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ROWLAND LLOYD A

Disclosed activity across 1 company

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81699
SEC CIK
0001236395

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CytomX Therapeutics, Inc.CTMX · Entity 5124General CounselMarch 18, 2025March 20, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CytomX Therapeutics, Inc.

Report date March 18, 2025 · Filed March 20, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect120,594 Reported balance After 2025-03-18 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2025-03-18 · Sale · Disposed 10,203 · Balance 120,594

F1: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of restricted stock units ("RSUs").

F2: Includes 30,624 RSUs.

Filing footnotes · ownership attribution and instrument terms

F1: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of restricted stock units ("RSUs").

F2: Includes 30,624 RSUs.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 18, 2025 Filed Mar 20, 2025 16:32 UTC CytomX Therapeutics, Inc. CTMX · Entity 5124 SaleCommon Stock 10,203 $0.60 $6,111.60
Disclosure

SEC source: 0001610717-25-000083 · form4.xml · nonDerivative · entry 1

ROWLAND LLOYD A · CIK 0001236395 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,594

F1 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of restricted stock units ("RSUs").

F2 · balance_after: Includes 30,624 RSUs.

Read SEC document
August 20, 2024 Filed Aug 22, 2024 18:00 UTC CytomX Therapeutics, Inc. CTMX · Entity 5124 Exercise / conversionPerformance Stock Units (PSUs) · Derivative 11,250 $0.00 $0.00
Disclosure

SEC source: 0001610717-24-000434 · form4.xml · derivative · entry 3

ROWLAND LLOYD A · CIK 0001236395 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. 50% of the PSUs vested on December 17, 2023 upon achievement of a certain performance-based milestone. In connection with the vesting reported herein, the remaining 50% of the PSUs vested upon achievement of a certain performance-based milestone.

F1 · kind: Represents vesting of a Performance Stock Unit ("PSU") award initially granted on August 10, 2022.

F5 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. 50% of the PSUs vested on December 17, 2023 upon achievement of a certain performance-based milestone. In connection with the vesting reported herein, the remaining 50% of the PSUs vested upon achievement of a certain performance-based milestone.

F5 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. 50% of the PSUs vested on December 17, 2023 upon achievement of a certain performance-based milestone. In connection with the vesting reported herein, the remaining 50% of the PSUs vested upon achievement of a certain performance-based milestone.

Read SEC document
August 20, 2024 Filed Aug 22, 2024 18:00 UTC CytomX Therapeutics, Inc. CTMX · Entity 5124 SaleCommon Stock 4,181 $1.23 $5,138.87
Disclosure

SEC source: 0001610717-24-000434 · form4.xml · nonDerivative · entry 2

ROWLAND LLOYD A · CIK 0001236395 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,797

F4 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of PSUs reported herein.

F3 · balance_after: Includes 52,916 restricted stock units.

Read SEC document
August 20, 2024 Filed Aug 22, 2024 18:00 UTC CytomX Therapeutics, Inc. CTMX · Entity 5124 Exercise / conversionCommon Stock 11,250 $0.00 $0.00
Disclosure

SEC source: 0001610717-24-000434 · form4.xml · nonDerivative · entry 1

ROWLAND LLOYD A · CIK 0001236395 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vesting of a Performance Stock Unit ("PSU") award initially granted on August 10, 2022.

F2 · balance_after: Includes 6,000 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on May 31, 2024.

F3 · balance_after: Includes 52,916 restricted stock units.

Read SEC document
March 19, 2024 Filed Mar 21, 2024 16:41 UTC CytomX Therapeutics, Inc. CTMX · Entity 5124 SaleCommon Stock 5,268 $2.09 $10,986.41
Disclosure

SEC source: 0001610717-24-000179 · form4.xml · nonDerivative · entry 1

ROWLAND LLOYD A · CIK 0001236395 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,728

F1 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of restricted stock units.

F2 · balance_after: Includes 52,916 restricted stock units.

Read SEC document
January 18, 2024 Filed Jan 19, 2024 20:43 UTC CytomX Therapeutics, Inc. CTMX · Entity 5124 GrantPerformance Stock Units (PSUs) · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001610717-24-000035 · form4.xml · derivative · entry 3

ROWLAND LLOYD A · CIK 0001236395 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Performance-Based Restricted Stock Unit ("PSU") represents a contingent right to receive one (1) share of Common Stock upon vesting. 1/2 of the PSUs vest upon the achievement of each of two clinical milestones, subject to the Reporting Person continuing as a service provider through each such date.

F4 · derivative.exercise_date: Each Performance-Based Restricted Stock Unit ("PSU") represents a contingent right to receive one (1) share of Common Stock upon vesting. 1/2 of the PSUs vest upon the achievement of each of two clinical milestones, subject to the Reporting Person continuing as a service provider through each such date.

F4 · derivative.expiration_date: Each Performance-Based Restricted Stock Unit ("PSU") represents a contingent right to receive one (1) share of Common Stock upon vesting. 1/2 of the PSUs vest upon the achievement of each of two clinical milestones, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
January 18, 2024 Filed Jan 19, 2024 20:43 UTC CytomX Therapeutics, Inc. CTMX · Entity 5124 GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $1.68 $0.00
Disclosure

SEC source: 0001610717-24-000035 · form4.xml · derivative · entry 2

ROWLAND LLOYD A · CIK 0001236395 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2034-01-17

F3 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from January 18, 2024 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer through each such date.

Read SEC document
January 18, 2024 Filed Jan 19, 2024 20:43 UTC CytomX Therapeutics, Inc. CTMX · Entity 5124 GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001610717-24-000035 · form4.xml · nonDerivative · entry 1

ROWLAND LLOYD A · CIK 0001236395 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,996

F1 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. 1/3rd of the RSUs vest annually on March 15 of each year, with the first 1/3rd vesting on March 15, 2025, subject to the Reporting Person continuing as a service provider through each such date.

F2 · balance_after: Includes 66,875 RSUs.

Read SEC document
December 20, 2023 Filed Dec 22, 2023 16:11 UTC CytomX Therapeutics, Inc. CTMX · Entity 5124 SaleCommon Stock 4,077 $1.38 $5,629.11
Disclosure

SEC source: 0001610717-23-000420 · form4.xml · nonDerivative · entry 1

ROWLAND LLOYD A · CIK 0001236395 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,996

F1 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of PSUs previously reported on December 19, 2023.

F2 · balance_after: Includes 41,875 restricted stock units.

Read SEC document
December 17, 2023 Filed Dec 19, 2023 19:55 UTC CytomX Therapeutics, Inc. CTMX · Entity 5124 Exercise / conversionPerformance Stock Units (PSUs) · Derivative 11,250 $0.00 $0.00
Disclosure

SEC source: 0001610717-23-000409 · form4.xml · derivative · entry 2

ROWLAND LLOYD A · CIK 0001236395 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,250

Underlying: Common Stock · 11,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents partial vesting of a Performance Stock Unit ("PSU") award initially granted on August 10, 2022.

F1 · kind: Represents partial vesting of a Performance Stock Unit ("PSU") award initially granted on August 10, 2022.

F4 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. In connection with the vesting reported herein, 50% of the PSUs vested upon achievement of a certain performance-based milestone. The remaining 50% of the PSUs vest upon achievement of a certain performance-based milestone by 12/31/2024.

F4 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. In connection with the vesting reported herein, 50% of the PSUs vested upon achievement of a certain performance-based milestone. The remaining 50% of the PSUs vest upon achievement of a certain performance-based milestone by 12/31/2024.

Read SEC document
December 17, 2023 Filed Dec 19, 2023 19:55 UTC CytomX Therapeutics, Inc. CTMX · Entity 5124 Exercise / conversionCommon Stock 11,250 $0.00 $0.00
Disclosure

SEC source: 0001610717-23-000409 · form4.xml · nonDerivative · entry 1

ROWLAND LLOYD A · CIK 0001236395 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,073

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents partial vesting of a Performance Stock Unit ("PSU") award initially granted on August 10, 2022.

F2 · balance_after: Includes 41,875 restricted stock units.

F3 · balance_after: Includes 4,560 shares and 5,654 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on May 31, 2023 and November 30, 2023, respectively.

Read SEC document
September 22, 2023 Filed Sep 22, 2023 19:12 UTC CytomX Therapeutics, Inc. CTMX · Entity 5124 SaleCommon Stock 5,486 $1.30 $7,135.09
Disclosure

SEC source: 0001610717-23-000296 · form4.xml · nonDerivative · entry 2

ROWLAND LLOYD A · CIK 0001236395 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,609

F3 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of PSUs.

F2 · balance_after: Includes 41,875 restricted stock units.

Read SEC document
September 20, 2023 Filed Sep 22, 2023 19:12 UTC CytomX Therapeutics, Inc. CTMX · Entity 5124 GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001610717-23-000296 · form4.xml · nonDerivative · entry 1

ROWLAND LLOYD A · CIK 0001236395 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,095

F1 · kind: Represents Performance Stock Units ("PSUs") initially granted on October 24, 2021 that were subject to a performance-based vesting condition. The second milestone vesting condition was determined to be satisfied upon which the remaining 50% of the PSUs vested.

F2 · balance_after: Includes 41,875 restricted stock units.

Read SEC document
March 16, 2023 Filed Mar 20, 2023 18:43 UTC CytomX Therapeutics, Inc. CTMX · Entity 5124 SaleCommon Stock 2,037 $1.98 $4,031.22
Disclosure

SEC source: 0001140361-23-012616 · form4.xml · nonDerivative · entry 1

ROWLAND LLOYD A · CIK 0001236395 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,095

F1 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of restricted stock units.

F2 · balance_after: Includes 41,875 restricted stock units.

Read SEC document
February 02, 2023 Filed Feb 6, 2023 16:48 UTC CytomX Therapeutics, Inc. CTMX · Entity 5124 GrantPerformance Stock Units (PSUs) · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-001928 · doc1.xml · derivative · entry 3

ROWLAND LLOYD A · CIK 0001236395 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires not disclosed

F5 · derivative.exercise_price: Each Performance-Based Restricted Stock Unit ("PSU") represents a contingent right to receive one (1) share of Common Stock upon vesting. 1/2 of the PSUs vest upon the achievement of each of two clinical milestones, subject to the Reporting Person continuing as a service provider through each such date.

F5 · derivative.exercise_date: Each Performance-Based Restricted Stock Unit ("PSU") represents a contingent right to receive one (1) share of Common Stock upon vesting. 1/2 of the PSUs vest upon the achievement of each of two clinical milestones, subject to the Reporting Person continuing as a service provider through each such date.

F5 · derivative.expiration_date: Each Performance-Based Restricted Stock Unit ("PSU") represents a contingent right to receive one (1) share of Common Stock upon vesting. 1/2 of the PSUs vest upon the achievement of each of two clinical milestones, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
February 02, 2023 Filed Feb 6, 2023 16:48 UTC CytomX Therapeutics, Inc. CTMX · Entity 5124 GrantStock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $2.59 $0.00
Disclosure

SEC source: 0001567619-23-001928 · doc1.xml · derivative · entry 2

ROWLAND LLOYD A · CIK 0001236395 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2033-02-01

F4 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from February 2, 2023 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
February 02, 2023 Filed Feb 6, 2023 16:48 UTC CytomX Therapeutics, Inc. CTMX · Entity 5124 GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-001928 · doc1.xml · nonDerivative · entry 1

ROWLAND LLOYD A · CIK 0001236395 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,132

F1 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. 1/3rd of the RSUs vest annually on Febrary 2 of each year, with the first 1/3rd vesting on February 2, 2024, subject to the Reporting Person continuing as a service provider through each such date.

F2 · balance_after: Includes 47,500 RSUs.

F3 · balance_after: Includes 4,443 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on November 30, 2022.

Read SEC document
August 10, 2022 Filed Aug 12, 2022 16:58 UTC CytomX Therapeutics, Inc. CTMX · Entity 5124 GrantPerformance Stock Units (PSUs) · Derivative 22,500 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-015863 · doc1.xml · derivative · entry 2

ROWLAND LLOYD A · CIK 0001236395 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 22,500 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. 50% of the PSUs vest upon achievement of a certain performance-based milestone by 12/31/2023 and 50% of the PSUs vest upon achievement of a certain performance-based milestone by 12/31/2024.

F2 · derivative.exercise_date: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. 50% of the PSUs vest upon achievement of a certain performance-based milestone by 12/31/2023 and 50% of the PSUs vest upon achievement of a certain performance-based milestone by 12/31/2024.

F2 · derivative.expiration_date: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. 50% of the PSUs vest upon achievement of a certain performance-based milestone by 12/31/2023 and 50% of the PSUs vest upon achievement of a certain performance-based milestone by 12/31/2024.

Read SEC document
August 10, 2022 Filed Aug 12, 2022 16:58 UTC CytomX Therapeutics, Inc. CTMX · Entity 5124 GrantStock Option (Right to Buy) · Derivative 135,000 $0.00 Strike: $1.59 $0.00
Disclosure

SEC source: 0001567619-22-015863 · doc1.xml · derivative · entry 1

ROWLAND LLOYD A · CIK 0001236395 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,000

Underlying: Common Stock · 135,000 shares

Expires 2032-08-09

F1 · derivative.exercise_date: 1/36th of the shares subject to the option vest on each monthly anniversary measured from August 10, 2022 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the third anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer through each such date.

Read SEC document
July 20, 2022 Filed Jul 21, 2022 16:10 UTC CytomX Therapeutics, Inc. CTMX · Entity 5124 SaleCommon Stock 5,602 $1.42 $7,967.72
Disclosure

SEC source: 0001567619-22-014298 · doc1.xml · nonDerivative · entry 2

ROWLAND LLOYD A · CIK 0001236395 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,689

F3 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of shares subject to a PSU of the Issuer.

F2 · balance_after: Includes 22,500 restricted stock units.

Read SEC document
July 19, 2022 Filed Jul 21, 2022 16:10 UTC CytomX Therapeutics, Inc. CTMX · Entity 5124 GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-014298 · doc1.xml · nonDerivative · entry 1

ROWLAND LLOYD A · CIK 0001236395 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,291

F1 · kind: Represents Performance Stock Units ("PSUs") initially granted on October 24, 2021 that were subject to a performance-based vesting condition. The first milestone vesting condition was determined to be satisfied upon which 50% of the PSUs vested.

F2 · balance_after: Includes 22,500 restricted stock units.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 16:52 UTC CytomX Therapeutics, Inc. CTMX · Entity 5124 GrantStock Option (Right to Buy) · Derivative 135,000 $0.00 Strike: $4.13 $0.00
Disclosure

SEC source: 0001567619-22-002524 · doc1.xml · derivative · entry 2

ROWLAND LLOYD A · CIK 0001236395 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,000

Underlying: Common Stock · 135,000 shares

Expires 2032-02-01

F3 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from February 2, 2022 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer through each such date.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 16:52 UTC CytomX Therapeutics, Inc. CTMX · Entity 5124 GrantCommon Stock 22,500 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-002524 · doc1.xml · nonDerivative · entry 1

ROWLAND LLOYD A · CIK 0001236395 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,291

F1 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. 1/4th of the RSUs vest annually on March 15 of each year, with the first 1/4th vesting on March 15, 2023, subject to Reporting Person's continued service relationship with the Issuer on each such vesting date.

F2 · balance_after: Includes 22,500 RSUs.

Read SEC document
October 24, 2021 Filed Oct 26, 2021 16:29 UTC CytomX Therapeutics, Inc. CTMX · Entity 5124 GrantPerformance Stock Units (PSUs) · Derivative 30,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-018719 · doc1.xml · derivative · entry 2

ROWLAND LLOYD A · CIK 0001236395 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. 50% of the PSUs vest upon achievement of a certain performance-based milestone within 1 year from grant date and 50% of the PSUs vest upon achievement of a certain performance-based milestone within 2 years from grant date.

F2 · derivative.exercise_date: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. 50% of the PSUs vest upon achievement of a certain performance-based milestone within 1 year from grant date and 50% of the PSUs vest upon achievement of a certain performance-based milestone within 2 years from grant date.

F2 · derivative.expiration_date: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. 50% of the PSUs vest upon achievement of a certain performance-based milestone within 1 year from grant date and 50% of the PSUs vest upon achievement of a certain performance-based milestone within 2 years from grant date.

Read SEC document
October 24, 2021 Filed Oct 26, 2021 16:29 UTC CytomX Therapeutics, Inc. CTMX · Entity 5124 GrantStock Option (Right to Buy) · Derivative 40,000 $0.00 Strike: $5.34 $0.00
Disclosure

SEC source: 0001567619-21-018719 · doc1.xml · derivative · entry 1

ROWLAND LLOYD A · CIK 0001236395 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2031-10-23

F1 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from October 24, 2021 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer through each such date.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 16:59 UTC CytomX Therapeutics, Inc. CTMX · Entity 5124 GrantStock Option (right to buy) · Derivative 125,000 $0.00 Strike: $7.85 $0.00
Disclosure

SEC source: 0001567619-21-005397 · doc1.xml · derivative · entry 1

ROWLAND LLOYD A · CIK 0001236395 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2031-02-25

F1 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from February 26, 2021 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer through each such date.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 18:39 UTC CytomX Therapeutics, Inc. CTMX · Entity 5124 GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $7.13 $0.00
Disclosure

SEC source: 0001567619-20-004347 · doc1.xml · derivative · entry 1

ROWLAND LLOYD A · CIK 0001236395 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2030-02-13

F1 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from January 1, 2020 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer through each such date.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 16:08 UTC CytomX Therapeutics, Inc. CTMX · Entity 5124 GrantCommon Stock 1,812 $8.21 $14,878.33
Disclosure

SEC source: 0001567619-19-012671 · doc1.xml · nonDerivative · entry 1

ROWLAND LLOYD A · CIK 0001236395 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,791

F1 · kind: 1,812 shares were acquired pursuant to the Issuer's Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
March 04, 2019 Filed Mar 5, 2019 14:57 UTC CytomX Therapeutics, Inc. CTMX · Entity 5124 PurchaseCommon Stock 9,000 $10.33 $92,970.00
Disclosure

SEC source: 0001567619-19-006113 · doc1.xml · nonDerivative · entry 1

ROWLAND LLOYD A · CIK 0001236395 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,979

Read SEC document
January 25, 2019 Filed Jan 29, 2019 18:58 UTC CytomX Therapeutics, Inc. CTMX · Entity 5124 GrantStock Option (right to buy) · Derivative 54,900 $0.00 Strike: $16.85 $0.00
Disclosure

SEC source: 0001567619-19-001864 · doc1.xml · derivative · entry 1

ROWLAND LLOYD A · CIK 0001236395 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,900

Underlying: Common Stock · 54,900 shares

Expires 2029-01-24

F1 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from January 1, 2019 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer through each such date.

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November 30, 2018 Filed Dec 6, 2018 13:55 UTC CytomX Therapeutics, Inc. CTMX · Entity 5124 GrantCommon Stock 979 $11.73 $11,483.67
Disclosure

SEC source: 0001567619-18-007414 · doc1.xml · nonDerivative · entry 1

ROWLAND LLOYD A · CIK 0001236395 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 979

F1 · kind: 979 shares were acquired pursuant to the Issuer's Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.