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CTO

CTO Realty Growth, Inc.

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5116
SEC CIK
0000023795
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476

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 11, 2020 Filed Feb 13, 2020 21:15 UTC
Patten Mark ESVP & CFO
Tax withholdingCommon Stock 542 $61.43 $33,295.06
Disclosure

SEC source: 0001415889-20-000318 · form4-02132020_040210.xml · nonDerivative · entry 2

Patten Mark E · CIK 0001282528 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,152

F3 · shares: On February 11, 2020, the Reporting Person instructed the Issuer to withhold 542 of the Issued Shares to satisfy the Reporting Person's tax liability.

F4 · balance_after: This amount includes 2,157 shares of restricted common stock which vest over time, which were previously reported.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:15 UTC
Patten Mark ESVP & CFO
GrantCommon Stock 2,250 $0.00 $0.00
Disclosure

SEC source: 0001415889-20-000318 · form4-02132020_040210.xml · nonDerivative · entry 1

Patten Mark E · CIK 0001282528 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,694

F1 · shares: On February 11, 2020, the Issuer issued 2,250 shares of its common stock (the "Issued Shares") to the Reporting Person. The Issued Shares were issued pursuant to a Performance Shares Award Agreement between the Issuer and the Reporting Person dated February 3, 2017, the form of which has been filed as an exhibit to the Issuer's annual report on Form 10-K for the year ended December 31, 2018.

F2 · balance_after: This amount includes 2,157 shares of restricted common stock which vest over time, which were previously reported.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:15 UTC
Albright John PDirector · PRESIDENT & CEO
Tax withholdingCommon Stock 1,269 $61.43 $77,954.67
Disclosure

SEC source: 0001415889-20-000316 · form4-02132020_040201.xml · nonDerivative · entry 2

Albright John P · CIK 0001392476 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,196

F3 · shares: On February 11, 2020, the Reporting Person instructed the Issuer to withhold 1,269 of the Issued Shares to satisfy the Reporting Person's tax liability.

F4 · balance_after: This amount includes 6,914 shares of restricted common stock which vest over time, and 22,000 shares of restricted common stock which vest based on share price appreciation, both of which were previously reported.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:15 UTC
Albright John PDirector · PRESIDENT & CEO
GrantCommon Stock 5,214 $0.00 $0.00
Disclosure

SEC source: 0001415889-20-000316 · form4-02132020_040201.xml · nonDerivative · entry 1

Albright John P · CIK 0001392476 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,465

F1 · shares: On February 11, 2020, the Issuer issued 5,214 shares of its common stock (the "Issued Shares") to the Reporting Person. The Issued Shares were issued pursuant to a Performance Shares Award Agreement between the Issuer and the Reporting Person dated February 3, 2017, the form of which has been filed as an exhibit to the Issuer's annual report on Form 10-K for the year ended December 31, 2018.

F2 · balance_after: This amount includes 6,914 shares of restricted common stock which vest over time, and 22,000 shares of restricted common stock which vest based on share price appreciation, both of which were previously reported.

Read SEC document
January 28, 2020 Filed Jan 30, 2020 21:15 UTC
Smith Daniel EarlSVP, GEN COUNSEL & CORP SECRET
Tax withholdingCommon Stock 542 $64.92 $35,186.64
Disclosure

SEC source: 0001415889-20-000186 · form4-01302020_040115.xml · nonDerivative · entry 1

Smith Daniel Earl · CIK 0001623528 · SVP, GEN COUNSEL & CORP SECRET

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,581

F1 · shares: On 1/28/2020, a total of 1,952 shares of restricted common stock of the Issuer, a portion of such shares having been awarded to the reporting person on each of 1/25/2017, 1/24/2018 and 1/23/2019, became vested and unrestricted. A portion of the vesting shares was withheld by the Issuer in order to satisfy the reporting person's tax liability.

F2 · balance_after: This amount includes 1,970 shares of restricted common stock which vest over time, which were previously reported.

Read SEC document
January 28, 2020 Filed Jan 30, 2020 21:15 UTC
Patten Mark ESVP & CFO
Tax withholdingCommon Stock 571 $64.92 $37,069.32
Disclosure

SEC source: 0001415889-20-000184 · form4-01302020_040106.xml · nonDerivative · entry 1

Patten Mark E · CIK 0001282528 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,444

F1 · shares: On 1/28/2020, a total of 2,062 shares of restricted common stock of the Issuer, a portion of such shares having been awarded to the reporting person on each of 1/25/2017, 1/24/2018 and 1/23/2019, became vested and unrestricted. A portion of the vesting shares was withheld by the Issuer in order to satisfy the reporting person's tax liability.

F2 · balance_after: This amount includes 2,157 shares of restricted common stock which vest over time, which were previously reported.

Read SEC document
January 28, 2020 Filed Jan 30, 2020 21:15 UTC Tax withholdingCommon Stock 565 $64.92 $36,679.80
Disclosure

SEC source: 0001415889-20-000185 · form4-01302020_040111.xml · nonDerivative · entry 1

Greathouse Steven Robert · CIK 0001728277 · SVP-INVESTMENTS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,252

F1 · price: On 1/28/2020, a total of 1,952 shares of restricted common stock of the Issuer, a portion of such shares having been awarded to the reporting person on each of 1/25/2017, 1/24/2018 and 1/23/2019, became vested and unrestricted. A portion of the vesting shares was withheld by the Issuer in order to satisfy the reporting person's tax liability.

F2 · balance_after: This amount includes 2,153 shares of restricted common stock which vest over time, which were previously reported.

Read SEC document
January 28, 2020 Filed Jan 30, 2020 21:15 UTC
Albright John PDirector · PRESIDENT & CEO
Tax withholdingCommon Stock 1,534 $64.92 $99,587.28
Disclosure

SEC source: 0001415889-20-000183 · form4-01302020_040101.xml · nonDerivative · entry 1

Albright John P · CIK 0001392476 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,251

F1 · shares: On 1/28/2020, a total of 6,024 shares of restricted common stock of the Issuer, a portion of such shares having been awarded to the reporting person on each of 1/25/2017, 1/24/2018 and 1/23/2019, became vested and unrestricted. A portion of the vesting shares was withheld by the Issuer in order to satisfy the reporting person's tax liability.

F2 · balance_after: This amount includes 6,914 shares of restricted common stock which vest over time, and 22,000 shares of restricted common stock which vest based on share price appreciation, both of which were previously reported.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:15 UTC GrantCommon Stock 336 $60.97 $20,485.92
Disclosure

SEC source: 0001415889-20-000066 · form4-01062020_040131.xml · nonDerivative · entry 1

Gable Robert Blakeslee · CIK 0001757398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,410

F1 · price: These shares were issued to the Reporting Person in lieu of his 4th quarter retainer fee of $10,000 and meeting fees of $10,500 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019. Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $60.97.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:15 UTC GrantCommon Stock 336 $60.97 $20,485.92
Disclosure

SEC source: 0001415889-20-000065 · form4-01062020_040127.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,113

F1 · price: These shares were issued to the Reporting Person in lieu of his 4th quarter 2019 retainer fee of $10,000 and meeting fees of $10,500 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019. Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $60.97.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:15 UTC
WOLD CASEY RDirector
GrantCommon Stock 303 $60.97 $18,473.91
Disclosure

SEC source: 0001415889-20-000063 · form4-01062020_040115.xml · nonDerivative · entry 1

WOLD CASEY R · CIK 0001169255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,464

F1 · price: These shares were issued to the Reporting Person in lieu of his 4th quarter retainer fee of $10,000 and meeting fees of $8,500 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019. Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $60.97.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:15 UTC GrantCommon Stock 385 $60.97 $23,473.45
Disclosure

SEC source: 0001415889-20-000061 · form4-01062020_040106.xml · nonDerivative · entry 1

Haga Christopher W · CIK 0001619039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,715

F1 · price: These shares were issued to the Reporting Person in lieu of his 4th quarter 2019 retainer fee of $10,000 and meeting fees of $13,500 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019. Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $60.97.

F2 · balance_after: The Reporting Person is a partner and serves as Head of Strategic Investments at Carlson Capital, L.P. ("Carlson Capital"). Carlson Capital may be deemed to beneficially own 162,617 shares of Common Stock of the Issuer. The Reporting Person disclaims beneficial ownership of the securities of the Issuer beneficially owned by Carlson Capital.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:15 UTC GrantCommon Stock 336 $60.97 $20,485.92
Disclosure

SEC source: 0001415889-20-000062 · form4-01062020_040111.xml · nonDerivative · entry 1

Serkin Howard C · CIK 0001511874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,246

F1 · price: These shares were issued to the Reporting Person in lieu of his 4th quarter retainer fee of $10,000 and meeting fees of $10,500 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019. Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $60.97.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:15 UTC GrantCommon Stock 287 $60.97 $17,498.39
Disclosure

SEC source: 0001415889-20-000060 · form4-01062020_040101.xml · nonDerivative · entry 1

FRANKLIN LAURA M · CIK 0001165972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,661

F1 · price: These shares were issued to the Reporting Person in lieu of her 4th quarter retainer fee of $10,000 and meeting fees of $7,500 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019. Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $60.97.

Read SEC document
January 02, 2020 Filed May 12, 2020 20:05 UTC Amendment GrantCommon Stock 336 $60.97 $20,485.92
Disclosure

SEC source: 0001415889-20-001163 · form4a-05122020_040501.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,189

F1 · price: These shares were issued to the Reporting Person in lieu of his 4th quarter 2019 retainer fee of $10,000 and meeting fees of $10,500 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019. Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $60.97.

F2 · balance_after: This Form 4/A amends and replaces in its entirety the Form 4 filed by the Reporting Person on 1/6/2020 (the "Original Filing"). This report on Form 4/A is being filed solely to correct the inadvertent under-reporting of the Reporting Person's total holdings of common stock by 76 shares (the "Under-Reported Shares"). The Under-Reported Shares were also inadvertently excluded from two Forms 4 filed by the Reporting Person subsequent to the Original Filing.

Read SEC document
December 13, 2019 Filed Dec 13, 2019 21:30 UTC
Smith Daniel EarlSVP, GEN COUNSEL & CORP SECRET
PurchaseCommon Stock 25 $62.75 $1,568.75
Disclosure

SEC source: 0001415889-19-001497 · form4-12132019_041206.xml · nonDerivative · entry 2

Smith Daniel Earl · CIK 0001623528 · SVP, GEN COUNSEL & CORP SECRET

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,123

F1 · balance_after: This amount includes 3,922 shares of restricted common stock which vest over time, which were previously reported.

Read SEC document
December 12, 2019 Filed Dec 13, 2019 21:30 UTC PurchaseCommon Stock 285 $62.69 $17,866.37
Disclosure

SEC source: 0001415889-19-001496 · form4-12132019_041202.xml · nonDerivative · entry 1

Greathouse Steven Robert · CIK 0001728277 · SVP-INVESTMENTS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,817

F1 · balance_after: This amount includes 4,197 shares of restricted common stock which vest over time, which were previously reported.

Read SEC document
December 12, 2019 Filed Dec 13, 2019 21:30 UTC
Smith Daniel EarlSVP, GEN COUNSEL & CORP SECRET
PurchaseCommon Stock 100 $62.71 $6,271.00
Disclosure

SEC source: 0001415889-19-001497 · form4-12132019_041206.xml · nonDerivative · entry 1

Smith Daniel Earl · CIK 0001623528 · SVP, GEN COUNSEL & CORP SECRET

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,098

F1 · balance_after: This amount includes 3,922 shares of restricted common stock which vest over time, which were previously reported.

Read SEC document
December 05, 2019 Filed Dec 6, 2019 22:21 UTC PurchaseCommon Stock 76 $61.70 $4,689.20
Disclosure

SEC source: 0001415889-19-001464 · form4-12062019_021233.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,853

Read SEC document
October 01, 2019 Filed Oct 1, 2019 21:30 UTC GrantCommon Stock 234 Not disclosed Not disclosed
Disclosure

SEC source: 0001623528-19-000053 · primary_doc.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,777

F1 · price: These shares were issued to the Reporting Person in lieu of his 3rd quarter 2019 retainer fee of $10,000 and meeting fees of $5,500 pursuant to the Issuer's "Non-Employee Director Compensation Policy" adopted by the Issuer's board of directors on February 27, 2019.

Read SEC document
October 01, 2019 Filed Oct 1, 2019 18:59 UTC GrantCommon Stock 249 Not disclosed Not disclosed
Disclosure

SEC source: 0001623528-19-000051 · primary_doc.xml · nonDerivative · entry 1

Serkin Howard C · CIK 0001511874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,910

F1 · price: These shares were issued to the Reporting Person in lieu of his 3rd quarter 2019 retainer fee of $10,000 and meeting fees of $6,500 pursuant to the Issuer's "Non-Employee Director Compensation Policy" adopted by the Issuer's board of directors on February 27, 2019.

Read SEC document
October 01, 2019 Filed Oct 1, 2019 19:03 UTC
WOLD CASEY RDirector
GrantCommon Stock 188 Not disclosed Not disclosed
Disclosure

SEC source: 0001623528-19-000052 · primary_doc.xml · nonDerivative · entry 1

WOLD CASEY R · CIK 0001169255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,161

F1 · price: These shares were issued to the Reporting Person in lieu of his 3rd quarter 2019 retainer fee of $10,000 and meeting fees of $2,500 pursuant to the Issuer's "Non-Employee Director Compensation Policy" adopted by the Issuer's board of directors on February 27, 2019.

Read SEC document
October 01, 2019 Filed Oct 1, 2019 18:55 UTC GrantCommon Stock 234 Not disclosed Not disclosed
Disclosure

SEC source: 0001623528-19-000050 · primary_doc.xml · nonDerivative · entry 1

Gable Robert Blakeslee · CIK 0001757398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,074

F1 · price: These shares were issued to the Reporting Person in lieu of his 3rd quarter 2019 retainer fee of $10,000 and meeting fees of $5,500 pursuant to the Issuer's "Non-Employee Director Compensation Policy" adopted by the Issuer's board of directors on February 27, 2019.

Read SEC document
October 01, 2019 Filed Oct 1, 2019 18:18 UTC GrantCommon Stock 205 Not disclosed Not disclosed
Disclosure

SEC source: 0001623528-19-000048 · primary_doc.xml · nonDerivative · entry 1

FRANKLIN LAURA M · CIK 0001165972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,374

F1 · price: These shares were issued to the Reporting Person in lieu of her 3rd quarter 2019 retainer fee of $10,000 and meeting fees of $3,500 pursuant to the Issuer's "Non-Employee Director Compensation Policy" adopted by the Issuer's board of directors on February 27, 2019.

Read SEC document
October 01, 2019 Filed Oct 1, 2019 18:26 UTC GrantCommon Stock 241 Not disclosed Not disclosed
Disclosure

SEC source: 0001623528-19-000049 · primary_doc.xml · nonDerivative · entry 1

Haga Christopher W · CIK 0001619039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,330

F1 · price: These shares were issued to the Reporting Person in lieu of his 3rd quarter 2019 retainer fee of $10,000 and meeting fees of $6,000 pursuant to the Issuer's "Non-Employee Director Compensation Policy" adopted by the Issuer's board of directors on February 27, 2019.

F2 · balance_after: The Reporting Person is a partner and serves as Head of Strategic Investments at Carlson Capital, L.P. Carlson Capital, L.P. may be deemed to beneficially own 162,617 shares of Common Stock of the Issuer. The Reporting Person disclaims beneficial ownership of the securities of the Issuer beneficially owned by Carlson Capital, L.P.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 12:09 UTC GrantCommon Stock 226 Not disclosed Not disclosed
Disclosure

SEC source: 0001623528-19-000044 · primary_doc.xml · nonDerivative · entry 1

Gable Robert Blakeslee · CIK 0001757398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,840

F1 · price: These shares were issued to the Reporting Person in lieu of his 2nd quarter 2019 retainer fee of $10,000 and meeting fees of $3,500 pursuant to the Issuer's "Non-Employee Director Compensation Policy" adopted by the Issuer's board of directors on February 27, 2019.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 12:28 UTC GrantCommon Stock 235 Not disclosed Not disclosed
Disclosure

SEC source: 0001623528-19-000046 · primary_doc.xml · nonDerivative · entry 1

Serkin Howard C · CIK 0001511874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,661

F1 · price: These shares were issued to the Reporting Person in lieu of his 2nd quarter 2019 retainer fee of $10,000 and meeting fees of $4,000 pursuant to the Issuer's "Non-Employee Director Compensation Policy" adopted by the Issuer's board of directors on February 27, 2019.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 12:35 UTC
WOLD CASEY RDirector
GrantCommon Stock 209 Not disclosed Not disclosed
Disclosure

SEC source: 0001623528-19-000047 · primary_doc.xml · nonDerivative · entry 1

WOLD CASEY R · CIK 0001169255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,973

F1 · price: These shares were issued to the Reporting Person in lieu of his 2nd quarter 2019 retainer fee of $10,000 and meeting fees of $2,500 pursuant to the Issuer's "Non-Employee Director Compensation Policy" adopted by the Issuer's board of directors on February 27, 2019.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 12:23 UTC GrantCommon Stock 226 Not disclosed Not disclosed
Disclosure

SEC source: 0001623528-19-000045 · primary_doc.xml · nonDerivative · entry 1

Haga Christopher W · CIK 0001619039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,089

F1 · price: These shares were issued to the Reporting Person in lieu of his 2nd quarter 2019 retainer fee of $10,000 and meeting fees of $3,500 pursuant to the Issuer's "non-Employee Director Compensation Policy" adopted by the Issuer's board of directors on February 27, 2019.

F2 · balance_after: The Reporting Person is a partner and serves as Head of Strategic Investments at Carlson Capital, L.P. Carlson Capital, L.P. may be deemed to beneficially own 162,617 shares of Common Stock of the Issuer. The Reporting Person disclaims beneficial ownership of the securities of the Issuer beneficially owned by Carlson Capital, L.P.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 12:01 UTC GrantCommon Stock 209 Not disclosed Not disclosed
Disclosure

SEC source: 0001623528-19-000043 · primary_doc.xml · nonDerivative · entry 1

FRANKLIN LAURA M · CIK 0001165972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,169

F1 · price: These shares were issued to the Reporting Person in lieu of her 2nd quarter 2019 retainer fee of $10,000 and meeting fees of $2,500 pursuant to the Issuer's "Non-Employee Director Compensation Policy" adopted by the Issuer's board of directors on February 27, 2019.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 11:55 UTC GrantCommon Stock 226 Not disclosed Not disclosed
Disclosure

SEC source: 0001623528-19-000042 · primary_doc.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,543

F1 · price: These shares were issued to the Reporting Person in lieu of his 2nd quarter 2019 retainer fee of $10,000 and and meeting fees of $3,500 pursuant to the Issuer's "Non-Employee Director Compensation Policy" adopted by the Issuer's board of directors on February 27, 2019.

Read SEC document
June 12, 2019 Filed Jun 13, 2019 20:58 UTC
Albright John PDirector · President & CEO
GiftCommon Stock 67 $0.00 $0.00
Disclosure

SEC source: 0001623528-19-000041 · primary_doc.xml · nonDerivative · entry 1

Albright John P · CIK 0001392476 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,785

F1 · kind: On 6/12/2019, the reporting person donated 67 shares to a non-profit organization.

F2 · balance_after: This amount includes 12,938 shares of restricted common stock which vest over time, and 22,000 shares of restricted common stock which vest based on share price appreciation, both of which were previously reported.

Read SEC document
June 10, 2019 Filed Jun 11, 2019 21:21 UTC
Patten Mark ESr. VP & CFO
SaleCommon Stock 5,000 $59.92 $299,622.50
Disclosure

SEC source: 0001623528-19-000040 · primary_doc.xml · nonDerivative · entry 1

Patten Mark E · CIK 0001282528 · Sr. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,015

F1 · price: This transaction was executed in multiple trades at prices ranging from $59.85 to $60.05. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

F2 · balance_after: This amount includes 4,219 shares of restricted common stock of the Issuer that vest over time, which shares were previously reported.

Read SEC document
May 14, 2019 Filed May 14, 2019 19:37 UTC PurchaseCommon Stock 500 $59.10 $29,550.00
Disclosure

SEC source: 0001623528-19-000039 · primary_doc.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,317

Read SEC document
May 09, 2019 Filed May 9, 2019 19:53 UTC
WOLD CASEY RDirector
PurchaseCommon Stock 500 $59.12 $29,560.00
Disclosure

SEC source: 0001623528-19-000038 · primary_doc.xml · nonDerivative · entry 1

WOLD CASEY R · CIK 0001169255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,764

Read SEC document
April 30, 2019 Filed May 1, 2019 20:31 UTC
Albright John PDirector · President & CEO
GiftCommon Stock 83 $0.00 $0.00
Disclosure

SEC source: 0001623528-19-000037 · primary_doc.xml · nonDerivative · entry 1

Albright John P · CIK 0001392476 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,852

F1 · kind: On 4/30/2019, the reporting person donated 83 shares to a non-profit organization.

F2 · balance_after: This amount includes 12,938 shares of restricted common stock which vest over time, and 22,000 shares of restricted common stock which vest based on share price appreciation, both of which were previously reported.

Read SEC document
April 09, 2019 Filed Apr 11, 2019 20:24 UTC SaleCommon Stock, par value $1.00 per share 320,741 $55.00 $17,640,755.00
Disclosure

SEC source: 0000919574-19-002878 · ownership.xml · nonDerivative · entry 2

Wintergreen Advisers, LLC · CIK 0001360079 · 10% owner

WINTERGREEN FUND, INC. · CIK 0001326544 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F2 · ownership.nature: These securities may be deemed to be beneficially owned by Wintergreen Advisers, LLC, the investment manager of other advisory clients. Wintergreen Advisers, LLC disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that Wintergreen Advisers, LLC is the beneficial owner of the reported securities for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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April 09, 2019 Filed Apr 11, 2019 20:24 UTC SaleCommon Stock, par value $1.00 per share 1,232,334 $55.00 $67,778,370.00
Disclosure

SEC source: 0000919574-19-002878 · ownership.xml · nonDerivative · entry 1

Wintergreen Advisers, LLC · CIK 0001360079 · 10% owner

WINTERGREEN FUND, INC. · CIK 0001326544 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · ownership.nature: These securities are owned directly by Wintergreen Fund, Inc. and may be deemed beneficially owned by Wintergreen Advisers, LLC as investment manager of Wintergreen Fund, Inc. Wintergreen Advisers, LLC disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Wintergreen Advisers, LLC has no pecuniary interest in the securities beneficially owned by Wintergreen Fund, Inc. This report shall not be deemed an admission that Wintergreen Advisers, LLC is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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April 01, 2019 Filed Apr 3, 2019 16:50 UTC
WOLD CASEY RDirector
GrantCommon Stock 278 Not disclosed Not disclosed
Disclosure

SEC source: 0001623528-19-000036 · primary_doc.xml · nonDerivative · entry 1

WOLD CASEY R · CIK 0001169255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,264

F1 · price: These shares were issued to the reporting person in lieu of his 1st quarter 2019 retainer fee of $10,000 and meeting fees of $6,500 pursuant to the Issuer's "Non-Employee Director Compensation Policy" adopted by the Issuer's board of directors on February 27, 2019.

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April 01, 2019 Filed Apr 3, 2019 16:43 UTC GrantCommon Stock 295 Not disclosed Not disclosed
Disclosure

SEC source: 0001623528-19-000035 · primary_doc.xml · nonDerivative · entry 1

Serkin Howard C · CIK 0001511874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,426

F1 · price: These shares were issued to the reporting person in lieu of his 1st quarter 2019 retainer fee of $10,000 and meeting fees of $7,500 pursuant to the Issuer's "Non-Employee Director Compensation Policy" adopted by the Issuer's board of directors on February 27, 2019.

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April 01, 2019 Filed Apr 3, 2019 16:34 UTC GrantCommon Stock 211 Not disclosed Not disclosed
Disclosure

SEC source: 0001623528-19-000034 · primary_doc.xml · nonDerivative · entry 1

Haga Christopher W · CIK 0001619039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,863

F1 · price: These shares were issued to the reporting person in lieu of his 1st quarter 2019 retainer fee of $10,000 and meeting fees of $2,500 pursuant to the Issuer's "Non-Employee Director Compensation Policy" adopted by the Issuer's board of directors on February 27, 2019.

F2 · balance_after: The reporting person is a partner and serves as Head of Strategic Investments at Carlson Capital, L.P. Carlson Capital, L.P. may be deemed to beneficially own 162,617 shares of Common Stock of the Issuer. The reporting person disclaims beneficial ownership of the securities of the Issuer beneficially owned by Carlson Capital, L.P.

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April 01, 2019 Filed Apr 3, 2019 16:28 UTC GrantCommon Stock 245 Not disclosed Not disclosed
Disclosure

SEC source: 0001623528-19-000033 · primary_doc.xml · nonDerivative · entry 1

Gable Robert Blakeslee · CIK 0001757398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,614

F1 · price: These shares were issued to the reporting person in lieu of his 1st quarter 2019 retainer fee of $10,000 and meeting fees of $4,500 pursuant to the Issuer's "Non-Employee Director Compensation Policy" adopted by the Issuer's board of directors on February 28, 2019.

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April 01, 2019 Filed Apr 3, 2019 16:24 UTC GrantCommon Stock 219 Not disclosed Not disclosed
Disclosure

SEC source: 0001623528-19-000032 · primary_doc.xml · nonDerivative · entry 1

FRANKLIN LAURA M · CIK 0001165972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,960

F1 · price: These shares were issued to the reporting person in lieu of her 1st quarter 2019 retainer fee of $10,000 and meeting fees of $3,000 pursuant to the Issuer's "Non-Employee Director Compensation Policy" adopted by the Issuer's board of directors on February 27, 2019.

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April 01, 2019 Filed Apr 3, 2019 16:20 UTC GrantCommon Stock 295 Not disclosed Not disclosed
Disclosure

SEC source: 0001623528-19-000031 · primary_doc.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,817

F1 · price: These shares were issued to the reporting person in lieu of his 1st quarter 2019 retainer fee of $10,000 and meeting fees of $7,500 pursuant to the Issuer's "Non-Employee Director Compensation Policy" adopted by the Issuer's board of directors on February 27, 2019.

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March 07, 2019 Filed Mar 7, 2019 16:38 UTC PurchaseCommon Stock 420 $59.00 $24,780.00
Disclosure

SEC source: 0001623528-19-000030 · primary_doc.xml · nonDerivative · entry 1

Gable Robert Blakeslee · CIK 0001757398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,369

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March 06, 2019 Filed Mar 7, 2019 16:32 UTC PurchaseCommon Stock 500 $59.64 $29,820.00
Disclosure

SEC source: 0001623528-19-000029 · primary_doc.xml · nonDerivative · entry 2

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,522

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March 05, 2019 Filed Mar 7, 2019 16:32 UTC PurchaseCommon Stock 200 $60.00 $12,000.00
Disclosure

SEC source: 0001623528-19-000029 · primary_doc.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,022

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February 28, 2019 Filed Mar 1, 2019 20:45 UTC PurchaseCommon Stock 100 $60.00 $6,000.00
Disclosure

SEC source: 0001623528-19-000027 · primary_doc.xml · nonDerivative · entry 2

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,822

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February 27, 2019 Filed Mar 1, 2019 20:45 UTC GrantCommon Stock 330 Not disclosed Not disclosed
Disclosure

SEC source: 0001623528-19-000027 · primary_doc.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,722

F1 · price: These shares were issued to the reporting person as his $20,000 "Annual Award" pursuant to the Issuer's Non-Employee Director Compensation Policy adopted by the Issuer's board of directors on February 27, 2019.

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February 27, 2019 Filed Mar 1, 2019 19:05 UTC GrantCommon Stock 330 Not disclosed Not disclosed
Disclosure

SEC source: 0001623528-19-000026 · primary_doc.xml · nonDerivative · entry 1

Haga Christopher W · CIK 0001619039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,652

F1 · price: These shares were issued to the reporting person as his $20,000 "Annual Award" pursuant to the Issuer's Non-Employee Director Compensation Policy adopted by the Issuer's board of directors on February 27, 2019.

F2 · balance_after: The reporting person is a partner and serves as Head of Strategic Investments at Carlson Capital, L.P. Carlson Capital, L.P. may be deemed to beneficially own 162,617 shares of Common Stock of the Issuer. The reporting person disclaims beneficial ownership of the securities of the Issuer beneficially owned by Carlson Capital, L.P.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.