Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CTO Realty Growth, Inc.CTO · Entity 5116 | Director | April 01, 2021 | April 02, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CTO Realty Growth, Inc.
Report date April 01, 2021 · Filed April 02, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 12,152 |
Reported balance
After 2021-04-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-04-01 · Grant · Acquired 281 · Balance 12,152 F1: These shares were issued to the Reporting Person in lieu of his 1st quarter 2021 board retainer fee of $10,000 and committee retainer fees of $5,000 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $53.29. F2: On November 10, 2020, the Issuer's Board of Directors declared a special distribution on its shares of common stock in an aggregate amount of $55.8 million (the "Special Distribution"). The Special Distribution was paid on December 21, 2020 (in a combination of cash and shares of the Issuer's common stock), to shareholders of record as of the close of business on November 19, 2020. As a result of the Special Distribution, the Reporting Person received 2,080 shares of the Issuer's common stock. In a footnote in the Reporting Person's Form 4 filed on January 6, 2021, the Reporting Person reported the receipt of approximately 2,482 shares of the Issuer's common stock as a result of the Special Distribution. This Form 4 reflects that the actual number of shares received by the Reporting Person as a result of the Special Distribution was 2,080. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were issued to the Reporting Person in lieu of his 1st quarter 2021 board retainer fee of $10,000 and committee retainer fees of $5,000 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $53.29.
F2: On November 10, 2020, the Issuer's Board of Directors declared a special distribution on its shares of common stock in an aggregate amount of $55.8 million (the "Special Distribution"). The Special Distribution was paid on December 21, 2020 (in a combination of cash and shares of the Issuer's common stock), to shareholders of record as of the close of business on November 19, 2020. As a result of the Special Distribution, the Reporting Person received 2,080 shares of the Issuer's common stock. In a footnote in the Reporting Person's Form 4 filed on January 6, 2021, the Reporting Person reported the receipt of approximately 2,482 shares of the Issuer's common stock as a result of the Special Distribution. This Form 4 reflects that the actual number of shares received by the Reporting Person as a result of the Special Distribution was 2,080.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2021 Filed Apr 2, 2021 22:00 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 281 | $53.29 | $14,974.49 |
DisclosureSEC source: 0001415889-21-001838 · form4-04022021_060420.xml · nonDerivative · entry 1 Serkin Howard C · CIK 0001511874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,152 F1 · price: These shares were issued to the Reporting Person in lieu of his 1st quarter 2021 board retainer fee of $10,000 and committee retainer fees of $5,000 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $53.29. F2 · balance_after: On November 10, 2020, the Issuer's Board of Directors declared a special distribution on its shares of common stock in an aggregate amount of $55.8 million (the "Special Distribution"). The Special Distribution was paid on December 21, 2020 (in a combination of cash and shares of the Issuer's common stock), to shareholders of record as of the close of business on November 19, 2020. As a result of the Special Distribution, the Reporting Person received 2,080 shares of the Issuer's common stock. In a footnote in the Reporting Person's Form 4 filed on January 6, 2021, the Reporting Person reported the receipt of approximately 2,482 shares of the Issuer's common stock as a result of the Special Distribution. This Form 4 reflects that the actual number of shares received by the Reporting Person as a result of the Special Distribution was 2,080. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 22:30 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 788 | $44.38 | $34,970.26 |
DisclosureSEC source: 0001415889-21-000675 · form4-02122021_050234.xml · nonDerivative · entry 1 Serkin Howard C · CIK 0001511874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,273 F1 · price: These shares were issued to the Reporting Person as his $35,000 "Annual Award" pursuant to the Issuer's Non-Employee Director Compensation Policy adopted by the Issuer's board of directors on February 27, 2019, as amended. The share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of February 4, 2021, or $44.3785. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 23:30 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 329 | $40.96 | $13,475.18 |
DisclosureSEC source: 0001415889-21-000243 · form4-01062021_060127.xml · nonDerivative · entry 1 Serkin Howard C · CIK 0001511874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,485 F1 · price: These shares were issued to the Reporting Person in lieu of his 4th quarter 2020 retainer fee of $10,000 and meeting fees of $3,500 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019. Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $40.9580. F2 · balance_after: On November 10, 2020, the Issuer's Board of Directors declared a special distribution on its shares of common stock in an aggregate amount of $55.8 million (the "Special Distribution"). The Special Distribution was paid on December 21, 2020 (in a combination of cash and shares of the Issuer's common stock), to shareholders of record as of the close of business on November 19, 2020. As a result of the Special Distribution, the Reporting Person received approximately 2,482 shares of the Issuer's common stock. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 22:43 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 371 | $44.10 | $16,361.10 |
DisclosureSEC source: 0001415889-20-002411 · form4-10022020_031000.xml · nonDerivative · entry 1 Serkin Howard C · CIK 0001511874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,674 F1 · price: These shares were issued to the Reporting Person in lieu of his 3rd quarter 2020 retainer fee of $10,000 and meeting fees of $6,000 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019. Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $43.0310. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 20:09 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 324 | $41.61 | $13,480.83 |
DisclosureSEC source: 0001415889-20-001804 · form4-07022020_040751.xml · nonDerivative · entry 1 Serkin Howard C · CIK 0001511874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,303 F1 · price: These shares were issued to the Reporting Person in lieu of his 2nd quarter 2020 retainer fee of $10,000 and meeting fees of $3,500 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019. Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $41.6075. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 20:05 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 420 | $46.39 | $19,482.54 |
DisclosureSEC source: 0001415889-20-000932 · form4-04022020_040424.xml · nonDerivative · entry 1 Serkin Howard C · CIK 0001511874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,979 F1 · price: These shares were issued to the Reporting Person in lieu of his 1st quarter 2020 retainer fee of $10,000 and meeting fees of $9,500 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019. Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $46.387. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 21:05 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 313 | $63.78 | $19,962.20 |
DisclosureSEC source: 0001415889-20-000494 · form4-02262020_040221.xml · nonDerivative · entry 1 Serkin Howard C · CIK 0001511874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,559 F1 · price: These shares were issued to the Reporting Person as his $20,000 "Annual Award" pursuant to the Issuer's Non-Employee Director Compensation Policy adopted by the Issuer's board of directors on February 27, 2019. The share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of February 10, 2020, or $63.777. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:15 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 336 | $60.97 | $20,485.92 |
DisclosureSEC source: 0001415889-20-000062 · form4-01062020_040111.xml · nonDerivative · entry 1 Serkin Howard C · CIK 0001511874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,246 F1 · price: These shares were issued to the Reporting Person in lieu of his 4th quarter retainer fee of $10,000 and meeting fees of $10,500 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019. Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $60.97. Read SEC document |
| October 01, 2019 Filed Oct 1, 2019 18:59 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 249 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001623528-19-000051 · primary_doc.xml · nonDerivative · entry 1 Serkin Howard C · CIK 0001511874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,910 F1 · price: These shares were issued to the Reporting Person in lieu of his 3rd quarter 2019 retainer fee of $10,000 and meeting fees of $6,500 pursuant to the Issuer's "Non-Employee Director Compensation Policy" adopted by the Issuer's board of directors on February 27, 2019. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 12:28 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 235 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001623528-19-000046 · primary_doc.xml · nonDerivative · entry 1 Serkin Howard C · CIK 0001511874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,661 F1 · price: These shares were issued to the Reporting Person in lieu of his 2nd quarter 2019 retainer fee of $10,000 and meeting fees of $4,000 pursuant to the Issuer's "Non-Employee Director Compensation Policy" adopted by the Issuer's board of directors on February 27, 2019. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 16:43 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 295 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001623528-19-000035 · primary_doc.xml · nonDerivative · entry 1 Serkin Howard C · CIK 0001511874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,426 F1 · price: These shares were issued to the reporting person in lieu of his 1st quarter 2019 retainer fee of $10,000 and meeting fees of $7,500 pursuant to the Issuer's "Non-Employee Director Compensation Policy" adopted by the Issuer's board of directors on February 27, 2019. Read SEC document |
| February 27, 2019 Filed Mar 1, 2019 18:28 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 330 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001623528-19-000022 · primary_doc.xml · nonDerivative · entry 1 Serkin Howard C · CIK 0001511874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,131 F1 · price: These shares were issued to the reporting person as his $20,000 "Annual Award" pursuant to the Issuer's Non-Employee Director Compensation Policy adopted by the Issuer's board of directors on February 27, 2019. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 21:38 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 409 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001623528-19-000001 · primary_doc.xml · nonDerivative · entry 1 Serkin Howard C · CIK 0001511874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,801 F1 · price: These shares were issued to the reporting person in lieu of his 4th quarter retainer fee of $10,000 and meeting fees of $11,500 pursuant to the Issuer's "Stock Ownership Guidelines for Directors and Executive Officers" adopted by the Issuer's board of directors on January 24, 2018. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 20:58 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 313 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001623528-18-000032 · primary_doc.xml · nonDerivative · entry 1 Serkin Howard C · CIK 0001511874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,392 F1 · price: These shares were issued to the reporting person in lieu of his 3rd quarter 2018 retainer fee of $10,000 and meeting fees of $9,500 pursuant to the Issuer's "Stock Ownership Guidelines for Directors and Executive Officers" adopted by the Issuer's board of directors on January 24, 2018. Read SEC document |
| July 06, 2018 Filed Jul 9, 2018 20:43 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 284 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001623528-18-000025 · primary_doc.xml · nonDerivative · entry 1 Serkin Howard C · CIK 0001511874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,079 F1 · price: These shares were issued to the reporting person in lieu of his 2nd quarter 2018 retainer fee of $10,000 and meeting fees of $7,500 pursuant to the Issuer's "Stock Ownership Guidelines for Directors and Executive Officers" adopted by the Issuer's board of directors on January 24, 2018. Read SEC document |
| April 04, 2018 Filed Apr 6, 2018 17:16 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 381 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001623528-18-000020 · primary_doc.xml · nonDerivative · entry 1 Serkin Howard C · CIK 0001511874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,795 F1 · price: These shares were issued to the reporting person in lieu of his 1st quarter 2018 retainer fee of $10,000 and meeting fees of $14,000 pursuant to the Issuer's "Stock Ownership Guidelines for Directors and Executive Officers" adopted by the Issuer's board of directors on January 24, 2018. Read SEC document |
| January 09, 2018 Filed Jan 11, 2018 23:49 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 157 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001623528-18-000003 · primary_doc.xml · nonDerivative · entry 1 Serkin Howard C · CIK 0001511874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,414 F1 · price: These shares were issued to the reporting person in lieu of his 4th quarter 2017 retainer fee of $10,000 pursuant to the Issuer's "Stock Ownership Guidelines for Directors and Executive Officers" adopted by the Issuer's board of directors on August 8, 2016. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 21:30 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 166 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001623528-17-000023 · primary_doc.xml · nonDerivative · entry 1 Serkin Howard C · CIK 0001511874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,257 F1 · price: These shares were issued to the reporting person in lieu of his 3rd quarter retainer fee of $10,000 pursuant to the Issuer's "Stock Ownership Guidelines for Directors and Executive Officers" adopted by the Issuer's board of directors on August 8, 2016. Read SEC document |
| July 05, 2017 Filed Jul 7, 2017 20:54 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 175 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001623528-17-000018 · primary_doc.xml · nonDerivative · entry 1 Serkin Howard C · CIK 0001511874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,091 F1 · price: These shares were issued to the reporting person in lieu of his 2nd quarter retainer fee of $10,000 pursuant to the Issuer's "Stock Ownership Guidelines for Directors and Executive Officers" adopted by the Issuer's board of directors on August 8, 2016. Read SEC document |
| April 06, 2017 Filed Apr 13, 2017 21:49 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 186 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001623528-17-000015 · primary_doc.xml · nonDerivative · entry 1 Serkin Howard C · CIK 0001511874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,916 F1 · price: These shares were issued to the reporting person in lieu of his 1st quarter 2017 retainer fee of $10,000 pursuant to the Issuer's "Stock Ownership Guidelines for Directors and Executive Officers" adopted by the Issuer's board of directors on August 8, 2016. Read SEC document |
| January 05, 2017 Filed Jan 6, 2017 23:42 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 187 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001623528-17-000001 · primary_doc.xml · nonDerivative · entry 1 Serkin Howard C · CIK 0001511874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,730 F1 · price: These shares were issued to the reporting person in lieu of his 4th quarter 2016 retainer fee of $10,000 pursuant to the Issuer's "Stock Ownership Guidelines for Directors and Executive Officers" adopted by the Issuer's board of directors on August 8, 2016. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 14:34 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 195 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001511874-16-000008 · primary_doc.xml · nonDerivative · entry 1 Serkin Howard C · CIK 0001511874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,543 F1 · price: These shares were issued to the reporting person in lieu of his 3rd quarter 2016 retainer fee of $10,000 pursuant to the Issuer's "Stock Ownership Guidelines for Directors and Executive Officers" adopted by the Issuer's board of directors on August 8, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.