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CTO

CTO Realty Growth, Inc.

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5116
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0000023795
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476

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2021 Filed Apr 2, 2021 22:00 UTC GrantCommon Stock 281 $53.29 $14,974.49
Disclosure

SEC source: 0001415889-21-001838 · form4-04022021_060420.xml · nonDerivative · entry 1

Serkin Howard C · CIK 0001511874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,152

F1 · price: These shares were issued to the Reporting Person in lieu of his 1st quarter 2021 board retainer fee of $10,000 and committee retainer fees of $5,000 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $53.29.

F2 · balance_after: On November 10, 2020, the Issuer's Board of Directors declared a special distribution on its shares of common stock in an aggregate amount of $55.8 million (the "Special Distribution"). The Special Distribution was paid on December 21, 2020 (in a combination of cash and shares of the Issuer's common stock), to shareholders of record as of the close of business on November 19, 2020. As a result of the Special Distribution, the Reporting Person received 2,080 shares of the Issuer's common stock. In a footnote in the Reporting Person's Form 4 filed on January 6, 2021, the Reporting Person reported the receipt of approximately 2,482 shares of the Issuer's common stock as a result of the Special Distribution. This Form 4 reflects that the actual number of shares received by the Reporting Person as a result of the Special Distribution was 2,080.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 22:00 UTC GrantCommon Stock 269 $53.29 $14,335.01
Disclosure

SEC source: 0001415889-21-001837 · form4-04022021_060415.xml · nonDerivative · entry 1

Gable Robert Blakeslee · CIK 0001757398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,210

F1 · price: These shares were issued to the Reporting Person in lieu of his 1st quarter 2021 board retainer fee of $10,000 and committee retainer fees of $4,375 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $53.29.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 22:00 UTC GrantCommon Stock 293 $53.29 $15,613.97
Disclosure

SEC source: 0001415889-21-001836 · form4-04022021_060407.xml · nonDerivative · entry 1

Haga Christopher W · CIK 0001619039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,825

F1 · price: These shares were issued to the Reporting Person in lieu of his 1st quarter 2021 board retainer fee of $10,000 and committee retainer fees of $5,625 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $53.29.

Read SEC document
March 17, 2021 Filed May 9, 2022 21:55 UTC
Vorakoun LisaVP & CHIEF ACCOUNTING OFFICER
SaleCommon Stock 1,500 $56.10 $84,150.00
Disclosure

SEC source: 0001415889-22-004781 · form4-05092022_020503.xml · nonDerivative · entry 4

Vorakoun Lisa · CIK 0001925075 · VP & CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,424

F5 · balance_after: This amount consists of 3,424 shares of restricted common stock which vest over time, which were reported previously and above.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 22:00 UTC
Smith Daniel EarlSVP, GEN COUNSEL & CORP SECRET
Exercise / conversionEmployee Stock Option · Derivative 3,541 $0.00 Strike: $39.87 $0.00
Disclosure

SEC source: 0001415889-21-001539 · form4-03172021_060302.xml · derivative · entry 2

Smith Daniel Earl · CIK 0001623528 · SVP, GEN COUNSEL & CORP SECRET

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 3,541 shares

Expires 2024-10-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option, representing a right to purchase a total of 12,541 shares, became exercisable in three installments on the first, second and third anniversaries of the grant date, which was 10/22/2014.

F3 · balance_after: On November 10, 2020, the Issuer's Board of Directors declared a special distribution on its shares of common stock in an aggregate amount of $55.8 million (the "Special Distribution"). The Special Distribution was paid on December 21, 2020 (in a combination of cash and shares of the Issuer's common stock), to shareholders of record as of the close of business on November 19, 2020. As a result of the Special Distribution, the number of shares and the exercise price set forth in the stock option award agreement between the Issuer and the reporting person dated October 22, 2014 (the "2014 Option") were adjusted to address the dilutive effect of the stock portion of the Special Distribution by increasing the number of shares covered by the 2014 Option from 10,000 shares to 12,541 shares and by decreasing the exercise price from $50.00 to $39.87.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 22:00 UTC
Smith Daniel EarlSVP, GEN COUNSEL & CORP SECRET
Exercise / conversionCommon Stock 3,541 $39.87 $141,179.67
Disclosure

SEC source: 0001415889-21-001539 · form4-03172021_060302.xml · nonDerivative · entry 1

Smith Daniel Earl · CIK 0001623528 · SVP, GEN COUNSEL & CORP SECRET

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,457

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This amount includes 5,389 shares of restricted common stock which vest over time, which were previously reported.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 23:30 UTC
Albright John PDirector · PRESIDENT & CEO
Exercise / conversionEmployee Stock Option · Derivative 5,000 $0.00 Strike: $44.35 $0.00
Disclosure

SEC source: 0001415889-21-001486 · form4-03152021_070302.xml · derivative · entry 6

Albright John P · CIK 0001392476 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,167

Underlying: Common Stock · 5,000 shares

Expires 2025-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option, representing a right to purchase a total of 50,167 shares, became exercisable in three installments (02/26/2016, which was the date the option was granted, 01/28/2017 and 01/28/2018).

Read SEC document
March 11, 2021 Filed Mar 15, 2021 23:30 UTC
Albright John PDirector · PRESIDENT & CEO
Exercise / conversionEmployee Stock Option · Derivative 10,083 $0.00 Strike: $45.85 $0.00
Disclosure

SEC source: 0001415889-21-001486 · form4-03152021_070302.xml · derivative · entry 5

Albright John P · CIK 0001392476 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,083 shares

Expires 2025-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 23:30 UTC
Albright John PDirector · PRESIDENT & CEO
Tax withholdingCommon Stock 4,365 $56.10 $244,876.50
Disclosure

SEC source: 0001415889-21-001486 · form4-03152021_070302.xml · nonDerivative · entry 4

Albright John P · CIK 0001392476 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,501

F1 · balance_after: This amount includes 18,443 shares of restricted common stock which vest over time, which were previously reported.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 23:30 UTC
Albright John PDirector · PRESIDENT & CEO
Exercise / conversionCommon Stock 5,000 $44.35 $221,750.00
Disclosure

SEC source: 0001415889-21-001486 · form4-03152021_070302.xml · nonDerivative · entry 3

Albright John P · CIK 0001392476 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,866

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 23:30 UTC
Albright John PDirector · PRESIDENT & CEO
Tax withholdingCommon Stock 8,965 $56.10 $502,936.50
Disclosure

SEC source: 0001415889-21-001486 · form4-03152021_070302.xml · nonDerivative · entry 2

Albright John P · CIK 0001392476 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,866

Read SEC document
March 11, 2021 Filed Mar 15, 2021 23:30 UTC
Albright John PDirector · PRESIDENT & CEO
Exercise / conversionCommon Stock 10,083 $45.85 $462,305.55
Disclosure

SEC source: 0001415889-21-001486 · form4-03152021_070302.xml · nonDerivative · entry 1

Albright John P · CIK 0001392476 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,831

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2021 Filed Mar 5, 2021 23:00 UTC
Albright John PDirector · PRESIDENT & CEO
Exercise / conversionEmployee Stock Option · Derivative 15,000 $0.00 Strike: $45.85 $0.00
Disclosure

SEC source: 0001415889-21-001354 · form4-03052021_060302.xml · derivative · entry 6

Albright John P · CIK 0001392476 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,083

Underlying: Common Stock · 15,000 shares

Expires 2025-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · balance_after: As a result of the Special Distribution, the number of shares and the exercise price set forth in the stock option award agreement between the Issuer and the reporting person dated February 9, 2015 (the "2015 Option") were adjusted to address the dilutive effect of the stock portion of the Special Distribution by increasing the number of shares covered by the 2015 Option from 20,000 shares to 25,083 shares and by decreasing the exercise price from $57.50 to $45.85.

Read SEC document
March 04, 2021 Filed Mar 5, 2021 23:00 UTC
Albright John PDirector · PRESIDENT & CEO
Tax withholdingCommon Stock 13,476 $55.07 $742,123.32
Disclosure

SEC source: 0001415889-21-001354 · form4-03052021_060302.xml · nonDerivative · entry 4

Albright John P · CIK 0001392476 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,748

F1 · balance_after: This amount includes 18,443 shares of restricted common stock which vest over time, which were previously reported.

Read SEC document
March 04, 2021 Filed Mar 5, 2021 23:00 UTC
Albright John PDirector · PRESIDENT & CEO
Exercise / conversionCommon Stock 15,000 $45.85 $687,750.00
Disclosure

SEC source: 0001415889-21-001354 · form4-03052021_060302.xml · nonDerivative · entry 3

Albright John P · CIK 0001392476 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 23:00 UTC
Albright John PDirector · PRESIDENT & CEO
Exercise / conversionEmployee Stock Option · Derivative 10,000 $0.00 Strike: $44.35 $0.00
Disclosure

SEC source: 0001415889-21-001354 · form4-03052021_060302.xml · derivative · entry 5

Albright John P · CIK 0001392476 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,167

Underlying: Common Stock · 10,000 shares

Expires 2025-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option, representing a right to purchase a total of 50,167 shares, became exercisable in three installments (02/26/2016, which was the date the option was granted, 01/28/2017 and 01/28/2018).

F3 · balance_after: On November 10, 2020, the Issuer's Board of Directors declared a special distribution on its shares of common stock in an aggregate amount of $55.8 million (the "Special Distribution"). The Special Distribution was paid on December 21, 2020 (in a combination of cash and shares of the Issuer's common stock), to shareholders of record as of the close of business on November 19, 2020. As a result of the Special Distribution, the number of shares and the exercise price set forth in the stock option award agreement between the Issuer and the reporting person dated February 26, 2016 (the "2016 Option") were adjusted to address the dilutive effect of the stock portion of the Special Distribution by increasing the number of shares covered by the 2016 Option from 40,000 shares to 50,167 shares and by decreasing the exercise price from $55.62 to $44.35.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 23:00 UTC
Albright John PDirector · PRESIDENT & CEO
Tax withholdingCommon Stock 8,894 $54.24 $482,410.56
Disclosure

SEC source: 0001415889-21-001354 · form4-03052021_060302.xml · nonDerivative · entry 2

Albright John P · CIK 0001392476 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,224

Read SEC document
March 03, 2021 Filed Mar 5, 2021 23:00 UTC
Albright John PDirector · PRESIDENT & CEO
Exercise / conversionCommon Stock 10,000 $44.35 $443,500.00
Disclosure

SEC source: 0001415889-21-001354 · form4-03052021_060302.xml · nonDerivative · entry 1

Albright John P · CIK 0001392476 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,118

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2021 Filed May 9, 2022 21:55 UTC
Vorakoun LisaVP & CHIEF ACCOUNTING OFFICER
SaleCommon Stock 861 $52.05 $44,815.05
Disclosure

SEC source: 0001415889-22-004781 · form4-05092022_020503.xml · nonDerivative · entry 3

Vorakoun Lisa · CIK 0001925075 · VP & CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,924

F5 · balance_after: This amount consists of 3,424 shares of restricted common stock which vest over time, which were reported previously and above.

Read SEC document
February 10, 2021 Filed Feb 11, 2021 22:00 UTC GrantCommon Stock 4,101 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-000649 · form4-02112021_050216.xml · nonDerivative · entry 1

PARTRIDGE MATTHEW MORRIS · CIK 0001663789 · SR. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,332

F1 · shares: Restricted shares one-third of which vest on each of the first, second and third anniversaries of January 28, 2021, provided that the reporting person is an employee of the Issuer on those dates.

F2 · balance_after: On November 10, 2020, the Issuer's Board of Directors declared a special distribution on its shares of common stock in an aggregate amount of $55.8 million (the "Special Distribution"). The Special Distribution was paid on December 21, 2020 (in a combination of cash and shares of the Issuer's common stock), to shareholders of record as of the close of business on November 19, 2020. The 10,332 share total shown above includes 9,132 shares of restricted common stock which vest over time. Such restricted common stock is comprised of (i) 4,000 shares which were previously reported, (ii) 1,031 additional shares constituting an equitable adjustment to address the dilutive effect of the stock portion of the Special Distribution and (iii) the 4,101 shares reported herein.

Read SEC document
February 10, 2021 Filed Feb 11, 2021 22:00 UTC
Smith Daniel EarlSVP, GEN COUNSEL & CORP SECRET
GrantCommon Stock 2,900 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-000648 · form4-02112021_050211.xml · nonDerivative · entry 3

Smith Daniel Earl · CIK 0001623528 · SVP, GEN COUNSEL & CORP SECRET

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,916

F5 · shares: Restricted shares one-third of which vest on each of the first, second and third anniversaries of January 28, 2021, provided that the reporting person is an employee of the Issuer on those dates.

F6 · balance_after: This amount includes the 2,900 restricted shares reported above, as well as 2,489 additional shares of restricted common stock which vest over time, which were previously reported.

Read SEC document
February 10, 2021 Filed Feb 11, 2021 22:00 UTC
Greathouse Steven RobertSVP & CHIEF INVESTMENT OFFICER
GrantCommon Stock 4,101 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-000647 · form4-02112021_050207.xml · nonDerivative · entry 3

Greathouse Steven Robert · CIK 0001728277 · SVP & CHIEF INVESTMENT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,367

F5 · shares: Restricted shares one-third of which vest on each of the first, second and third anniversaries of January 28, 2021, provided that the reporting person is an employee of the Issuer on those dates.

F6 · balance_after: This amount includes the 4,101 restricted shares reported above, as well as 2,947 additional shares of restricted common stock which vest over time, which were previously reported.

Read SEC document
February 10, 2021 Filed Feb 11, 2021 22:00 UTC
Albright John PDirector · PRESIDENT & CEO
GrantCommon Stock 9,803 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-000646 · form4-02112021_050202.xml · nonDerivative · entry 3

Albright John P · CIK 0001392476 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,118

F5 · shares: Restricted shares one-third of which vest on each of the first, second and third anniversaries of January 28, 2021, provided that the reporting person is an employee of the Issuer on those dates.

F6 · balance_after: This amount includes the 9,803 restricted shares reported above, as well as 8,640 additional shares of restricted common stock which vest over time, which were previously reported.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 22:31 UTC GrantCommon Stock 788 $44.38 $34,970.26
Disclosure

SEC source: 0001415889-21-000674 · form4-02122021_050229.xml · nonDerivative · entry 1

Gable Robert Blakeslee · CIK 0001757398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,941

F1 · price: These shares were issued to the Reporting Person as his $35,000 "Annual Award" pursuant to the Issuer's Non-Employee Director Compensation Policy adopted by the Issuer's board of directors on February 27, 2019, as amended. The share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of February 4, 2021, or $44.3785.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 22:31 UTC GrantCommon Stock 788 $44.38 $34,970.26
Disclosure

SEC source: 0001415889-21-000673 · form4-02122021_050224.xml · nonDerivative · entry 1

Haga Christopher W · CIK 0001619039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,532

F1 · price: These shares were issued to the Reporting Person as his $35,000 "Annual Award" pursuant to the Issuer's Non-Employee Director Compensation Policy adopted by the Issuer's board of directors on February 27, 2019, as amended. The share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of February 4, 2021, or $44.3785.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 22:31 UTC
WOLD CASEY RDirector
GrantCommon Stock 788 $44.38 $34,970.26
Disclosure

SEC source: 0001415889-21-000676 · form4-02122021_050239.xml · nonDerivative · entry 1

WOLD CASEY R · CIK 0001169255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,313

F1 · price: These shares were issued to the Reporting Person as his $35,000 "Annual Award" pursuant to the Issuer's Non-Employee Director Compensation Policy adopted by the Issuer's board of directors on February 27, 2019, as amended. The share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of February 4, 2021, or $44.3785.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 22:31 UTC GrantCommon Stock 788 $44.38 $34,970.26
Disclosure

SEC source: 0001415889-21-000672 · form4-02122021_050211.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,039

F1 · price: These shares were issued to the Reporting Person as his $35,000 "Annual Award" pursuant to the Issuer's Non-Employee Director Compensation Policy adopted by the Issuer's board of directors on February 27, 2019, as amended. The share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of February 4, 2021, or $44.3785.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 22:30 UTC GrantCommon Stock 788 $44.38 $34,970.26
Disclosure

SEC source: 0001415889-21-000671 · form4-02122021_050202.xml · nonDerivative · entry 1

FRANKLIN LAURA M · CIK 0001165972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,430

F1 · price: These shares were issued to the Reporting Person as her $35,000 "Annual Award" pursuant to the Issuer's Non-Employee Director Compensation Policy adopted by the Issuer's board of directors on February 27, 2019, as amended. The share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of February 4, 2021, or $44.3785.

F2 · balance_after: On November 10, 2020, the Issuer's Board of Directors declared a special distribution on its shares of common stock in an aggregate amount of $55.8 million (the "Special Distribution"). The Special Distribution was paid on December 21, 2020 (in a combination of cash and shares of the Issuer's common stock), to shareholders of record as of the close of business on November 19, 2020. As a result of the Special Distribution, the Reporting Person received 1,393 shares of the Issuer's common stock. In a footnote in the Reporting Person's Form 4 filed on January 6, 2021, the Reporting Person reported the receipt of approximately 1,411 shares of the Issuer's common stock as a result of the Special Distribution. This Form 4 reflects that the actual number of shares received by the Reporting Person as a result of the Special Distribution was 1,393.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 22:30 UTC GrantCommon Stock 788 $44.38 $34,970.26
Disclosure

SEC source: 0001415889-21-000675 · form4-02122021_050234.xml · nonDerivative · entry 1

Serkin Howard C · CIK 0001511874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,273

F1 · price: These shares were issued to the Reporting Person as his $35,000 "Annual Award" pursuant to the Issuer's Non-Employee Director Compensation Policy adopted by the Issuer's board of directors on February 27, 2019, as amended. The share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of February 4, 2021, or $44.3785.

Read SEC document
February 10, 2021 Filed May 9, 2022 21:55 UTC
Vorakoun LisaVP & CHIEF ACCOUNTING OFFICER
GrantCommon Stock 1,915 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-004781 · form4-05092022_020503.xml · nonDerivative · entry 2

Vorakoun Lisa · CIK 0001925075 · VP & CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,785

F3 · shares: Restricted shares one-third of which vest on each of the first, second and third anniversaries of January 28, 2021, provided that the reporting person is an employee of the Issuer on those dates.

F4 · balance_after: This amount includes the 1,915 restricted shares awarded on 2/10/21 and reported above, as well as 1,509 additional shares of restricted common stock which vest over time, which were reported previously and above.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 22:00 UTC
Smith Daniel EarlSVP, GEN COUNSEL & CORP SECRET
Tax withholdingCommon Stock 490 $45.68 $22,383.20
Disclosure

SEC source: 0001415889-21-000648 · form4-02112021_050211.xml · nonDerivative · entry 2

Smith Daniel Earl · CIK 0001623528 · SVP, GEN COUNSEL & CORP SECRET

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,016

F3 · shares: On February 9, 2021, the Reporting Person instructed the Issuer to withhold 490 of the Issued Shares to satisfy the Reporting Person's tax liability.

F4 · balance_after: This amount includes 2,489 shares of restricted common stock which vest over time, which were previously reported.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 22:00 UTC
Smith Daniel EarlSVP, GEN COUNSEL & CORP SECRET
GrantCommon Stock 2,020 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-000648 · form4-02112021_050211.xml · nonDerivative · entry 1

Smith Daniel Earl · CIK 0001623528 · SVP, GEN COUNSEL & CORP SECRET

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,506

F1 · shares: On February 9, 2021, the Issuer issued 2,020 shares of its common stock (the "Issued Shares") to the Reporting Person. The Issued Shares were issued pursuant to a Performance Shares Award Agreement between the Issuer and the Reporting Person dated January 24, 2018, the form of which has been filed as an exhibit to the Issuer's annual report on Form 10-K for the year ended December 31, 2019.

F2 · balance_after: This amount includes 2,489 shares of restricted common stock which vest over time, which were previously reported.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 22:00 UTC
Greathouse Steven RobertSVP & CHIEF INVESTMENT OFFICER
Tax withholdingCommon Stock 484 $45.68 $22,109.12
Disclosure

SEC source: 0001415889-21-000647 · form4-02112021_050207.xml · nonDerivative · entry 2

Greathouse Steven Robert · CIK 0001728277 · SVP & CHIEF INVESTMENT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,266

F3 · shares: On February 9, 2021, the Reporting Person instructed the Issuer to withhold 484 of the Issued Shares to satisfy the Reporting Person's tax liability.

F4 · balance_after: This amount includes 2,947 shares of restricted common stock which vest over time, which were previously reported.

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February 09, 2021 Filed Feb 11, 2021 22:00 UTC
Greathouse Steven RobertSVP & CHIEF INVESTMENT OFFICER
GrantCommon Stock 2,029 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-000647 · form4-02112021_050207.xml · nonDerivative · entry 1

Greathouse Steven Robert · CIK 0001728277 · SVP & CHIEF INVESTMENT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

F1 · shares: On February 9, 2021, the Issuer issued 2,029 shares of its common stock (the "Issued Shares") to the Reporting Person. The Issued Shares were issued pursuant to a Performance Shares Award Agreement between the Issuer and the Reporting Person dated January 24, 2018, the form of which has been filed as an exhibit to the Issuer's annual report on Form 10-K for the year ended December 31, 2019.

F2 · balance_after: This amount includes 2,947 shares of restricted common stock which vest over time, which were previously reported.

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February 09, 2021 Filed Feb 11, 2021 22:00 UTC
Albright John PDirector · PRESIDENT & CEO
Tax withholdingCommon Stock 2,222 $45.68 $101,500.96
Disclosure

SEC source: 0001415889-21-000646 · form4-02112021_050202.xml · nonDerivative · entry 2

Albright John P · CIK 0001392476 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,315

F3 · shares: On February 9, 2021, the Reporting Person instructed the Issuer to withhold 2,222 of the Issued Shares to satisfy the Reporting Person's tax liability.

F4 · balance_after: This amount includes 8,640 shares of restricted common stock which vest over time, which were previously reported.

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February 09, 2021 Filed Feb 11, 2021 22:00 UTC
Albright John PDirector · PRESIDENT & CEO
GrantCommon Stock 9,128 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-000646 · form4-02112021_050202.xml · nonDerivative · entry 1

Albright John P · CIK 0001392476 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,537

F1 · shares: On February 9, 2021, the Issuer issued 9,128 shares of its common stock (the "Issued Shares") to the Reporting Person. The Issued Shares were issued pursuant to a Performance Shares Award Agreement between the Issuer and the Reporting Person dated January 24, 2018, the form of which has been filed as an exhibit to the Issuer's annual report on Form 10-K for the year ended December 31, 2019.

F2 · balance_after: This amount includes 8,640 shares of restricted common stock which vest over time, which were previously reported.

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January 28, 2021 Filed Feb 1, 2021 23:15 UTC Tax withholdingCommon Stock 806 $43.01 $34,666.06
Disclosure

SEC source: 0001415889-21-000466 · form4-02012021_060211.xml · nonDerivative · entry 1

Greathouse Steven Robert · CIK 0001728277 · SVP-INVESTMENTS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,721

F1 · shares: On 1/28/2021, a total of 2,719 shares of restricted common stock of the Issuer previously awarded to the reporting person became vested and unrestricted. A portion of the vesting shares was withheld by the Issuer in order to satisfy the reporting person's tax liability.

F2 · balance_after: On November 10, 2020, the Issuer's Board of Directors declared a special distribution on its shares of common stock in an aggregate amount of $55.8 million (the "Special Distribution"). The Special Distribution was paid on December 21, 2020 (in a combination of cash and shares of the Issuer's common stock), to shareholders of record as of the close of business on November 19, 2020. As a result of the Special Distribution, the reporting person received 2,639 shares of the Issuer's common stock, which additional shares are reflected in Box 5 above. In addition, the amount in Box 5 above also includes 2,947 shares of restricted common stock which vest over time, 2,343 of which were previously reported, and 604 of which were additional shares representing an equitable adjustment addressing the dilutive effect of the stock portion of the Special Distribution. Of the 2,719 vesting restricted shares referenced in note 1 above, 2,162 were previously reported and 557 constituted part of the above-referenced equitable adjustment.

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January 28, 2021 Filed Feb 1, 2021 23:15 UTC
Smith Daniel EarlSVP, GEN COUNSEL & CORP SECRET
Tax withholdingCommon Stock 719 $43.01 $30,924.19
Disclosure

SEC source: 0001415889-21-000465 · form4-02012021_060206.xml · nonDerivative · entry 1

Smith Daniel Earl · CIK 0001623528 · SVP, GEN COUNSEL & CORP SECRET

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,486

F1 · shares: On 1/28/2021, a total of 2,428 shares of restricted common stock of the Issuer previously awarded to the reporting person became vested and unrestricted. A portion of the vesting shares was withheld by the Issuer in order to satisfy the reporting person's tax liability.

F2 · balance_after: On November 10, 2020, the Issuer's Board of Directors declared a special distribution on its shares of common stock in an aggregate amount of $55.8 million (the "Special Distribution"). The Special Distribution was paid on December 21, 2020 (in a combination of cash and shares of the Issuer's common stock), to shareholders of record as of the close of business on November 19, 2020. As a result of the Special Distribution, the reporting person received 3,812 shares of the Issuer's common stock, which additional shares are reflected in Box 5 above. In addition, the amount in Box 5 above also includes (a) approximately 6 shares of common stock acquired in the 4th quarter of 2020 as a result of the reporting person's participation in the Issuer's dividend reinvestment program; and (b) 2,489 shares of restricted common stock which vest over time, 1,979 of which were previously reported, and 510 of which were additional shares representing an equitable adjustment addressing the dilutive effect of the stock portion of the Special Distribution. Of the 2,428 vesting restricted shares referenced in note 1 above, 1,931 were previously reported and 497 constituted part of the above-referenced equitable adjustment.

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January 28, 2021 Filed Feb 1, 2021 23:15 UTC
Albright John PDirector · PRESIDENT & CEO
Tax withholdingCommon Stock 2,155 $43.01 $92,686.55
Disclosure

SEC source: 0001415889-21-000464 · form4-02012021_060201.xml · nonDerivative · entry 2

Albright John P · CIK 0001392476 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,409

F3 · shares: On 1/28/2021, a total of 8,411 shares of restricted common stock of the Issuer previously awarded to the reporting person became vested and unrestricted. A portion of the vesting shares was withheld by the Issuer in order to satisfy the reporting person's tax liability.

F4 · balance_after: This amount includes 8,640 shares of restricted common stock which vest over time, which were previously reported.

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January 28, 2021 Filed Feb 1, 2021 23:15 UTC
Albright John PDirector · PRESIDENT & CEO
Disposition to issuerCommon Stock 22,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-000464 · form4-02012021_060201.xml · nonDerivative · entry 1

Albright John P · CIK 0001392476 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,564

F1 · kind: The 22,000 shares referenced herein constitute a portion of the price-vesting restricted shares awarded to the reporting person on May 15, 2015 (18,000), and February 26, 2016 (4,000), which portion subsequently forfeited to the Issuer due to the vesting conditions pertaining to such shares not having been achieved.

F2 · balance_after: On November 10, 2020, the Issuer's Board of Directors declared a special distribution on its shares of common stock in an aggregate amount of $55.8 million (the "Special Distribution"). The Special Distribution was paid on December 21, 2020 (in a combination of cash and shares of the Issuer's common stock), to shareholders of record as of the close of business on November 19, 2020. As a result of the Special Distribution, the reporting person received 22,100 shares of the Issuer's common stock, which shares are reflected in Box 5 above. In addition, the 121,546 share total shown above includes 17,051 shares of restricted common stock which vest over time (of which 8,411 vested on 1/28/21 as described in footnote 3 below). Such restricted common stock is comprised of 13,558 shares which were previously reported, and 3,493 additional shares constituting an equitable adjustment to address the dilutive effect of the stock portion of the Special Distribution.

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January 28, 2021 Filed May 9, 2022 21:55 UTC
Vorakoun LisaVP & CHIEF ACCOUNTING OFFICER
Tax withholdingCommon Stock 422 $43.01 $18,150.22
Disclosure

SEC source: 0001415889-22-004781 · form4-05092022_020503.xml · nonDerivative · entry 1

Vorakoun Lisa · CIK 0001925075 · VP & CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,870

F1 · shares: On 1/28/2021, a total of 1,426 shares of restricted common stock of the Issuer previously awarded to the reporting person became vested and unrestricted. A portion of the vesting shares was withheld by the Issuer in order to satisfy the reporting person's tax liability.

F2 · balance_after: On November 10, 2020, the Issuer's Board of Directors declared a special distribution on its shares of common stock in an aggregate amount of $55.8 million (the "Special Distribution"). The Special Distribution was paid on December 21, 2020 (in a combination of cash and shares of the Issuer's common stock), to shareholders of record as of the close of business on November 19, 2020. As a result of the Special Distribution, the reporting person received 259 shares of the Issuer's common stock, which additional shares are reflected in Box 5 above. In addition, the amount in Box 5 above also includes 1,509 shares of restricted common stock which vest over time, 1,200 of which were previously reported, and 309 of which were additional shares representing an equitable adjustment addressing the dilutive effect of the stock portion of the Special Distribution. Of the 1,426 vesting restricted shares referenced in note 1 above, 1,134 were previously reported and 292 constituted part of the above-referenced equitable adjustment..

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January 04, 2021 Filed Jan 6, 2021 23:30 UTC GrantCommon Stock 329 $40.96 $13,475.18
Disclosure

SEC source: 0001415889-21-000243 · form4-01062021_060127.xml · nonDerivative · entry 1

Serkin Howard C · CIK 0001511874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,485

F1 · price: These shares were issued to the Reporting Person in lieu of his 4th quarter 2020 retainer fee of $10,000 and meeting fees of $3,500 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019. Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $40.9580.

F2 · balance_after: On November 10, 2020, the Issuer's Board of Directors declared a special distribution on its shares of common stock in an aggregate amount of $55.8 million (the "Special Distribution"). The Special Distribution was paid on December 21, 2020 (in a combination of cash and shares of the Issuer's common stock), to shareholders of record as of the close of business on November 19, 2020. As a result of the Special Distribution, the Reporting Person received approximately 2,482 shares of the Issuer's common stock.

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January 04, 2021 Filed Jan 6, 2021 23:30 UTC GrantCommon Stock 390 $40.96 $15,973.62
Disclosure

SEC source: 0001415889-21-000242 · form4-01062021_060123.xml · nonDerivative · entry 1

Haga Christopher W · CIK 0001619039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,744

F1 · price: These shares were issued to the Reporting Person in lieu of his 4th quarter 2020 retainer fee of $10,000 and meeting fees of $6,000 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019. Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $40.9580.

F2 · balance_after: On November 10, 2020, the Issuer's Board of Directors declared a special distribution on its shares of common stock in an aggregate amount of $55.8 million (the "Special Distribution"). The Special Distribution was paid on December 21, 2020 (in a combination of cash and shares of the Issuer's common stock), to shareholders of record as of the close of business on November 19, 2020. As a result of the Special Distribution, the Reporting Person received approximately 1,191 shares (direct holdings) of the Issuer's common stock.

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January 04, 2021 Filed Jan 6, 2021 23:30 UTC GrantCommon Stock 317 $40.96 $12,983.69
Disclosure

SEC source: 0001415889-21-000241 · form4-01062021_060118.xml · nonDerivative · entry 1

Gable Robert Blakeslee · CIK 0001757398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,153

F1 · price: These shares were issued to the Reporting Person in lieu of his 4th quarter 2020 retainer fee of $10,000 and meeting fees of $3,000 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019. Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $40.9580.

F2 · balance_after: On November 10, 2020, the Issuer's Board of Directors declared a special distribution on its shares of common stock in an aggregate amount of $55.8 million (the "Special Distribution"). The Special Distribution was paid on December 21, 2020 (in a combination of cash and shares of the Issuer's common stock), to shareholders of record as of the close of business on November 19, 2020. As a result of the Special Distribution, the Reporting Person received approximately 1,076 shares of the Issuer's common stock.

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January 04, 2021 Filed Jan 6, 2021 23:30 UTC GrantCommon Stock 317 $40.96 $12,983.69
Disclosure

SEC source: 0001415889-21-000240 · form4-01062021_060113.xml · nonDerivative · entry 1

FRANKLIN LAURA M · CIK 0001165972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,660

F1 · price: These shares were issued to the Reporting Person in lieu of her 4th quarter 2020 retainer fee of $10,000 and meeting fees of $3,000 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019. Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $40.9580.

F2 · balance_after: On November 10, 2020, the Issuer's Board of Directors declared a special distribution on its shares of common stock in an aggregate amount of $55.8 million (the "Special Distribution"). The Special Distribution was paid on December 21, 2020 (in a combination of cash and shares of the Issuer's common stock), to shareholders of record as of the close of business on November 19, 2020. As a result of the Special Distribution, the Reporting Person received approximately 1,411 shares of the Issuer's common stock.

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January 04, 2021 Filed Jan 6, 2021 23:30 UTC GrantCommon Stock 366 $40.96 $14,990.63
Disclosure

SEC source: 0001415889-21-000239 · form4-01062021_060108.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,251

F1 · price: These shares were issued to the Reporting Person in lieu of his 4th quarter 2020 retainer fee of $10,000 and meeting fees of $5,000 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019. Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $40.9580.

F2 · balance_after: On November 10, 2020, the Issuer's Board of Directors declared a special distribution on its shares of common stock in an aggregate amount of $55.8 million (the "Special Distribution"). The Special Distribution was paid on December 21, 2020 (in a combination of cash and shares of the Issuer's common stock), to shareholders of record as of the close of business on November 19, 2020. As a result of the Special Distribution, the Reporting Person received approximately 2,422 shares (direct holdings) of the Issuer's common stock.

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January 04, 2021 Filed Jan 6, 2021 23:30 UTC
WOLD CASEY RDirector
GrantCommon Stock 341 $40.96 $13,966.68
Disclosure

SEC source: 0001415889-21-000238 · form4-01062021_060103.xml · nonDerivative · entry 1

WOLD CASEY R · CIK 0001169255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,525

F1 · price: These shares were issued to the Reporting Person in lieu of his 4th quarter 2020 retainer fee of $10,000 and meeting fees of $4,000 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019. Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $40.9580.

F2 · balance_after: On November 10, 2020, the Issuer's Board of Directors declared a special distribution on its shares of common stock in an aggregate amount of $55.8 million (the "Special Distribution"). The Special Distribution was paid on December 21, 2020 (in a combination of cash and shares of the Issuer's common stock), to shareholders of record as of the close of business on November 19, 2020. As a result of the Special Distribution, the Reporting Person received approximately 1,376 shares of the Issuer's common stock.

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December 14, 2020 Filed Dec 15, 2020 22:27 UTC
Albright John PDirector · PRESIDENT & CEO
SaleCommon Stock 1,200 $41.59 $49,904.76
Disclosure

SEC source: 0001415889-20-002900 · form4-12152020_021205.xml · nonDerivative · entry 3

Albright John P · CIK 0001392476 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,971

F2 · balance_after: This amount includes 13,558 shares of restricted common stock which vest over time, and 22,000 shares of restricted common stock which vest based on share price appreciation, both of which were previously reported.

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December 14, 2020 Filed Dec 15, 2020 22:27 UTC
Albright John PDirector · PRESIDENT & CEO
SaleCommon Stock 7,135 $41.59 $296,744.65
Disclosure

SEC source: 0001415889-20-002900 · form4-12152020_021205.xml · nonDerivative · entry 2

Albright John P · CIK 0001392476 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,171

F3 · price: The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $41.50 to $41.78, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · balance_after: This amount includes 13,558 shares of restricted common stock which vest over time, and 22,000 shares of restricted common stock which vest based on share price appreciation, both of which were previously reported.

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December 14, 2020 Filed Dec 15, 2020 22:00 UTC PurchaseCommon Stock 1,200 $41.75 $50,100.00
Disclosure

SEC source: 0001415889-20-002898 · form4-12152020_051202.xml · nonDerivative · entry 1

PARTRIDGE MATTHEW MORRIS · CIK 0001663789 · SR. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,200

F1 · balance_after: This amount includes 4,000 shares of restricted common stock which vest over time, which were previously reported.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.