, 2020 20:15 UTC PurchaseCOMMON STOCK 3,104 $13.81 $42,869.34
Disclosure

SEC source: 0001104659-20-037763 · tm2013565d1_4.xml · nonDerivative · entry 2

Finlay Richard · CIK 0001566365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,489

F2 · price: This transaction was executed in multiple trades at prices ranging from $13.39 to $14.50. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the staff of the Commission, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 20:15 UTC PurchaseCOMMON STOCK 2,341 $14.49 $33,918.75
Disclosure

SEC source: 0001104659-20-037763 · tm2013565d1_4.xml · nonDerivative · entry 1

Finlay Richard · CIK 0001566365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,385

F1 · price: This transaction was executed in multiple trades at prices ranging from $14.10 to $14.50. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the staff of the U.S. Securities and Exchange Commission (the "Commission"), the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 19, 2020 Filed Mar 20, 2020 20:26 UTC PurchaseCOMMON STOCK 3,385 $14.77 $50,009.99
Disclosure

SEC source: 0001104659-20-036882 · tm2013179-6_4.xml · nonDerivative · entry 2

Finlay Richard · CIK 0001566365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,044

F2 · price: This transaction was executed in multiple trades at prices ranging from $14.635 to $14.78. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 228 shares acquired under the issuer's dividend reinvestment plan that have not previously been included in the reporting person's beneficial holdings.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 20:26 UTC PurchaseCOMMON STOCK 3,326 $14.97 $49,790.22
Disclosure

SEC source: 0001104659-20-036882 · tm2013179-6_4.xml · nonDerivative · entry 1

Finlay Richard · CIK 0001566365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,659

F1 · balance_after: Includes 228 shares acquired under the issuer's dividend reinvestment plan that have not previously been included in the reporting person's beneficial holdings.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 20:24 UTC
TONNER JOHNChief Commercial Officer
GrantCOMMON STOCK 6,112 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-036880 · tm2013179d5_4.xml · nonDerivative · entry 1

TONNER JOHN · CIK 0001561488 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,001

F1 · shares: These shares have been earned under the issuer's long-term incentive compensation plan and issued from the shares available for issuance under the issuer's 2008 Equity Incentive Plan.

F2 · balance_after: Includes 100 shares acquired under the issuer's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 20:23 UTC
Sasnett DavidEVP & CFO
GrantCOMMON STOCK 6,496 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-036873 · tm2013179d4_4.xml · nonDerivative · entry 1

Sasnett David · CIK 0001346535 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,057

F1 · shares: These shares have been earned under the issuer's long-term incentive compensation plan and issued from the shares available for issuance under the issuer's 2008 Equity Incentive Plan.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 20:21 UTC
MCTAGGART FREDERICK W.Director · President and CEO
GrantCOMMON STOCK 15,278 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-036869 · tm2013179d3_4.xml · nonDerivative · entry 1

MCTAGGART FREDERICK W. · CIK 0001566233 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,109

F1 · shares: These shares have been earned under the issuer's long-term incentive compensation plan and issued from the shares available for issuance under the issuer's 2008 Equity Incentive Plan.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 20:20 UTC
JERRYBANDAN RAMJEETEVP & CHIEF OPERATING OFFICER
GrantCOMMON STOCK 4,897 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-036862 · tm2013179d2_4.xml · nonDerivative · entry 1

JERRYBANDAN RAMJEET · CIK 0001566379 · EVP & CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,562

F1 · shares: These shares have been earned under the issuer's long-term incentive compensation plan and issued from the shares available for issuance under the issuer's 2008 Equity Incentive Plan.

F2 · balance_after: Includes 81 shares acquired under the issuer's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 20:19 UTC
BRODIE BRENTVP of Sales and Marketing
GrantCOMMON STOCK 3,224 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-036859 · tm2013179d1_4.xml · nonDerivative · entry 1

BRODIE BRENT · CIK 0001566524 · VP of Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,573

F1 · shares: These shares have been earned under the issuer's long-term incentive compensation plan and issued from the shares available for issuance under the issuer's 2008 Equity Incentive Plan.

F2 · balance_after: Includes 50 shares acquired under the issuer's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:15 UTC
MCTAGGART FREDERICK W.Director · President and CEO
GrantCOMMON STOCK 10,035 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-001520 · tv535432_4.xml · nonDerivative · entry 1

MCTAGGART FREDERICK W. · CIK 0001566233 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,831

F1 · shares: These shares have been earned under the issuer's long-term incentive compensation plan and issued from the shares available for issuance under the issuer's 2008 Equity Incentive Plan.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:15 UTC
TONNER JOHNChief Commercial Officer
GrantCOMMON STOCK 4,016 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-001522 · tv535434_4.xml · nonDerivative · entry 1

TONNER JOHN · CIK 0001561488 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,789

F1 · shares: These shares have been earned under the issuer's long-term incentive compensation plan and issued from the shares available for issuance under the issuer's 2008 Equity Incentive Plan.

F2 · balance_after: Includes 283 shares acquired under the issuer's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:15 UTC
BRODIE BRENTVP of Sales and Marketing
GrantCOMMON STOCK 2,138 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-001518 · tv535430_4.xml · nonDerivative · entry 1

BRODIE BRENT · CIK 0001566524 · VP of Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,299

F1 · shares: These shares have been earned under the issuer's long-term incentive compensation plan and issued from the shares available for issuance under the issuer's 2008 Equity Incentive Plan.

F2 · balance_after: Includes 139 shares acquired under the issuer's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:15 UTC
Sasnett DavidEVP & CFO
GrantCOMMON STOCK 4,409 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-001521 · tv535433_4.xml · nonDerivative · entry 1

Sasnett David · CIK 0001346535 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,561

F1 · shares: These shares have been earned under the issuer's long-term incentive compensation plan and issued from the shares available for issuance under the issuer's 2008 Equity Incentive Plan.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:15 UTC
JERRYBANDAN RAMJEETEXECUTIVE VP OF OPERATIONS
GrantCOMMON STOCK 3,681 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-001519 · tv535431_4.xml · nonDerivative · entry 1

JERRYBANDAN RAMJEET · CIK 0001566379 · EXECUTIVE VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,585

F1 · shares: These shares have been earned under the issuer's long-term incentive compensation plan and issued from the shares available for issuance under the issuer's 2008 Equity Incentive Plan.

F2 · balance_after: Includes 221 shares acquired under the issuer's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:15 UTC
MORRISON ROBERT B.VP of Procurement & Logistics
GrantCOMMON STOCK 1,296 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-001524 · tv535436_4.xml · nonDerivative · entry 1

MORRISON ROBERT B. · CIK 0001566555 · VP of Procurement & Logistics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,580

F1 · shares: These shares have been earned under the issuer's long-term incentive compensation plan and issued from the shares available for issuance under the issuer's 2008 Equity Incentive Plan.

F2 · balance_after: Includes 288 shares acquired under the issuer's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:15 UTC
Vizzini Douglas R.VP of Finance
GrantCOMMON STOCK 1,853 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-001523 · tv535435_4.xml · nonDerivative · entry 1

Vizzini Douglas R. · CIK 0001566369 · VP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,203

F1 · shares: These shares have been earned under the issuer's long-term incentive compensation plan and issued from the shares available for issuance under the issuer's 2008 Equity Incentive Plan.

F2 · balance_after: Includes 124 shares acquired under the issuer's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:15 UTC
AVERHOFF ARMANDOVP of Information Technology
GrantCOMMON STOCK 1,463 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-001517 · tv535429_4.xml · nonDerivative · entry 1

AVERHOFF ARMANDO · CIK 0001566231 · VP of Information Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,282

F1 · shares: These shares have been earned under the issuer's long-term incentive compensation plan and issued from the shares available for issuance under the issuer's 2008 Equity Incentive Plan.

Read SEC document
December 05, 2019 Filed Dec 6, 2019 21:16 UTC SaleCOMMON STOCK 10,000 $16.52 $165,200.00
Disclosure

SEC source: 0001104659-19-070603 · tm1923836-8_4.xml · nonDerivative · entry 2

Whittaker Raymond · CIK 0001566377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,065

F2 · price: This transaction was executed in multiple trades at prices ranging from $16.465 to $16.625. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

Read SEC document
December 04, 2019 Filed Dec 6, 2019 21:16 UTC GrantCOMMON STOCK 2,193 $13.73 $30,109.89
Disclosure

SEC source: 0001104659-19-070596 · tm1923836d1_form4.xml · nonDerivative · entry 1

Beidler-D'Aguilar Linda · CIK 0001760128 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,193

F1 · shares: Shares granted under the Company's non-executive directors share grant plan. The number of shares issued is calculated by dividing the accumulated share attendance fees by the prevailing market price on October 1st of the preceding year.

F1 · price: Shares granted under the Company's non-executive directors share grant plan. The number of shares issued is calculated by dividing the accumulated share attendance fees by the prevailing market price on October 1st of the preceding year.

Read SEC document
December 04, 2019 Filed Dec 6, 2019 21:16 UTC GrantCOMMON STOCK 2,913 $13.73 $39,995.49
Disclosure

SEC source: 0001104659-19-070602 · tm1923836-7_4.xml · nonDerivative · entry 1

SOKOLOW LEONARD J · CIK 0000923890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,236

F1 · shares: Shares granted under the Company's non-executive directors share grant plan. The number of shares issued is calculated by dividing the accumulated share attendance fees by the prevailing market price on October 1st of the preceding year.

F1 · price: Shares granted under the Company's non-executive directors share grant plan. The number of shares issued is calculated by dividing the accumulated share attendance fees by the prevailing market price on October 1st of the preceding year.

F2 · balance_after: Includes 6 shares acquired under the Company's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings.

Read SEC document
December 04, 2019 Filed Dec 6, 2019 21:16 UTC GrantCOMMON STOCK 2,984 $13.73 $40,970.32
Disclosure

SEC source: 0001104659-19-070601 · tm1923836-6_4.xml · nonDerivative · entry 1

PERGANDE WILMER F. · CIK 0001566368 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,805

F1 · shares: Shares granted under the Company's non-executive directors share grant plan. The number of shares issued is calculated by dividing the accumulated share attendance fees by the prevailing market price on October 1st of the preceding year.

F1 · price: Shares granted under the Company's non-executive directors share grant plan. The number of shares issued is calculated by dividing the accumulated share attendance fees by the prevailing market price on October 1st of the preceding year.

F3 · balance_after: Includes 424 shares acquired under the Company's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings.

Read SEC document
December 04, 2019 Filed Dec 6, 2019 21:16 UTC GrantCOMMON STOCK 2,722 $13.73 $37,373.06
Disclosure

SEC source: 0001104659-19-070598 · tm1923836d3_form4.xml · nonDerivative · entry 1

EBANKS CARSON K. · CIK 0001566226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,665

F1 · shares: Shares granted under the Company's non-executive directors share grant plan. The number of shares issued is calculated by dividing the accumulated share attendance fees by the prevailing market price on October 1st of the preceding year.

F1 · price: Shares granted under the Company's non-executive directors share grant plan. The number of shares issued is calculated by dividing the accumulated share attendance fees by the prevailing market price on October 1st of the preceding year.

F2 · balance_after: Includes 327 shares acquired under the Company's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings.

Read SEC document
December 04, 2019 Filed Dec 6, 2019 21:16 UTC GrantCOMMON STOCK 3,023 $13.73 $41,505.79
Disclosure

SEC source: 0001104659-19-070599 · tm1923836d4_form4.xml · nonDerivative · entry 1

Finlay Richard · CIK 0001566365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,105

F1 · shares: Shares granted under the Company's non-executive directors share grant plan. The number of shares issued is calculated by dividing the accumulated share attendance fees by the prevailing market price on October 1st of the preceding year.

F1 · price: Shares granted under the Company's non-executive directors share grant plan. The number of shares issued is calculated by dividing the accumulated share attendance fees by the prevailing market price on October 1st of the preceding year.

F2 · balance_after: Includes 1,037 shares acquired under the Company's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings.

Read SEC document
December 04, 2019 Filed Dec 6, 2019 21:16 UTC GrantCOMMON STOCK 2,973 $13.73 $40,819.29
Disclosure

SEC source: 0001104659-19-070603 · tm1923836-8_4.xml · nonDerivative · entry 1

Whittaker Raymond · CIK 0001566377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,065

F1 · shares: Shares granted under the Company's non-executive directors share grant plan. The number of shares issued is calculated by dividing the accumulated share attendance fees by the prevailing market price on October 1st of the preceding year.

F1 · price: Shares granted under the Company's non-executive directors share grant plan. The number of shares issued is calculated by dividing the accumulated share attendance fees by the prevailing market price on October 1st of the preceding year.

Read SEC document
December 04, 2019 Filed Dec 6, 2019 21:16 UTC GrantCOMMON STOCK 2,755 $13.73 $37,826.15
Disclosure

SEC source: 0001104659-19-070597 · tm1923836d2_form4.xml · nonDerivative · entry 1

BUTLER BRIAN E. · CIK 0001566523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,626

F1 · shares: Shares granted under the Company's non-executive directors share grant plan. The number of shares issued is calculated by dividing the accumulated share attendance fees by the prevailing market price on October 1st of the preceding year.

F1 · price: Shares granted under the Company's non-executive directors share grant plan. The number of shares issued is calculated by dividing the accumulated share attendance fees by the prevailing market price on October 1st of the preceding year.

Read SEC document
December 04, 2019 Filed Dec 6, 2019 21:16 UTC GrantCOMMON STOCK 2,471 $13.73 $33,926.83
Disclosure

SEC source: 0001104659-19-070600 · tm1923836-5_4.xml · nonDerivative · entry 1

FLOWERS CLARENCE B. · CIK 0001566232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,947

F1 · shares: Shares granted under the Company's non-executive directors share grant plan. The number of shares issued is calculated by dividing the accumulated share attendance fees by the prevailing market price on October 1st of the preceding year.

F1 · price: Shares granted under the Company's non-executive directors share grant plan. The number of shares issued is calculated by dividing the accumulated share attendance fees by the prevailing market price on October 1st of the preceding year.

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August 22, 2019 Filed Aug 23, 2019 21:22 UTC SaleCOMMON STOCK 4,161 $14.70 $61,166.70
Disclosure

SEC source: 0001144204-19-041559 · tv528217_4.xml · nonDerivative · entry 2

FLOWERS CLARENCE B. · CIK 0001566232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,476

F2 · price: This transaction was executed in multiple trades at prices ranging from $14.70 to $14.725. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

F1 · balance_after: Includes 300,476 shares held by an estate of which the Reporting Person is a beneficiary. The shares have not yet been transferred from the estate to the Reporting Person.

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August 21, 2019 Filed Aug 23, 2019 21:22 UTC SaleCOMMON STOCK 10,319 $14.70 $151,689.30
Disclosure

SEC source: 0001144204-19-041559 · tv528217_4.xml · nonDerivative · entry 1

FLOWERS CLARENCE B. · CIK 0001566232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,637

F1 · balance_after: Includes 300,476 shares held by an estate of which the Reporting Person is a beneficiary. The shares have not yet been transferred from the estate to the Reporting Person.

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April 16, 2019 Filed Apr 18, 2019 20:28 UTC SaleCOMMON STOCK 7,393 $12.54 $92,722.27
Disclosure

SEC source: 0001144204-19-020275 · tv519170_4.xml · nonDerivative · entry 1

FLOWERS CLARENCE B. · CIK 0001566232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,956

F1 · price: This transaction was executed in multiple trades at prices ranging from $12.50 to $12.60. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

F2 · balance_after: Includes 300,476 shares held by an estate of which the Reporting Person is a beneficiary. The shares have not yet been transferred from the estate to the Reporting Person.

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April 05, 2019 Filed Apr 8, 2019 22:05 UTC SaleCOMMON STOCK 1,183 $12.87 $15,225.21
Disclosure

SEC source: 0001144204-19-018696 · tv518447_4.xml · nonDerivative · entry 2

PERGANDE WILMER F. · CIK 0001566368 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,397

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April 04, 2019 Filed Apr 8, 2019 22:05 UTC SaleCOMMON STOCK 1,200 $12.70 $15,240.00
Disclosure

SEC source: 0001144204-19-018696 · tv518447_4.xml · nonDerivative · entry 1

PERGANDE WILMER F. · CIK 0001566368 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,580

Read SEC document
April 01, 2019 Filed Apr 2, 2019 21:41 UTC
MCTAGGART FREDERICK W.Director · President and CEO
GrantCOMMON STOCK 4,892 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-017829 · tv517820_4.xml · nonDerivative · entry 1

MCTAGGART FREDERICK W. · CIK 0001566233 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,796

F1 · shares: These shares have been earned under the issuer's long-term incentive compensation plan and issued from the shares available for issuance under the issuer's 2008 Equity Incentive Plan.

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April 01, 2019 Filed Apr 2, 2019 21:42 UTC
JERRYBANDAN RAMJEETEXECUTIVE VP OF OPERATIONS
GrantCOMMON STOCK 822 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-017834 · tv517824_4.xml · nonDerivative · entry 1

JERRYBANDAN RAMJEET · CIK 0001566379 · EXECUTIVE VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,683

F1 · shares: These shares have been earned under the issuer's long-term incentive compensation plan and issued from the shares available for issuance under the issuer's 2008 Equity Incentive Plan.

F2 · balance_after: Includes 76 shares acquired under the issuer's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings.

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April 01, 2019 Filed Apr 2, 2019 21:42 UTC
BRODIE BRENTVP of Sales and Marketing
GrantCOMMON STOCK 936 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-017832 · tv517823_4.xml · nonDerivative · entry 1

BRODIE BRENT · CIK 0001566524 · VP of Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,022

F1 · shares: These shares have been earned under the issuer's long-term incentive compensation plan and issued from the shares available for issuance under the issuer's 2008 Equity Incentive Plan.

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April 01, 2019 Filed Apr 2, 2019 21:41 UTC
TONNER JOHNChief Commercial Officer
GrantCOMMON STOCK 1,892 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-017831 · tv517822_4.xml · nonDerivative · entry 1

TONNER JOHN · CIK 0001561488 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,490

F1 · shares: These shares have been earned under the issuer's long-term incentive compensation plan and issued from the shares available for issuance under the issuer's 2008 Equity Incentive Plan.

F2 · balance_after: Includes 93 shares acquired under the issuer's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings.

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April 01, 2019 Filed Apr 2, 2019 21:41 UTC
Sasnett DavidEVP & CFO
GrantCOMMON STOCK 2,032 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-017830 · tv517821_4.xml · nonDerivative · entry 1

Sasnett David · CIK 0001346535 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,152

F1 · shares: These shares have been earned under the issuer's long-term incentive compensation plan and issued from the shares available for issuance under the issuer's 2008 Equity Incentive Plan.

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March 28, 2019 Filed Apr 1, 2019 20:15 UTC SaleCOMMON STOCK 858 $13.12 $11,259.02
Disclosure

SEC source: 0001144204-19-017436 · tv517648_form4.xml · nonDerivative · entry 1

PERGANDE WILMER F. · CIK 0001566368 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,780

F1 · price: This transaction was executed in multiple trades at prices ranging from $13.12 to $13.14. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

F2 · balance_after: Includes 126 shares acquired under the Company's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings.

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March 26, 2019 Filed Mar 28, 2019 22:27 UTC SaleCOMMON STOCK 6,603 $13.50 $89,140.50
Disclosure

SEC source: 0001144204-19-016737 · tv517468_4.xml · nonDerivative · entry 1

FLOWERS CLARENCE B. · CIK 0001566232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,873

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March 26, 2019 Filed Apr 11, 2019 20:15 UTC Amendment SaleCOMMON STOCK 6,603 $13.50 $89,140.50
Disclosure

SEC source: 0001144204-19-019291 · tv518692_4a.xml · nonDerivative · entry 1

FLOWERS CLARENCE B. · CIK 0001566232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,349

F1 · balance_after: Includes 300,476 shares held by an estate of which the Reporting Person is a beneficiary that have not previously been included in the Reporting Person's beneficial holdings. The shares have not yet been transferred from the estate to the Reporting Person.

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March 26, 2019 Filed Apr 18, 2019 20:15 UTC Amendment SaleCOMMON STOCK 6,603 $13.50 $89,143.80
Disclosure

SEC source: 0001144204-19-020266 · tv519171_form4a.xml · nonDerivative · entry 1

FLOWERS CLARENCE B. · CIK 0001566232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,349

F1 · price: This transaction was executed in multiple trades at prices ranging from $13.50 to $13.51. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

F2 · balance_after: Includes 300,476 shares held by an estate of which the Reporting Person is a beneficiary. The shares have not yet been transferred from the estate to the Reporting Person.

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January 02, 2019 Filed Jan 3, 2019 21:17 UTC
Vizzini Douglas R.VP of Finance
GrantCOMMON STOCK 1,728 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-000400 · tv509677_4.xml · nonDerivative · entry 1

Vizzini Douglas R. · CIK 0001566369 · VP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,226

F1 · shares: These shares have been earned under the issuer's long-term incentive compensation plan and issued from the shares available for issuance under the issuer's 2008 Equity Incentive Plan.

F2 · balance_after: Includes 85 shares acquired under the issuer's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings.

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January 02, 2019 Filed Jan 3, 2019 21:16 UTC
TONNER JOHNChief Commercial Officer
GrantCOMMON STOCK 3,870 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-000399 · tv509676_4.xml · nonDerivative · entry 1

TONNER JOHN · CIK 0001561488 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,505

F1 · shares: These shares have been earned under the issuer's long-term incentive compensation plan and issued from the shares available for issuance under the issuer's 2008 Equity Incentive Plan.

F2 · balance_after: Includes 191 shares acquired under the issuer's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.