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CTO

CTO Realty Growth, Inc.

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5116
SEC CIK
0000023795
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476

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 27, 2019 Filed Mar 1, 2019 18:58 UTC GrantCommon Stock 330 Not disclosed Not disclosed
Disclosure

SEC source: 0001623528-19-000025 · primary_doc.xml · nonDerivative · entry 1

FRANKLIN LAURA M · CIK 0001165972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,741

F1 · price: These shares were issued to the reporting person as her $20,000 "Annual Award" pursuant to the Issuer's Non-Employee Director Compensation Policy adopted by the Issuer's board of directors on February 27, 2019.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 18:53 UTC GrantCommon Stock 330 Not disclosed Not disclosed
Disclosure

SEC source: 0001623528-19-000024 · primary_doc.xml · nonDerivative · entry 1

Gable Robert Blakeslee · CIK 0001757398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 949

F1 · price: These shares were issued to the reporting person as his $20,000 "Annual Award" pursuant to the Issuer's Non-Employee Director Compensation Policy adopted by the Issuer's board of directors on February 27, 2019.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 18:48 UTC GrantCommon Stock 330 Not disclosed Not disclosed
Disclosure

SEC source: 0001623528-19-000023 · primary_doc.xml · nonDerivative · entry 1

Olivari William L. · CIK 0001430181 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 530

F1 · price: These shares were issued to the reporting person as his $20,000 "Annual Award" pursuant to the Issuer's Non-Employee Director Compensation Policy" adopted by the Issuer's board of directors on February 27, 2019.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 18:28 UTC GrantCommon Stock 330 Not disclosed Not disclosed
Disclosure

SEC source: 0001623528-19-000022 · primary_doc.xml · nonDerivative · entry 1

Serkin Howard C · CIK 0001511874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,131

F1 · price: These shares were issued to the reporting person as his $20,000 "Annual Award" pursuant to the Issuer's Non-Employee Director Compensation Policy adopted by the Issuer's board of directors on February 27, 2019.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 18:22 UTC GrantCommon Stock 330 Not disclosed Not disclosed
Disclosure

SEC source: 0001623528-19-000021 · primary_doc.xml · nonDerivative · entry 1

Warlow Thomas P. III · CIK 0001486473 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,931.7338

F1 · price: These shares were issued to the reporting person as his $20,000 "Annual Award" pursuant to the Issuer's Non-Employee Director Compensation Policy adopted by the Issuer's board of directors on February 27, 2019.

F2 · balance_after: 1000.5137 shares are owned by the reporting person's spouse, and the reporting person shares voting and investment power over such shares. The remaining shares are owned directly by the reporting person.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 17:48 UTC
WOLD CASEY RDirector
GrantCommon Stock 330 Not disclosed Not disclosed
Disclosure

SEC source: 0001623528-19-000020 · primary_doc.xml · nonDerivative · entry 1

WOLD CASEY R · CIK 0001169255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,986

F1 · price: These shares were issued to the reporting person as his $20,000 "Annual Award" pursuant to the Issuer's Non-Employee Director Compensation Policy adopted by the Issuer's board of directors on February 27, 2019.

Read SEC document
February 20, 2019 Filed Feb 21, 2019 17:37 UTC PurchaseCommon Stock 415 $60.50 $25,107.50
Disclosure

SEC source: 0001623528-19-000018 · primary_doc.xml · nonDerivative · entry 1

Gable Robert Blakeslee · CIK 0001757398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 619

Read SEC document
February 20, 2019 Filed Feb 21, 2019 15:14 UTC
Greathouse Steven RobertSr. VP-Investments
PurchaseCommon Stock 47 $61.00 $2,867.00
Disclosure

SEC source: 0001623528-19-000017 · primary_doc.xml · nonDerivative · entry 3

Greathouse Steven Robert · CIK 0001728277 · Sr. VP-Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,532

F1 · balance_after: This amount includes 4,197 shares of restricted common stock which vest over time, which were previously reported.

Read SEC document
February 20, 2019 Filed Feb 21, 2019 15:14 UTC
Greathouse Steven RobertSr. VP-Investments
PurchaseCommon Stock 98 $60.60 $5,938.80
Disclosure

SEC source: 0001623528-19-000017 · primary_doc.xml · nonDerivative · entry 2

Greathouse Steven Robert · CIK 0001728277 · Sr. VP-Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,485

F1 · balance_after: This amount includes 4,197 shares of restricted common stock which vest over time, which were previously reported.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 17:55 UTC PurchaseCommon Stock 8 $60.00 $480.00
Disclosure

SEC source: 0001623528-19-000019 · primary_doc.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,392

Read SEC document
February 19, 2019 Filed Feb 21, 2019 15:14 UTC
Greathouse Steven RobertSr. VP-Investments
PurchaseCommon Stock 1 $60.00 $60.00
Disclosure

SEC source: 0001623528-19-000017 · primary_doc.xml · nonDerivative · entry 1

Greathouse Steven Robert · CIK 0001728277 · Sr. VP-Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,387

F1 · balance_after: This amount includes 4,197 shares of restricted common stock which vest over time, which were previously reported.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 19:59 UTC PurchaseCommon Stock 38 $60.03 $2,281.14
Disclosure

SEC source: 0001623528-19-000016 · primary_doc.xml · nonDerivative · entry 2

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,384

Read SEC document
February 14, 2019 Filed Feb 19, 2019 19:59 UTC PurchaseCommon Stock 500 $60.11 $30,055.00
Disclosure

SEC source: 0001623528-19-000016 · primary_doc.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,346

Read SEC document
January 28, 2019 Filed Jan 30, 2019 20:50 UTC
Smith Daniel EarlSr. VP & General Counsel
Tax withholdingCommon Stock 611 $59.52 $36,366.72
Disclosure

SEC source: 0001623528-19-000015 · primary_doc.xml · nonDerivative · entry 1

Smith Daniel Earl · CIK 0001623528 · Sr. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,071

F1 · shares: On 1/28/2019, a total of 2,267 shares of restricted common stock of the Issuer, a portion of such shares having been awarded to the reporting person on each of 1/27/2016, 1/25/2017 and 1/24/2018, became vested and unrestricted. A portion of the vesting shares was withheld by the Issuer in order to satisfy the reporting person's tax liability.

F2 · balance_after: This amount includes 3,922 shares of restricted common stock which vest over time, which were previously reported.

Read SEC document
January 28, 2019 Filed Jan 30, 2019 20:44 UTC
Greathouse Steven RobertSr. VP-Investments
Tax withholdingCommon Stock 613 $59.52 $36,485.76
Disclosure

SEC source: 0001623528-19-000014 · primary_doc.xml · nonDerivative · entry 1

Greathouse Steven Robert · CIK 0001728277 · Sr. VP-Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,386

F1 · shares: On 1/28/2019, a total of 2,269 shares of restricted common stock of the Issuer, a portion of such shares having been awarded to the reporting person on each of 1/27/2016, 1/25/2017 and 1/24/2018, became vested and unrestricted. A portion of the vesting shares was withheld by the Issuer in order to satisfy the reporting person's tax liability.

F2 · balance_after: This amount includes 4,197 shares of restricted common stock which vest over time, which were previously reported.

Read SEC document
January 28, 2019 Filed Jan 30, 2019 20:35 UTC
Patten Mark ESr. VP & CFO
Tax withholdingCommon Stock 622 $59.52 $37,021.44
Disclosure

SEC source: 0001623528-19-000013 · primary_doc.xml · nonDerivative · entry 1

Patten Mark E · CIK 0001282528 · Sr. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,015

F1 · shares: On 1/28/2019, a total of 2,301 shares of restricted common stock of the Issuer, a portion of such shares having been awarded to the reporting person on each of 1/27/2016, 1/25/2017 and 1/24/2018, became vested and unrestricted. A portion of the vesting shares was withheld by the Issuer in order to satisfy the reporting person's tax liability.

F2 · balance_after: This amount includes 4,219 shares of restricted common stock which vest over time, which were previously reported.

Read SEC document
January 28, 2019 Filed Jan 30, 2019 20:27 UTC
Albright John PDirector · President & CEO
Tax withholdingCommon Stock 1,526 $59.52 $90,827.52
Disclosure

SEC source: 0001623528-19-000012 · primary_doc.xml · nonDerivative · entry 1

Albright John P · CIK 0001392476 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,935

F1 · shares: On 1/28/2019, a total of 5,583 shares of restricted common stock of the Issuer, a portion of such shares having been awarded to the reporting person on each of 1/27/2016, 1/25,2017 and 1/24/2018, became vested and unrestricted. A portion of the vesting shares was withheld by the Issuer in order to satisfy the reporting person's tax liability.

F2 · balance_after: This amount includes 12,938 shares of restricted common stock which vest over time, and 22,000 shares of restricted common stock which vest based on share price appreciation, both of which were previously reported.

Read SEC document
January 23, 2019 Filed Jan 25, 2019 22:06 UTC
Smith Daniel EarlSr. VP & General Counsel
GrantCommon Stock 2,055 $0.00 $0.00
Disclosure

SEC source: 0001623528-19-000010 · primary_doc.xml · nonDerivative · entry 1

Smith Daniel Earl · CIK 0001623528 · Sr. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,682

F1 · shares: Restricted shares one-third of which vest on each of the first, second and third anniversaries of January 28, 2019, provided that the reporting person is an employee of the Issuer on those dates. The fair market value of the common stock on the date of the grant was $59.89 per share, but the fair market value of the award when vested will be the fair market value of the common stock on each vesting date.

F2 · balance_after: This amount includes the 2,055 restricted shares reported above, as well as 4,134 additional shares of restricted common stock which vest over time, which were previously reported.

Read SEC document
January 23, 2019 Filed Jan 25, 2019 21:59 UTC
Greathouse Steven RobertSr. VP--Investments
GrantCommon Stock 2,324 $0.00 $0.00
Disclosure

SEC source: 0001623528-19-000009 · primary_doc.xml · nonDerivative · entry 1

Greathouse Steven Robert · CIK 0001728277 · Sr. VP--Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,999

F1 · shares: Restricted shares one-third of which vest on each of the first, second and third anniversaries of January 28, 2019, provided that the reporting person is an employee of the Issuer on those dates. The fair market value of the common stock on the date of the grant was $59.89 per share, but the fair market value of the award when vested will be the fair market value of the common stock on each vesting date.

F2 · balance_after: This amount includes the 2,324 restricted shares reported above, as well as 4,142 additional shares of restricted common stock which vest over time, which were previously reported.

Read SEC document
January 23, 2019 Filed Jan 25, 2019 21:49 UTC
Patten Mark ESr. VP & CFO
GrantCommon Stock 2,283 $0.00 $0.00
Disclosure

SEC source: 0001623528-19-000008 · primary_doc.xml · nonDerivative · entry 1

Patten Mark E · CIK 0001282528 · Sr. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,920

F1 · shares: Restricted shares one-third of which vest on each of the first, second and third anniversaries of January 28, 2019, provided that the reporting person is an employee of the Issuer on those dates. The fair market value of the common stock on the date of the grant was $59.89 per share, but the fair market value of the award when vested will be the fair market value of the common stock on each vesting date.

F2 · balance_after: This amount includes the 2,283 restricted shares reported above, as well as 4,237 additional shares of restricted common stock which vest over time, which were previously reported.

Read SEC document
January 23, 2019 Filed Jan 25, 2019 21:33 UTC
Albright John PDirector · President & CEO
GrantCommon Stock 7,319 $0.00 $0.00
Disclosure

SEC source: 0001623528-19-000007 · primary_doc.xml · nonDerivative · entry 1

Albright John P · CIK 0001392476 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,461

F1 · shares: Restricted shares one-third of which vest on each of the first, second and third anniversaries of January 28, 2019, provided that the reporting person is an employee of the Issuer on those dates. The fair market value of the common stock on the date of the grant was $59.89 per share, but the fair market value of the award when vested will be the fair market value of the common stock on each vesting date.

F2 · balance_after: This amount includes the 7,319 restricted shares reported above, as well as 11,202 additional shares of restricted common stock which vest over time, and 22,000 shares of restricted common stock which vest based on share price appreciation, both of which were previously reported.

Read SEC document
January 23, 2019 Filed Jan 30, 2019 20:19 UTC Amendment
Patten Mark ESr. VP & CFO
GrantCommon Stock 2,283 Not disclosed Not disclosed
Disclosure

SEC source: 0001623528-19-000011 · primary_doc.xml · nonDerivative · entry 1

Patten Mark E · CIK 0001282528 · Sr. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,637

F1 · price: Restricted shares one-third of which vest on each of the first, second and third anniversaries of January 28, 2019, provided that the reporting person is an employee of the Issuer on those dates. The fair market value of the common stock on the date of the grant was $59.89 per share, but the fair market value of the award when vested will be the fair market value of the common stock on each vesting date.

F2 · balance_after: This amount includes the 2,283 restricted shares reported above, as well as 4,237 additional shares of restricted common stock which vest over time, which were previously reported.

F3 · balance_after: The reporting person is filing this amendment solely to correct the inadvertent over-reporting of his total holdings of common stock (Table I, Box 5) by 2,283 shares.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 23:10 UTC GrantCommon Stock 447 Not disclosed Not disclosed
Disclosure

SEC source: 0001623528-19-000006 · primary_doc.xml · nonDerivative · entry 1

Haga Christopher W · CIK 0001619039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,322

F1 · price: These shares were issued to the reporting person in lieu of his 4th quarter 2018 retainer fee of $10,000 and meeting fees of $13,500 pursuant to the Issuer's "Stock Ownership Guidelines for Directors and Executive Officers" adopted by the Issuer's board of directors on January 24, 2018.

F2 · balance_after: The reporting person is a partner and serves as Head of Strategic Investments at Carlson Capital, L.P. Carlson Capital, L.P. may be deemed to beneficially own 162,617 shares of Common Stock of the Issuer. The reporting person disclaims beneficial ownership of the securities of the Issuer beneficially owned by Carlson Capital, L.P.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 22:49 UTC GrantCommon Stock 346 Not disclosed Not disclosed
Disclosure

SEC source: 0001623528-19-000005 · primary_doc.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 846

F1 · price: These shares were issued to the reporting person in lieu of his partial 4th quarter retainer fee of $7,717.39 and meeting fees of $10,500 pursuant to the Issuer's "Stock Ownership Guidelines for Directors and Executive Officers" adopted by the Issuer's board of directors on January 24, 2018.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 22:28 UTC GrantCommon Stock 204 Not disclosed Not disclosed
Disclosure

SEC source: 0001623528-19-000004 · primary_doc.xml · nonDerivative · entry 1

Gable Robert Blakeslee · CIK 0001757398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204

F1 · price: These shares were issued to the reporting person in lieu of his partial 4th quarter 2018 retainer fee of $7,717.39 and meeting fees of $3,000 pursuant to the Issuer's "Stock Ownership Guidelines for Directors and Executive Officers" adopted by the Issuer's board of directors on January 24, 2018.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 22:20 UTC
WOLD CASEY RDirector
GrantCommon Stock 333 Not disclosed Not disclosed
Disclosure

SEC source: 0001623528-19-000003 · primary_doc.xml · nonDerivative · entry 1

WOLD CASEY R · CIK 0001169255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,656

F1 · price: These shares were issued to the reporting person in lieu of his 4th quarter 2018 retainer fee of $10,000 and meeting fees of $7,500 pursuant to the Issuer's "Stock Ownership Guidelines for Directors and Executive Officers" adopted by the Issuer's board of directors on January 24. 2018.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 21:38 UTC GrantCommon Stock 409 Not disclosed Not disclosed
Disclosure

SEC source: 0001623528-19-000001 · primary_doc.xml · nonDerivative · entry 1

Serkin Howard C · CIK 0001511874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,801

F1 · price: These shares were issued to the reporting person in lieu of his 4th quarter retainer fee of $10,000 and meeting fees of $11,500 pursuant to the Issuer's "Stock Ownership Guidelines for Directors and Executive Officers" adopted by the Issuer's board of directors on January 24, 2018.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 21:57 UTC GrantCommon Stock 400 Not disclosed Not disclosed
Disclosure

SEC source: 0001623528-19-000002 · primary_doc.xml · nonDerivative · entry 1

FRANKLIN LAURA M · CIK 0001165972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,411

F1 · price: These shares were issued to the reporting person in lieu of her 4th quarter 2018 retainer fee of $10,000 and meeting fees of $11,000 pursuant to the Issuer's "Stock Ownership Guidelines for Directors and Executive Officers" adopted by the Issuer's board of directors on January 24, 2018.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 20:58 UTC GrantCommon Stock 313 Not disclosed Not disclosed
Disclosure

SEC source: 0001623528-18-000032 · primary_doc.xml · nonDerivative · entry 1

Serkin Howard C · CIK 0001511874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,392

F1 · price: These shares were issued to the reporting person in lieu of his 3rd quarter 2018 retainer fee of $10,000 and meeting fees of $9,500 pursuant to the Issuer's "Stock Ownership Guidelines for Directors and Executive Officers" adopted by the Issuer's board of directors on January 24, 2018.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 21:02 UTC
WOLD CASEY RDirector
GrantCommon Stock 248 Not disclosed Not disclosed
Disclosure

SEC source: 0001623528-18-000033 · primary_doc.xml · nonDerivative · entry 1

WOLD CASEY R · CIK 0001169255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,323

F1 · price: These shares were issued to the reporting person in lieu of his 3rd quarter 2018 retainer fee of $10,000 and meeting fees of $5,500 pursuant to the Issuer's "Stock Ownership Guidelines for Directors and Executive Officers" adopted by the Issuer's board of directors on January 24, 2018.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 20:54 UTC GrantCommon Stock 256 Not disclosed Not disclosed
Disclosure

SEC source: 0001623528-18-000031 · primary_doc.xml · nonDerivative · entry 1

Haga Christopher W · CIK 0001619039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 875

F1 · price: These shares were issued to the reporting person in lieu of his 3rd quarter 2018 retainer fee of $10,000 and meeting fees of $6,000 pursuant to the Issuer's "Stock Ownership Guidelines for Directors and Executive Officers" adopted by the Issuer's board of directors on January 24, 2018.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 20:49 UTC GrantCommon Stock 224 Not disclosed Not disclosed
Disclosure

SEC source: 0001623528-18-000030 · primary_doc.xml · nonDerivative · entry 1

FRANKLIN LAURA M · CIK 0001165972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,011

F1 · price: These shares were issued to the reporting person in lieu of her 3rd quarter 2018 retainer fee of $10,000 and meeting fees of $4,000 pursuant to the Issuer's "Stock Ownership Guidelines for Directors and Executive Officers" adopted by the Issuer's board of directors on January 24, 2018.

Read SEC document
August 14, 2018 Filed Aug 15, 2018 20:36 UTC
Greathouse Steven RobertSr. VP--Investments
SaleCommon Stock 2,800 $64.25 $179,900.00
Disclosure

SEC source: 0001623528-18-000029 · primary_doc.xml · nonDerivative · entry 1

Greathouse Steven Robert · CIK 0001728277 · Sr. VP--Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,675

F1 · balance_after: This amount includes 4,142 shares of restricted common stock which vest over time, a portion of which (1,808) was previously reported.

Read SEC document
August 07, 2018 Filed Aug 9, 2018 21:04 UTC
Greathouse Steven RobertSr. VP--Investments
SaleCommon Stock 6 $64.30 $385.80
Disclosure

SEC source: 0001623528-18-000028 · primary_doc.xml · nonDerivative · entry 1

Greathouse Steven Robert · CIK 0001728277 · Sr. VP--Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,475

F1 · balance_after: This amount includes 4,142 shares of restricted common stock which vest over time, a portion of which (1,808) was previously reported.

Read SEC document
August 02, 2018 Filed Aug 2, 2018 22:04 UTC
Patten Mark ESr. VP & CFO
SaleCommon Stock 3,117 $62.97 $196,277.49
Disclosure

SEC source: 0001282528-18-000001 · primary_doc.xml · nonDerivative · entry 7

Patten Mark E · CIK 0001282528 · Sr. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,354

F4 · price: This transaction was executed in multiple trades at prices ranging from $62.80 to $63.455. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.

Read SEC document
August 01, 2018 Filed Aug 2, 2018 22:04 UTC
Patten Mark ESr. VP & CFO
Exercise / conversionEmployee Stock Option (right to buy common stock) · Derivative 5,000 $0.00 Strike: $29.34 $0.00
Disclosure

SEC source: 0001282528-18-000001 · primary_doc.xml · derivative · entry 9

Patten Mark E · CIK 0001282528 · Sr. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2022-04-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option, representing a right to purchase a total of 10,000 shares, became exercisable in three annual installments beginning on 04/16/2013, which was the first anniversary of the date on which the option was granted.

Read SEC document
August 01, 2018 Filed Aug 2, 2018 22:04 UTC
Patten Mark ESr. VP & CFO
SaleCommon Stock 300 $64.94 $19,482.00
Disclosure

SEC source: 0001282528-18-000001 · primary_doc.xml · nonDerivative · entry 6

Patten Mark E · CIK 0001282528 · Sr. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,471

F3 · price: This transaction was executed in multiple trades at prices ranging from $64.70 to $65.37. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.

Read SEC document
August 01, 2018 Filed Aug 2, 2018 22:04 UTC
Patten Mark ESr. VP & CFO
Tax withholdingCommon Stock 740 $62.91 $46,553.40
Disclosure

SEC source: 0001282528-18-000001 · primary_doc.xml · nonDerivative · entry 5

Patten Mark E · CIK 0001282528 · Sr. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,771

Read SEC document
August 01, 2018 Filed Aug 2, 2018 22:04 UTC
Patten Mark ESr. VP & CFO
Exercise / conversionCommon Stock 5,000 $29.34 $146,700.00
Disclosure

SEC source: 0001282528-18-000001 · primary_doc.xml · nonDerivative · entry 4

Patten Mark E · CIK 0001282528 · Sr. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2018 Filed Aug 2, 2018 22:04 UTC
Patten Mark ESr. VP & CFO
Exercise / conversionEmployee Stock Option (right to buy common stock) · Derivative 5,000 $0.00 Strike: $29.34 $0.00
Disclosure

SEC source: 0001282528-18-000001 · primary_doc.xml · derivative · entry 8

Patten Mark E · CIK 0001282528 · Sr. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2022-04-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option, representing a right to purchase a total of 10,000 shares, became exercisable in three annual installments beginning on 04/16/2013, which was the first anniversary of the date on which the option was granted.

Read SEC document
July 31, 2018 Filed Aug 2, 2018 22:04 UTC
Patten Mark ESr. VP & CFO
SaleCommon Stock 3,417 $65.16 $222,665.39
Disclosure

SEC source: 0001282528-18-000001 · primary_doc.xml · nonDerivative · entry 3

Patten Mark E · CIK 0001282528 · Sr. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,511

F2 · price: This transaction was executed in multiple trades at prices ranging from $64.93 to $65.74. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.

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July 31, 2018 Filed Aug 2, 2018 22:04 UTC
Patten Mark ESr. VP & CFO
Tax withholdingCommon Stock 740 $65.51 $48,477.40
Disclosure

SEC source: 0001282528-18-000001 · primary_doc.xml · nonDerivative · entry 2

Patten Mark E · CIK 0001282528 · Sr. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,928

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July 31, 2018 Filed Aug 2, 2018 22:04 UTC
Patten Mark ESr. VP & CFO
Exercise / conversionCommon Stock 5,000 $29.34 $146,700.00
Disclosure

SEC source: 0001282528-18-000001 · primary_doc.xml · nonDerivative · entry 1

Patten Mark E · CIK 0001282528 · Sr. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Amounts in Table 1 Column 5 include 4,237 shares of restricted stock which vest over time and which were previously reported.

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July 06, 2018 Filed Jul 9, 2018 21:01 UTC GrantCommon Stock 235 Not disclosed Not disclosed
Disclosure

SEC source: 0001623528-18-000027 · primary_doc.xml · nonDerivative · entry 1

Haga Christopher W · CIK 0001619039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 619

F1 · price: These shares were issued to the reporting person in lieu of his 2nd quarter 2018 retainer fee of $10,000 and meeting fees of $4,500 pursuant to the Issuer's "Stock Ownership Guidelines for Directors and Executive Officers" adopted by the Issuer's board of directors on January 24, 2018.

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July 06, 2018 Filed Jul 9, 2018 20:54 UTC
WOLD CASEY RDirector
GrantCommon Stock 203 Not disclosed Not disclosed
Disclosure

SEC source: 0001623528-18-000026 · primary_doc.xml · nonDerivative · entry 1

WOLD CASEY R · CIK 0001169255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,075

F1 · price: These shares were issued to the reporting person in lieu of his 2nd quarter 2018 retainer fee of $10,000 and meeting fees of $2,500 pursuant to the Issuer's "Stock Ownership Guidelines for Directors and Executive Officers" adopted by the Issuer's board of directors on January 24, 2018.

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July 06, 2018 Filed Jul 9, 2018 20:43 UTC GrantCommon Stock 284 Not disclosed Not disclosed
Disclosure

SEC source: 0001623528-18-000025 · primary_doc.xml · nonDerivative · entry 1

Serkin Howard C · CIK 0001511874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,079

F1 · price: These shares were issued to the reporting person in lieu of his 2nd quarter 2018 retainer fee of $10,000 and meeting fees of $7,500 pursuant to the Issuer's "Stock Ownership Guidelines for Directors and Executive Officers" adopted by the Issuer's board of directors on January 24, 2018.

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July 06, 2018 Filed Jul 9, 2018 20:35 UTC GrantCommon Stock 227 Not disclosed Not disclosed
Disclosure

SEC source: 0001623528-18-000024 · primary_doc.xml · nonDerivative · entry 1

FRANKLIN LAURA M · CIK 0001165972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,787

F1 · price: These shares were issued to the reporting person in lieu of her 2nd quarter 2018 retainer fee of $10,000 and meeting fees of $4,000 pursuant to the Issuer's "Stock Ownership Guidelines for Directors and Executive Officers" adopted by the Issuer's board of directors on January 24, 2018.

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May 23, 2018 Filed May 24, 2018 20:57 UTC
Albright John PDirector · President & CEO
GiftCommon Stock 82 $0.00 $0.00
Disclosure

SEC source: 0001623528-18-000023 · primary_doc.xml · nonDerivative · entry 1

Albright John P · CIK 0001392476 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,142

F1 · kind: On 5/23/2018, the reporting person donated 82 shares to a non-profit organization.

F2 · balance_after: This amount includes 11,202 shares of restricted common stock which vest over time, and 22,000 shares of restricted common stock which vest based on share price appreciation, both of which were previously reported.

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April 04, 2018 Filed Apr 6, 2018 17:45 UTC GrantCommon Stock 294 Not disclosed Not disclosed
Disclosure

SEC source: 0001623528-18-000022 · primary_doc.xml · nonDerivative · entry 1

Haga Christopher W · CIK 0001619039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384

F1 · price: These shares were issued to the reporting person in lieu of his 2018 retainer fee of $10,000 and meeting fees of $8,500 pursuant to the Issuer's "Stock Ownership Guidelines for Directors and Executive Officers" adopted by the Issuer's board of directors on January 24, 2018.

F2 · balance_after: The reporting person is a partner and serves as Head of Strategic Investments at Carlson Capital, L.P. Carlson Capital, L.P. may be deemed to beneficially own 162,617 shares of Common Stock of the Issuer. The reporting person disclaims beneficial ownership of the securities of the Issuer beneficially owned by Carlson Capital, L.P.

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April 04, 2018 Filed Apr 6, 2018 17:23 UTC
WOLD CASEY RDirector
GrantCommon Stock 310 Not disclosed Not disclosed
Disclosure

SEC source: 0001623528-18-000021 · primary_doc.xml · nonDerivative · entry 1

WOLD CASEY R · CIK 0001169255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 872

F1 · price: These shares were issued to the reporting person in lieu of his 1st quarter 2018 retainer fee of $10,000 and meeting fees of $9,500 pursuant to the Issuer's "Stock Ownership Guidelines for Directors and Executive Officers" adopted by the Issuer's board of directors on January 24, 2018.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.