CVV

SEC source: 0001641172-25-023173 · ownership_doc.xml · nonDerivative · entry 1

AFRICK ANDREW · CIK 0001256239 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,317,615

F1 · shares: Automatic grant issued on the date of the Company's 2025 Annual Meeting of Shareholders pursuant to the Company's previously disclosed Director Compensation Plan. Such grant consists of Common Stock issued pursuant to the Company's 2022 Share Incentive Plan and will vest at each quarter (September 30, 2025, December 31, 2025, March 31, 2026 and June 30, 2026) provided that the recipient is still serving as a Director on the respective vesting dates.

SEC source: 0001641172-25-023175 · ownership.xml · nonDerivative · entry 1

Wasser Debra Ann · CIK 0001986732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,231

F1 · shares: Automatic grant issued on the date of the Company's 2025 Annual Meeting of Shareholders pursuant to the Company's previously disclosed Director Compensation Plan. Such grant consists of Common Stock issued pursuant to the Company's 2022 Share Incentive Plan and will vest at each quarter (September 30, 2025, December 31, 2025, March 31, 2026 and June 30, 2026) provided that the recipient is still serving as a Director on the respective vesting dates.

SEC source: 0001641172-25-023176 · ownership.xml · nonDerivative · entry 1

Waldman Lawrence · CIK 0001516592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,146

F1 · shares: Automatic grant issued on the date of the Company's 2025 Annual Meeting of Shareholders pursuant to the Company's previously disclosed Director Compensation Plan. Such grant consists of Common Stock issued pursuant to the Company's 2022 Share Incentive Plan and will vest at each quarter (September 30, 2025, December 31, 2025, March 31, 2026 and June 30, 2026) provided that the recipient is still serving as a Director on the respective vesting dates.

SEC source: 0001641172-25-023177 · owenership_doc.xml · nonDerivative · entry 1

BRILL DR ROBERT M · CIK 0001008954 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,546

F1 · shares: Automatic grant issued on the date of the Company's 2025 Annual Meeting of Shareholders pursuant to the Company's previously disclosed Director Compensation Plan. Such grant consists of Common Stock issued pursuant to the Company's 2022 Share Incentive Plan and will vest at each quarter (September 30, 2025, December 31, 2025, March 31, 2026 and June 30, 2026) provided that the recipient is still serving as a Director on the respective vesting dates.

SEC source: 0001641172-25-023174 · ownership.xml · nonDerivative · entry 1

Lotfi Ashraf Wagih · CIK 0001991438 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,736

F1 · shares: Automatic grant issued on the date of the Company's 2025 Annual Meeting of Shareholders pursuant to the Company's previously disclosed Director Compensation Plan. Such grant consists of Common Stock issued pursuant to the Company's 2022 Share Incentive Plan and will vest at each quarter (September 30, 2025, December 31, 2025, March 31, 2026 and June 30, 2026) provided that the recipient is still serving as a Director on the respective vesting dates.

SEC source: 0000766792-24-000008 · primary_doc.xml · nonDerivative · entry 4

NIELSEN RAYMOND A · CIK 0001194348 · No longer a reporting person

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,046

SEC source: 0000766792-24-000008 · primary_doc.xml · nonDerivative · entry 3

NIELSEN RAYMOND A · CIK 0001194348 · No longer a reporting person

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,046

SEC source: 0000766792-24-000008 · primary_doc.xml · nonDerivative · entry 2

NIELSEN RAYMOND A · CIK 0001194348 · No longer a reporting person

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,046

SEC source: 0000766792-24-000008 · primary_doc.xml · nonDerivative · entry 1

NIELSEN RAYMOND A · CIK 0001194348 · No longer a reporting person

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,046

F1 · shares: Raymond A. Nielsen retired from the Board of Directors of the CVD Equipment Corporation on August 9, 2024

SEC source: 0000766792-24-000007 · primary_doc.xml · nonDerivative · entry 1

AFRICK ANDREW · CIK 0001256239 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,306,515

F1 · shares: Automatic grant issued on the date of the Company's Annual Meeting of Shareholders pursuant to the Company's previously disclosed Director Compensation Plan. Such grant consists of Common Stock issued pursuant to the Company's 2022 Share Incentive Plan and will vest at each quarter (September 30, 2024, December 31, 2024, March 31, 2025 and June 30, 2025) provided that the recipient is still serving as a Director on the respective vesting dates.

SEC source: 0000766792-24-000006 · primary_doc.xml · nonDerivative · entry 1

Wasser Debra Ann · CIK 0001986732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,131

F1 · shares: Automatic grant issued on the date of the Company's Annual Meeting of Shareholders pursuant to the Company's previously disclosed Director Compensation Plan. Such grant consists of Common Stock issued pursuant to the Company's 2022 Share Incentive Plan and will vest at each quarter (September 30, 2024, December 31, 2024, March 31, 2025 and June 30, 2025) provided that the recipient is still serving as a Director on the respective vesting dates.

SEC source: 0000766792-24-000005 · primary_doc.xml · nonDerivative · entry 1

Waldman Lawrence · CIK 0001516592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,046

F1 · shares: Automatic grant issued on the date of the Company's Annual Meeting of Shareholders pursuant to the Company's previously disclosed Director Compensation Plan. Such grant consists of Common Stock issued pursuant to the Company's 2022 Share Incentive Plan and will vest at each quarter (September 30, 2024, December 31, 2024, March 31, 2025 and June 30, 2025) provided that the recipient is still serving as a Director on the respective vesting dates.

SEC source: 0000766792-24-000004 · primary_doc.xml · nonDerivative · entry 1

BRILL DR ROBERT M · CIK 0001008954 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,446

F1 · shares: Automatic grant issued on the date of the Company's Annual Meeting of Shareholders pursuant to the Company's previously disclosed Director Compensation Plan. Such grant consists of Common Stock issued pursuant to the Company's 2022 Share Incentive Plan and will vest at each quarter (September 30, 2024, December 31, 2024, March 31, 2025 and June 30, 2025) provided that the recipient is still serving as a Director on the respective vesting dates.

SEC source: 0000766792-24-000003 · primary_doc.xml · nonDerivative · entry 1

Lotfi Ashraf Wagih · CIK 0001991438 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,636

F1 · shares: Automatic grant issued on the date of the Company's Annual Meeting of Shareholders pursuant to the Company's previously disclosed Director Compensation Plan. Such grant consists of Common Stock issued pursuant to the Company's 2022 Share Incentive Plan and will vest at each quarter (September 30, 2024, December 31, 2024, March 31, 2025 and June 30, 2025) provided that the recipient is still serving as a Director on the respective vesting dates.

SEC source: 0000766792-24-000002 · primary_doc.xml · nonDerivative · entry 1

AFRICK ANDREW · CIK 0001256239 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,295,215

F1 · shares: Common stock issued pursuant to the Company's 2022 Share Incentive Plan, and will vest on June 30, 2024, provided that such individual is still serving as a Director as of the vesting dates.

SEC source: 0001104659-24-043084 · tm2410979-1_4seq1.xml · nonDerivative · entry 1

AFRICK ANDREW · CIK 0001256239 · 10% owner

ADA Partners, L.P. · CIK 0001948529 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Explanation Note

Disclosed balance after: 1,294,388

F1 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $4.95 to $5.13, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

F2 · ownership.nature: ADA Partners, L.P. ("Partners") is the direct beneficial owner of the shares of Common Stock. The general partner of Partners is ADA Partners GP, LLC ("GP"), of which Andrew Africk is the sole member and manager. Andrew Africk, as the sole member and manager of GP, may be deemed to beneficially own the shares of Common Stock beneficially owned by GP as a result of being the general partner of Partners. Africk disclaims beneficial ownership of the shares of Common Stock beneficially owned by GP, except to the extent of his pecuniary interest.

SEC source: 0001104659-24-043084 · tm2410979-1_4seq1.xml · nonDerivative · entry 2

AFRICK ANDREW · CIK 0001256239 · 10% owner

ADA Partners, L.P. · CIK 0001948529 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Explanation Note

Disclosed balance after: 1,248,082

F3 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $4.68 to $5.05, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

F2 · ownership.nature: ADA Partners, L.P. ("Partners") is the direct beneficial owner of the shares of Common Stock. The general partner of Partners is ADA Partners GP, LLC ("GP"), of which Andrew Africk is the sole member and manager. Andrew Africk, as the sole member and manager of GP, may be deemed to beneficially own the shares of Common Stock beneficially owned by GP as a result of being the general partner of Partners. Africk disclaims beneficial ownership of the shares of Common Stock beneficially owned by GP, except to the extent of his pecuniary interest.

SEC source: 0001104659-23-122939 · tm2332041d1_4seq1.xml · nonDerivative · entry 1

AFRICK ANDREW · CIK 0001256239 · 10% owner

ADA Partners, L.P. · CIK 0001948529 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Explanation Note

Disclosed balance after: 1,076,834

F1 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $4.57 to $4.85, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

F2 · ownership.nature: ADA Partners, L.P. ("Partners") is the direct beneficial owner of the shares of Common Stock. The general partner of Partners is ADA Partners GP, LLC ("GP"), of which Andrew Africk is the sole member and manager. Andrew Africk, as the sole member and manager of GP, may be deemed to beneficially own the shares of Common Stock beneficially owned by GP as a result of being the general partner of Partners. Africk disclaims beneficial ownership of the shares of Common Stock beneficially owned by GP, except to the extent of his pecuniary interest.

SEC source: 0001104659-23-122939 · tm2332041d1_4seq1.xml · nonDerivative · entry 2

AFRICK ANDREW · CIK 0001256239 · 10% owner

ADA Partners, L.P. · CIK 0001948529 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Explanation Note

Disclosed balance after: 1,023,283

F3 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $4.22 to $4.75, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

F2 · ownership.nature: ADA Partners, L.P. ("Partners") is the direct beneficial owner of the shares of Common Stock. The general partner of Partners is ADA Partners GP, LLC ("GP"), of which Andrew Africk is the sole member and manager. Andrew Africk, as the sole member and manager of GP, may be deemed to beneficially own the shares of Common Stock beneficially owned by GP as a result of being the general partner of Partners. Africk disclaims beneficial ownership of the shares of Common Stock beneficially owned by GP, except to the extent of his pecuniary interest.

SEC source: 0001104659-23-119438 · tm2331069-1_4seq1.xml · nonDerivative · entry 1

AFRICK ANDREW · CIK 0001256239 · 10% owner

ADA Partners, L.P. · CIK 0001948529 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Explanation Note

Disclosed balance after: 980,624

F1 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $5.51 to $5.62, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

F2 · ownership.nature: ADA Partners, L.P. ("Partners") is the direct beneficial owner of the shares of Common Stock. The general partner of Partners is ADA Partners GP, LLC ("GP"), of which Andrew Africk is the sole member and manager. Andrew Africk, as the sole member and manager of GP, may be deemed to beneficially own the shares of Common Stock beneficially owned by GP as a result of being the general partner of Partners. Africk disclaims beneficial ownership of the shares of Common Stock beneficially owned by GP, except to the extent of his pecuniary interest.

SEC source: 0001104659-23-119438 · tm2331069-1_4seq1.xml · nonDerivative · entry 2

AFRICK ANDREW · CIK 0001256239 · 10% owner

ADA Partners, L.P. · CIK 0001948529 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Explanation Note

Disclosed balance after: 918,624

F3 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $5.11 to $5.75, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

F2 · ownership.nature: ADA Partners, L.P. ("Partners") is the direct beneficial owner of the shares of Common Stock. The general partner of Partners is ADA Partners GP, LLC ("GP"), of which Andrew Africk is the sole member and manager. Andrew Africk, as the sole member and manager of GP, may be deemed to beneficially own the shares of Common Stock beneficially owned by GP as a result of being the general partner of Partners. Africk disclaims beneficial ownership of the shares of Common Stock beneficially owned by GP, except to the extent of his pecuniary interest.

SEC source: 0001104659-23-094501 · tm2324622-1_4seq1.xml · nonDerivative · entry 1

AFRICK ANDREW · CIK 0001256239 · 10% owner

ADA Partners, L.P. · CIK 0001948529 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Explanation Note

Disclosed balance after: 832,787

F1 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $6.98 to $7.05, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

F2 · ownership.nature: ADA Partners, L.P. ("Partners") is the direct beneficial owner of the shares of Common Stock. The general partner of Partners is ADA Partners GP, LLC ("GP"), of which Andrew Africk is the sole member and manager. Andrew Africk, as the sole member and manager of GP, may be deemed to beneficially own the shares of Common Stock beneficially owned by GP as a result of being the general partner of Partners. Africk disclaims beneficial ownership of the shares of Common Stock beneficially owned by GP, except to the extent of his pecuniary interest.

SEC source: 0001104659-23-094501 · tm2324622-1_4seq1.xml · nonDerivative · entry 3

AFRICK ANDREW · CIK 0001256239 · 10% owner

ADA Partners, L.P. · CIK 0001948529 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Explanation Note

Disclosed balance after: 798,885

F4 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $6.88 to $7.00, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

F2 · ownership.nature: ADA Partners, L.P. ("Partners") is the direct beneficial owner of the shares of Common Stock. The general partner of Partners is ADA Partners GP, LLC ("GP"), of which Andrew Africk is the sole member and manager. Andrew Africk, as the sole member and manager of GP, may be deemed to beneficially own the shares of Common Stock beneficially owned by GP as a result of being the general partner of Partners. Africk disclaims beneficial ownership of the shares of Common Stock beneficially owned by GP, except to the extent of his pecuniary interest.

SEC source: 0001104659-23-094501 · tm2324622-1_4seq1.xml · nonDerivative · entry 2

AFRICK ANDREW · CIK 0001256239 · 10% owner

ADA Partners, L.P. · CIK 0001948529 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Explanation Note

Disclosed balance after: 820,592

F3 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $5.73 to $6.60, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

F2 · ownership.nature: ADA Partners, L.P. ("Partners") is the direct beneficial owner of the shares of Common Stock. The general partner of Partners is ADA Partners GP, LLC ("GP"), of which Andrew Africk is the sole member and manager. Andrew Africk, as the sole member and manager of GP, may be deemed to beneficially own the shares of Common Stock beneficially owned by GP as a result of being the general partner of Partners. Africk disclaims beneficial ownership of the shares of Common Stock beneficially owned by GP, except to the extent of his pecuniary interest.

SEC source: 0000766792-23-000010 · primary_doc.xml · nonDerivative · entry 2

NIELSEN RAYMOND A · CIK 0001194348 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,046

F2 · shares: Common stock issued pursuant to the Company's 2022 Share Incentive Plan, and will vest 25% at each quarter end, September 30, 2023, December 31,2023, March 31, 2024 and June 30, 2024, provided that such individual is still serving as a Director as of the vesting dates.

SEC source: 0000766792-23-000010 · primary_doc.xml · nonDerivative · entry 1

NIELSEN RAYMOND A · CIK 0001194348 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,215

F1 · shares: Common stock issued pursuant to the Company's 2022 Share Incentive Plan and fully vested on the date of issuance.

SEC source: 0000766792-23-000009 · primary_doc.xml · nonDerivative · entry 1

GUNTHER CONRAD J JR · CIK 0001295805 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,393

F1 · shares: Common stock issued pursuant to the Company's 2022 Share Incentive Plan and are fully vested on the date of issuance.

SEC source: 0000766792-23-000008 · primary_doc.xml · nonDerivative · entry 2

BRILL DR ROBERT M · CIK 0001008954 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,531

F2 · shares: Common stock issued pursuant to the Company's 2022 Share Incentive Plan, and will vest 25% at each quarter end, September 30, 2023, December 31,2023, March 31, 2024 and June 30, 2024, provided that such individual is still serving as a Director as of the vesting dates.

SEC source: 0000766792-23-000008 · primary_doc.xml · nonDerivative · entry 1

BRILL DR ROBERT M · CIK 0001008954 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,700

F1 · shares: Common stock issued pursuant to the Company's 2022 Share Incentive Plan and are fully vested on the date of issuance.

SEC source: 0000766792-23-000007 · primary_doc.xml · nonDerivative · entry 2

Waldman Lawrence · CIK 0001516592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,746

F2 · shares: Common stock issued pursuant to the Company's 2022 Share Incentive Plan, and will vest 25% at each quarter end, September 30, 2023, December 31, 2023, March 31, 2024 and June 30, 2024, provided that such individual is still serving as a Director as of the vesting dates.

SEC source: 0000766792-23-000007 · primary_doc.xml · nonDerivative · entry 1

Waldman Lawrence · CIK 0001516592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,915

F1 · shares: Common stock issued pursuant to the Company's 2022 Share Incentive Plan and fully vested on the date of issuance.

SEC source: 0000766792-23-000006 · primary_doc.xml · derivative · entry 1

Cheesman Warren David · CIK 0001952251 · Vice President-Manufacturing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2033-03-23

F1 · derivative.exercise_date: The Reporting Person's stock options vest in four equal installments of 25% on the first, second, third, and fourth anniversary of the initial grant date of March 23, 2023

SEC source: 0000766792-23-000004 · primary_doc.xml · derivative · entry 1

Shatalov Maxim S. · CIK 0001807968 · Vice President - Engineering

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2033-03-23

F1 · derivative.exercise_date: The Reporting Person's stock options vest in four equal installments of 25% on the first, second, third, and fourth anniversary of the initial grant date of March 23, 2023

SEC source: 0000766792-23-000005 · primary_doc.xml · derivative · entry 1

COLLINS KEVIN RICHARD · CIK 0001586856 · Vice President and GM of SDC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2033-03-23

F1 · derivative.exercise_date: The Reporting Person's stock options vest in four equal installments of 25% on the first, second, third, and fourth anniversary of the initial grant date of March 23, 2023

SEC source: 0000766792-23-000003 · primary_doc.xml · derivative · entry 1

Brogan Jeffrey Alan · CIK 0001856695 · VP Sales & Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2033-03-23

F1 · derivative.exercise_date: The Reporting Person's stock options vest in four equal installments of 25% on the first, second, third, and fourth anniversary of the initial grant date of March 23, 2023

SEC source: 0000766792-23-000002 · primary_doc.xml · derivative · entry 1

Catalano Richard Andrew · CIK 0001945976 · VP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2033-03-23

F1 · derivative.exercise_date: The Reporting Person's stock options vest in four equal installments of 25% on the first, second, third, and fourth anniversary of the initial grant date of March 23, 2023.

SEC source: 0000766792-23-000001 · primary_doc.xml · derivative · entry 1

LAKIOS EMMANUEL N · CIK 0001697770 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2033-03-23

F1 · derivative.exercise_date: The Reporting Person's stock options vest in four equal installments of 25% on the first, second, third, and fourth anniversary of the initial grant date of March 23, 2023.

SEC source: 0001104659-23-002733 · tm232933-1_4seq1.xml · nonDerivative · entry 1

AFRICK ANDREW · CIK 0001256239 · 10% owner

ADA Partners, L.P. · CIK 0001948529 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Explanation Note

Disclosed balance after: 787,877

F1 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $5.81 to $6.04, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

F2 · ownership.nature: ADA Partners, L.P. ("Partners") is the direct beneficial owner of the 787,877 shares of Common Stock. The general partner of Partners is ADA Partners GP, LLC ("GP"), of which Andrew Africk is the sole member and manager. Andrew Africk, as the sole member and manager of GP, may be deemed to beneficially own the 787,877 shares of Common Stock beneficially owned by GP as a result of being the general partner of Partners. Africk disclaims beneficial ownership of the shares of Common Stock beneficially owned by GP, except to the extent of his pecuniary interest.

SEC source: 0001104659-23-002733 · tm232933-1_4seq1.xml · nonDerivative · entry 2

AFRICK ANDREW · CIK 0001256239 · 10% owner

ADA Partners, L.P. · CIK 0001948529 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Explanation Note

Disclosed balance after: 765,567

F3 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $5.59 to $5.65, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

F4 · ownership.nature: ADA Partners, L.P. ("Partners") is the direct beneficial owner of the 765,567 shares of Common Stock. The general partner of Partners is ADA Partners GP, LLC ("GP"), of which Andrew Africk is the sole member and manager. Andrew Africk, as the sole member and manager of GP, may be deemed to beneficially own the 765,567 shares of Common Stock beneficially owned by GP as a result of being the general partner of Partners. Africk disclaims beneficial ownership of the shares of Common Stock beneficially owned by GP, except to the extent of his pecuniary interest.

SEC source: 0001104659-22-125175 · tm2232220-1_4seq1.xml · nonDerivative · entry 1

AFRICK ANDREW · CIK 0001256239 · 10% owner

ADA Partners, L.P. · CIK 0001948529 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Explanation Note

Disclosed balance after: 752,067

F1 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $5.73 to $6.00, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

F2 · ownership.nature: ADA Partners, L.P. ("Partners") is the direct beneficial owner of the 752,067 shares of Common Stock. The general partner of Partners is ADA Partners GP, LLC ("GP"), of which Andrew Africk is the sole member and manager. Andrew Africk, as the sole member and manager of GP, may be deemed to beneficially own the 752,067 shares of Common Stock beneficially owned by GP as a result of being the general partner of Partners. Africk disclaims beneficial ownership of the shares of Common Stock beneficially owned by GP, except to the extent of his pecuniary interest.

SEC source: 0001104659-22-125175 · tm2232220-1_4seq1.xml · nonDerivative · entry 2

AFRICK ANDREW · CIK 0001256239 · 10% owner

ADA Partners, L.P. · CIK 0001948529 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Explanation Note

Disclosed balance after: 747,610

F3 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $5.42 to $5.50, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

F4 · ownership.nature: ADA Partners, L.P. ("Partners") is the direct beneficial owner of the 747,610 shares of Common Stock. The general partner of Partners is ADA Partners GP, LLC ("GP"), of which Andrew Africk is the sole member and manager. Andrew Africk, as the sole member and manager of GP, may be deemed to beneficially own the 747,610 shares of Common Stock beneficially owned by GP as a result of being the general partner of Partners. Africk disclaims beneficial ownership of the shares of Common Stock beneficially owned by GP, except to the extent of his pecuniary interest.

SEC source: 0001104659-22-112900 · tm2229311-1_4seq1.xml · nonDerivative · entry 1

AFRICK ANDREW · CIK 0001256239 · 10% owner

ADA Partners, L.P. · CIK 0001948529 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Explanation Note

Disclosed balance after: 730,310

F1 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $6.04 to $6.15, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

F2 · ownership.nature: ADA Partners, L.P. ("Partners") is the direct beneficial owner of the 730,310 shares of Common Stock. The general partner of Partners is ADA Partners GP, LLC ("GP"), of which Andrew Africk is the sole member and manager. Andrew Africk, as the sole member and manager of GP, may be deemed to beneficially own the 730,310 shares of Common Stock beneficially owned by GP as a result of being the general partner of Partners. Africk disclaims beneficial ownership of the shares of Common Stock beneficially owned by GP, except to the extent of his pecuniary interest.

SEC source: 0001104659-22-112900 · tm2229311-1_4seq1.xml · nonDerivative · entry 2

AFRICK ANDREW · CIK 0001256239 · 10% owner

ADA Partners, L.P. · CIK 0001948529 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Explanation Note

Disclosed balance after: 721,786

F3 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $5.56 to $5.98, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

F4 · ownership.nature: ADA Partners, L.P. ("Partners") is the direct beneficial owner of the 721,786 shares of Common Stock. The general partner of Partners is ADA Partners GP, LLC ("GP"), of which Andrew Africk is the sole member and manager. Andrew Africk, as the sole member and manager of GP, may be deemed to beneficially own the 721,786 shares of Common Stock beneficially owned by GP as a result of being the general partner of Partners. Africk disclaims beneficial ownership of the shares of Common Stock beneficially owned by GP, except to the extent of his pecuniary interest.

SEC source: 0001104659-22-103440 · tm2226694-2_4seq1.xml · nonDerivative · entry 1

AFRICK ANDREW · CIK 0001256239 · 10% owner

ADA Partners, L.P. · CIK 0001948529 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Explanation Note

Disclosed balance after: 699,838

F1 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $4.55 to $4.64, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

F2 · ownership.nature: ADA Partners, L.P. ("Partners") is the direct beneficial owner of the 699,838 shares of Common Stock. The general partner of Partners is ADA Partners GP, LLC ("GP"), of which Andrew Africk is the sole member and manager. Andrew Africk, as the sole member and manager of GP, may be deemed to beneficially own the 699,838 shares of Common Stock beneficially owned by GP as a result of being the general partner of Partners. Africk disclaims beneficial ownership of the shares of Common Stock beneficially owned by GP, except to the extent of his pecuniary interest.

SEC source: 0001516592-22-000004 · primary_doc.xml · nonDerivative · entry 1

BRILL DR ROBERT M · CIK 0001008954 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,400

F1 · shares: Common Stock issued pursuant to the Corporations 2016 share incentive plan, vest 4,000 shares on August 17, 2022 and December 31, 2022, provided that such individual is still serving as a Director as of the vesting date.

SEC source: 0001516592-22-000003 · primary_doc.xml · nonDerivative · entry 1

NIELSEN RAYMOND A · CIK 0001194348 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,300

F1 · shares: Common stock issued pursuant to the Corporations 2016 share incentive plan, vest 4,000 shares on Aug. 17, 2022 and December 31, 2022, provided that such individual is still serving as a Director as of the vesting date.

SEC source: 0001516592-22-000002 · primary_doc.xml · nonDerivative · entry 1

GUNTHER CONRAD J JR · CIK 0001295805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,478

F1 · shares: Common Stock issued pursuant to the 2016 share incentive plan, vest 4,000 shares on Aug. 17, 2022 and December 31, 2022, provided that such individual is still serving as a Director as of the vesting date.

SEC source: 0001516592-22-000001 · primary_doc.xml · nonDerivative · entry 1

Waldman Lawrence · CIK 0001516592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,000

F1 · shares: Common Stock issued pursuant to the Corporations 2016 share incentive plan, vest 4,000 shares on Aug. 17, 2022 and December 31, 2022, provided that such individual is still serving as a Director as of the vesting date.

SEC source: 0000766792-22-000004 · primary_doc.xml · derivative · entry 1

Brogan Jeffrey Alan · CIK 0001856695 · VP Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2032-08-17

F1 · derivative.exercise_date: The Reporting Person's stock options vest in four equal installments of 25% on the first, second, third, and fourth anniversary of the initial grant date of August 17, 2022.

SEC source: 0000766792-22-000003 · primary_doc.xml · derivative · entry 1

Shatalov Maxim S. · CIK 0001807968 · Vice President-Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2032-08-17

F1 · derivative.exercise_date: The Reporting Person's stock options vest in four equal installments of 25% on the first, second, third, and fourth anniversary of the initial grant date of August 17, 2022.