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CTO

CTO Realty Growth, Inc.

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5116
SEC CIK
0000023795
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476

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 11, 2020 Filed Dec 15, 2020 22:27 UTC
Albright John PDirector · PRESIDENT & CEO
SaleCommon Stock 1,300 $41.04 $53,345.63
Disclosure

SEC source: 0001415889-20-002900 · form4-12152020_021205.xml · nonDerivative · entry 1

Albright John P · CIK 0001392476 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,306

F1 · price: The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $41.00 to $41.31, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · balance_after: This amount includes 13,558 shares of restricted common stock which vest over time, and 22,000 shares of restricted common stock which vest based on share price appreciation, both of which were previously reported.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 22:46 UTC
WOLD CASEY RDirector
GrantCommon Stock 302 $44.10 $13,318.20
Disclosure

SEC source: 0001415889-20-002415 · form4-10022020_031022.xml · nonDerivative · entry 1

WOLD CASEY R · CIK 0001169255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,808

F1 · price: These shares were issued to the Reporting Person in lieu of his 3rd quarter 2020 retainer fee of $10,000 and meeting fees of $3,000 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019. Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $43.0310.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 22:44 UTC GrantCommon Stock 302 $44.10 $13,318.20
Disclosure

SEC source: 0001415889-20-002413 · form4-10022020_031045.xml · nonDerivative · entry 1

FRANKLIN LAURA M · CIK 0001165972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,932

F1 · price: These shares were issued to the Reporting Person in lieu of her 3rd quarter 2020 retainer fee of $10,000 and meeting fees of $3,000 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019. Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $43.0310.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 22:43 UTC GrantCommon Stock 371 $44.10 $16,361.10
Disclosure

SEC source: 0001415889-20-002411 · form4-10022020_031000.xml · nonDerivative · entry 1

Serkin Howard C · CIK 0001511874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,674

F1 · price: These shares were issued to the Reporting Person in lieu of his 3rd quarter 2020 retainer fee of $10,000 and meeting fees of $6,000 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019. Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $43.0310.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 22:30 UTC GrantCommon Stock 348 $44.10 $15,346.80
Disclosure

SEC source: 0001415889-20-002408 · form4-10022020_061021.xml · nonDerivative · entry 1

Gable Robert Blakeslee · CIK 0001757398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,760

F1 · price: These shares were issued to the Reporting Person in lieu of his 3rd quarter 2020 retainer fee of $10,000 and meeting fees of $5,000 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019. Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $43.0310.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 22:30 UTC GrantCommon Stock 302 $44.10 $13,318.20
Disclosure

SEC source: 0001415889-20-002405 · form4-10022020_061006.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,463

F1 · price: These shares were issued to the Reporting Person in lieu of his 3rd quarter 2020 retainer fee of $10,000 and meeting fees of $3,000 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019. Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $43.0310.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 22:30 UTC GrantCommon Stock 360 $44.10 $15,876.00
Disclosure

SEC source: 0001415889-20-002404 · form4-10022020_061001.xml · nonDerivative · entry 1

Haga Christopher W · CIK 0001619039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,163

F1 · price: These shares were issued to the Reporting Person in lieu of his 3rd quarter 2020 retainer fee of $10,000 and meeting fees of $5,500 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019. Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $43.0310.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 23:05 UTC GrantCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-20-002433 · form4-10052020_071001.xml · nonDerivative · entry 1

PARTRIDGE MATTHEW MORRIS · CIK 0001663789 · SR. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

F1 · shares: Restricted shares one-half of which vest on each of January 28, 2022, and January 28, 2023, provided that the reporting person is an employee of the Issuer on those dates.

F2 · balance_after: This amount includes 4,000 restricted shares, which vest over time.

Read SEC document
September 14, 2020 Filed Sep 16, 2020 20:05 UTC PurchaseCommon Stock 1,200 $43.74 $52,489.44
Disclosure

SEC source: 0001415889-20-002314 · form4-09162020_040901.xml · nonDerivative · entry 1

Haga Christopher W · CIK 0001619039 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the reporting person as UGMA custodian

Disclosed balance after: 1,200

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $43.71 to $43.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

Read SEC document
August 05, 2020 Filed Aug 5, 2020 20:52 UTC PurchaseCommon Stock 414 $40.97 $16,960.63
Disclosure

SEC source: 0001415889-20-002041 · form4-08052020_010835.xml · nonDerivative · entry 4

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,161

Read SEC document
August 05, 2020 Filed Aug 5, 2020 20:52 UTC PurchaseCommon Stock 56 $40.50 $2,268.00
Disclosure

SEC source: 0001415889-20-002041 · form4-08052020_010835.xml · nonDerivative · entry 3

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,747

Read SEC document
August 03, 2020 Filed Aug 5, 2020 20:52 UTC PurchaseCommon Stock 500 $40.25 $20,124.00
Disclosure

SEC source: 0001415889-20-002041 · form4-08052020_010835.xml · nonDerivative · entry 2

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,691

Read SEC document
August 03, 2020 Filed Aug 5, 2020 20:52 UTC PurchaseCommon Stock 1,000 $40.35 $40,352.00
Disclosure

SEC source: 0001415889-20-002041 · form4-08052020_010835.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,191

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:09 UTC GrantCommon Stock 312 $41.61 $12,981.54
Disclosure

SEC source: 0001415889-20-001805 · form4-07022020_040715.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,191

F1 · price: These shares were issued to the Reporting Person in lieu of his 2nd quarter 2020 retainer fee of $10,000 and meeting fees of $3,000 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019. Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $41.6075.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:09 UTC GrantCommon Stock 324 $41.61 $13,480.83
Disclosure

SEC source: 0001415889-20-001804 · form4-07022020_040751.xml · nonDerivative · entry 1

Serkin Howard C · CIK 0001511874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,303

F1 · price: These shares were issued to the Reporting Person in lieu of his 2nd quarter 2020 retainer fee of $10,000 and meeting fees of $3,500 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019. Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $41.6075.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:08 UTC GrantCommon Stock 312 $41.61 $12,981.54
Disclosure

SEC source: 0001415889-20-001803 · form4-07022020_040731.xml · nonDerivative · entry 1

FRANKLIN LAURA M · CIK 0001165972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,630

F1 · price: These shares were issued to the Reporting Person in lieu of her 2nd quarter 2020 retainer fee of $10,000 and meeting fees of $3,000 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019. Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $41.6075.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:08 UTC GrantCommon Stock 312 $41.61 $12,981.54
Disclosure

SEC source: 0001415889-20-001802 · form4-07022020_040719.xml · nonDerivative · entry 1

Haga Christopher W · CIK 0001619039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,803

F1 · price: These shares were issued to the Reporting Person in lieu of his 2nd quarter 2020 retainer fee of $10,000 and meeting fees of $3,000 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019. Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $41.6075.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:08 UTC GrantCommon Stock 312 $41.61 $12,981.54
Disclosure

SEC source: 0001415889-20-001801 · form4-07022020_040741.xml · nonDerivative · entry 1

Gable Robert Blakeslee · CIK 0001757398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,412

F1 · price: These shares were issued to the Reporting Person in lieu of his 2nd quarter 2020 retainer fee of $10,000 and meeting fees of $3,000 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019. Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $41.6075.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:07 UTC
WOLD CASEY RDirector
GrantCommon Stock 288 $41.61 $11,982.96
Disclosure

SEC source: 0001415889-20-001799 · form4-07022020_040710.xml · nonDerivative · entry 1

WOLD CASEY R · CIK 0001169255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,506

F1 · price: These shares were issued to the Reporting Person in lieu of his 2nd quarter 2020 retainer fee of $10,000 and meeting fees of $2,000 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019. Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $41.6075.

Read SEC document
June 11, 2020 Filed Jun 12, 2020 20:15 UTC
Albright John PDirector · PRESIDENT & CEO
GiftCommon Stock 134 $0.00 $0.00
Disclosure

SEC source: 0001415889-20-001603 · form4-06122020_040601.xml · nonDerivative · entry 1

Albright John P · CIK 0001392476 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,606

F1 · kind: On 6/11/2020, the reporting person donated 134 shares to a non-profit organization.

F2 · balance_after: This amount includes 13,558 shares of restricted common stock which vest over time, and 22,000 shares of restricted common stock which vest based on share price appreciation, both of which were previously reported.

Read SEC document
May 14, 2020 Filed May 15, 2020 20:20 UTC
Albright John PDirector · PRESIDENT & CEO
GiftCommon Stock 100 $0.00 $0.00
Disclosure

SEC source: 0001415889-20-001222 · form4-05152020_040501.xml · nonDerivative · entry 1

Albright John P · CIK 0001392476 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,740

F1 · kind: On 5/14/2020, the reporting person donated 100 shares to a non-profit organization.

F2 · balance_after: This amount includes 13,558 shares of restricted common stock which vest over time, and 22,000 shares of restricted common stock which vest based on share price appreciation, both of which were previously reported.

Read SEC document
May 14, 2020 Filed May 15, 2020 20:15 UTC
Smith Daniel EarlSVP, GEN COUNSEL & CORP SECRET
PurchaseCommon Stock 500 $36.76 $18,379.00
Disclosure

SEC source: 0001415889-20-001221 · form4-05152020_040506.xml · nonDerivative · entry 1

Smith Daniel Earl · CIK 0001623528 · SVP, GEN COUNSEL & CORP SECRET

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,380

F1 · shares: The price reported is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $36.55 to $36.95, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F2 · balance_after: This amount includes 3,910 shares of restricted common stock which vest over time, which were previously reported.

Read SEC document
May 08, 2020 Filed May 12, 2020 20:15 UTC Amendment PurchaseCommon Stock 748 $39.65 $29,658.20
Disclosure

SEC source: 0001415889-20-001164 · form4a-05122020_040501.xml · nonDerivative · entry 3

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,879

Read SEC document
May 08, 2020 Filed May 12, 2020 20:15 UTC Amendment PurchaseCommon Stock 52 $39.55 $2,056.60
Disclosure

SEC source: 0001415889-20-001164 · form4a-05122020_040501.xml · nonDerivative · entry 2

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,131

Read SEC document
May 08, 2020 Filed May 12, 2020 20:15 UTC Amendment PurchaseCommon Stock 200 $39.60 $7,920.00
Disclosure

SEC source: 0001415889-20-001164 · form4a-05122020_040501.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,079

Read SEC document
April 01, 2020 Filed Apr 2, 2020 20:05 UTC
WOLD CASEY RDirector
GrantCommon Stock 441 $46.39 $20,456.67
Disclosure

SEC source: 0001415889-20-000933 · form4-04022020_040429.xml · nonDerivative · entry 1

WOLD CASEY R · CIK 0001169255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,218

F1 · price: These shares were issued to the Reporting Person in lieu of his 1st quarter 2020 retainer fee of $10,000 and meeting fees of $10,500 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019. Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $46.387.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 20:05 UTC GrantCommon Stock 420 $46.39 $19,482.54
Disclosure

SEC source: 0001415889-20-000932 · form4-04022020_040424.xml · nonDerivative · entry 1

Serkin Howard C · CIK 0001511874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,979

F1 · price: These shares were issued to the Reporting Person in lieu of his 1st quarter 2020 retainer fee of $10,000 and meeting fees of $9,500 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019. Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $46.387.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 20:05 UTC GrantCommon Stock 463 $46.39 $21,477.18
Disclosure

SEC source: 0001415889-20-000931 · form4-04022020_040418.xml · nonDerivative · entry 1

Haga Christopher W · CIK 0001619039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,491

F1 · price: These shares were issued to the Reporting Person in lieu of his 1st quarter 2020 retainer fee of $10,000 and meeting fees of $11,500 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019. Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $46.387.

F2 · balance_after: The Reporting Person serves as Head of Strategic Investments at Carlson Capital, L.P. ("Carlson Capital"). Carlson Capital may be deemed to beneficially own 162,617 shares of Common Stock of the Issuer. The Reporting Person disclaims beneficial ownership of the securities of the Issuer beneficially owned by Carlson Capital.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 20:05 UTC GrantCommon Stock 377 $46.39 $17,487.90
Disclosure

SEC source: 0001415889-20-000930 · form4-04022020_040411.xml · nonDerivative · entry 1

Gable Robert Blakeslee · CIK 0001757398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,100

F1 · price: These shares were issued to the Reporting Person in lieu of his 1st quarter 2020 retainer fee of $10,000 and meeting fees of $7,500 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019. Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $46.387.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 20:05 UTC GrantCommon Stock 344 $46.39 $15,957.13
Disclosure

SEC source: 0001415889-20-000929 · form4-04022020_040406.xml · nonDerivative · entry 1

FRANKLIN LAURA M · CIK 0001165972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,318

F1 · price: These shares were issued to the Reporting Person in lieu of her 1st quarter 2020 retainer fee of $10,000 and meeting fees of $6,000 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019. Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $46.387.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 20:05 UTC GrantCommon Stock 377 $46.39 $17,487.90
Disclosure

SEC source: 0001415889-20-000928 · form4-04022020_040401.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,803

F1 · price: These shares were issued to the Reporting Person in lieu of his 1st quarter 2020 retainer fee of $10,000 and meeting fees of $7,500 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019. Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $46.3870.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 18:25 UTC
Smith Daniel EarlSVP, GEN COUNSEL & CORP SECRET
PurchaseCommon Stock 250 $48.50 $12,125.00
Disclosure

SEC source: 0001415889-20-000752 · form4-03162020_020316.xml · nonDerivative · entry 4

Smith Daniel Earl · CIK 0001623528 · SVP, GEN COUNSEL & CORP SECRET

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,880

F1 · balance_after: This amount includes 3,910 shares of restricted common stock which vest over time, which were previously reported.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 18:25 UTC
Smith Daniel EarlSVP, GEN COUNSEL & CORP SECRET
PurchaseCommon Stock 200 $49.00 $9,800.00
Disclosure

SEC source: 0001415889-20-000752 · form4-03162020_020316.xml · nonDerivative · entry 3

Smith Daniel Earl · CIK 0001623528 · SVP, GEN COUNSEL & CORP SECRET

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,630

F1 · balance_after: This amount includes 3,910 shares of restricted common stock which vest over time, which were previously reported.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 18:25 UTC
Smith Daniel EarlSVP, GEN COUNSEL & CORP SECRET
PurchaseCommon Stock 100 $49.62 $4,961.78
Disclosure

SEC source: 0001415889-20-000752 · form4-03162020_020316.xml · nonDerivative · entry 2

Smith Daniel Earl · CIK 0001623528 · SVP, GEN COUNSEL & CORP SECRET

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,430

F1 · balance_after: This amount includes 3,910 shares of restricted common stock which vest over time, which were previously reported.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 18:25 UTC
Smith Daniel EarlSVP, GEN COUNSEL & CORP SECRET
PurchaseCommon Stock 100 $49.62 $4,962.00
Disclosure

SEC source: 0001415889-20-000752 · form4-03162020_020316.xml · nonDerivative · entry 1

Smith Daniel Earl · CIK 0001623528 · SVP, GEN COUNSEL & CORP SECRET

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,330

F1 · balance_after: This amount includes 3,910 shares of restricted common stock which vest over time, which were previously reported.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 18:30 UTC PurchaseCommon Stock 415 $49.50 $20,542.50
Disclosure

SEC source: 0001415889-20-000753 · form4-03162020_020301.xml · nonDerivative · entry 1

Greathouse Steven Robert · CIK 0001728277 · SVP-INVESTMENTS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,727

F1 · balance_after: This amount includes 4,505 shares of restricted common stock which vest over time, which were previously reported.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:10 UTC
Smith Daniel EarlSVP, GEN COUNSEL & CORP SECRET
GrantCommon Stock 1,940 $0.00 $0.00
Disclosure

SEC source: 0001415889-20-000499 · form4-02262020_040215.xml · nonDerivative · entry 1

Smith Daniel Earl · CIK 0001623528 · SVP, GEN COUNSEL & CORP SECRET

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,230

F1 · shares: Restricted shares one-third of which vest on each of the first, second and third anniversaries of January 28, 2020, provided that the reporting person is an employee of the Issuer on those dates. The fair market value of the common stock on the date of the grant was $62.47 per share, but the fair market value of the award when vested will be the fair market value of the common stock on each vesting date.

F2 · balance_after: This amount includes the 1,940 restricted shares reported above, as well as 1,970 additional shares of restricted common stock which vest over time, which were previously reported.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:10 UTC
Patten Mark ESVP & CFO
GrantCommon Stock 2,156 $0.00 $0.00
Disclosure

SEC source: 0001415889-20-000498 · form4-02262020_040211.xml · nonDerivative · entry 1

Patten Mark E · CIK 0001282528 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,308

F1 · shares: Restricted shares one-third of which vest on each of the first, second and third anniversaries of January 28, 2020, provided that the reporting person is an employee of the Issuer on those dates. The fair market value of the common stock on the date of the grant was $62.47 per share, but the fair market value of the award when vested will be the fair market value of the common stock on each vesting date.

F2 · balance_after: This amount includes the 2,156 restricted shares reported above, as well as 2,157 additional shares of restricted common stock which vest over time, which were previously reported.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:10 UTC GrantCommon Stock 2,352 $0.00 $0.00
Disclosure

SEC source: 0001415889-20-000497 · form4-02262020_040206.xml · nonDerivative · entry 1

Greathouse Steven Robert · CIK 0001728277 · SVP-INVESTMENTS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,312

F1 · shares: Restricted shares one-third of which vest on each of the first, second and third anniversaries of January 28, 2020, provided that the reporting person is an employee of the Issuer on those dates. The fair market value of the common stock on the date of the grant was $62.47 per share, but the fair market value of the award when vested will be the fair market value of the common stock on each vesting date.

F2 · balance_after: This amount includes the 2,352 restricted shares reported above, as well as 2,153 additional shares of restricted common stock which vest over time, which were previously reported.

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February 24, 2020 Filed Feb 26, 2020 21:10 UTC
Albright John PDirector · PRESIDENT & CEO
GrantCommon Stock 6,644 $0.00 $0.00
Disclosure

SEC source: 0001415889-20-000496 · form4-02262020_040201.xml · nonDerivative · entry 1

Albright John P · CIK 0001392476 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,840

F1 · shares: Restricted shares one-third of which vest on each of the first, second and third anniversaries of January 28, 2020, provided that the reporting person is an employee of the Issuer on those dates. The fair market value of the common stock on the date of the grant was $62.47 per share, but the fair market value of the award when vested will be the fair market value of the common stock on each vesting date.

F2 · balance_after: This amount includes the 6,644 restricted shares reported above, as well as 6,914 additional shares of restricted common stock which vest over time, and 22,000 shares of restricted common stock which vest based on share price appreciation, both of which were previously reported.

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February 24, 2020 Filed Feb 26, 2020 21:05 UTC
WOLD CASEY RDirector
GrantCommon Stock 313 $63.78 $19,962.20
Disclosure

SEC source: 0001415889-20-000495 · form4-02262020_040227.xml · nonDerivative · entry 1

WOLD CASEY R · CIK 0001169255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,777

F1 · price: These shares were issued to the Reporting Person as his $20,000 "Annual Award" pursuant to the Issuer's Non-Employee Director Compensation Policy adopted by the Issuer's board of directors on February 27, 2019. The share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of February 10, 2020, or $63.777.

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February 24, 2020 Filed Feb 26, 2020 21:05 UTC GrantCommon Stock 313 $63.78 $19,962.20
Disclosure

SEC source: 0001415889-20-000494 · form4-02262020_040221.xml · nonDerivative · entry 1

Serkin Howard C · CIK 0001511874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,559

F1 · price: These shares were issued to the Reporting Person as his $20,000 "Annual Award" pursuant to the Issuer's Non-Employee Director Compensation Policy adopted by the Issuer's board of directors on February 27, 2019. The share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of February 10, 2020, or $63.777.

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February 24, 2020 Filed Feb 26, 2020 21:05 UTC GrantCommon Stock 313 $63.78 $19,962.20
Disclosure

SEC source: 0001415889-20-000493 · form4-02262020_040215.xml · nonDerivative · entry 1

Haga Christopher W · CIK 0001619039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,028

F1 · price: These shares were issued to the Reporting Person as his $20,000 "Annual Award" pursuant to the Issuer's Non-Employee Director Compensation Policy adopted by the Issuer's board of directors on February 27, 2019. The share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of February 10, 2020, or $63.777.

F2 · balance_after: The Reporting Person is a partner and serves as Head of Strategic Investments at Carlson Capital, L.P. ("Carlson Capital"). Carlson Capital may be deemed to beneficially own 162,617 shares of Common Stock of the Issuer. The Reporting Person disclaims beneficial ownership of the securities of the Issuer beneficially owned by Carlson Capital.

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February 24, 2020 Filed Feb 26, 2020 21:05 UTC GrantCommon Stock 313 $63.78 $19,962.20
Disclosure

SEC source: 0001415889-20-000492 · form4-02262020_040210.xml · nonDerivative · entry 1

Gable Robert Blakeslee · CIK 0001757398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,723

F1 · price: These shares were issued to the Reporting Person as his $20,000 "Annual Award" pursuant to the Issuer's Non-Employee Director Compensation Policy adopted by the Issuer's board of directors on February 27, 2019. The share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of February 10, 2020, or $63.777.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:05 UTC GrantCommon Stock 313 $63.78 $19,962.20
Disclosure

SEC source: 0001415889-20-000490 · form4-02262020_040201.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,426

F1 · price: These shares were issued to the Reporting Person as his $20,000 "Annual Award" pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019. Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of February 24, 2020, or $62.47.

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February 24, 2020 Filed Feb 26, 2020 21:05 UTC GrantCommon Stock 313 $63.78 $19,962.20
Disclosure

SEC source: 0001415889-20-000491 · form4-02262020_040206.xml · nonDerivative · entry 1

FRANKLIN LAURA M · CIK 0001165972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,974

F1 · price: These shares were issued to the Reporting Person as her $20,000 "Annual Award" pursuant to the Issuer's Non-Employee Director Compensation Policy adopted by the Issuer's board of directors on February 27, 2019. The share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of February 10, 2020, or $63.777.

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February 11, 2020 Filed Feb 13, 2020 21:15 UTC Tax withholdingCommon Stock 542 $61.43 $33,295.06
Disclosure

SEC source: 0001415889-20-000319 · form4-02132020_040214.xml · nonDerivative · entry 2

Greathouse Steven Robert · CIK 0001728277 · SVP-INVESTMENTS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,960

F3 · shares: On February 11, 2020, the Reporting Person instructed the Issuer to withhold 542 of the Issued Shares to satisfy the Reporting Person's tax liability.

F4 · balance_after: This amount includes 2,153 shares of restricted common stock which vest over time, which were previously reported.

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February 11, 2020 Filed Feb 13, 2020 21:15 UTC GrantCommon Stock 2,250 $0.00 $0.00
Disclosure

SEC source: 0001415889-20-000319 · form4-02132020_040214.xml · nonDerivative · entry 1

Greathouse Steven Robert · CIK 0001728277 · SVP-INVESTMENTS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,502

F1 · shares: On February 11, 2020, the Issuer issued 2,250 shares of its common stock (the "Issued Shares") to the Reporting Person. The Issued Shares were issued pursuant to a Performance Shares Award Agreement between the Issuer and the Reporting Person dated February 3, 2017, the form of which has been filed as an exhibit to the Issuer's annual report on Form 10-K for the year ended December 31, 2018.

F2 · balance_after: This amount includes 2,153 shares of restricted common stock which vest over time, which were previously reported.

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February 11, 2020 Filed Feb 13, 2020 21:15 UTC
Smith Daniel EarlSVP, GEN COUNSEL & CORP SECRET
Tax withholdingCommon Stock 541 $61.43 $33,233.63
Disclosure

SEC source: 0001415889-20-000317 · form4-02132020_040205.xml · nonDerivative · entry 2

Smith Daniel Earl · CIK 0001623528 · SVP, GEN COUNSEL & CORP SECRET

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,290

F3 · shares: On February 11, 2020, the Reporting Person instructed the Issuer to withhold 541 of the Issued Shares to satisfy the Reporting Person's tax liability.

F4 · balance_after: This amount includes 1,970 shares of restricted common stock which vest over time, which were previously reported.

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February 11, 2020 Filed Feb 13, 2020 21:15 UTC
Smith Daniel EarlSVP, GEN COUNSEL & CORP SECRET
GrantCommon Stock 2,250 $0.00 $0.00
Disclosure

SEC source: 0001415889-20-000317 · form4-02132020_040205.xml · nonDerivative · entry 1

Smith Daniel Earl · CIK 0001623528 · SVP, GEN COUNSEL & CORP SECRET

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,831

F1 · shares: On February 11, 2020, the Issuer issued 2,250 shares of its common stock (the "Issued Shares") to the Reporting Person. The Issued Shares were issued pursuant to a Performance Shares Award Agreement between the Issuer and the Reporting Person dated February 3, 2017, the form of which has been filed as an exhibit to the Issuer's annual report on Form 10-K for the year ended December 31, 2018.

F2 · balance_after: This amount includes 1,970 shares of restricted common stock which vest over time, which were previously reported.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.