Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Consolidated Water Co. Ltd.CWCO · Entity 5519 | CHIEF COMMERCIAL OFFICER | March 30, 2021 | April 01, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Consolidated Water Co. Ltd.
Report date March 30, 2021 · Filed April 01, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 44,623 |
Reported balance
After 2021-03-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-03-30 · Grant · Acquired 5,301 · Balance 44,623 F1: These shares have been earned under the issuer's long-term incentive compensation plan and issued from the shares available for issuance under the issuer's 2008 Equity Incentive Plan. F2: Includes 205 shares acquired under the Company's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares have been earned under the issuer's long-term incentive compensation plan and issued from the shares available for issuance under the issuer's 2008 Equity Incentive Plan.
F2: Includes 205 shares acquired under the Company's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 30, 2021 Filed Apr 1, 2021 20:15 UTC | Consolidated Water Co. Ltd. CWCO · Entity 5519 | GrantCommon Stock | 5,301 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-001744 · form4-04012021_040418.xml · nonDerivative · entry 1 TONNER JOHN · CIK 0001561488 · CHIEF COMMERCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,623 F1 · shares: These shares have been earned under the issuer's long-term incentive compensation plan and issued from the shares available for issuance under the issuer's 2008 Equity Incentive Plan. F2 · balance_after: Includes 205 shares acquired under the Company's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 21:30 UTC | Consolidated Water Co. Ltd. CWCO · Entity 5519 | GrantCommon Stock | 3,561 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-000231 · form4-01062021_040117.xml · nonDerivative · entry 1 TONNER JOHN · CIK 0001561488 · CHIEF COMMERCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,117 F1 · shares: These shares have been earned under the issuer's long-term incentive compensation plan and issued from the shares available for issuance under the issuer's 2008 Equity Incentive Plan. F2 · balance_after: Includes 555 shares acquired under the Company's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings. Read SEC document |
| March 18, 2020 Filed Mar 20, 2020 20:24 UTC | Consolidated Water Co. Ltd. CWCO · Entity 5519 | GrantCOMMON STOCK | 6,112 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-036880 · tm2013179d5_4.xml · nonDerivative · entry 1 TONNER JOHN · CIK 0001561488 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,001 F1 · shares: These shares have been earned under the issuer's long-term incentive compensation plan and issued from the shares available for issuance under the issuer's 2008 Equity Incentive Plan. F2 · balance_after: Includes 100 shares acquired under the issuer's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:15 UTC | Consolidated Water Co. Ltd. CWCO · Entity 5519 | GrantCOMMON STOCK | 4,016 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-001522 · tv535434_4.xml · nonDerivative · entry 1 TONNER JOHN · CIK 0001561488 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,789 F1 · shares: These shares have been earned under the issuer's long-term incentive compensation plan and issued from the shares available for issuance under the issuer's 2008 Equity Incentive Plan. F2 · balance_after: Includes 283 shares acquired under the issuer's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 21:41 UTC | Consolidated Water Co. Ltd. CWCO · Entity 5519 | GrantCOMMON STOCK | 1,892 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-017831 · tv517822_4.xml · nonDerivative · entry 1 TONNER JOHN · CIK 0001561488 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,490 F1 · shares: These shares have been earned under the issuer's long-term incentive compensation plan and issued from the shares available for issuance under the issuer's 2008 Equity Incentive Plan. F2 · balance_after: Includes 93 shares acquired under the issuer's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 21:16 UTC | Consolidated Water Co. Ltd. CWCO · Entity 5519 | GrantCOMMON STOCK | 3,870 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-000399 · tv509676_4.xml · nonDerivative · entry 1 TONNER JOHN · CIK 0001561488 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,505 F1 · shares: These shares have been earned under the issuer's long-term incentive compensation plan and issued from the shares available for issuance under the issuer's 2008 Equity Incentive Plan. F2 · balance_after: Includes 191 shares acquired under the issuer's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings. Read SEC document |
| March 28, 2018 Filed Mar 29, 2018 20:20 UTC | Consolidated Water Co. Ltd. CWCO · Entity 5519 | GrantCOMMON STOCK | 2,302 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-017959 · tv489812_4.xml · nonDerivative · entry 1 TONNER JOHN · CIK 0001561488 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,444 F1 · shares: These shares have been earned under the issuer's long-term incentive compensation plan and issued from the shares available for issuance under the issuer's 2008 Equity Incentive Plan. F2 · balance_after: Includes 49 shares acquired under the issuer's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 21:20 UTC | Consolidated Water Co. Ltd. CWCO · Entity 5519 | GrantCOMMON STOCK | 3,957 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-000511 · tv481692_4.xml · nonDerivative · entry 1 TONNER JOHN · CIK 0001561488 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,093 F1 · shares: These shares have been earned under the issuer's long-term incentive compensation plan and issued from the shares available for issuance under the issuer's 2008 Equity Incentive Plan. F2 · balance_after: Includes 69 shares acquired under the issuer's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings. Read SEC document |
| March 31, 2017 Filed Apr 5, 2017 00:04 UTC | Consolidated Water Co. Ltd. CWCO · Entity 5519 | GrantCOMMON STOCK | 2,521 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-019024 · v463521_4.xml · nonDerivative · entry 1 TONNER JOHN · CIK 0001561488 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,067 F1 · shares: These shares have been earned under the issuer's long-term incentive compensation plan and issued from the shares available for issuance under the issuer's 2008 Equity Incentive Plan. F2 · balance_after: Includes 18 shares acquired under the issuer's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings. Read SEC document |
| November 21, 2016 Filed Nov 21, 2016 22:53 UTC | Consolidated Water Co. Ltd. CWCO · Entity 5519 | Exercise / conversionOPTION (RIGHT TO BUY · Derivative | 6,000 | $0.00 Strike: $9.11 | $0.00 |
DisclosureSEC source: 0001144204-16-135711 · v453583_4.xml · derivative · entry 3 TONNER JOHN · CIK 0001561488 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 6,000 shares Expires 2017-07-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested as to 6,000 shares on July 15, 2014. The option was set to expire as to 6,000 shares at the end of the day on July 14, 2017; however, the option was exercised on November 21, 2016 as to an aggregate of 6,000 shares as to which the option would have expired on July 14, 2017. The exercise price of the option equals the market price of the issuer's common stock as of the close of business on the date of grant. F2 · derivative.expiration_date: The option vested as to 6,000 shares on July 15, 2014. The option was set to expire as to 6,000 shares at the end of the day on July 14, 2017; however, the option was exercised on November 21, 2016 as to an aggregate of 6,000 shares as to which the option would have expired on July 14, 2017. The exercise price of the option equals the market price of the issuer's common stock as of the close of business on the date of grant. Read SEC document |
| November 21, 2016 Filed Nov 21, 2016 22:53 UTC | Consolidated Water Co. Ltd. CWCO · Entity 5519 | SaleCOMMON STOCK | 6,000 | $11.20 | $67,225.20 |
DisclosureSEC source: 0001144204-16-135711 · v453583_4.xml · nonDerivative · entry 2 TONNER JOHN · CIK 0001561488 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,528 F1 · price: This transaction was executed in multiple trades at prices ranging from $11.10 to $11.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 21, 2016 Filed Nov 21, 2016 22:53 UTC | Consolidated Water Co. Ltd. CWCO · Entity 5519 | Exercise / conversionCOMMON STOCK | 6,000 | $9.11 | $54,660.00 |
DisclosureSEC source: 0001144204-16-135711 · v453583_4.xml · nonDerivative · entry 1 TONNER JOHN · CIK 0001561488 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,528 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.