Last 12 months
Inside the activity.
0 purchase rows · 6 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 4 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 15, 2024 Filed May 17, 2024 21:34 UTC |
Mohindru ManiDirector
|
GrantStock Option (Right to Buy) · Derivative | 38,000 | $0.00 Strike: $1.98 | $0.00 |
DisclosureSEC source: 0001610717-24-000246 · form4.xml · derivative · entry 1 Mohindru Mani · CIK 0001664708 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,000 Underlying: Common Stock · 38,000 shares Expires 2034-05-14 F1 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of (i) the first anniversary of the grant date or (ii) the date of the 2025 Annual Meeting of the Issuer's stockholders, assuming continuous service as a director until such vesting date. Read SEC document |
| May 15, 2024 Filed May 17, 2024 21:32 UTC |
Gilbert Halley EDirector
|
GrantStock Option (Right to Buy) · Derivative | 38,000 | $0.00 Strike: $1.96 | $0.00 |
DisclosureSEC source: 0001610717-24-000243 · form4.xml · derivative · entry 1 Gilbert Halley E · CIK 0001601360 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,000 Underlying: Common Stock · 38,000 shares Expires 2034-05-14 F1 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of (i) the first anniversary of the grant date or (ii) the date of the 2025 Annual Meeting of the Issuer's stockholders, assuming continuous service as a director until such vesting date. Read SEC document |
| March 26, 2024 Filed Mar 28, 2024 23:12 UTC |
McCarthy Sean A.Director · CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 109,768 | $0.00 Strike: $1.57 | $0.00 |
DisclosureSEC source: 0001610717-24-000190 · form4.xml · derivative · entry 3 McCarthy Sean A. · CIK 0001654058 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 109,768 shares Expires 2025-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option is fully vested and exercisable. F4 · balance_after: The Reporting Person previously transferred 9,768 shares subject to this stock option to a family member. Read SEC document |
| March 26, 2024 Filed Mar 28, 2024 23:12 UTC |
McCarthy Sean A.Director · CEO
|
Exercise / conversionCommon Stock | 109,768 | $1.57 | $172,873.62 |
DisclosureSEC source: 0001610717-24-000190 · form4.xml · nonDerivative · entry 1 McCarthy Sean A. · CIK 0001654058 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 634,249 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 197,500 restricted stock units. Read SEC document |
| March 20, 2024 Filed Mar 22, 2024 20:27 UTC |
Su ZhenDirector
|
GrantStock Option (Right to Buy) · Derivative | 76,000 | $0.00 Strike: $2.27 | $0.00 |
DisclosureSEC source: 0001610717-24-000181 · form4.xml · derivative · entry 1 Su Zhen · CIK 0001991642 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,000 Underlying: Common Stock · 76,000 shares Expires 2034-03-19 F1 · derivative.exercise_date: 1/36th of the shares subject to the option vest on each monthly anniversary measured from March 20, 2024 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the third anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer through each such date. Read SEC document |
| March 19, 2024 Filed Mar 21, 2024 16:37 UTC |
BELVIN MARCIASVP, Chief Scientific Officer
|
SaleCommon Stock | 12,795 | $2.09 | $26,683.97 |
DisclosureSEC source: 0001610717-24-000176 · form4.xml · nonDerivative · entry 1 BELVIN MARCIA · CIK 0001970752 · SVP, Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 168,579 F1 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of restricted stock units. F2 · balance_after: Includes 109,166 restricted stock units. Read SEC document |
| March 19, 2024 Filed Mar 21, 2024 16:41 UTC |
ROWLAND LLOYD AGeneral Counsel
|
SaleCommon Stock | 5,268 | $2.09 | $10,986.41 |
DisclosureSEC source: 0001610717-24-000179 · form4.xml · nonDerivative · entry 1 ROWLAND LLOYD A · CIK 0001236395 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 117,728 F1 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of restricted stock units. F2 · balance_after: Includes 52,916 restricted stock units. Read SEC document |
| March 19, 2024 Filed Mar 21, 2024 20:40 UTC |
McCarthy Sean A.Director · CEO
|
SaleCommon Stock | 20,223 | $2.09 | $42,175.07 |
DisclosureSEC source: 0001610717-24-000178 · form4.xml · nonDerivative · entry 1 McCarthy Sean A. · CIK 0001654058 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 524,481 F1 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of restricted stock units. F2 · balance_after: Includes 197,500 restricted stock units. Read SEC document |
| March 19, 2024 Filed Mar 21, 2024 20:38 UTC |
Ogden ChristopherSVP, Finance and Accounting
|
SaleCommon Stock | 2,971 | $2.09 | $6,196.02 |
DisclosureSEC source: 0001610717-24-000177 · form4.xml · nonDerivative · entry 1 Ogden Christopher · CIK 0001914523 · SVP, Finance and Accounting 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,686 F1 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of restricted stock units. F2 · balance_after: Includes 60,310 restricted stock units. Read SEC document |
| March 19, 2024 Filed Mar 21, 2024 20:36 UTC |
Landau Jeffrey BChief Business Officer
|
SaleCommon Stock | 6,562 | $2.09 | $13,685.05 |
DisclosureSEC source: 0001610717-24-000175 · form4.xml · nonDerivative · entry 1 Landau Jeffrey B · CIK 0001918615 · Chief Business Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,060 F1 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of restricted stock units. F2 · balance_after: Includes 64,802 restricted stock units. Read SEC document |
| January 18, 2024 Filed Jan 19, 2024 20:38 UTC |
BELVIN MARCIASVP, Chief Scientific Officer
|
GrantPerformance Stock Units (PSUs) · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001610717-24-000032 · form4.xml · derivative · entry 3 BELVIN MARCIA · CIK 0001970752 · SVP, Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires not disclosed F4 · derivative.exercise_price: Each Performance-Based Restricted Stock Unit ("PSU") represents a contingent right to receive one (1) share of Common Stock upon vesting. 1/2 of the PSUs vest upon the achievement of each of two clinical milestones, subject to the Reporting Person continuing as a service provider through each such date. F4 · derivative.exercise_date: Each Performance-Based Restricted Stock Unit ("PSU") represents a contingent right to receive one (1) share of Common Stock upon vesting. 1/2 of the PSUs vest upon the achievement of each of two clinical milestones, subject to the Reporting Person continuing as a service provider through each such date. F4 · derivative.expiration_date: Each Performance-Based Restricted Stock Unit ("PSU") represents a contingent right to receive one (1) share of Common Stock upon vesting. 1/2 of the PSUs vest upon the achievement of each of two clinical milestones, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| January 18, 2024 Filed Jan 19, 2024 20:38 UTC |
BELVIN MARCIASVP, Chief Scientific Officer
|
GrantStock Option (Right to Buy) · Derivative | 122,500 | $0.00 Strike: $1.68 | $0.00 |
DisclosureSEC source: 0001610717-24-000032 · form4.xml · derivative · entry 2 BELVIN MARCIA · CIK 0001970752 · SVP, Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 122,500 Underlying: Common Stock · 122,500 shares Expires 2034-01-17 F3 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from January 18, 2024 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer through each such date. Read SEC document |
| January 18, 2024 Filed Jan 19, 2024 20:38 UTC |
BELVIN MARCIASVP, Chief Scientific Officer
|
GrantCommon Stock | 26,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001610717-24-000032 · form4.xml · nonDerivative · entry 1 BELVIN MARCIA · CIK 0001970752 · SVP, Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 181,374 F1 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. 1/3rd of the RSUs vest annually on March 15 of each year, with the first 1/3rd vesting on March 15, 2025, subject to the Reporting Person continuing as a service provider through each such date. F2 · balance_after: Includes 143,125 RSUs. Read SEC document |
| January 18, 2024 Filed Jan 19, 2024 20:37 UTC |
Chu Yu-WayeChief Medical Officer
|
GrantPerformance Stock Units (PSUs) · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001610717-24-000031 · form4.xml · derivative · entry 3 Chu Yu-Waye · CIK 0001854586 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires not disclosed F4 · derivative.exercise_price: Each Performance-Based Restricted Stock Unit ("PSU") represents a contingent right to receive one (1) share of Common Stock upon vesting. 1/2 of the PSUs vest upon the achievement of each of two clinical milestones, subject to the Reporting Person continuing as a service provider through each such date. F4 · derivative.exercise_date: Each Performance-Based Restricted Stock Unit ("PSU") represents a contingent right to receive one (1) share of Common Stock upon vesting. 1/2 of the PSUs vest upon the achievement of each of two clinical milestones, subject to the Reporting Person continuing as a service provider through each such date. F4 · derivative.expiration_date: Each Performance-Based Restricted Stock Unit ("PSU") represents a contingent right to receive one (1) share of Common Stock upon vesting. 1/2 of the PSUs vest upon the achievement of each of two clinical milestones, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| January 18, 2024 Filed Jan 19, 2024 20:37 UTC |
Chu Yu-WayeChief Medical Officer
|
GrantStock Option (Right to Buy) · Derivative | 122,500 | $0.00 Strike: $1.68 | $0.00 |
DisclosureSEC source: 0001610717-24-000031 · form4.xml · derivative · entry 2 Chu Yu-Waye · CIK 0001854586 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 122,500 Underlying: Common Stock · 122,500 shares Expires 2034-01-17 F3 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from January 18, 2024 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer through each such date. Read SEC document |
| January 18, 2024 Filed Jan 19, 2024 20:37 UTC |
Chu Yu-WayeChief Medical Officer
|
GrantCommon Stock | 26,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001610717-24-000031 · form4.xml · nonDerivative · entry 1 Chu Yu-Waye · CIK 0001854586 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,250 F1 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. 1/3rd of the RSUs vest annually on March 15 of each year, with the first 1/3rd vesting on March 15, 2025, subject to the Reporting Person continuing as a service provider through each such date. F2 · balance_after: Includes 26,250 RSUs. Read SEC document |
| January 18, 2024 Filed Jan 19, 2024 20:43 UTC |
ROWLAND LLOYD AGeneral Counsel
|
GrantPerformance Stock Units (PSUs) · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001610717-24-000035 · form4.xml · derivative · entry 3 ROWLAND LLOYD A · CIK 0001236395 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires not disclosed F4 · derivative.exercise_price: Each Performance-Based Restricted Stock Unit ("PSU") represents a contingent right to receive one (1) share of Common Stock upon vesting. 1/2 of the PSUs vest upon the achievement of each of two clinical milestones, subject to the Reporting Person continuing as a service provider through each such date. F4 · derivative.exercise_date: Each Performance-Based Restricted Stock Unit ("PSU") represents a contingent right to receive one (1) share of Common Stock upon vesting. 1/2 of the PSUs vest upon the achievement of each of two clinical milestones, subject to the Reporting Person continuing as a service provider through each such date. F4 · derivative.expiration_date: Each Performance-Based Restricted Stock Unit ("PSU") represents a contingent right to receive one (1) share of Common Stock upon vesting. 1/2 of the PSUs vest upon the achievement of each of two clinical milestones, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| January 18, 2024 Filed Jan 19, 2024 20:43 UTC |
ROWLAND LLOYD AGeneral Counsel
|
GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $1.68 | $0.00 |
DisclosureSEC source: 0001610717-24-000035 · form4.xml · derivative · entry 2 ROWLAND LLOYD A · CIK 0001236395 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2034-01-17 F3 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from January 18, 2024 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer through each such date. Read SEC document |
| January 18, 2024 Filed Jan 19, 2024 20:43 UTC |
ROWLAND LLOYD AGeneral Counsel
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001610717-24-000035 · form4.xml · nonDerivative · entry 1 ROWLAND LLOYD A · CIK 0001236395 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 122,996 F1 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. 1/3rd of the RSUs vest annually on March 15 of each year, with the first 1/3rd vesting on March 15, 2025, subject to the Reporting Person continuing as a service provider through each such date. F2 · balance_after: Includes 66,875 RSUs. Read SEC document |
| January 18, 2024 Filed Jan 20, 2024 01:40 UTC |
Landau Jeffrey BChief Business Officer
|
GrantPerformance Stock Units (PSUs) · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001610717-24-000033 · form4.xml · derivative · entry 5 Landau Jeffrey B · CIK 0001918615 · Chief Business Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires not disclosed F4 · derivative.exercise_price: Each Performance-Based Restricted Stock Unit ("PSU") represents a contingent right to receive one (1) share of Common Stock upon vesting. 1/2 of the PSUs vest upon the achievement of each of two clinical milestones, subject to the Reporting Person continuing as a service provider through each such date. F4 · derivative.exercise_date: Each Performance-Based Restricted Stock Unit ("PSU") represents a contingent right to receive one (1) share of Common Stock upon vesting. 1/2 of the PSUs vest upon the achievement of each of two clinical milestones, subject to the Reporting Person continuing as a service provider through each such date. F4 · derivative.expiration_date: Each Performance-Based Restricted Stock Unit ("PSU") represents a contingent right to receive one (1) share of Common Stock upon vesting. 1/2 of the PSUs vest upon the achievement of each of two clinical milestones, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| January 18, 2024 Filed Jan 20, 2024 01:40 UTC |
Landau Jeffrey BChief Business Officer
|
GrantStock Option (Right to Buy) · Derivative | 140,000 | $0.00 Strike: $1.68 | $0.00 |
DisclosureSEC source: 0001610717-24-000033 · form4.xml · derivative · entry 4 Landau Jeffrey B · CIK 0001918615 · Chief Business Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 140,000 Underlying: Common Stock · 140,000 shares Expires 2034-01-17 F3 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from January 18, 2024 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer through each such date. Read SEC document |
| January 18, 2024 Filed Jan 20, 2024 01:40 UTC |
Landau Jeffrey BChief Business Officer
|
GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001610717-24-000033 · form4.xml · nonDerivative · entry 1 Landau Jeffrey B · CIK 0001918615 · Chief Business Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,622 F1 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. 1/3rd of the RSUs vest annually on March 15 of each year, with the first 1/3rd vesting on March 15, 2025, subject to the Reporting Person continuing as a service provider through each such date. F2 · balance_after: Includes 82,205 RSUs. Read SEC document |
| January 18, 2024 Filed Jan 20, 2024 01:41 UTC |
Ogden ChristopherSVP, Finance and Accounting
|
GrantPerformance Stock Units (PSUs) · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001610717-24-000034 · form4.xml · derivative · entry 3 Ogden Christopher · CIK 0001914523 · SVP, Finance and Accounting 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires not disclosed F4 · derivative.exercise_price: Each Performance-Based Restricted Stock Unit ("PSU") represents a contingent right to receive one (1) share of Common Stock upon vesting. 1/2 of the PSUs vest upon the achievement of each of two clinical milestones, subject to the Reporting Person continuing as a service provider through each such date. F4 · derivative.exercise_date: Each Performance-Based Restricted Stock Unit ("PSU") represents a contingent right to receive one (1) share of Common Stock upon vesting. 1/2 of the PSUs vest upon the achievement of each of two clinical milestones, subject to the Reporting Person continuing as a service provider through each such date. F4 · derivative.expiration_date: Each Performance-Based Restricted Stock Unit ("PSU") represents a contingent right to receive one (1) share of Common Stock upon vesting. 1/2 of the PSUs vest upon the achievement of each of two clinical milestones, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| January 18, 2024 Filed Jan 20, 2024 01:41 UTC |
Ogden ChristopherSVP, Finance and Accounting
|
GrantStock Option (Right to Buy) · Derivative | 154,000 | $0.00 Strike: $1.68 | $0.00 |
DisclosureSEC source: 0001610717-24-000034 · form4.xml · derivative · entry 2 Ogden Christopher · CIK 0001914523 · SVP, Finance and Accounting 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 154,000 Underlying: Common Stock · 154,000 shares Expires 2034-01-17 F3 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from January 18, 2024 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer through each such date. Read SEC document |
| January 18, 2024 Filed Jan 20, 2024 01:41 UTC |
Ogden ChristopherSVP, Finance and Accounting
|
GrantCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001610717-24-000034 · form4.xml · nonDerivative · entry 1 Ogden Christopher · CIK 0001914523 · SVP, Finance and Accounting 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,657 F1 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. 1/3rd of the RSUs vest annually on March 15 of each year, with the first 1/3rd vesting on March 15, 2025, subject to the Reporting Person continuing as a service provider through each such date. F2 · balance_after: Includes 70,466 RSUs. Read SEC document |
| January 18, 2024 Filed Jan 20, 2024 01:44 UTC |
McCarthy Sean A.Director · CEO
|
GrantPerformance Stock Units (PSUs) · Derivative | 260,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001610717-24-000036 · form4.xml · derivative · entry 4 McCarthy Sean A. · CIK 0001654058 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 260,000 Underlying: Common Stock · 260,000 shares Expires not disclosed F5 · derivative.exercise_price: Each Performance-Based Restricted Stock Unit ("PSU") represents a contingent right to receive one (1) share of Common Stock upon vesting. 1/2 of the PSUs vest upon the achievement of each of two clinical milestones, subject to the Reporting Person continuing as a service provider through each such date. F5 · derivative.exercise_date: Each Performance-Based Restricted Stock Unit ("PSU") represents a contingent right to receive one (1) share of Common Stock upon vesting. 1/2 of the PSUs vest upon the achievement of each of two clinical milestones, subject to the Reporting Person continuing as a service provider through each such date. F5 · derivative.expiration_date: Each Performance-Based Restricted Stock Unit ("PSU") represents a contingent right to receive one (1) share of Common Stock upon vesting. 1/2 of the PSUs vest upon the achievement of each of two clinical milestones, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| January 18, 2024 Filed Jan 20, 2024 01:44 UTC |
McCarthy Sean A.Director · CEO
|
GrantStock Option (Right to Buy) · Derivative | 420,000 | $0.00 Strike: $1.68 | $0.00 |
DisclosureSEC source: 0001610717-24-000036 · form4.xml · derivative · entry 3 McCarthy Sean A. · CIK 0001654058 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 420,000 Underlying: Common Stock · 420,000 shares Expires 2034-01-17 F4 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from January 18, 2024 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer through each such date. Read SEC document |
| January 18, 2024 Filed Jan 20, 2024 01:44 UTC |
McCarthy Sean A.Director · CEO
|
GrantCommon Stock | 90,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001610717-24-000036 · form4.xml · nonDerivative · entry 1 McCarthy Sean A. · CIK 0001654058 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 544,704 F1 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. 1/3rd of the RSUs vest annually on March 15 of each year, with the first 1/3rd vesting on March 15, 2025, subject to the Reporting Person continuing as a service provider through each such date. F2 · balance_after: Includes 251,250 RSUs. Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 16:14 UTC |
BELVIN MARCIASVP, Chief Scientific Officer
|
SaleCommon Stock | 4,077 | $1.38 | $5,628.30 |
DisclosureSEC source: 0001610717-23-000422 · form4.xml · nonDerivative · entry 1 BELVIN MARCIA · CIK 0001970752 · SVP, Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 155,124 F1 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of PSUs previously reported on December 19, 2023. F2 · balance_after: Includes 116,875 restricted stock units. Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 16:11 UTC |
ROWLAND LLOYD AGeneral Counsel
|
SaleCommon Stock | 4,077 | $1.38 | $5,629.11 |
DisclosureSEC source: 0001610717-23-000420 · form4.xml · nonDerivative · entry 1 ROWLAND LLOYD A · CIK 0001236395 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,996 F1 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of PSUs previously reported on December 19, 2023. F2 · balance_after: Includes 41,875 restricted stock units. Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 21:16 UTC |
McCarthy Sean A.Director · CEO
|
SaleCommon Stock | 13,551 | $1.38 | $18,709.87 |
DisclosureSEC source: 0001610717-23-000423 · form4.xml · nonDerivative · entry 1 McCarthy Sean A. · CIK 0001654058 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 454,704 F1 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of PSUs previously reported on December 19, 2023. F2 · balance_after: Includes 161,250 restricted stock units. Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 21:12 UTC |
Landau Jeffrey BChief Business Officer
|
SaleCommon Stock | 4,077 | $1.38 | $5,628.30 |
DisclosureSEC source: 0001610717-23-000421 · form4.xml · nonDerivative · entry 1 Landau Jeffrey B · CIK 0001918615 · Chief Business Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,622 F1 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of PSUs previously reported on December 19, 2023. F2 · balance_after: Includes 52,205 restricted stock units. Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 21:10 UTC |
Ogden ChristopherSVP, Finance and Accounting
|
SaleCommon Stock | 1,990 | $1.38 | $2,747.39 |
DisclosureSEC source: 0001610717-23-000419 · form4.xml · nonDerivative · entry 1 Ogden Christopher · CIK 0001914523 · SVP, Finance and Accounting 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,657 F1 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of PSUs previously reported on December 19, 2023. F2 · balance_after: Includes 30,466 restricted stock units. Read SEC document |
| December 17, 2023 Filed Dec 19, 2023 19:54 UTC |
BELVIN MARCIASVP, Chief Scientific Officer
|
Exercise / conversionPerformance Stock Units (PSUs) · Derivative | 11,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001610717-23-000408 · form4.xml · derivative · entry 2 BELVIN MARCIA · CIK 0001970752 · SVP, Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,250 Underlying: Common Stock · 11,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents partial vesting of a Performance Stock Unit ("PSU") award initially granted on August 10, 2022. F1 · kind: Represents partial vesting of a Performance Stock Unit ("PSU") award initially granted on August 10, 2022. F3 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. In connection with the vesting reported herein, 50% of the PSUs vested upon achievement of a certain performance-based milestone. The remaining 50% of the PSUs vest upon achievement of a certain performance-based milestone by 12/31/2024. F3 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. In connection with the vesting reported herein, 50% of the PSUs vested upon achievement of a certain performance-based milestone. The remaining 50% of the PSUs vest upon achievement of a certain performance-based milestone by 12/31/2024. Read SEC document |
| December 17, 2023 Filed Dec 19, 2023 19:54 UTC |
BELVIN MARCIASVP, Chief Scientific Officer
|
Exercise / conversionCommon Stock | 11,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001610717-23-000408 · form4.xml · nonDerivative · entry 1 BELVIN MARCIA · CIK 0001970752 · SVP, Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 159,201 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents partial vesting of a Performance Stock Unit ("PSU") award initially granted on August 10, 2022. F2 · balance_after: Includes 116,875 restricted stock units. Read SEC document |
| December 17, 2023 Filed Dec 19, 2023 19:55 UTC |
ROWLAND LLOYD AGeneral Counsel
|
Exercise / conversionPerformance Stock Units (PSUs) · Derivative | 11,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001610717-23-000409 · form4.xml · derivative · entry 2 ROWLAND LLOYD A · CIK 0001236395 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,250 Underlying: Common Stock · 11,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents partial vesting of a Performance Stock Unit ("PSU") award initially granted on August 10, 2022. F1 · kind: Represents partial vesting of a Performance Stock Unit ("PSU") award initially granted on August 10, 2022. F4 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. In connection with the vesting reported herein, 50% of the PSUs vested upon achievement of a certain performance-based milestone. The remaining 50% of the PSUs vest upon achievement of a certain performance-based milestone by 12/31/2024. F4 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. In connection with the vesting reported herein, 50% of the PSUs vested upon achievement of a certain performance-based milestone. The remaining 50% of the PSUs vest upon achievement of a certain performance-based milestone by 12/31/2024. Read SEC document |
| December 17, 2023 Filed Dec 19, 2023 19:55 UTC |
ROWLAND LLOYD AGeneral Counsel
|
Exercise / conversionCommon Stock | 11,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001610717-23-000409 · form4.xml · nonDerivative · entry 1 ROWLAND LLOYD A · CIK 0001236395 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,073 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents partial vesting of a Performance Stock Unit ("PSU") award initially granted on August 10, 2022. F2 · balance_after: Includes 41,875 restricted stock units. F3 · balance_after: Includes 4,560 shares and 5,654 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on May 31, 2023 and November 30, 2023, respectively. Read SEC document |
| December 17, 2023 Filed Dec 20, 2023 00:58 UTC |
Ogden ChristopherSVP, Finance and Accounting
|
Exercise / conversionPerformance Stock Units (PSUs) · Derivative | 6,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001610717-23-000412 · form4.xml · derivative · entry 2 Ogden Christopher · CIK 0001914523 · SVP, Finance and Accounting 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,875 Underlying: Common Stock · 6,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents partial vesting of a Performance Stock Unit ("PSU") award initially granted on August 10, 2022. F1 · kind: Represents partial vesting of a Performance Stock Unit ("PSU") award initially granted on August 10, 2022. F4 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. In connection with the vesting reported herein, 50% of the PSUs vested upon achievement of a certain performance-based milestone. The remaining 50% of the PSUs vest upon achievement of a certain performance-based milestone by 12/31/2024. F4 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. In connection with the vesting reported herein, 50% of the PSUs vested upon achievement of a certain performance-based milestone. The remaining 50% of the PSUs vest upon achievement of a certain performance-based milestone by 12/31/2024. Read SEC document |
| December 17, 2023 Filed Dec 20, 2023 00:58 UTC |
Ogden ChristopherSVP, Finance and Accounting
|
Exercise / conversionCommon Stock | 6,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001610717-23-000412 · form4.xml · nonDerivative · entry 1 Ogden Christopher · CIK 0001914523 · SVP, Finance and Accounting 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,647 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents partial vesting of a Performance Stock Unit ("PSU") award initially granted on August 10, 2022. F2 · balance_after: Includes 30,466 restricted stock units. F3 · balance_after: Includes 6,000 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on May 31, 2023. Read SEC document |
| December 17, 2023 Filed Dec 20, 2023 00:57 UTC |
McCarthy Sean A.Director · CEO
|
Exercise / conversionPerformance Stock Units (PSUs) · Derivative | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001610717-23-000411 · form4.xml · derivative · entry 3 McCarthy Sean A. · CIK 0001654058 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents partial vesting of a Performance Stock Unit ("PSU") award initially granted on August 10, 2022. F1 · kind: Represents partial vesting of a Performance Stock Unit ("PSU") award initially granted on August 10, 2022. F4 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. In connection with the vesting reported herein, 50% of the PSUs vested upon achievement of a certain performance-based milestone. The remaining 50% of the PSUs vest upon achievement of a certain performance-based milestone by 12/31/2024. F4 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. In connection with the vesting reported herein, 50% of the PSUs vested upon achievement of a certain performance-based milestone. The remaining 50% of the PSUs vest upon achievement of a certain performance-based milestone by 12/31/2024. Read SEC document |
| December 17, 2023 Filed Dec 20, 2023 00:57 UTC |
McCarthy Sean A.Director · CEO
|
Exercise / conversionCommon Stock | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001610717-23-000411 · form4.xml · nonDerivative · entry 1 McCarthy Sean A. · CIK 0001654058 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 468,255 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents partial vesting of a Performance Stock Unit ("PSU") award initially granted on August 10, 2022. F2 · balance_after: Includes 161,250 restricted stock units. Read SEC document |
| December 17, 2023 Filed Dec 20, 2023 00:56 UTC |
Landau Jeffrey BChief Business Officer
|
Exercise / conversionPerformance Stock Units (PSUs) · Derivative | 11,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001610717-23-000410 · form4.xml · derivative · entry 4 Landau Jeffrey B · CIK 0001918615 · Chief Business Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,250 Underlying: Common Stock · 11,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents partial vesting of a Performance Stock Unit ("PSU") award initially granted on August 10, 2022. F1 · kind: Represents partial vesting of a Performance Stock Unit ("PSU") award initially granted on August 10, 2022. F4 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. In connection with the vesting reported herein, 50% of the PSUs vested upon achievement of a certain performance-based milestone. The remaining 50% of the PSUs vest upon achievement of a certain performance-based milestone by 12/31/2024. F4 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. In connection with the vesting reported herein, 50% of the PSUs vested upon achievement of a certain performance-based milestone. The remaining 50% of the PSUs vest upon achievement of a certain performance-based milestone by 12/31/2024. Read SEC document |
| December 17, 2023 Filed Dec 20, 2023 00:56 UTC |
Landau Jeffrey BChief Business Officer
|
Exercise / conversionCommon Stock | 11,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001610717-23-000410 · form4.xml · nonDerivative · entry 1 Landau Jeffrey B · CIK 0001918615 · Chief Business Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,699 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents partial vesting of a Performance Stock Unit ("PSU") award initially granted on August 10, 2022. F2 · balance_after: Includes 52,205 restricted stock units. F3 · balance_after: Includes 1,310 shares and 1,760 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on May 31, 2023 and November 30, 2023, respectively. Read SEC document |
| September 22, 2023 Filed Sep 22, 2023 19:16 UTC |
BELVIN MARCIASVP, Chief Scientific Officer
|
SaleCommon Stock | 4,119 | $1.30 | $5,355.94 |
DisclosureSEC source: 0001610717-23-000299 · form4.xml · nonDerivative · entry 2 BELVIN MARCIA · CIK 0001970752 · SVP, Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 147,951 F3 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of PSUs. F2 · balance_after: Includes 116,875 restricted stock units. Read SEC document |
| September 22, 2023 Filed Sep 22, 2023 19:12 UTC |
ROWLAND LLOYD AGeneral Counsel
|
SaleCommon Stock | 5,486 | $1.30 | $7,135.09 |
DisclosureSEC source: 0001610717-23-000296 · form4.xml · nonDerivative · entry 2 ROWLAND LLOYD A · CIK 0001236395 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,609 F3 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of PSUs. F2 · balance_after: Includes 41,875 restricted stock units. Read SEC document |
| September 22, 2023 Filed Sep 22, 2023 23:15 UTC |
Landau Jeffrey BChief Business Officer
|
SaleCommon Stock | 4,119 | $1.30 | $5,355.94 |
DisclosureSEC source: 0001610717-23-000298 · form4.xml · nonDerivative · entry 2 Landau Jeffrey B · CIK 0001918615 · Chief Business Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,379 F3 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of PSUs. F2 · balance_after: Includes 52,205 restricted stock units. Read SEC document |
| September 22, 2023 Filed Sep 22, 2023 23:13 UTC |
McCarthy Sean A.Director · CEO
|
SaleCommon Stock | 14,601 | $1.30 | $18,987.14 |
DisclosureSEC source: 0001610717-23-000297 · form4.xml · nonDerivative · entry 2 McCarthy Sean A. · CIK 0001654058 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 430,755 F3 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of PSUs. F2 · balance_after: Includes 161,250 restricted stock units. Read SEC document |
| September 20, 2023 Filed Sep 22, 2023 19:16 UTC |
BELVIN MARCIASVP, Chief Scientific Officer
|
GrantCommon Stock | 11,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001610717-23-000299 · form4.xml · nonDerivative · entry 1 BELVIN MARCIA · CIK 0001970752 · SVP, Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 152,070 F1 · kind: Represents Performance Stock Units ("PSUs") initially granted on October 24, 2021 that were subject to a performance-based vesting condition. The second milestone vesting condition was determined to be satisfied upon which the remaining 50% of the PSUs vested. F2 · balance_after: Includes 116,875 restricted stock units. Read SEC document |
| September 20, 2023 Filed Sep 22, 2023 19:12 UTC |
ROWLAND LLOYD AGeneral Counsel
|
GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001610717-23-000296 · form4.xml · nonDerivative · entry 1 ROWLAND LLOYD A · CIK 0001236395 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,095 F1 · kind: Represents Performance Stock Units ("PSUs") initially granted on October 24, 2021 that were subject to a performance-based vesting condition. The second milestone vesting condition was determined to be satisfied upon which the remaining 50% of the PSUs vested. F2 · balance_after: Includes 41,875 restricted stock units. Read SEC document |
| September 20, 2023 Filed Sep 22, 2023 23:15 UTC |
Landau Jeffrey BChief Business Officer
|
GrantCommon Stock | 11,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001610717-23-000298 · form4.xml · nonDerivative · entry 1 Landau Jeffrey B · CIK 0001918615 · Chief Business Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,498 F1 · kind: Represents Performance Stock Units ("PSUs") initially granted on October 24, 2021 that were subject to a performance-based vesting condition. The second milestone vesting condition was determined to be satisfied upon which the remaining 50% of the PSUs vested. F2 · balance_after: Includes 52,205 restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.