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Nasdaq · USD

CVLT

COMMVAULT SYSTEMS INC

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Tapewire entity
422
SEC CIK
0001169561
Parsed reports
596

Last 12 months

Inside the activity.

0 purchase rows · 47 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025011
Dec 202500
Jan 202600
Feb 202604
Mar 202602
Apr 202600
May 2026017
Jun 202600
Jul 202601
Aug 2026011
Sep 202601
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 05, 2021 Filed Feb 9, 2021 21:56 UTC
Mirchandani SanjayDirector · President & CEO
Tax withholdingCommon Stock 8,043 $64.45 $518,371.35
Disclosure

SEC source: 0001209191-21-008855 · doc4.xml · nonDerivative · entry 1

Mirchandani Sanjay · CIK 0001765820 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,131.4214

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

Read SEC document
February 03, 2021 Filed Feb 5, 2021 22:16 UTC Exercise / conversionOptions to Purchase Common Stock · Derivative 7,500 $41.55 Strike: $41.55 $311,625.00
Disclosure

SEC source: 0001209191-21-008193 · doc4.xml · derivative · entry 3

WALKER DAVID F · CIK 0001237466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2021-10-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options vested over 4 years from the date of grant, as follows: 25% on the first anniversary of the grant, quarterly thereafter for the remaining three years.

Read SEC document
February 03, 2021 Filed Feb 5, 2021 22:16 UTC SaleCommon Stock 7,500 $65.00 $487,500.00
Disclosure

SEC source: 0001209191-21-008193 · doc4.xml · nonDerivative · entry 2

WALKER DAVID F · CIK 0001237466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,457

Read SEC document
February 03, 2021 Filed Feb 5, 2021 22:16 UTC Exercise / conversionCommon Stock 7,500 $41.55 $311,625.00
Disclosure

SEC source: 0001209191-21-008193 · doc4.xml · nonDerivative · entry 1

WALKER DAVID F · CIK 0001237466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,957

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 21:06 UTC
CAROLAN BRIANVP Finance and CFO
SaleCommon Stock 1,800 $62.77 $112,986.00
Disclosure

SEC source: 0001209191-21-007191 · doc4.xml · nonDerivative · entry 2

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,956.6051

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.73 and 62.94 inclusive.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 21:06 UTC
CAROLAN BRIANVP Finance and CFO
SaleCommon Stock 28,200 $63.99 $1,804,518.00
Disclosure

SEC source: 0001209191-21-007191 · doc4.xml · nonDerivative · entry 1

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,756.6051

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.41 and 64.34 inclusive.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 21:06 UTC
Whalen James J.Chief Accounting Officer
SaleCommon Stock 731 $64.11 $46,864.41
Disclosure

SEC source: 0001209191-21-007188 · doc4.xml · nonDerivative · entry 1

Whalen James J. · CIK 0001770896 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,801

Read SEC document
January 29, 2021 Filed Feb 1, 2021 22:43 UTC
CAROLAN BRIANVP Finance and CFO
Exercise / conversionOptions to Purchase Common Stock · Derivative 7,500 $41.55 Strike: $41.55 $311,625.00
Disclosure

SEC source: 0001209191-21-006549 · doc4.xml · derivative · entry 6

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2021-10-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

F2 · derivative.exercise_date: The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter.

Read SEC document
January 29, 2021 Filed Feb 1, 2021 22:43 UTC
CAROLAN BRIANVP Finance and CFO
SaleCommon Stock 7,500 $63.90 $479,250.00
Disclosure

SEC source: 0001209191-21-006549 · doc4.xml · nonDerivative · entry 4

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,956.6051

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

Read SEC document
January 29, 2021 Filed Feb 1, 2021 22:43 UTC
CAROLAN BRIANVP Finance and CFO
Exercise / conversionCommon Stock 7,500 $41.55 $311,625.00
Disclosure

SEC source: 0001209191-21-006549 · doc4.xml · nonDerivative · entry 3

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,456.6051

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

Read SEC document
January 28, 2021 Filed Feb 1, 2021 22:43 UTC
CAROLAN BRIANVP Finance and CFO
Exercise / conversionOptions to Purchase Common Stock · Derivative 7,500 $41.55 Strike: $41.55 $311,625.00
Disclosure

SEC source: 0001209191-21-006549 · doc4.xml · derivative · entry 5

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2021-10-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

F2 · derivative.exercise_date: The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter.

Read SEC document
January 28, 2021 Filed Feb 1, 2021 22:43 UTC
CAROLAN BRIANVP Finance and CFO
SaleCommon Stock 7,500 $61.90 $464,250.00
Disclosure

SEC source: 0001209191-21-006549 · doc4.xml · nonDerivative · entry 2

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,956.6051

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

Read SEC document
January 28, 2021 Filed Feb 1, 2021 22:43 UTC
CAROLAN BRIANVP Finance and CFO
Exercise / conversionCommon Stock 7,500 $41.55 $311,625.00
Disclosure

SEC source: 0001209191-21-006549 · doc4.xml · nonDerivative · entry 1

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,456.6051

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

Read SEC document
January 20, 2021 Filed Jan 21, 2021 21:34 UTC
CAROLAN BRIANVP Finance and CFO
Exercise / conversionOptions to Purchase Common Stock · Derivative 7,305 $41.55 Strike: $41.55 $303,522.75
Disclosure

SEC source: 0001209191-21-004673 · doc4.xml · derivative · entry 3

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 7,305 shares

Expires 2021-10-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

F3 · derivative.exercise_date: The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter.

Read SEC document
January 20, 2021 Filed Jan 21, 2021 21:34 UTC
CAROLAN BRIANVP Finance and CFO
SaleCommon Stock 7,305 $59.90 $437,569.50
Disclosure

SEC source: 0001209191-21-004673 · doc4.xml · nonDerivative · entry 2

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,956.6051

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.90 and 59.91 inclusive.

Read SEC document
January 20, 2021 Filed Jan 21, 2021 21:34 UTC
CAROLAN BRIANVP Finance and CFO
Exercise / conversionCommon Stock 7,305 $41.55 $303,522.75
Disclosure

SEC source: 0001209191-21-004673 · doc4.xml · nonDerivative · entry 1

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,261.6051

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 21:34 UTC
Whalen James J.Chief Accounting Officer
Tax withholdingCommon Stock 46 $57.45 $2,642.70
Disclosure

SEC source: 0001209191-21-004671 · doc4.xml · nonDerivative · entry 1

Whalen James J. · CIK 0001770896 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,532

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

Read SEC document
January 12, 2021 Filed Jan 14, 2021 21:07 UTC
CAROLAN BRIANVP Finance and CFO
Exercise / conversionOptions to Purchase Common Stock · Derivative 195 $41.55 Strike: $41.55 $8,102.25
Disclosure

SEC source: 0001209191-21-003582 · doc4.xml · derivative · entry 3

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,305

Underlying: Common Stock · 195 shares

Expires 2021-10-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

F2 · derivative.exercise_date: The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter.

Read SEC document
January 12, 2021 Filed Jan 14, 2021 21:07 UTC
CAROLAN BRIANVP Finance and CFO
SaleCommon Stock 195 $59.90 $11,680.50
Disclosure

SEC source: 0001209191-21-003582 · doc4.xml · nonDerivative · entry 2

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,956.6051

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

Read SEC document
January 12, 2021 Filed Jan 14, 2021 21:07 UTC
CAROLAN BRIANVP Finance and CFO
Exercise / conversionCommon Stock 195 $41.55 $8,102.25
Disclosure

SEC source: 0001209191-21-003582 · doc4.xml · nonDerivative · entry 1

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,151.6051

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

Read SEC document
December 28, 2020 Filed Dec 30, 2020 21:22 UTC
CAROLAN BRIANVP Finance and CFO
Exercise / conversionOptions to Purchase Common Stock · Derivative 6,897 $30.26 Strike: $30.26 $208,703.22
Disclosure

SEC source: 0001209191-20-065510 · doc4.xml · derivative · entry 3

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,897 shares

Expires 2021-01-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

F2 · derivative.exercise_date: The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter.

Read SEC document
December 28, 2020 Filed Dec 30, 2020 21:22 UTC
CAROLAN BRIANVP Finance and CFO
SaleCommon Stock 6,897 $57.90 $399,336.30
Disclosure

SEC source: 0001209191-20-065510 · doc4.xml · nonDerivative · entry 2

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,956.6051

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

Read SEC document
December 28, 2020 Filed Dec 30, 2020 21:22 UTC
CAROLAN BRIANVP Finance and CFO
Exercise / conversionCommon Stock 6,897 $30.26 $208,703.22
Disclosure

SEC source: 0001209191-20-065510 · doc4.xml · nonDerivative · entry 1

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,853.6051

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 22:19 UTC
Whalen James J.Chief Accounting Officer
Tax withholdingCommon Stock 13 $43.90 $570.70
Disclosure

SEC source: 0001209191-20-059468 · doc4.xml · nonDerivative · entry 2

Whalen James J. · CIK 0001770896 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,578

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.90 and 43.96 inclusive.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 22:19 UTC
Whalen James J.Chief Accounting Officer
Tax withholdingCommon Stock 209 $42.77 $8,938.93
Disclosure

SEC source: 0001209191-20-059468 · doc4.xml · nonDerivative · entry 1

Whalen James J. · CIK 0001770896 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,591

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 22:18 UTC
Mirchandani SanjayDirector · President & CEO
Tax withholdingCommon Stock 72 $44.10 $3,175.20
Disclosure

SEC source: 0001209191-20-059466 · doc4.xml · nonDerivative · entry 2

Mirchandani Sanjay · CIK 0001765820 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,174.4214

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 22:18 UTC
Mirchandani SanjayDirector · President & CEO
Tax withholdingCommon Stock 1,105 $42.77 $47,260.85
Disclosure

SEC source: 0001209191-20-059466 · doc4.xml · nonDerivative · entry 1

Mirchandani Sanjay · CIK 0001765820 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,246.4214

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 22:17 UTC
Di Blasio RiccardoVP - Chief Revenue Officer
Tax withholdingCommon Stock 22 $44.11 $970.42
Disclosure

SEC source: 0001209191-20-059465 · doc4.xml · nonDerivative · entry 2

Di Blasio Riccardo · CIK 0001777688 · VP - Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,961

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.08 and 44.22 inclusive.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 22:17 UTC
Di Blasio RiccardoVP - Chief Revenue Officer
Tax withholdingCommon Stock 335 $42.77 $14,327.95
Disclosure

SEC source: 0001209191-20-059465 · doc4.xml · nonDerivative · entry 1

Di Blasio Riccardo · CIK 0001777688 · VP - Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,983

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 22:16 UTC
CAROLAN BRIANVP Finance and CFO
Tax withholdingCommon Stock 109 $43.99 $4,794.91
Disclosure

SEC source: 0001209191-20-059461 · doc4.xml · nonDerivative · entry 2

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,956.6051

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.59 and 44.19 inclusive.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 22:16 UTC
CAROLAN BRIANVP Finance and CFO
Tax withholdingCommon Stock 1,686 $42.77 $72,110.22
Disclosure

SEC source: 0001209191-20-059461 · doc4.xml · nonDerivative · entry 1

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,065.6051

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

Read SEC document
November 06, 2020 Filed Nov 9, 2020 21:04 UTC
Mirchandani SanjayDirector · President & CEO
Tax withholdingCommon Stock 4,598 $43.18 $198,541.64
Disclosure

SEC source: 0001209191-20-057434 · doc4.xml · nonDerivative · entry 1

Mirchandani Sanjay · CIK 0001765820 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,351.4214

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

Read SEC document
October 16, 2020 Filed Oct 21, 2020 17:38 UTC
Whalen James J.Chief Accounting Officer
Tax withholdingCommon Stock 41 $43.61 $1,788.01
Disclosure

SEC source: 0001209191-20-055455 · doc4.xml · nonDerivative · entry 1

Whalen James J. · CIK 0001770896 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,800

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

Read SEC document
October 14, 2020 Filed Oct 16, 2020 20:54 UTC
Whalen James J.Chief Accounting Officer
Tax withholdingCommon Stock 47 $43.40 $2,039.80
Disclosure

SEC source: 0001209191-20-055066 · doc4.xml · nonDerivative · entry 1

Whalen James J. · CIK 0001770896 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,841

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

Read SEC document
October 08, 2020 Filed Oct 13, 2020 22:21 UTC
CAROLAN BRIANVP Finance and CFO
Exercise / conversionOptions to Purchase Common Stock · Derivative 12,969 $26.83 Strike: $26.83 $347,958.27
Disclosure

SEC source: 0001209191-20-054717 · doc4.xml · derivative · entry 3

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,969 shares

Expires 2020-10-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

F3 · derivative.exercise_date: The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter.

Read SEC document
October 08, 2020 Filed Oct 13, 2020 22:21 UTC
CAROLAN BRIANVP Finance and CFO
SaleCommon Stock 12,969 $42.74 $554,295.06
Disclosure

SEC source: 0001209191-20-054717 · doc4.xml · nonDerivative · entry 2

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,751.6051

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.50 and 42.88 inclusive.

Read SEC document
October 08, 2020 Filed Oct 13, 2020 22:21 UTC
CAROLAN BRIANVP Finance and CFO
Exercise / conversionCommon Stock 12,969 $26.83 $347,958.27
Disclosure

SEC source: 0001209191-20-054717 · doc4.xml · nonDerivative · entry 1

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,720.6051

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

Read SEC document
August 31, 2020 Filed Sep 2, 2020 20:32 UTC
Adamo NicolaDirector
GrantCommon Stock 4,618 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-049143 · doc4.xml · nonDerivative · entry 1

Adamo Nicola · CIK 0001669918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,495

F1 · security: The common stock is being granted as restricted stock units, 100% of which shall vest at the 2021 Annual Meeting.

F2 · price: Not applicable.

Read SEC document
August 31, 2020 Filed Sep 2, 2020 20:36 UTC
SMITH GARY BDirector
GrantCommon Stock 4,618 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-049157 · doc4.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,207

F1 · security: The common stock is being granted as restricted stock units, 100% of which shall vest at the 2021 Annual Meeting.

F2 · price: Not applicable.

Read SEC document
August 31, 2020 Filed Sep 2, 2020 20:37 UTC GrantCommon Stock 4,618 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-049158 · doc4.xml · nonDerivative · entry 1

WALKER DAVID F · CIK 0001237466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,457

F1 · security: The common stock is being granted as restricted stock units, 100% of which shall vest at the 2021 Annual Meeting.

F2 · price: Not applicable.

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August 31, 2020 Filed Sep 2, 2020 20:36 UTC GrantCommon Stock 4,618 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-049156 · doc4.xml · nonDerivative · entry 1

Shenkman Arlen · CIK 0001543512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,618

F1 · security: The common stock is being granted as restricted stock units, 100% of which shall vest at the 2021 Annual Meeting.

F2 · price: Not applicable.

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August 31, 2020 Filed Sep 2, 2020 20:36 UTC GrantCommon Stock 4,618 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-049154 · doc4.xml · nonDerivative · entry 1

Pickens Allison · CIK 0001816386 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,618

F1 · security: The common stock is being granted as restricted stock units, 100% of which shall vest at the 2021 Annual Meeting.

F2 · price: Not applicable.

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August 31, 2020 Filed Sep 2, 2020 20:36 UTC GrantCommon Stock 4,618 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-049152 · doc4.xml · nonDerivative · entry 1

MORAN CHARLES E · CIK 0001240189 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,495

F1 · security: The common stock is being granted as restricted stock units, 100% of which shall vest at the 2021 Annual Meeting.

F2 · price: Not applicable.

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August 31, 2020 Filed Sep 2, 2020 20:35 UTC
Lee VivieDirector
GrantCommon Stock 4,618 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-049151 · doc4.xml · nonDerivative · entry 1

Lee Vivie · CIK 0001730131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,785

F1 · security: The common stock is being granted as restricted stock units, 100% of which shall vest at the 2021 Annual Meeting.

F2 · price: Not applicable.

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August 31, 2020 Filed Sep 2, 2020 20:33 UTC GrantCommon Stock 4,618 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-049150 · doc4.xml · nonDerivative · entry 1

GEESLIN KEITH · CIK 0001196198 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,113

F1 · security: The common stock is being granted as restricted stock units, 100% of which shall vest at the 2021 Annual Meeting.

F2 · price: Not applicable.

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August 31, 2020 Filed Sep 2, 2020 20:32 UTC GrantCommon Stock 4,618 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-049146 · doc4.xml · nonDerivative · entry 1

Bejar Martha Helena · CIK 0001304391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,495

F1 · security: The common stock is being granted as restricted stock units, 100% of which shall vest at the 2021 Annual Meeting.

F2 · price: Not applicable.

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August 31, 2020 Filed Sep 2, 2020 20:33 UTC GrantCommon Stock 4,618 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-049148 · doc4.xml · nonDerivative · entry 1

BRADLEY RICHARD TODD · CIK 0001203500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,618

F1 · security: The common stock is being granted as restricted stock units, 100% of which shall vest at the 2021 Annual Meeting.

F2 · price: Not applicable.

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August 18, 2020 Filed Aug 18, 2020 23:06 UTC
Whalen James J.Chief Accounting Officer
SaleCommon Stock 199.9631 $41.76 $8,350.46
Disclosure

SEC source: 0001209191-20-047318 · doc4.xml · nonDerivative · entry 2

Whalen James J. · CIK 0001770896 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,077

F2 · security: This transaction has taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

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August 18, 2020 Filed Aug 20, 2020 20:10 UTC
Whalen James J.Chief Accounting Officer
Tax withholdingCommon Stock 189 $41.76 $7,892.64
Disclosure

SEC source: 0001209191-20-047710 · doc4.xml · nonDerivative · entry 1

Whalen James J. · CIK 0001770896 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,888

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

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August 18, 2020 Filed Aug 20, 2020 20:10 UTC
Mirchandani SanjayDirector · President & CEO
Tax withholdingCommon Stock 1,140 $41.76 $47,606.40
Disclosure

SEC source: 0001209191-20-047709 · doc4.xml · nonDerivative · entry 1

Mirchandani Sanjay · CIK 0001765820 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,949.4214

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.