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person · Reporting owner

Brokaw George R

Disclosed activity across 7 companies

Tapewire entity
48633
SEC CIK
0001589074

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ALICO, INC.ALCO · Entity 5954DirectorApril 01, 2025April 02, 2025
CTO Realty Growth, Inc.CTO · Entity 5116DirectorFebruary 11, 2026February 13, 2026
Chemours CoCC · Entity 4420DirectorMay 06, 2026May 08, 2026
EchoStar CORPSATS · Entity 3188DirectorApril 01, 2026April 03, 2026
Modern Media Acquisition Corp.MMDM · Entity 156655DirectorMay 17, 2017May 17, 2017
Terrapin 3 Acquisition CorpTRTL · Entity 180248DirectorDecember 16, 2016December 21, 2016

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ALICO, INC.

Report date April 01, 2025 · Filed April 02, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Alico, Inc., Common Stock, Par Value $1.00SEC Table I · non-derivativeDirect267,269 Reported balance After 2025-04-01 transaction · row 1
1 source row

Row 1 · 2025-04-01 · Grant · Acquired 681 · Balance 267,269

F1: These shares were issued under the Amended and Restated Stock Incentive Plan of 2015.

Filing footnotes · ownership attribution and instrument terms

F1: These shares were issued under the Amended and Restated Stock Incentive Plan of 2015.

CTO Realty Growth, Inc.

Report date February 11, 2026 · Filed February 13, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect96,266 Reported balance After 2026-02-11 transaction · row 1
1 source row

Row 1 · 2026-02-11 · Grant · Acquired 3,462 · Balance 96,266

F1: These shares were issued to the Reporting Person as his $62,500 "Annual Award" pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 14, 2024). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of February 5, 2026, or $18.05000.

Common StockSEC Table I · non-derivativeIndirectBabette Brokaw Revocable Trust3,858 Reported balance Holding disclosure · report date 2026-02-11 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 3,858

F2: These securities are held directly by the above-named trust, of which the Reporting Person is a beneficiary and trustee.

Filing footnotes · ownership attribution and instrument terms

F1: These shares were issued to the Reporting Person as his $62,500 "Annual Award" pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 14, 2024). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of February 5, 2026, or $18.05000.

F2: These securities are held directly by the above-named trust, of which the Reporting Person is a beneficiary and trustee.

Chemours Co

Report date May 06, 2026 · Filed May 08, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect21,642.7173 Reported balance After 2026-05-06 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-05-06 · Grant · Acquired 7,182 · Balance 21,642.7173

F1: Includes deferred stock units and dividend equivalent units.

Filing footnotes · ownership attribution and instrument terms

F1: Includes deferred stock units and dividend equivalent units.

EchoStar CORP

Report date April 01, 2026 · Filed April 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Non-Employee Director Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $120.60 · Expires 2031-04-01Direct5,000 Reported balance After 2026-04-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-04-01 · Grant · Acquired 5,000 · Balance 5,000

F1: The shares underlying the option were 100% vested upon the date of the grant.

Filing footnotes · ownership attribution and instrument terms

F1: The shares underlying the option were 100% vested upon the date of the grant.

Modern Media Acquisition Corp.

Report date May 17, 2017 · Filed May 17, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect25,000 Reported balance Holding disclosure · report date 2017-05-17 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 25,000

Terrapin 3 Acquisition Corp

Report date December 16, 2016 · Filed December 21, 2016

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class F Common StockSEC Table I · non-derivativeDirect15,000 Reported balance After 2016-12-16 transaction · row 1
1 source row

Row 1 · 2016-12-16 · Disposition to issuer · Disposed 15,000 · Balance 15,000

F1: Disposed of pursuant to the Forfeiture Agreement, dated as of December 16, 2016 by and among MIHI LLC, Apple Orange LLC, Noyac Path LLC, Periscope, LLC, Terrapin Partners Employee Partnership 3 LLC, Terrapin Partners Green Employee Partnership, LLC, Jonathan Kagan, George Brokaw, Victor Mendelson, Terrapin 3 Acquisition Corporation (the "Issuer") and Yatra Online, Inc. ("Yatra"), through which the holders of Class F Common Stock forfeitted one-half of the shares of Class F Common Stock held by them.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2016-12-16 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2016-12-16 · Disposition to issuer · Disposed 10,000 · Balance 0

F2: Disposed of in exchange for 10,000 ordinary shares, par value $0.0001, of Yatra ("Ordinary Shares"), in connection with the consummation on December 16, 2016 of the merger (the "Merger") of the Issuer with T3 Merger Sub. Corp., a wholly-owned subsidiary of T3 Parent Corp., pursuant to that certain Amended and Restated Business Combination Agreement, dated as of September 28, 2016 (as may be amended, the "Business Combination Agreement"), by and among Yatra, T3 Parent Corp., T3 Merger Sub Corp., the Issuer, MIHI LLC (solely for the purposes set forth therein) and Shareholder Representative Services LLC, as amended.

F3: Represents shares held by Delta Offshore Master II, Ltd (the "Fund"). Trafelet Brokaw Capital Management, L.P. ("TCBM") serves as investment manager to the Fund, and in such capacity, exercises voting and investment control over securities held for the accounts of the Fund. Mr. Brokaw may be deemed to have indirect beneficial ownership for the shares reported herein based on his relationship with TBCM. Mr. Brokaw disclaims beneficial ownership for the securities held by the Fund except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Forfeiture Agreement, dated as of December 16, 2016 by and among MIHI LLC, Apple Orange LLC, Noyac Path LLC, Periscope, LLC, Terrapin Partners Employee Partnership 3 LLC, Terrapin Partners Green Employee Partnership, LLC, Jonathan Kagan, George Brokaw, Victor Mendelson, Terrapin 3 Acquisition Corporation (the "Issuer") and Yatra Online, Inc. ("Yatra"), through which the holders of Class F Common Stock forfeitted one-half of the shares of Class F Common Stock held by them.

F2: Disposed of in exchange for 10,000 ordinary shares, par value $0.0001, of Yatra ("Ordinary Shares"), in connection with the consummation on December 16, 2016 of the merger (the "Merger") of the Issuer with T3 Merger Sub. Corp., a wholly-owned subsidiary of T3 Parent Corp., pursuant to that certain Amended and Restated Business Combination Agreement, dated as of September 28, 2016 (as may be amended, the "Business Combination Agreement"), by and among Yatra, T3 Parent Corp., T3 Merger Sub Corp., the Issuer, MIHI LLC (solely for the purposes set forth therein) and Shareholder Representative Services LLC, as amended.

F3: Represents shares held by Delta Offshore Master II, Ltd (the "Fund"). Trafelet Brokaw Capital Management, L.P. ("TCBM") serves as investment manager to the Fund, and in such capacity, exercises voting and investment control over securities held for the accounts of the Fund. Mr. Brokaw may be deemed to have indirect beneficial ownership for the shares reported herein based on his relationship with TBCM. Mr. Brokaw disclaims beneficial ownership for the securities held by the Fund except to the extent of his pecuniary interest therein.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

DISH Network CORP

Report date December 31, 2023 · Filed January 03, 2024

Section 16 reporting ended · disclosed 2024-01-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2023-12-31 transaction · row 1
1 source row

Row 1 · 2023-12-31 · Disposition to issuer · Disposed 5,000 · Balance 0

F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock").

Non-Employee Director Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $24.97 · Expires 2024-01-01Direct0 Reported balance After 2023-12-31 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-12-31 · Disposition to issuer · Disposed 5,000 · Balance 0

F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock").

F2: The shares underlying the option were 100% vested upon the date of the grant. Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Issuer Class A Common Stock held by the Reporting Person was converted into a corresponding award with respect to EchoStar Class A Common Stock.

Non-Employee Director Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $35.47 · Expires 2025-01-01Direct0 Reported balance After 2023-12-31 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-12-31 · Disposition to issuer · Disposed 5,000 · Balance 0

F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock").

F2: The shares underlying the option were 100% vested upon the date of the grant. Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Issuer Class A Common Stock held by the Reporting Person was converted into a corresponding award with respect to EchoStar Class A Common Stock.

Non-Employee Director Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $32.34 · Expires 2026-01-01Direct0 Reported balance After 2023-12-31 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2023-12-31 · Disposition to issuer · Disposed 5,000 · Balance 0

F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock").

F2: The shares underlying the option were 100% vested upon the date of the grant. Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Issuer Class A Common Stock held by the Reporting Person was converted into a corresponding award with respect to EchoStar Class A Common Stock.

Non-Employee Director Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $32.44 · Expires 2027-01-01Direct0 Reported balance After 2023-12-31 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2023-12-31 · Disposition to issuer · Disposed 5,000 · Balance 0

F2: The shares underlying the option were 100% vested upon the date of the grant. Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Issuer Class A Common Stock held by the Reporting Person was converted into a corresponding award with respect to EchoStar Class A Common Stock.

Non-Employee Director Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $14.04 · Expires 2028-01-01Direct0 Reported balance After 2023-12-31 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2023-12-31 · Disposition to issuer · Disposed 5,000 · Balance 0

F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock").

F2: The shares underlying the option were 100% vested upon the date of the grant. Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Issuer Class A Common Stock held by the Reporting Person was converted into a corresponding award with respect to EchoStar Class A Common Stock.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock").

F2: The shares underlying the option were 100% vested upon the date of the grant. Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Issuer Class A Common Stock held by the Reporting Person was converted into a corresponding award with respect to EchoStar Class A Common Stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 06, 2026 Filed May 8, 2026 20:15 UTC Chemours Co CC · Entity 4420 GrantCommon Stock 7,182 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-214657 · ownership.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,642.7173

F1 · balance_after: Includes deferred stock units and dividend equivalent units.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 20:53 UTC EchoStar CORP SATS · Entity 3188 GrantNon-Employee Director Stock Option · Derivative 5,000 $0.00 Strike: $120.60 $0.00
Disclosure

SEC source: 0001589074-26-000005 · form4-04032026_080441.xml · derivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Class A Common Stock · 5,000 shares

Expires 2031-04-01

F1 · derivative.exercise_date: The shares underlying the option were 100% vested upon the date of the grant.

Read SEC document
February 11, 2026 Filed Feb 13, 2026 22:45 UTC CTO Realty Growth, Inc. CTO · Entity 5116 GrantCommon Stock 3,462 $18.05 $62,489.10
Disclosure

SEC source: 0001589074-26-000003 · form4-02132026_050203.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,266

F1 · price: These shares were issued to the Reporting Person as his $62,500 "Annual Award" pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 14, 2024). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of February 5, 2026, or $18.05000.

Read SEC document
December 10, 2025 Filed Dec 12, 2025 22:49 UTC EchoStar CORP SATS · Entity 3188 Exercise / conversionNon-Employee Director Stock Option · Derivative 1,754 $0.00 Strike: $92.17 $0.00
Disclosure

SEC source: 0001589074-25-000007 · form4-12122025_101222.xml · derivative · entry 2

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,754 shares

Expires 2026-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares underlying the option were 100% vested upon the date of the grant.

Read SEC document
December 10, 2025 Filed Dec 12, 2025 22:49 UTC EchoStar CORP SATS · Entity 3188 Exercise / conversionClass A Common Stock 1,754 $92.17 $161,666.18
Disclosure

SEC source: 0001589074-25-000007 · form4-12122025_101222.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,508

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2025 Filed Nov 20, 2025 21:40 UTC EchoStar CORP SATS · Entity 3188 PurchaseClass A Common Stock 1,000 $68.07 $68,070.00
Disclosure

SEC source: 0001589074-25-000005 · form4-11202025_091140.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,754

Read SEC document
July 01, 2025 Filed Jul 3, 2025 20:30 UTC CTO Realty Growth, Inc. CTO · Entity 5116 GrantCommon Stock 1,103 $18.13 $19,993.53
Disclosure

SEC source: 0001415889-25-019327 · form4-07032025_040706.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,804

F1 · price: These shares were issued to the Reporting Person in lieu of his 2nd quarter 2025 board retainer fee of $12,500 and committee retainer fees of $7,500 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 14, 2024). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last business day of the calendar quarter, or $18.126500.

Read SEC document
June 26, 2025 Filed Jun 26, 2025 18:23 UTC CTO Realty Growth, Inc. CTO · Entity 5116 PurchaseCommon Stock 2,000 $16.94 $33,880.00
Disclosure

SEC source: 0001415889-25-018260 · form4-06262025_060655.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,701

Read SEC document
April 22, 2025 Filed Apr 24, 2025 21:24 UTC Chemours Co CC · Entity 4420 GrantCommon Stock 14,096 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-007915 · form4.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,096

F1 · shares: Represents stock units that will convert one-for-one to Chemours common stock upon separation from service on the board.

Read SEC document
April 01, 2025 Filed Apr 1, 2025 22:30 UTC CTO Realty Growth, Inc. CTO · Entity 5116 GrantCommon Stock 1,055 $18.95 $19,991.20
Disclosure

SEC source: 0001415889-25-009438 · form4-04012025_060407.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,701

F1 · price: These shares were issued to the Reporting Person in lieu of his 1st quarter 2025 board retainer fee of $12,500 and committee retainer fees of $7,500 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 14, 2024). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last business day of the calendar quarter, or $18.94900.

Read SEC document
April 01, 2025 Filed Apr 2, 2025 11:23 UTC ALICO, INC. ALCO · Entity 5954 GrantAlico, Inc., Common Stock, Par Value $1.00 681 $0.00 $0.00
Disclosure

SEC source: 0000003545-25-000053 · wk-form4_1743593026.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 267,269

F1 · shares: These shares were issued under the Amended and Restated Stock Incentive Plan of 2015.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 20:42 UTC EchoStar CORP SATS · Entity 3188 GrantNon-Employee Director Stock Option · Derivative 5,000 $0.00 Strike: $25.19 $0.00
Disclosure

SEC source: 0001415889-25-009984 · form4-04032025_080434.xml · derivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Class A Common Stock · 5,000 shares

Expires 2030-04-01

F1 · derivative.exercise_date: The shares underlying the option were 100% vested upon the date of the grant.

Read SEC document
February 12, 2025 Filed Feb 14, 2025 22:45 UTC CTO Realty Growth, Inc. CTO · Entity 5116 GrantCommon Stock 3,185 $19.62 $62,483.33
Disclosure

SEC source: 0001415889-25-004210 · form4-02142025_050210.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,646

F1 · price: These shares were issued to the Reporting Person as his $62,500 "Annual Award" pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 14, 2024). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of February 6, 2025, or $19.61800.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 21:19 UTC ALICO, INC. ALCO · Entity 5954 GrantAlico, Inc., Common Stock, Par Value $1.00 724 $0.00 $0.00
Disclosure

SEC source: 0000003545-25-000010 · wk-form4_1735939139.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 266,588

F1 · shares: These shares were issued under the Stock Incentive Plan of 2015.

Read SEC document
January 02, 2025 Filed Jan 4, 2025 00:00 UTC CTO Realty Growth, Inc. CTO · Entity 5116 GrantCommon Stock 1,000 $19.98 $19,980.50
Disclosure

SEC source: 0001415889-25-000656 · form4-01032025_070110.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,461

F1 · price: These shares were issued to the Reporting Person in lieu of his 4th quarter 2024 board retainer fee of $12,500 and committee retainer fees of $7,500 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 14, 2024). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $19.98050.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 20:15 UTC ALICO, INC. ALCO · Entity 5954 GrantAlico, Inc., Common Stock, Par Value $1.00 684 $0.00 $0.00
Disclosure

SEC source: 0000003545-24-000116 · wk-form4_1727900140.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265,864

F1 · shares: These shares were issued under the Stock Incentive Plan of 2015.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 22:00 UTC CTO Realty Growth, Inc. CTO · Entity 5116 GrantCommon Stock 1,040 $19.22 $19,992.44
Disclosure

SEC source: 0001415889-24-024483 · form4-10022024_061004.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,461

F1 · price: These shares were issued to the Reporting Person in lieu of his 3rd quarter 2024 board retainer fee of $12,500 and committee retainer fees of $7,500 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 14, 2024). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $19.22350.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 20:10 UTC ALICO, INC. ALCO · Entity 5954 GrantAlico, Inc., Common Stock, Par Value $1.00 719 $0.00 $0.00
Disclosure

SEC source: 0000003545-24-000085 · wk-form4_1719951045.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265,180

F1 · shares: These shares were issued under the Stock Incentive Plan of 2015.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 21:30 UTC CTO Realty Growth, Inc. CTO · Entity 5116 GrantCommon Stock 1,139 $17.56 $19,995.71
Disclosure

SEC source: 0001415889-24-018972 · form4-07022024_050714.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,421

F1 · price: These shares were issued to the Reporting Person in lieu of his 2nd quarter 2024 board retainer fee of $12,500 and committee retainer fees of $7,500 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 14, 2024). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $17.55550.

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April 01, 2024 Filed Apr 2, 2024 20:04 UTC ALICO, INC. ALCO · Entity 5954 GrantAlico, Inc., Common Stock, Par Value $1.00 640 $0.00 $0.00
Disclosure

SEC source: 0000003545-24-000048 · wk-form4_1712088258.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 264,461

F1 · shares: These shares were issued under the Stock Incentive Plan of 2015.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:30 UTC CTO Realty Growth, Inc. CTO · Entity 5116 GrantCommon Stock 1,186 $16.86 $19,998.93
Disclosure

SEC source: 0001415889-24-010095 · form4-04032024_050403.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,282

F1 · price: These shares were issued to the Reporting Person in lieu of his 1st quarter 2024 board retainer fee of $12,500 and committee retainer fees of $7,500 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 14, 2024). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $16.8625.

Read SEC document
April 01, 2024 Filed Apr 4, 2024 00:15 UTC EchoStar CORP SATS · Entity 3188 GrantNon-Employee Director Stock Option · Derivative 10,000 $0.00 Strike: $14.04 $0.00
Disclosure

SEC source: 0001415889-24-010192 · form4-04042024_120420.xml · derivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Class A Common Stock · 10,000 shares

Expires 2029-04-01

F1 · derivative.exercise_date: The shares underlying the option were 100% vested upon the date of the grant.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 22:30 UTC CTO Realty Growth, Inc. CTO · Entity 5116 GrantCommon Stock 3,740 $16.71 $62,491.66
Disclosure

SEC source: 0001415889-24-004175 · form4-02162024_050201.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,096

F1 · price: These shares were issued to the Reporting Person as his $62,500 "Annual Award" pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 14, 2024). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of February 9, 2024, or or $16.709000.

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January 02, 2024 Filed Jan 4, 2024 21:52 UTC ALICO, INC. ALCO · Entity 5954 GrantAlico, Inc., Common Stock, Par Value $1.00 639 $0.00 $0.00
Disclosure

SEC source: 0000003545-24-000010 · wk-form4_1704405128.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 263,821

F1 · shares: These shares were issued under the Stock Incentive Plan of 2015.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:30 UTC CTO Realty Growth, Inc. CTO · Entity 5116 GrantCommon Stock 867 $17.30 $14,999.10
Disclosure

SEC source: 0001415889-24-000605 · form4-01042024_040104.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,356

F1 · price: These shares were issued to the Reporting Person in lieu of his 4th quarter 2023 board retainer fee of $10,000 and committee retainer fees of $5,000 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $17.30000.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 20:06 UTC DISH Network CORP DISH · Entity 95602 Disposition to issuerNon-Employee Director Stock Option · Derivative 5,000 Not disclosed Strike: $14.04 Not disclosed
Disclosure

SEC source: 0001415889-24-000467 · form4-01042024_010129.xml · derivative · entry 6

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,000 shares

Expires 2028-01-01

F1 · price: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock").

F2 · derivative.exercise_date: The shares underlying the option were 100% vested upon the date of the grant. Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Issuer Class A Common Stock held by the Reporting Person was converted into a corresponding award with respect to EchoStar Class A Common Stock.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 20:06 UTC DISH Network CORP DISH · Entity 95602 Disposition to issuerNon-Employee Director Stock Option · Derivative 5,000 Not disclosed Strike: $32.44 Not disclosed
Disclosure

SEC source: 0001415889-24-000467 · form4-01042024_010129.xml · derivative · entry 5

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,000 shares

Expires 2027-01-01

F2 · price: The shares underlying the option were 100% vested upon the date of the grant. Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Issuer Class A Common Stock held by the Reporting Person was converted into a corresponding award with respect to EchoStar Class A Common Stock.

F2 · derivative.exercise_date: The shares underlying the option were 100% vested upon the date of the grant. Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Issuer Class A Common Stock held by the Reporting Person was converted into a corresponding award with respect to EchoStar Class A Common Stock.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 20:06 UTC DISH Network CORP DISH · Entity 95602 Disposition to issuerNon-Employee Director Stock Option · Derivative 5,000 Not disclosed Strike: $32.34 Not disclosed
Disclosure

SEC source: 0001415889-24-000467 · form4-01042024_010129.xml · derivative · entry 4

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,000 shares

Expires 2026-01-01

F1 · price: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock").

F2 · derivative.exercise_date: The shares underlying the option were 100% vested upon the date of the grant. Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Issuer Class A Common Stock held by the Reporting Person was converted into a corresponding award with respect to EchoStar Class A Common Stock.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 20:06 UTC DISH Network CORP DISH · Entity 95602 Disposition to issuerNon-Employee Director Stock Option · Derivative 5,000 Not disclosed Strike: $35.47 Not disclosed
Disclosure

SEC source: 0001415889-24-000467 · form4-01042024_010129.xml · derivative · entry 3

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,000 shares

Expires 2025-01-01

F1 · price: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock").

F2 · derivative.exercise_date: The shares underlying the option were 100% vested upon the date of the grant. Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Issuer Class A Common Stock held by the Reporting Person was converted into a corresponding award with respect to EchoStar Class A Common Stock.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 20:06 UTC DISH Network CORP DISH · Entity 95602 Disposition to issuerNon-Employee Director Stock Option · Derivative 5,000 Not disclosed Strike: $24.97 Not disclosed
Disclosure

SEC source: 0001415889-24-000467 · form4-01042024_010129.xml · derivative · entry 2

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,000 shares

Expires 2024-01-01

F1 · price: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock").

F2 · derivative.exercise_date: The shares underlying the option were 100% vested upon the date of the grant. Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Issuer Class A Common Stock held by the Reporting Person was converted into a corresponding award with respect to EchoStar Class A Common Stock.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 20:06 UTC DISH Network CORP DISH · Entity 95602 Disposition to issuerClass A Common Stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-000467 · form4-01042024_010129.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock").

Read SEC document
December 31, 2023 Filed Jan 4, 2024 00:04 UTC EchoStar CORP SATS · Entity 3188 GrantNon-Employee Director Stock Option · Derivative 1,754 Not disclosed Strike: $40.02 Not disclosed
Disclosure

SEC source: 0001104659-24-001008 · tm2333986-24_4seq1.xml · derivative · entry 6

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,754

Underlying: Class A Common Stock · 1,754 shares

Expires 2028-01-01

F3 · price: Received in exchange for a non-employee director stock option to acquire shares of DISH Class A Common Stock in connection with Merger. At the Effective Time, each stock option held by the reporting person was converted into an Issuer stock option on substantially the same terms and conditions, with respect to a number of shares of Issuer Class A Common Stock equal to (i) the number of shares of DISH Class A Common Stock subject to the corresponding DISH stock option immediately prior to the Effective Time, multiplied by (ii) 0.350877 (the "Exchange Ratio"), at an exercise price equal to the exercise price of the corresponding DISH stock option immediately prior to the Effective Time divided by the Exchange Ratio.

F2 · derivative.exercise_date: The shares underlying the option were 100% vested on the date of grant.

Read SEC document
December 31, 2023 Filed Jan 4, 2024 00:04 UTC EchoStar CORP SATS · Entity 3188 GrantNon-Employee Director Stock Option · Derivative 1,754 Not disclosed Strike: $92.46 Not disclosed
Disclosure

SEC source: 0001104659-24-001008 · tm2333986-24_4seq1.xml · derivative · entry 5

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,754

Underlying: Class A Common Stock · 1,754 shares

Expires 2027-01-01

F3 · price: Received in exchange for a non-employee director stock option to acquire shares of DISH Class A Common Stock in connection with Merger. At the Effective Time, each stock option held by the reporting person was converted into an Issuer stock option on substantially the same terms and conditions, with respect to a number of shares of Issuer Class A Common Stock equal to (i) the number of shares of DISH Class A Common Stock subject to the corresponding DISH stock option immediately prior to the Effective Time, multiplied by (ii) 0.350877 (the "Exchange Ratio"), at an exercise price equal to the exercise price of the corresponding DISH stock option immediately prior to the Effective Time divided by the Exchange Ratio.

F2 · derivative.exercise_date: The shares underlying the option were 100% vested on the date of grant.

Read SEC document
December 31, 2023 Filed Jan 4, 2024 00:04 UTC EchoStar CORP SATS · Entity 3188 GrantNon-Employee Director Stock Option · Derivative 1,754 Not disclosed Strike: $92.17 Not disclosed
Disclosure

SEC source: 0001104659-24-001008 · tm2333986-24_4seq1.xml · derivative · entry 4

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,754

Underlying: Class A Common Stock · 1,754 shares

Expires 2026-01-01

F3 · price: Received in exchange for a non-employee director stock option to acquire shares of DISH Class A Common Stock in connection with Merger. At the Effective Time, each stock option held by the reporting person was converted into an Issuer stock option on substantially the same terms and conditions, with respect to a number of shares of Issuer Class A Common Stock equal to (i) the number of shares of DISH Class A Common Stock subject to the corresponding DISH stock option immediately prior to the Effective Time, multiplied by (ii) 0.350877 (the "Exchange Ratio"), at an exercise price equal to the exercise price of the corresponding DISH stock option immediately prior to the Effective Time divided by the Exchange Ratio.

F2 · derivative.exercise_date: The shares underlying the option were 100% vested on the date of grant.

Read SEC document
December 31, 2023 Filed Jan 4, 2024 00:04 UTC EchoStar CORP SATS · Entity 3188 GrantNon-Employee Director Stock Option · Derivative 1,754 Not disclosed Strike: $101.09 Not disclosed
Disclosure

SEC source: 0001104659-24-001008 · tm2333986-24_4seq1.xml · derivative · entry 3

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,754

Underlying: Class A Common Stock · 1,754 shares

Expires 2025-01-01

F3 · price: Received in exchange for a non-employee director stock option to acquire shares of DISH Class A Common Stock in connection with Merger. At the Effective Time, each stock option held by the reporting person was converted into an Issuer stock option on substantially the same terms and conditions, with respect to a number of shares of Issuer Class A Common Stock equal to (i) the number of shares of DISH Class A Common Stock subject to the corresponding DISH stock option immediately prior to the Effective Time, multiplied by (ii) 0.350877 (the "Exchange Ratio"), at an exercise price equal to the exercise price of the corresponding DISH stock option immediately prior to the Effective Time divided by the Exchange Ratio.

F2 · derivative.exercise_date: The shares underlying the option were 100% vested on the date of grant.

Read SEC document
December 31, 2023 Filed Jan 4, 2024 00:04 UTC EchoStar CORP SATS · Entity 3188 GrantNon-Employee Director Stock Option · Derivative 1,754 Not disclosed Strike: $71.17 Not disclosed
Disclosure

SEC source: 0001104659-24-001008 · tm2333986-24_4seq1.xml · derivative · entry 2

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,754

Underlying: Class A Common Stock · 1,754 shares

Expires 2024-01-01

F3 · price: Received in exchange for a non-employee director stock option to acquire shares of DISH Class A Common Stock in connection with Merger. At the Effective Time, each stock option held by the reporting person was converted into an Issuer stock option on substantially the same terms and conditions, with respect to a number of shares of Issuer Class A Common Stock equal to (i) the number of shares of DISH Class A Common Stock subject to the corresponding DISH stock option immediately prior to the Effective Time, multiplied by (ii) 0.350877 (the "Exchange Ratio"), at an exercise price equal to the exercise price of the corresponding DISH stock option immediately prior to the Effective Time divided by the Exchange Ratio.

F2 · derivative.exercise_date: The shares underlying the option were 100% vested on the date of grant.

Read SEC document
December 31, 2023 Filed Jan 4, 2024 00:04 UTC EchoStar CORP SATS · Entity 3188 GrantClass A Common Stock 1,754 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-001008 · tm2333986-24_4seq1.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,754

F1 · price: Received in exchange for 5,000 shares of Class A Common Stock, par value $.01 par value per share (DISH Class A Common Stock"), of DISH Network Corporation, a Nevada corporation ("DISH") in connection of the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, DISH and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of the Issuer ("Merger Sub"). Pursuant to the Merger Agreement, on December 31, 2023, Merger Sub merged with and into DISH with DISH surviving the merger as a wholly owned subsidiary of the Issuer (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding share of DISH Class A Common Stock was converted into the right to receive a number of Issuer Class A Common Stock equal to 0.350877 (the "Exchange Ratio").

Read SEC document
October 02, 2023 Filed Oct 2, 2023 22:30 UTC CTO Realty Growth, Inc. CTO · Entity 5116 GrantCommon Stock 899 $16.69 $14,999.82
Disclosure

SEC source: 0001415889-23-013768 · form4-10022023_061004.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,489

F1 · price: These shares were issued to the Reporting Person in lieu of his 3rd quarter 2023 board retainer fee of $10,000 and committee retainer fees of $5,000 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $16.68500.

Read SEC document
October 02, 2023 Filed Oct 3, 2023 20:51 UTC ALICO, INC. ALCO · Entity 5954 GrantAlico, Inc., Common Stock, Par Value $1.00 755 $0.00 $0.00
Disclosure

SEC source: 0000003545-23-000017 · wk-form4_1696366269.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 263,182

F1 · shares: These shares were issued under the Stock Incentive Plan of 2015.

Read SEC document
July 03, 2023 Filed Jul 3, 2023 22:00 UTC CTO Realty Growth, Inc. CTO · Entity 5116 GrantCommon Stock 894 $16.76 $14,983.89
Disclosure

SEC source: 0001415889-23-010600 · form4-07032023_060711.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,590

F1 · price: These shares were issued to the Reporting Person in lieu of his 2nd quarter 2023 board retainer fee of $10,000 and committee retainer fees of $5,000 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $16.7605.

Read SEC document
July 03, 2023 Filed Jul 5, 2023 21:07 UTC ALICO, INC. ALCO · Entity 5954 GrantAlico, Inc., Common Stock, Par Value $1.00 731 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-041199 · doc4.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 262,427

F1 · shares: These shares were issued under the Stock Incentive Plan of 2015.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 20:28 UTC ALICO, INC. ALCO · Entity 5954 GrantAlico, Inc., Common Stock, Par Value $1.00 778 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-022716 · doc4.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 261,696

F1 · shares: These shares were issued under the Stock Incentive Plan of 2015.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 22:15 UTC CTO Realty Growth, Inc. CTO · Entity 5116 GrantCommon Stock 900 $16.66 $14,995.35
Disclosure

SEC source: 0001415889-23-006114 · form4-04042023_060401.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,696

F1 · price: These shares were issued to the Reporting Person in lieu of his 1st quarter 2023 board retainer fee of $10,000 and committee retainer fees of $5,000 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $16.66150.

Read SEC document
February 16, 2023 Filed Feb 17, 2023 22:00 UTC CTO Realty Growth, Inc. CTO · Entity 5116 GrantCommon Stock 1,826 $19.17 $35,001.68
Disclosure

SEC source: 0001415889-23-002780 · form4-02172023_050201.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,796

F1 · price: These shares were issued to the Reporting Person as his $35,000 "Annual Award" pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of February 10, 2023, or or $19.1685.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 21:14 UTC ALICO, INC. ALCO · Entity 5954 GrantAlico, Inc., Common Stock, Par Value $1.00 787 $23.83 $18,754.21
Disclosure

SEC source: 0001209191-23-000877 · doc4.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,918

F1 · shares: These shares were issued under the Stock Incentive Plan of 2015.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 21:15 UTC CTO Realty Growth, Inc. CTO · Entity 5116 GrantCommon Stock 808 $18.56 $14,996.48
Disclosure

SEC source: 0001415889-23-000292 · form4-01042023_040101.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,970

F1 · price: These shares were issued to the Reporting Person in lieu of his 4th quarter 2022 board retainer fee of $10,000 and committee retainer fees of $5,000 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $18.5600.

Read SEC document
January 01, 2023 Filed Jan 3, 2023 17:16 UTC DISH Network CORP DISH · Entity 95602 Exercise / conversionRestricted Stock Units · Derivative 47 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-000098 · form4-01032023_100129.xml · derivative · entry 2

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47

Underlying: Class A Common Stock · 47 shares

Expires 2024-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units may be settled solely in cash ("cash-settled RSUs"). Each cash-settled RSU is the economic equivalent of one share of common stock of the issuer.

F2 · kind: The restricted stock units may be settled solely in cash ("cash-settled RSUs"). Each cash-settled RSU is the economic equivalent of one share of common stock of the issuer.

F4 · price: The January 1, 2023 vesting of the cash-settled RSUs were settled at a price of $14.04 per equivalent share.

F3 · derivative.exercise_date: The RSUs vest in three equal annual installments, commencing upon January 1, 2022.

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January 01, 2023 Filed Jan 3, 2023 17:16 UTC DISH Network CORP DISH · Entity 95602 GrantNon-Employee Director Stock Option · Derivative 5,000 $0.00 Strike: $14.04 $0.00
Disclosure

SEC source: 0001415889-23-000098 · form4-01032023_100129.xml · derivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Class A Common Stock · 5,000 shares

Expires 2028-01-01

F1 · derivative.exercise_date: The shares underlying the option were 100% vested upon the date of the grant.

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December 05, 2022 Filed Dec 5, 2022 21:30 UTC CTO Realty Growth, Inc. CTO · Entity 5116 OtherCommon Stock 10,000 $19.00 $190,000.00
Disclosure

SEC source: 0001415889-22-012069 · form4-12052022_041201.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,162

F1 · kind: Shares acquired in connection with a public offering of the Issuer's common stock.

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October 03, 2022 Filed Oct 4, 2022 20:25 UTC ALICO, INC. ALCO · Entity 5954 GrantAlico, Inc., Common Stock, Par Value $1.00 637 $29.48 $18,778.76
Disclosure

SEC source: 0001209191-22-052227 · doc4.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,131

F1 · shares: These shares were issued under the Stock Incentive Plan of 2015.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.