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person · Reporting owner

CAROLAN BRIAN

Disclosed activity across 2 companies

Tapewire entity
31254
SEC CIK
0001279714

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
COMMVAULT SYSTEMS INCCVLT · Entity 422VP Finance and CFOMay 25, 2022May 27, 2022
SailPoint, Inc.SAIL · Entity 3487Chief Financial OfficerOctober 06, 2026October 08, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

COMMVAULT SYSTEMS INC

Report date May 25, 2022 · Filed May 27, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect92,149.7083 Reported balance After 2022-05-25 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2022-05-25 · Tax withholding · Disposed 5,587 · Balance 92,149.7083

F1: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted and performance stock units.

Filing footnotes · ownership attribution and instrument terms

F1: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted and performance stock units.

SailPoint, Inc.

Report date October 06, 2026 · Filed October 08, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,626,381 Ending reported balance After 2026-10-07 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2026-10-06 · Sale · Disposed 25,268 · Balance 1,682,474

F1: These trades were executed under a Rule 10b5-1 trading plan and pursuant to a mandatory sell-to-cover provision in the Reporting Person's underlying Restricted Stock Unit Agreement for the satisfaction of tax withholding obligations in connection with the vesting of restricted stock units and consequently do not represent discretionary trades by the Reporting Person.

F2: On October 6, 2026, the Reporting Person sold 25,268 shares in multiple trades at prices ranging from $19.864 to $20.86 per share.

F3: The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were effected.

Row 2 · 2026-10-06 · Sale · Disposed 3,271 · Balance 1,679,203

F1: These trades were executed under a Rule 10b5-1 trading plan and pursuant to a mandatory sell-to-cover provision in the Reporting Person's underlying Restricted Stock Unit Agreement for the satisfaction of tax withholding obligations in connection with the vesting of restricted stock units and consequently do not represent discretionary trades by the Reporting Person.

F3: The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were effected.

F4: On October 6, 2026, the Reporting Person sold 3,271 shares in multiple trades at prices ranging from $20.865 to $21.22 per share.

Row 3 · 2026-10-07 · Sale · Disposed 52,619 · Balance 1,626,584

F1: These trades were executed under a Rule 10b5-1 trading plan and pursuant to a mandatory sell-to-cover provision in the Reporting Person's underlying Restricted Stock Unit Agreement for the satisfaction of tax withholding obligations in connection with the vesting of restricted stock units and consequently do not represent discretionary trades by the Reporting Person.

F3: The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were effected.

F5: On October 7, 2026, the Reporting Person sold 52,619 shares in multiple trades at prices ranging from $19.409 to $20.40 per share.

Row 4 · 2026-10-07 · Sale · Disposed 203 · Balance 1,626,381

F1: These trades were executed under a Rule 10b5-1 trading plan and pursuant to a mandatory sell-to-cover provision in the Reporting Person's underlying Restricted Stock Unit Agreement for the satisfaction of tax withholding obligations in connection with the vesting of restricted stock units and consequently do not represent discretionary trades by the Reporting Person.

F3: The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were effected.

F6: On October 7, 2026, the Reporting Person sold 203 shares in multiple trades at prices ranging from $20.44 to $20.445 per share.

Filing footnotes · ownership attribution and instrument terms

F1: These trades were executed under a Rule 10b5-1 trading plan and pursuant to a mandatory sell-to-cover provision in the Reporting Person's underlying Restricted Stock Unit Agreement for the satisfaction of tax withholding obligations in connection with the vesting of restricted stock units and consequently do not represent discretionary trades by the Reporting Person.

F2: On October 6, 2026, the Reporting Person sold 25,268 shares in multiple trades at prices ranging from $19.864 to $20.86 per share.

F3: The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were effected.

F4: On October 6, 2026, the Reporting Person sold 3,271 shares in multiple trades at prices ranging from $20.865 to $21.22 per share.

F5: On October 7, 2026, the Reporting Person sold 52,619 shares in multiple trades at prices ranging from $19.409 to $20.40 per share.

F6: On October 7, 2026, the Reporting Person sold 203 shares in multiple trades at prices ranging from $20.44 to $20.445 per share.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 07, 2026 Filed Oct 8, 2026 21:01 UTC SailPoint, Inc. SAIL · Entity 3487 SaleCommon Stock 203 $20.44 $4,149.32
Disclosure

SEC source: 0001279714-26-000031 · wk-form4_1791493313.xml · nonDerivative · entry 4

CAROLAN BRIAN · CIK 0001279714 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,626,381

F1 · kind: These trades were executed under a Rule 10b5-1 trading plan and pursuant to a mandatory sell-to-cover provision in the Reporting Person's underlying Restricted Stock Unit Agreement for the satisfaction of tax withholding obligations in connection with the vesting of restricted stock units and consequently do not represent discretionary trades by the Reporting Person.

F3 · price: The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were effected.

F6 · price: On October 7, 2026, the Reporting Person sold 203 shares in multiple trades at prices ranging from $20.44 to $20.445 per share.

Read SEC document
October 07, 2026 Filed Oct 8, 2026 21:01 UTC SailPoint, Inc. SAIL · Entity 3487 SaleCommon Stock 52,619 $19.71 $1,037,109.97
Disclosure

SEC source: 0001279714-26-000031 · wk-form4_1791493313.xml · nonDerivative · entry 3

CAROLAN BRIAN · CIK 0001279714 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,626,584

F1 · kind: These trades were executed under a Rule 10b5-1 trading plan and pursuant to a mandatory sell-to-cover provision in the Reporting Person's underlying Restricted Stock Unit Agreement for the satisfaction of tax withholding obligations in connection with the vesting of restricted stock units and consequently do not represent discretionary trades by the Reporting Person.

F3 · price: The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were effected.

F5 · price: On October 7, 2026, the Reporting Person sold 52,619 shares in multiple trades at prices ranging from $19.409 to $20.40 per share.

Read SEC document
October 06, 2026 Filed Oct 8, 2026 21:01 UTC SailPoint, Inc. SAIL · Entity 3487 SaleCommon Stock 3,271 $21.03 $68,790.11
Disclosure

SEC source: 0001279714-26-000031 · wk-form4_1791493313.xml · nonDerivative · entry 2

CAROLAN BRIAN · CIK 0001279714 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,679,203

F1 · kind: These trades were executed under a Rule 10b5-1 trading plan and pursuant to a mandatory sell-to-cover provision in the Reporting Person's underlying Restricted Stock Unit Agreement for the satisfaction of tax withholding obligations in connection with the vesting of restricted stock units and consequently do not represent discretionary trades by the Reporting Person.

F3 · price: The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were effected.

F4 · price: On October 6, 2026, the Reporting Person sold 3,271 shares in multiple trades at prices ranging from $20.865 to $21.22 per share.

Read SEC document
October 06, 2026 Filed Oct 8, 2026 21:01 UTC SailPoint, Inc. SAIL · Entity 3487 SaleCommon Stock 25,268 $20.27 $512,121.72
Disclosure

SEC source: 0001279714-26-000031 · wk-form4_1791493313.xml · nonDerivative · entry 1

CAROLAN BRIAN · CIK 0001279714 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,682,474

F1 · kind: These trades were executed under a Rule 10b5-1 trading plan and pursuant to a mandatory sell-to-cover provision in the Reporting Person's underlying Restricted Stock Unit Agreement for the satisfaction of tax withholding obligations in connection with the vesting of restricted stock units and consequently do not represent discretionary trades by the Reporting Person.

F2 · price: On October 6, 2026, the Reporting Person sold 25,268 shares in multiple trades at prices ranging from $19.864 to $20.86 per share.

F3 · price: The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were effected.

Read SEC document
July 08, 2026 Filed Jul 9, 2026 20:53 UTC SailPoint, Inc. SAIL · Entity 3487 SaleCommon Stock 46,002 $15.42 $709,130.03
Disclosure

SEC source: 0001279714-26-000024 · wk-form4_1783630387.xml · nonDerivative · entry 3

CAROLAN BRIAN · CIK 0001279714 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,707,742

F1 · kind: These trades were executed under a Rule 10b5-1 trading plan and pursuant to a mandatory sell-to-cover provision in the Reporting Person's underlying Restricted Stock Unit Agreement for the satisfaction of tax withholding obligations in connection with the vesting of restricted stock units and consequently do not represent discretionary trades by the Reporting Person.

F3 · price: The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were effected.

F5 · price: On July 8, 2026, the Reporting Person sold 46,002 shares in multiple trades at prices ranging from $15.115 to $16.015 per share.

Read SEC document
July 07, 2026 Filed Jul 9, 2026 20:53 UTC SailPoint, Inc. SAIL · Entity 3487 SaleCommon Stock 11,353 $16.73 $189,924.34
Disclosure

SEC source: 0001279714-26-000024 · wk-form4_1783630387.xml · nonDerivative · entry 2

CAROLAN BRIAN · CIK 0001279714 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,753,744

F1 · kind: These trades were executed under a Rule 10b5-1 trading plan and pursuant to a mandatory sell-to-cover provision in the Reporting Person's underlying Restricted Stock Unit Agreement for the satisfaction of tax withholding obligations in connection with the vesting of restricted stock units and consequently do not represent discretionary trades by the Reporting Person.

F3 · price: The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were effected.

F4 · price: On July 7, 2026, the Reporting Person sold 11,353 shares in multiple trades at prices ranging from $16.55 to $16.95 per share.

Read SEC document
July 07, 2026 Filed Jul 9, 2026 20:53 UTC SailPoint, Inc. SAIL · Entity 3487 SaleCommon Stock 21,115 $16.05 $338,927.42
Disclosure

SEC source: 0001279714-26-000024 · wk-form4_1783630387.xml · nonDerivative · entry 1

CAROLAN BRIAN · CIK 0001279714 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,765,097

F1 · kind: These trades were executed under a Rule 10b5-1 trading plan and pursuant to a mandatory sell-to-cover provision in the Reporting Person's underlying Restricted Stock Unit Agreement for the satisfaction of tax withholding obligations in connection with the vesting of restricted stock units and consequently do not represent discretionary trades by the Reporting Person.

F2 · price: On July 7, 2026, the Reporting Person sold 21,115 shares in multiple trades at prices ranging from $15.55 to $16.545 per share.

F3 · price: The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were effected.

Read SEC document
April 09, 2026 Filed Apr 10, 2026 00:00 UTC SailPoint, Inc. SAIL · Entity 3487 SaleCommon Stock 2,218 $12.21 $27,081.78
Disclosure

SEC source: 0001279714-26-000018 · wk-form4_1775779233.xml · nonDerivative · entry 4

CAROLAN BRIAN · CIK 0001279714 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,786,212

F1 · kind: These trades were executed under a Rule 10b5-1 trading plan and pursuant to a mandatory sell-to-cover provision in the Reporting Person's underlying Restricted Stock Unit Agreement for the satisfaction of tax withholding obligations in connection with the vesting of restricted stock units and consequently do not represent discretionary trades by the Reporting Person.

Read SEC document
April 09, 2026 Filed Apr 10, 2026 00:00 UTC SailPoint, Inc. SAIL · Entity 3487 SaleCommon Stock 45,226 $11.42 $516,607.55
Disclosure

SEC source: 0001279714-26-000018 · wk-form4_1775779233.xml · nonDerivative · entry 3

CAROLAN BRIAN · CIK 0001279714 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,788,430

F1 · kind: These trades were executed under a Rule 10b5-1 trading plan and pursuant to a mandatory sell-to-cover provision in the Reporting Person's underlying Restricted Stock Unit Agreement for the satisfaction of tax withholding obligations in connection with the vesting of restricted stock units and consequently do not represent discretionary trades by the Reporting Person.

F3 · price: The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were effected.

F5 · price: On April 9, 2026, the Reporting Person sold 45,226 shares in multiple trades at prices ranging from $11.135 to $12.01 per share.

Read SEC document
April 08, 2026 Filed Apr 10, 2026 00:00 UTC SailPoint, Inc. SAIL · Entity 3487 SaleCommon Stock 18,477 $12.80 $236,516.69
Disclosure

SEC source: 0001279714-26-000018 · wk-form4_1775779233.xml · nonDerivative · entry 2

CAROLAN BRIAN · CIK 0001279714 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,833,656

F1 · kind: These trades were executed under a Rule 10b5-1 trading plan and pursuant to a mandatory sell-to-cover provision in the Reporting Person's underlying Restricted Stock Unit Agreement for the satisfaction of tax withholding obligations in connection with the vesting of restricted stock units and consequently do not represent discretionary trades by the Reporting Person.

F3 · price: The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were effected.

F4 · price: On April 8, 2026, the Reporting Person sold 18,477 shares in multiple trades at prices ranging from $12.40 to $13.21 per share.

Read SEC document
April 07, 2026 Filed Apr 10, 2026 00:00 UTC SailPoint, Inc. SAIL · Entity 3487 SaleCommon Stock 18,495 $12.72 $235,291.54
Disclosure

SEC source: 0001279714-26-000018 · wk-form4_1775779233.xml · nonDerivative · entry 1

CAROLAN BRIAN · CIK 0001279714 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,852,133

F1 · kind: These trades were executed under a Rule 10b5-1 trading plan and pursuant to a mandatory sell-to-cover provision in the Reporting Person's underlying Restricted Stock Unit Agreement for the satisfaction of tax withholding obligations in connection with the vesting of restricted stock units and consequently do not represent discretionary trades by the Reporting Person.

F2 · price: On April 7, 2026, the Reporting Person sold 18,495 shares in multiple trades at prices ranging from $12.46 to $13.095 per share.

F3 · price: The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were effected.

Read SEC document
March 04, 2026 Filed Mar 6, 2026 21:47 UTC SailPoint, Inc. SAIL · Entity 3487 GrantCommon Stock 592,833 $0.00 $0.00
Disclosure

SEC source: 0001279714-26-000010 · wk-form4_1772833674.xml · nonDerivative · entry 1

CAROLAN BRIAN · CIK 0001279714 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,870,628

Read SEC document
January 08, 2026 Filed Jan 9, 2026 00:57 UTC SailPoint, Inc. SAIL · Entity 3487 SaleCommon Stock 30,638 $19.57 $599,619.36
Disclosure

SEC source: 0001279714-26-000008 · wk-form4_1767920251.xml · nonDerivative · entry 3

CAROLAN BRIAN · CIK 0001279714 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,277,795

F1 · kind: These trades were executed under a Rule 10b5-1 trading plan and pursuant to a mandatory sell-to-cover provision in the Reporting Person's underlying Restricted Stock Unit Agreement for the satisfaction of tax withholding obligations in connection with the vesting of restricted stock units and consequently do not represent discretionary trades by the Reporting Person.

F3 · price: The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were effected.

F5 · price: On January 8, 2026, the Reporting Person sold 30,638 shares in multiple trades at prices ranging from $19.415 to $20.08 per share.

Read SEC document
January 07, 2026 Filed Jan 9, 2026 00:57 UTC SailPoint, Inc. SAIL · Entity 3487 SaleCommon Stock 12,961 $19.90 $257,960.19
Disclosure

SEC source: 0001279714-26-000008 · wk-form4_1767920251.xml · nonDerivative · entry 2

CAROLAN BRIAN · CIK 0001279714 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,308,433

F1 · kind: These trades were executed under a Rule 10b5-1 trading plan and pursuant to a mandatory sell-to-cover provision in the Reporting Person's underlying Restricted Stock Unit Agreement for the satisfaction of tax withholding obligations in connection with the vesting of restricted stock units and consequently do not represent discretionary trades by the Reporting Person.

F3 · price: The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were effected.

F4 · price: On January 7, 2026, the Reporting Person sold 12,961 shares in multiple trades at prices ranging from $19.455 to $20.23 per share.

Read SEC document
January 06, 2026 Filed Jan 9, 2026 00:57 UTC SailPoint, Inc. SAIL · Entity 3487 SaleCommon Stock 15,234 $19.23 $292,963.53
Disclosure

SEC source: 0001279714-26-000008 · wk-form4_1767920251.xml · nonDerivative · entry 1

CAROLAN BRIAN · CIK 0001279714 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,321,394

F1 · kind: These trades were executed under a Rule 10b5-1 trading plan and pursuant to a mandatory sell-to-cover provision in the Reporting Person's underlying Restricted Stock Unit Agreement for the satisfaction of tax withholding obligations in connection with the vesting of restricted stock units and consequently do not represent discretionary trades by the Reporting Person.

F2 · price: On January 6, 2026, the Reporting Person sold 15,234 shares in multiple trades at prices ranging from $18.93 to $19.63 per share.

F3 · price: The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were effected.

Read SEC document
October 09, 2025 Filed Oct 9, 2025 23:28 UTC SailPoint, Inc. SAIL · Entity 3487 SaleCommon Stock 84,699 $22.42 $1,899,239.56
Disclosure

SEC source: 0001279714-25-000004 · wk-form4_1760052531.xml · nonDerivative · entry 5

CAROLAN BRIAN · CIK 0001279714 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,336,628

F1 · kind: These trades were executed pursuant to a mandatory sell-to-cover provision in the Reporting Person's underlying Restricted Stock Unit Agreement for the satisfaction of tax withholding obligations in connection with the vesting of restricted stock units and consequently do not represent discretionary trades by the Reporting Person.

F3 · price: The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were effected.

F7 · price: On October 9, 2025, the Reporting Person sold 84,699 shares in multiple trades at prices ranging from $21.85 to $22.82 per share.

Read SEC document
October 08, 2025 Filed Oct 9, 2025 23:28 UTC SailPoint, Inc. SAIL · Entity 3487 SaleCommon Stock 6,916 $22.91 $158,447.63
Disclosure

SEC source: 0001279714-25-000004 · wk-form4_1760052531.xml · nonDerivative · entry 4

CAROLAN BRIAN · CIK 0001279714 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,421,327

F1 · kind: These trades were executed pursuant to a mandatory sell-to-cover provision in the Reporting Person's underlying Restricted Stock Unit Agreement for the satisfaction of tax withholding obligations in connection with the vesting of restricted stock units and consequently do not represent discretionary trades by the Reporting Person.

F3 · price: The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were effected.

F6 · price: On October 8, 2025, the Reporting Person sold 6,916 shares in multiple trades at prices ranging from $22.79 to $23.09 per share.

Read SEC document
October 08, 2025 Filed Oct 9, 2025 23:28 UTC SailPoint, Inc. SAIL · Entity 3487 SaleCommon Stock 29,983 $22.34 $669,829.21
Disclosure

SEC source: 0001279714-25-000004 · wk-form4_1760052531.xml · nonDerivative · entry 3

CAROLAN BRIAN · CIK 0001279714 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,428,243

F1 · kind: These trades were executed pursuant to a mandatory sell-to-cover provision in the Reporting Person's underlying Restricted Stock Unit Agreement for the satisfaction of tax withholding obligations in connection with the vesting of restricted stock units and consequently do not represent discretionary trades by the Reporting Person.

F3 · price: The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were effected.

F5 · price: On October 8, 2025, the Reporting Person sold 29,983 shares in multiple trades at prices ranging from $21.79 to $22.785 per share.

Read SEC document
October 07, 2025 Filed Oct 9, 2025 23:28 UTC SailPoint, Inc. SAIL · Entity 3487 SaleCommon Stock 13,776 $23.24 $320,111.53
Disclosure

SEC source: 0001279714-25-000004 · wk-form4_1760052531.xml · nonDerivative · entry 2

CAROLAN BRIAN · CIK 0001279714 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,458,226

F1 · kind: These trades were executed pursuant to a mandatory sell-to-cover provision in the Reporting Person's underlying Restricted Stock Unit Agreement for the satisfaction of tax withholding obligations in connection with the vesting of restricted stock units and consequently do not represent discretionary trades by the Reporting Person.

F3 · price: The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were effected.

F4 · price: On October 7, 2025, the Reporting Person sold 13,776 shares in multiple trades at prices ranging from $22.84 to $23.755 per share.

Read SEC document
October 07, 2025 Filed Oct 9, 2025 23:28 UTC SailPoint, Inc. SAIL · Entity 3487 SaleCommon Stock 22,389 $22.13 $495,540.21
Disclosure

SEC source: 0001279714-25-000004 · wk-form4_1760052531.xml · nonDerivative · entry 1

CAROLAN BRIAN · CIK 0001279714 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,472,002

F1 · kind: These trades were executed pursuant to a mandatory sell-to-cover provision in the Reporting Person's underlying Restricted Stock Unit Agreement for the satisfaction of tax withholding obligations in connection with the vesting of restricted stock units and consequently do not represent discretionary trades by the Reporting Person.

F2 · price: On October 7, 2025, the Reporting Person sold 22,389 shares in multiple trades at prices ranging from $21.815 to $22.81 per share.

F3 · price: The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were effected.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 21:52 UTC SailPoint, Inc. SAIL · Entity 3487 GrantCommon Stock 834,393 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-017122 · ownership.xml · nonDerivative · entry 1

CAROLAN BRIAN · CIK 0001279714 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,494,391

Read SEC document
May 25, 2022 Filed May 27, 2022 20:15 UTC COMMVAULT SYSTEMS INC CVLT · Entity 422 Tax withholdingCommon Stock 5,587 $59.56 $332,761.72
Disclosure

SEC source: 0001209191-22-032513 · doc4.xml · nonDerivative · entry 1

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,149.7083

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted and performance stock units.

Read SEC document
May 20, 2022 Filed May 24, 2022 20:16 UTC COMMVAULT SYSTEMS INC CVLT · Entity 422 Tax withholdingCommon Stock 5,524 $58.30 $322,049.20
Disclosure

SEC source: 0001209191-22-031598 · doc4.xml · nonDerivative · entry 1

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,736.7083

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted and performance stock units.

Read SEC document
May 18, 2022 Filed May 20, 2022 20:25 UTC COMMVAULT SYSTEMS INC CVLT · Entity 422 Tax withholdingCommon Stock 1,957 $59.97 $117,361.29
Disclosure

SEC source: 0001209191-22-031015 · doc4.xml · nonDerivative · entry 2

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,260.7083

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted and performance stock units.

Read SEC document
May 18, 2022 Filed May 20, 2022 20:25 UTC COMMVAULT SYSTEMS INC CVLT · Entity 422 Tax withholdingCommon Stock 25 $58.53 $1,463.25
Disclosure

SEC source: 0001209191-22-031015 · doc4.xml · nonDerivative · entry 1

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,217.7083

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted and performance stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.51 and $58.57, inclusive.

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February 16, 2022 Filed Feb 18, 2022 21:33 UTC COMMVAULT SYSTEMS INC CVLT · Entity 422 Tax withholdingCommon Stock 906 $64.76 $58,672.56
Disclosure

SEC source: 0001209191-22-011300 · doc4.xml · nonDerivative · entry 2

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,242.7083

F3 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.75 and $64.88, inclusive.

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February 16, 2022 Filed Feb 18, 2022 21:33 UTC COMMVAULT SYSTEMS INC CVLT · Entity 422 SaleCommon Stock 220.7555 $66.14 $14,600.77
Disclosure

SEC source: 0001209191-22-011300 · doc4.xml · nonDerivative · entry 1

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,148.7083

F1 · security: This transaction has taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

F2 · security: Shares were acquired under the Commvault Employee Stock Purchase Plan on Feb. 14, 2022.

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February 14, 2022 Filed Feb 16, 2022 21:41 UTC COMMVAULT SYSTEMS INC CVLT · Entity 422 GrantCommon Stock 220.7555 $55.72 $12,300.50
Disclosure

SEC source: 0001209191-22-010215 · doc4.xml · nonDerivative · entry 1

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,369.4638

F1 · security: Shares were acquired under the Commvault Employee Stock Purchase Plan on Feb. 14, 2022.

Read SEC document
November 23, 2021 Filed Nov 26, 2021 22:25 UTC COMMVAULT SYSTEMS INC CVLT · Entity 422 Tax withholdingCommon Stock 1,122 $63.68 $71,448.96
Disclosure

SEC source: 0001209191-21-066941 · doc4.xml · nonDerivative · entry 1

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,148.7083

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.44 and $63.68, inclusive.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 21:51 UTC COMMVAULT SYSTEMS INC CVLT · Entity 422 Tax withholdingCommon Stock 69 $61.96 $4,275.24
Disclosure

SEC source: 0001209191-21-065492 · doc4.xml · nonDerivative · entry 2

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,270.7083

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.95 and $61.975, inclusive.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 21:51 UTC COMMVAULT SYSTEMS INC CVLT · Entity 422 Tax withholdingCommon Stock 808 $60.81 $49,134.48
Disclosure

SEC source: 0001209191-21-065492 · doc4.xml · nonDerivative · entry 1

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,339.7083

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

Read SEC document
September 03, 2021 Filed Sep 7, 2021 20:23 UTC COMMVAULT SYSTEMS INC CVLT · Entity 422 Exercise / conversionOptions to Purchase Common Stock · Derivative 11,325 $45.44 Strike: $45.44 $514,608.00
Disclosure

SEC source: 0001209191-21-054975 · doc4.xml · derivative · entry 3

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,649

Underlying: Common Stock · 11,325 shares

Expires 2024-10-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

F2 · derivative.exercise_date: The options vested over 4 years from the date of grant, as follows: 25% on the first anniversary of the grant, quarterly thereafter for the remaining three years.

Read SEC document
September 03, 2021 Filed Sep 7, 2021 20:23 UTC COMMVAULT SYSTEMS INC CVLT · Entity 422 SaleCommon Stock 11,325 $83.90 $950,167.50
Disclosure

SEC source: 0001209191-21-054975 · doc4.xml · nonDerivative · entry 2

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,147.7083

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

Read SEC document
September 03, 2021 Filed Sep 7, 2021 20:23 UTC COMMVAULT SYSTEMS INC CVLT · Entity 422 Exercise / conversionCommon Stock 11,325 $45.44 $514,608.00
Disclosure

SEC source: 0001209191-21-054975 · doc4.xml · nonDerivative · entry 1

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,472.7083

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

Read SEC document
August 24, 2021 Filed Aug 26, 2021 20:05 UTC COMMVAULT SYSTEMS INC CVLT · Entity 422 Tax withholdingCommon Stock 1,082 $77.06 $83,378.92
Disclosure

SEC source: 0001209191-21-053453 · doc4.xml · nonDerivative · entry 1

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,147.7083

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

Read SEC document
August 17, 2021 Filed Aug 19, 2021 21:21 UTC COMMVAULT SYSTEMS INC CVLT · Entity 422 Tax withholdingCommon Stock 829 $74.43 $61,702.47
Disclosure

SEC source: 0001209191-21-052587 · doc4.xml · nonDerivative · entry 1

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,229.7083

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted and/or performance stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.43 to $74.83.

Read SEC document
August 16, 2021 Filed Aug 17, 2021 20:30 UTC COMMVAULT SYSTEMS INC CVLT · Entity 422 SaleCommon Stock 147.7612 $76.52 $11,306.69
Disclosure

SEC source: 0001209191-21-051862 · doc4.xml · nonDerivative · entry 2

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,058.7083

F2 · security: This transaction has taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

Read SEC document
August 13, 2021 Filed Aug 17, 2021 20:30 UTC COMMVAULT SYSTEMS INC CVLT · Entity 422 GrantCommon Stock 147.7612 $60.57 $8,949.90
Disclosure

SEC source: 0001209191-21-051862 · doc4.xml · nonDerivative · entry 1

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,206.4695

F1 · security: Shares were acquired under the Commvault Employee Stock Purchase Plan.

Read SEC document
June 28, 2021 Filed Jun 29, 2021 20:03 UTC COMMVAULT SYSTEMS INC CVLT · Entity 422 Exercise / conversionOptions to Purchase Common Stock · Derivative 8,055 $45.44 Strike: $45.44 $366,019.20
Disclosure

SEC source: 0001209191-21-043646 · doc4.xml · derivative · entry 6

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,974

Underlying: Common Stock · 8,055 shares

Expires 2024-10-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

F2 · derivative.exercise_date: The options vested over 4 years from the date of grant, as follows: 25% on the first anniversary of the grant, quarterly thereafter for the remaining three years.

Read SEC document
June 28, 2021 Filed Jun 29, 2021 20:03 UTC COMMVAULT SYSTEMS INC CVLT · Entity 422 SaleCommon Stock 8,055 $81.90 $659,704.50
Disclosure

SEC source: 0001209191-21-043646 · doc4.xml · nonDerivative · entry 4

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,058.7083

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

Read SEC document
June 28, 2021 Filed Jun 29, 2021 20:03 UTC COMMVAULT SYSTEMS INC CVLT · Entity 422 Exercise / conversionCommon Stock 8,055 $45.44 $366,019.20
Disclosure

SEC source: 0001209191-21-043646 · doc4.xml · nonDerivative · entry 3

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,113.7083

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

Read SEC document
June 25, 2021 Filed Jun 29, 2021 20:03 UTC COMMVAULT SYSTEMS INC CVLT · Entity 422 Exercise / conversionOptions to Purchase Common Stock · Derivative 3,270 $45.44 Strike: $45.44 $148,588.80
Disclosure

SEC source: 0001209191-21-043646 · doc4.xml · derivative · entry 5

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,029

Underlying: Common Stock · 3,270 shares

Expires 2024-10-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

F2 · derivative.exercise_date: The options vested over 4 years from the date of grant, as follows: 25% on the first anniversary of the grant, quarterly thereafter for the remaining three years.

Read SEC document
June 25, 2021 Filed Jun 29, 2021 20:03 UTC COMMVAULT SYSTEMS INC CVLT · Entity 422 SaleCommon Stock 3,270 $81.90 $267,813.00
Disclosure

SEC source: 0001209191-21-043646 · doc4.xml · nonDerivative · entry 2

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,058.7083

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

Read SEC document
June 25, 2021 Filed Jun 29, 2021 20:03 UTC COMMVAULT SYSTEMS INC CVLT · Entity 422 Exercise / conversionCommon Stock 3,270 $45.44 $148,588.80
Disclosure

SEC source: 0001209191-21-043646 · doc4.xml · nonDerivative · entry 1

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,328.7083

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 20:50 UTC COMMVAULT SYSTEMS INC CVLT · Entity 422 Exercise / conversionOptions to Purchase Common Stock · Derivative 8,814 $56.57 Strike: $56.57 $498,607.98
Disclosure

SEC source: 0001209191-21-039883 · doc4.xml · derivative · entry 3

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,814 shares

Expires 2022-10-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

F2 · derivative.exercise_date: The options vested over 4 years from the date of grant, as follows: 25% on the first anniversary of the grant, quarterly thereafter for the remaining three years.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 20:50 UTC COMMVAULT SYSTEMS INC CVLT · Entity 422 SaleCommon Stock 8,814 $79.90 $704,238.60
Disclosure

SEC source: 0001209191-21-039883 · doc4.xml · nonDerivative · entry 2

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,058.7083

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 20:50 UTC COMMVAULT SYSTEMS INC CVLT · Entity 422 Exercise / conversionCommon Stock 8,814 $56.57 $498,607.98
Disclosure

SEC source: 0001209191-21-039883 · doc4.xml · nonDerivative · entry 1

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,872.7083

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

Read SEC document
June 07, 2021 Filed Jun 8, 2021 21:26 UTC COMMVAULT SYSTEMS INC CVLT · Entity 422 SaleCommon Stock 10,000 $79.00 $790,000.00
Disclosure

SEC source: 0001209191-21-038981 · doc4.xml · nonDerivative · entry 3

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,058.7083

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 21:26 UTC COMMVAULT SYSTEMS INC CVLT · Entity 422 Exercise / conversionOptions to Purchase Common Stock · Derivative 8,814 $56.57 Strike: $56.57 $498,607.98
Disclosure

SEC source: 0001209191-21-038981 · doc4.xml · derivative · entry 4

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,811

Underlying: Common Stock · 8,814 shares

Expires 2022-10-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

F2 · derivative.exercise_date: The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 21:26 UTC COMMVAULT SYSTEMS INC CVLT · Entity 422 SaleCommon Stock 8,814 $77.90 $686,610.60
Disclosure

SEC source: 0001209191-21-038981 · doc4.xml · nonDerivative · entry 2

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,058.7083

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.