Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COMMVAULT SYSTEMS INCCVLT · Entity 422 | Chief Accounting Officer | August 17, 2023 | August 21, 2023 |
| Jersey Mike's Subs Inc.JMKE · Entity 3934 | Chief Accounting Officer | July 30, 2026 | August 04, 2026 |
| Shift4 Payments, Inc.FOUR · Entity 4172 | See Remarks | February 20, 2026 | March 04, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COMMVAULT SYSTEMS INC
Report date August 17, 2023 · Filed August 21, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 19,625 |
Reported balance
After 2023-08-17 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-08-17 · Sale · Disposed 334 · Balance 19,625 F1: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock. Proceeds from the sale were submitted to the Internal Revenue Service. F2: Includes shares purchased under the Commvault Employee Stock Purchase Plan on August 14, 2023. |
| Common StockSEC Table I · non-derivative | Direct | 19,366 |
Reported balance
After 2023-08-18 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2023-08-18 · Sale · Disposed 259 · Balance 19,366 F1: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock. Proceeds from the sale were submitted to the Internal Revenue Service. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock. Proceeds from the sale were submitted to the Internal Revenue Service.
F2: Includes shares purchased under the Commvault Employee Stock Purchase Plan on August 14, 2023.
Jersey Mike's Subs Inc.
Report date July 30, 2026 · Filed August 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 2,500 |
Reported balance
After 2026-07-31 transaction · row 1
1 source rowRow 1 · 2026-07-31 · Purchase · Acquired 2,500 · Balance 2,500 F1: Reflects shares of Class A common stock ("Class A Common Stock") of Jersey Mike's Subs Inc. (the "Issuer") purchased pursuant to a directed share program in connection with the Issuer's initial public offering. |
| Incentive Units of Jersey Mike's HoldCo, LLCSEC Table II · derivative / convertible security · Conversion / exercise price $27.86 | IndirectSee Footnotes | 55,881.2 |
Reported balance
After 2026-07-30 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-07-30 · Grant · Acquired 55,881.2 · Balance 55,881.2 F2: Reflect incentive units of Jersey Mike's HoldCo, LLC ("Incentive Units"), which are "profit interests" having economic characteristics similar to stock appreciation rights. Vested Incentive Units are convertible, at the holder's election, into a number of common units of Jersey Mike's HoldCo, LLC ("Common Units") generally equal to (a) the product of the number of vested Incentive Units to be converted with a given per unit participation threshold and then-current difference between the per unit value of a Common Unit at the time of the conversion (based on the public trading price of a share of Class A Common Stock and the per unit participation threshold of such vested Incentive Units divided by (b) the per unit value of a Common Unit at the time of the conversion (based on the public trading price of a share of Issuer Class A Common Stock), subject to certain adjustments. F3: Common Units are exchangeable on a one-for-one basis for shares of Issuer Class A Common Stock pursuant to the terms of an exchange agreement, dated as of July 29, 2026. These Incentive Units have no expiration date. Such Incentive Units are held indirectly through Jersey Mike's Management Aggregator LLC. F4: These securities were acquired in connection with the reclassification of the interests of Mike's HoldCo, LLC prior to the Issuer's initial public offering (as more fully described in the Registration Statement on Form S-1). These securities were previously reported on the Reporting Person's Form 3 filed on July 30, 2026. F5: These Incentive Units vest in five equal annual installments beginning on April 6, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects shares of Class A common stock ("Class A Common Stock") of Jersey Mike's Subs Inc. (the "Issuer") purchased pursuant to a directed share program in connection with the Issuer's initial public offering.
F2: Reflect incentive units of Jersey Mike's HoldCo, LLC ("Incentive Units"), which are "profit interests" having economic characteristics similar to stock appreciation rights. Vested Incentive Units are convertible, at the holder's election, into a number of common units of Jersey Mike's HoldCo, LLC ("Common Units") generally equal to (a) the product of the number of vested Incentive Units to be converted with a given per unit participation threshold and then-current difference between the per unit value of a Common Unit at the time of the conversion (based on the public trading price of a share of Class A Common Stock and the per unit participation threshold of such vested Incentive Units divided by (b) the per unit value of a Common Unit at the time of the conversion (based on the public trading price of a share of Issuer Class A Common Stock), subject to certain adjustments.
F3: Common Units are exchangeable on a one-for-one basis for shares of Issuer Class A Common Stock pursuant to the terms of an exchange agreement, dated as of July 29, 2026. These Incentive Units have no expiration date. Such Incentive Units are held indirectly through Jersey Mike's Management Aggregator LLC.
F4: These securities were acquired in connection with the reclassification of the interests of Mike's HoldCo, LLC prior to the Issuer's initial public offering (as more fully described in the Registration Statement on Form S-1). These securities were previously reported on the Reporting Person's Form 3 filed on July 30, 2026.
F5: These Incentive Units vest in five equal annual installments beginning on April 6, 2027.
Shift4 Payments, Inc.
Report date February 20, 2026 · Filed March 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 66,936 |
Ending reported balance
After 2026-02-28 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-02-20 · Tax withholding · Disposed 3,916 · Balance 50,820 F1: These shares were withheld for payment of the withholding taxes upon the vesting of the restricted stock units granted to the Reporting Person on February 21, 2025. Row 2 · 2026-02-27 · Grant · Acquired 17,018 · Balance 67,838 F2: Represents an award of restricted stock units, which will vest in three equal annual installments beginning on February 27, 2027. Row 3 · 2026-02-28 · Tax withholding · Disposed 902 · Balance 66,936 F3: These shares were withheld for payment of the withholding taxes upon the vesting of the restricted stock units granted to the Reporting Person on February 29, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were withheld for payment of the withholding taxes upon the vesting of the restricted stock units granted to the Reporting Person on February 21, 2025.
F2: Represents an award of restricted stock units, which will vest in three equal annual installments beginning on February 27, 2027.
F3: These shares were withheld for payment of the withholding taxes upon the vesting of the restricted stock units granted to the Reporting Person on February 29, 2024.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 31, 2026 Filed Aug 4, 2026 20:30 UTC | Jersey Mike's Subs Inc. JMKE · Entity 3934 | PurchaseClass A Common Stock | 2,500 | $23.00 | $57,500.00 |
DisclosureSEC source: 0001193125-26-332937 · ownership.xml · nonDerivative · entry 1 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,500 F1 · kind: Reflects shares of Class A common stock ("Class A Common Stock") of Jersey Mike's Subs Inc. (the "Issuer") purchased pursuant to a directed share program in connection with the Issuer's initial public offering. Read SEC document |
| July 30, 2026 Filed Aug 4, 2026 20:30 UTC | Jersey Mike's Subs Inc. JMKE · Entity 3934 | GrantIncentive Units of Jersey Mike's HoldCo, LLC · Derivative | 55,881.2 | Not disclosed Strike: $27.86 | Not disclosed |
DisclosureSEC source: 0001193125-26-332937 · ownership.xml · derivative · entry 2 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 55,881.2 Underlying: Class A Common Stock · 55,881.2 shares Expires not disclosed F2 · derivative.exercise_price: Reflect incentive units of Jersey Mike's HoldCo, LLC ("Incentive Units"), which are "profit interests" having economic characteristics similar to stock appreciation rights. Vested Incentive Units are convertible, at the holder's election, into a number of common units of Jersey Mike's HoldCo, LLC ("Common Units") generally equal to (a) the product of the number of vested Incentive Units to be converted with a given per unit participation threshold and then-current difference between the per unit value of a Common Unit at the time of the conversion (based on the public trading price of a share of Class A Common Stock and the per unit participation threshold of such vested Incentive Units divided by (b) the per unit value of a Common Unit at the time of the conversion (based on the public trading price of a share of Issuer Class A Common Stock), subject to certain adjustments. F3 · derivative.exercise_price: Common Units are exchangeable on a one-for-one basis for shares of Issuer Class A Common Stock pursuant to the terms of an exchange agreement, dated as of July 29, 2026. These Incentive Units have no expiration date. Such Incentive Units are held indirectly through Jersey Mike's Management Aggregator LLC. F4 · kind: These securities were acquired in connection with the reclassification of the interests of Mike's HoldCo, LLC prior to the Issuer's initial public offering (as more fully described in the Registration Statement on Form S-1). These securities were previously reported on the Reporting Person's Form 3 filed on July 30, 2026. F4 · price: These securities were acquired in connection with the reclassification of the interests of Mike's HoldCo, LLC prior to the Issuer's initial public offering (as more fully described in the Registration Statement on Form S-1). These securities were previously reported on the Reporting Person's Form 3 filed on July 30, 2026. F2 · derivative.exercise_date: Reflect incentive units of Jersey Mike's HoldCo, LLC ("Incentive Units"), which are "profit interests" having economic characteristics similar to stock appreciation rights. Vested Incentive Units are convertible, at the holder's election, into a number of common units of Jersey Mike's HoldCo, LLC ("Common Units") generally equal to (a) the product of the number of vested Incentive Units to be converted with a given per unit participation threshold and then-current difference between the per unit value of a Common Unit at the time of the conversion (based on the public trading price of a share of Class A Common Stock and the per unit participation threshold of such vested Incentive Units divided by (b) the per unit value of a Common Unit at the time of the conversion (based on the public trading price of a share of Issuer Class A Common Stock), subject to certain adjustments. F3 · derivative.exercise_date: Common Units are exchangeable on a one-for-one basis for shares of Issuer Class A Common Stock pursuant to the terms of an exchange agreement, dated as of July 29, 2026. These Incentive Units have no expiration date. Such Incentive Units are held indirectly through Jersey Mike's Management Aggregator LLC. F5 · derivative.exercise_date: These Incentive Units vest in five equal annual installments beginning on April 6, 2027. F2 · derivative.expiration_date: Reflect incentive units of Jersey Mike's HoldCo, LLC ("Incentive Units"), which are "profit interests" having economic characteristics similar to stock appreciation rights. Vested Incentive Units are convertible, at the holder's election, into a number of common units of Jersey Mike's HoldCo, LLC ("Common Units") generally equal to (a) the product of the number of vested Incentive Units to be converted with a given per unit participation threshold and then-current difference between the per unit value of a Common Unit at the time of the conversion (based on the public trading price of a share of Class A Common Stock and the per unit participation threshold of such vested Incentive Units divided by (b) the per unit value of a Common Unit at the time of the conversion (based on the public trading price of a share of Issuer Class A Common Stock), subject to certain adjustments. F3 · derivative.expiration_date: Common Units are exchangeable on a one-for-one basis for shares of Issuer Class A Common Stock pursuant to the terms of an exchange agreement, dated as of July 29, 2026. These Incentive Units have no expiration date. Such Incentive Units are held indirectly through Jersey Mike's Management Aggregator LLC. F5 · derivative.expiration_date: These Incentive Units vest in five equal annual installments beginning on April 6, 2027. F2 · ownership.nature: Reflect incentive units of Jersey Mike's HoldCo, LLC ("Incentive Units"), which are "profit interests" having economic characteristics similar to stock appreciation rights. Vested Incentive Units are convertible, at the holder's election, into a number of common units of Jersey Mike's HoldCo, LLC ("Common Units") generally equal to (a) the product of the number of vested Incentive Units to be converted with a given per unit participation threshold and then-current difference between the per unit value of a Common Unit at the time of the conversion (based on the public trading price of a share of Class A Common Stock and the per unit participation threshold of such vested Incentive Units divided by (b) the per unit value of a Common Unit at the time of the conversion (based on the public trading price of a share of Issuer Class A Common Stock), subject to certain adjustments. F3 · ownership.nature: Common Units are exchangeable on a one-for-one basis for shares of Issuer Class A Common Stock pursuant to the terms of an exchange agreement, dated as of July 29, 2026. These Incentive Units have no expiration date. Such Incentive Units are held indirectly through Jersey Mike's Management Aggregator LLC. Read SEC document |
| February 28, 2026 Filed Mar 4, 2026 02:17 UTC | Shift4 Payments, Inc. FOUR · Entity 4172 | Tax withholdingClass A Common Stock | 902 | $44.07 | $39,751.14 |
DisclosureSEC source: 0001193125-26-089569 · ownership.xml · nonDerivative · entry 3 Whalen James J. · CIK 0001770896 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,936 F3 · shares: These shares were withheld for payment of the withholding taxes upon the vesting of the restricted stock units granted to the Reporting Person on February 29, 2024. Read SEC document |
| February 27, 2026 Filed Mar 4, 2026 02:17 UTC | Shift4 Payments, Inc. FOUR · Entity 4172 | GrantClass A Common Stock | 17,018 | $44.07 | $749,983.26 |
DisclosureSEC source: 0001193125-26-089569 · ownership.xml · nonDerivative · entry 2 Whalen James J. · CIK 0001770896 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,838 F2 · shares: Represents an award of restricted stock units, which will vest in three equal annual installments beginning on February 27, 2027. Read SEC document |
| February 20, 2026 Filed Mar 4, 2026 02:17 UTC | Shift4 Payments, Inc. FOUR · Entity 4172 | Tax withholdingClass A Common Stock | 3,916 | $58.49 | $229,046.84 |
DisclosureSEC source: 0001193125-26-089569 · ownership.xml · nonDerivative · entry 1 Whalen James J. · CIK 0001770896 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,820 F1 · shares: These shares were withheld for payment of the withholding taxes upon the vesting of the restricted stock units granted to the Reporting Person on February 21, 2025. Read SEC document |
| November 12, 2025 Filed Nov 14, 2025 21:05 UTC | Shift4 Payments, Inc. FOUR · Entity 4172 | SaleClass A Common Stock | 1,438 | $71.50 | $102,817.00 |
DisclosureSEC source: 0001193125-25-282896 · ownership.xml · nonDerivative · entry 1 Whalen James J. · CIK 0001770896 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 54,736 Read SEC document |
| August 15, 2025 Filed Aug 19, 2025 23:59 UTC | Shift4 Payments, Inc. FOUR · Entity 4172 | GiftClass A Common Stock | 150 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-110286 · ownership.xml · nonDerivative · entry 2 Whalen James J. · CIK 0001770896 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,174 Read SEC document |
| August 15, 2025 Filed Aug 19, 2025 23:59 UTC | Shift4 Payments, Inc. FOUR · Entity 4172 | SaleClass A Common Stock | 794 | $89.90 | $71,376.63 |
DisclosureSEC source: 0000950170-25-110286 · ownership.xml · nonDerivative · entry 1 Whalen James J. · CIK 0001770896 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,324 Read SEC document |
| March 04, 2025 Filed Mar 5, 2025 17:39 UTC | Shift4 Payments, Inc. FOUR · Entity 4172 | SaleClass A Common Stock | 195 | $94.00 | $18,330.00 |
DisclosureSEC source: 0000950170-25-033247 · ownership.xml · nonDerivative · entry 1 Whalen James J. · CIK 0001770896 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 57,118 F1 · shares: Represents sales pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| February 21, 2025 Filed Feb 25, 2025 01:56 UTC | Shift4 Payments, Inc. FOUR · Entity 4172 | GrantClass A Common Stock | 20,224 | $98.89 | $1,999,951.36 |
DisclosureSEC source: 0000950170-25-025987 · ownership.xml · nonDerivative · entry 1 Whalen James J. · CIK 0001770896 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,313 F1 · shares: Represents an award of restricted stock units, which will vest in three equal annual installments beginning on February 21, 2026. Read SEC document |
| December 05, 2024 Filed Dec 11, 2024 00:02 UTC | Shift4 Payments, Inc. FOUR · Entity 4172 | SaleClass A Common Stock | 1,462 | $101.07 | $147,764.34 |
DisclosureSEC source: 0000950170-24-135094 · ownership.xml · nonDerivative · entry 1 Whalen James J. · CIK 0001770896 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 37,089 F1 · shares: Represents sales pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| November 14, 2024 Filed Nov 15, 2024 21:15 UTC | Shift4 Payments, Inc. FOUR · Entity 4172 | GrantClass A Common Stock | 3,506 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-127593 · ownership.xml · nonDerivative · entry 3 Whalen James J. · CIK 0001770896 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,551 F2 · shares: Represents an award of restricted stock units, which vest in equal annual installments starting on August 12, 2025 and annually thereafter, in each case subject to continued service by the Reporting Person through the applicable vesting dates. Read SEC document |
| November 10, 2024 Filed Nov 15, 2024 21:15 UTC | Shift4 Payments, Inc. FOUR · Entity 4172 | Tax withholdingClass A Common Stock | 2,378 | $100.77 | $239,631.06 |
DisclosureSEC source: 0000950170-24-127593 · ownership.xml · nonDerivative · entry 2 Whalen James J. · CIK 0001770896 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,045 F1 · shares: Shares withheld for payment of withholding taxes upon the vesting of restricted stock units granted to the Reporting Person. Read SEC document |
| November 10, 2024 Filed Nov 15, 2024 21:15 UTC | Shift4 Payments, Inc. FOUR · Entity 4172 | Tax withholdingClass A Common Stock | 3,250 | $100.77 | $327,502.50 |
DisclosureSEC source: 0000950170-24-127593 · ownership.xml · nonDerivative · entry 1 Whalen James J. · CIK 0001770896 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,423 F1 · shares: Shares withheld for payment of withholding taxes upon the vesting of restricted stock units granted to the Reporting Person. Read SEC document |
| August 18, 2023 Filed Aug 21, 2023 20:04 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | SaleCommon Stock | 259 | $69.31 | $17,951.29 |
DisclosureSEC source: 0001169561-23-000113 · wk-form4_1692648243.xml · nonDerivative · entry 2 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,366 F1 · security: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock. Proceeds from the sale were submitted to the Internal Revenue Service. Read SEC document |
| August 17, 2023 Filed Aug 21, 2023 20:04 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | SaleCommon Stock | 334 | $69.61 | $23,249.74 |
DisclosureSEC source: 0001169561-23-000113 · wk-form4_1692648243.xml · nonDerivative · entry 1 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,625 F1 · security: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock. Proceeds from the sale were submitted to the Internal Revenue Service. F2 · balance_after: Includes shares purchased under the Commvault Employee Stock Purchase Plan on August 14, 2023. Read SEC document |
| June 09, 2023 Filed Jun 13, 2023 21:18 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | SaleCommon Stock | 1,305 | $71.14 | $92,837.70 |
DisclosureSEC source: 0001169561-23-000093 · wk-form4_1686691086.xml · nonDerivative · entry 1 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,853 Read SEC document |
| May 23, 2023 Filed May 23, 2023 22:46 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | SaleCommon Stock | 1,156 | $67.22 | $77,706.32 |
DisclosureSEC source: 0001169561-23-000082 · wk-form4_1684881981.xml · nonDerivative · entry 5 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,158 F1 · security: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock. Proceeds from the sale were submitted to the Internal Revenue Service. Read SEC document |
| May 23, 2023 Filed May 23, 2023 22:46 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | SaleCommon Stock | 3,047 | $66.96 | $204,027.12 |
DisclosureSEC source: 0001169561-23-000082 · wk-form4_1684881981.xml · nonDerivative · entry 4 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,314 Read SEC document |
| May 22, 2023 Filed May 23, 2023 22:46 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | GrantCommon Stock | 719 | $0.00 | $0.00 |
DisclosureSEC source: 0001169561-23-000082 · wk-form4_1684881981.xml · nonDerivative · entry 3 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,361 F3 · security: Represents additional shares issued in connection with the Company's achievement of certain financial performance metrics tied to annualized recurring revenue for fiscal year 2023 pursuant to the terms of an award granted on May 16, 2022. Read SEC document |
| May 22, 2023 Filed May 23, 2023 22:46 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | GrantCommon Stock | 294 | $0.00 | $0.00 |
DisclosureSEC source: 0001169561-23-000082 · wk-form4_1684881981.xml · nonDerivative · entry 2 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,642 F2 · security: Represents additional shares issued in connection with the Company's total shareholder return for fiscal year 2023 satisfying specified benchmarks relative to the Russell 3000 index pursuant to the terms of an award granted on May 22, 2020. Read SEC document |
| May 19, 2023 Filed May 23, 2023 22:46 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | SaleCommon Stock | 295 | $65.59 | $19,349.05 |
DisclosureSEC source: 0001169561-23-000082 · wk-form4_1684881981.xml · nonDerivative · entry 1 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,348 F1 · security: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock. Proceeds from the sale were submitted to the Internal Revenue Service. Read SEC document |
| May 18, 2023 Filed May 19, 2023 20:43 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Tax withholdingCommon Stock | 666 | $64.73 | $43,110.18 |
DisclosureSEC source: 0001169561-23-000069 · wk-form4_1684528971.xml · nonDerivative · entry 2 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,643 F1 · security: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock. Proceeds from the sale were submitted to the Internal Revenue Service. Read SEC document |
| May 17, 2023 Filed May 19, 2023 20:43 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Tax withholdingCommon Stock | 1,322 | $63.49 | $83,933.78 |
DisclosureSEC source: 0001169561-23-000069 · wk-form4_1684528971.xml · nonDerivative · entry 1 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,309 F1 · security: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock. Proceeds from the sale were submitted to the Internal Revenue Service. Read SEC document |
| May 15, 2023 Filed May 17, 2023 20:00 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | GrantCommon Stock | 2,406 | $0.00 | $0.00 |
DisclosureSEC source: 0001169561-23-000054 · wk-form4_1684353629.xml · nonDerivative · entry 3 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,631 F3 · security: The common stock is being granted as performance share units (PSUs), which will vest, over a three year period based on the Company's achievement of certain financial performance metrics tied to revenue measures. Read SEC document |
| May 15, 2023 Filed May 17, 2023 20:00 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | GrantCommon Stock | 2,406 | $0.00 | $0.00 |
DisclosureSEC source: 0001169561-23-000054 · wk-form4_1684353629.xml · nonDerivative · entry 2 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,225 F2 · security: The common stock is being granted as performance share units (PSUs), 1/3 of which will vest, on each of the first, second and third anniversaries of the grant date of the award, if on such dates the Company's total shareholder return satisfies specified benchmarks relative to Russell 3000 index. Read SEC document |
| May 15, 2023 Filed May 17, 2023 20:00 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | GrantCommon Stock | 4,813 | $0.00 | $0.00 |
DisclosureSEC source: 0001169561-23-000054 · wk-form4_1684353629.xml · nonDerivative · entry 1 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,819 F1 · security: The common stock is being granted as restricted stock units and is subject to a 3-year vesting schedule, as follows: 1/3 on the first anniversary of the grant with the remaining portion vesting in equal quarterly installments thereafter. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 21:09 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Tax withholdingCommon Stock | 227 | $60.70 | $13,778.90 |
DisclosureSEC source: 0001169561-23-000032 · wf-form4_167753216320852.xml · nonDerivative · entry 1 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,006 F1 · security: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock. Proceeds from the sale were submitted to the Internal Revenue Service. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 21:05 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Tax withholdingCommon Stock | 291 | $61.27 | $17,829.57 |
DisclosureSEC source: 0001169561-23-000025 · wf-form4_167718628902349.xml · nonDerivative · entry 1 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,233 F1 · security: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock. Proceeds from the sale were submitted to the Internal Revenue Service. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.09 and $61.27, inclusive. Full information regarding the number of shares sold at each separate price will be provided by the reporting person upon request to the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 21:01 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | SaleCommon Stock | 301 | $63.36 | $19,071.36 |
DisclosureSEC source: 0001169561-23-000019 · wf-form4_167701327845317.xml · nonDerivative · entry 1 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,524 F1 · balance_after: Includes shares purchased under the Commvault Employee Stock Purchase Plan on February 14, 2023. Read SEC document |
| November 28, 2022 Filed Nov 30, 2022 21:04 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | SaleCommon Stock | 526 | $66.04 | $34,737.04 |
DisclosureSEC source: 0001169561-22-000127 · wf-form4_166984221933912.xml · nonDerivative · entry 1 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,524 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.03 and $66.08, inclusive. Full information regarding the number of shares sold at each separate price will be provided by the reporting person upon request to the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer. Read SEC document |
| November 23, 2022 Filed Nov 23, 2022 23:35 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Tax withholdingCommon Stock | 204 | $65.55 | $13,372.20 |
DisclosureSEC source: 0001169561-22-000120 · wf-form4_166924651279581.xml · nonDerivative · entry 1 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,050 F1 · security: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock. Proceeds from the sale were submitted to the Internal Revenue Service. Read SEC document |
| November 18, 2022 Filed Nov 21, 2022 21:05 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Tax withholdingCommon Stock | 260 | $64.18 | $16,686.80 |
DisclosureSEC source: 0001169561-22-000113 · wf-form4_166906469693960.xml · nonDerivative · entry 2 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,254 F1 · security: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock. Proceeds from the sale were submitted to the Internal Revenue Service. Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 21:05 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Tax withholdingCommon Stock | 7 | $65.36 | $457.52 |
DisclosureSEC source: 0001169561-22-000113 · wf-form4_166906469693960.xml · nonDerivative · entry 1 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,514 F1 · security: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock. Proceeds from the sale were submitted to the Internal Revenue Service. Read SEC document |
| November 04, 2022 Filed Nov 8, 2022 21:03 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | SaleCommon Stock | 593 | $63.76 | $37,809.68 |
DisclosureSEC source: 0001169561-22-000104 · wf-form4_166794141441025.xml · nonDerivative · entry 1 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,521 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.75 and $63.78, inclusive. Full information regarding the number of shares sold at each separate price will be provided by the reporting person upon request to the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer. Read SEC document |
| August 24, 2022 Filed Aug 26, 2022 20:05 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Tax withholdingCommon Stock | 205 | $56.74 | $11,631.70 |
DisclosureSEC source: 0001169561-22-000089 · wf-form4_166154429933621.xml · nonDerivative · entry 1 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,114 F1 · security: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock. Proceeds from the sale were submitted to the Internal Revenue Service. Read SEC document |
| August 18, 2022 Filed Aug 22, 2022 20:10 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Tax withholdingCommon Stock | 260 | $59.33 | $15,425.80 |
DisclosureSEC source: 0001169561-22-000056 · wf-form4_166119901636688.xml · nonDerivative · entry 1 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,319 F1 · security: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock. Proceeds from the sale were submitted to the Internal Revenue Service. F2 · balance_after: Reflects an adjustment to the total number of shares previously reported by the reporting person after a reconciliation of such person's ownership records. Read SEC document |
| August 16, 2022 Filed Aug 18, 2022 20:11 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Tax withholdingCommon Stock | 7 | $59.41 | $415.87 |
DisclosureSEC source: 0001169561-22-000047 · wf-form4_166085345562973.xml · nonDerivative · entry 1 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,678.3635 F1 · security: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock. Proceeds from the sale were submitted to the Internal Revenue Service. F2 · balance_after: Reflects an adjustment to the total number of shares previously reported by the reporting person after a reconciliation of such person's ownership records and to include shares acquired under the ESPP on August 12, 2022. Read SEC document |
| June 03, 2022 Filed Jun 6, 2022 20:44 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | SaleCommon Stock | 1,662 | $64.31 | $106,883.22 |
DisclosureSEC source: 0001169561-22-000023 · wf-form4_165454825143339.xml · nonDerivative · entry 1 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,616 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.30 and $64.36, inclusive. Read SEC document |
| May 26, 2022 Filed May 27, 2022 20:25 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | SaleCommon Stock | 3,392 | $61.74 | $209,422.08 |
DisclosureSEC source: 0001209191-22-032546 · doc4.xml · nonDerivative · entry 2 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,278 Read SEC document |
| May 25, 2022 Filed May 27, 2022 20:25 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Tax withholdingCommon Stock | 1,011 | $59.56 | $60,215.16 |
DisclosureSEC source: 0001209191-22-032546 · doc4.xml · nonDerivative · entry 1 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,670 F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted and performance stock units. Read SEC document |
| May 20, 2022 Filed May 24, 2022 20:20 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Tax withholdingCommon Stock | 1,383 | $58.30 | $80,628.90 |
DisclosureSEC source: 0001209191-22-031607 · doc4.xml · nonDerivative · entry 1 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,681 F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted and performance stock units. Read SEC document |
| May 18, 2022 Filed May 20, 2022 20:30 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Tax withholdingCommon Stock | 320 | $59.97 | $19,190.40 |
DisclosureSEC source: 0001209191-22-031019 · doc4.xml · nonDerivative · entry 2 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,064 F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted and performance stock units. Read SEC document |
| May 18, 2022 Filed May 20, 2022 20:30 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Tax withholdingCommon Stock | 4 | $58.57 | $234.28 |
DisclosureSEC source: 0001209191-22-031019 · doc4.xml · nonDerivative · entry 1 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,384 F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted and performance stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.51 and $58.62, inclusive. Read SEC document |
| May 16, 2022 Filed May 18, 2022 22:03 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | GrantCommon Stock | 2,591 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-030205 · doc4.xml · nonDerivative · entry 3 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,388 F3 · security: The common stock is being granted as performance share units (PSUs), which will vest, over a three year period based on the Company's achievement of certain financial performance metrics tied to revenue measures. Read SEC document |
| May 16, 2022 Filed May 18, 2022 22:03 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | GrantCommon Stock | 5,182 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-030205 · doc4.xml · nonDerivative · entry 2 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,797 F2 · security: The common stock is being granted as restricted stock units and is subject to a 3-year vesting schedule, as follows: 1/3 on the first anniversary of the grant with the remaining portion vesting in equal quarterly installments thereafter. Read SEC document |
| May 16, 2022 Filed May 18, 2022 22:03 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | GrantCommon Stock | 2,591 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-030205 · doc4.xml · nonDerivative · entry 1 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,615 F1 · security: The common stock is being granted as performance share units (PSUs), 1/3 of which will vest, on each of the first, second and third anniversaries of the grant date of the award, if on such dates the Company's total shareholder return satisfies specified benchmarks relative to Russell 3000 index. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 21:26 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Tax withholdingCommon Stock | 231 | $64.76 | $14,959.56 |
DisclosureSEC source: 0001209191-22-011268 · doc4.xml · nonDerivative · entry 2 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,024 F2 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.75 and $65.08, inclusive. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 21:26 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | SaleCommon Stock | 269.2161 | $66.14 | $17,805.95 |
DisclosureSEC source: 0001209191-22-011268 · doc4.xml · nonDerivative · entry 1 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,255 F1 · security: This transaction has taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 21:46 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | GrantCommon Stock | 269.2161 | $55.72 | $15,000.72 |
DisclosureSEC source: 0001209191-22-010221 · doc4.xml · nonDerivative · entry 1 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,524.2161 F1 · security: Shares were acquired under the Commvault Employee Stock Purchase Plan on Feb. 14, 2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.