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Nasdaq · USD

CTMX

CytomX Therapeutics, Inc.

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5124
SEC CIK
0001501989
Parsed reports
342

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202604
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 11, 2025 Filed Jun 13, 2025 20:18 UTC GrantStock Option (Right to Buy) · Derivative 38,000 $0.00 Strike: $2.82 $0.00
Disclosure

SEC source: 0001610717-25-000214 · form4.xml · derivative · entry 1

Young Matthew P. · CIK 0001601583 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,000

Underlying: Common Stock · 38,000 shares

Expires 2035-06-10

F1 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of (i) the first anniversary of the grant date or (ii) the date of the 2026 Annual Meeting of the Issuer's stockholders, assuming continuous service as a director until such vesting date.

Read SEC document
June 11, 2025 Filed Jun 13, 2025 20:18 UTC GrantStock Option (Right to Buy) · Derivative 38,000 $0.00 Strike: $2.82 $0.00
Disclosure

SEC source: 0001610717-25-000213 · form4.xml · derivative · entry 1

Mohindru Mani · CIK 0001664708 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,000

Underlying: Common Stock · 38,000 shares

Expires 2035-06-10

F1 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of (i) the first anniversary of the grant date or (ii) the date of the 2026 Annual Meeting of the Issuer's stockholders, assuming continuous service as a director until such vesting date.

Read SEC document
June 11, 2025 Filed Jun 13, 2025 20:16 UTC GrantStock Option (Right to Buy) · Derivative 38,000 $0.00 Strike: $2.82 $0.00
Disclosure

SEC source: 0001610717-25-000210 · form4.xml · derivative · entry 1

Gilbert Halley E · CIK 0001601360 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,000

Underlying: Common Stock · 38,000 shares

Expires 2035-06-10

F1 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of (i) the first anniversary of the grant date or (ii) the date of the 2026 Annual Meeting of the Issuer's stockholders, assuming continuous service as a director until such vesting date.

Read SEC document
March 18, 2025 Filed Mar 20, 2025 16:31 UTC
BELVIN MARCIASVP, Chief Scientific Officer
SaleCommon Stock 19,512 $0.60 $11,687.69
Disclosure

SEC source: 0001610717-25-000082 · form4.xml · nonDerivative · entry 1

BELVIN MARCIA · CIK 0001970752 · SVP, Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 248,636

F1 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of restricted stock units ("RSUs").

F2 · balance_after: Includes 158,958 RSUs.

Read SEC document
March 18, 2025 Filed Mar 20, 2025 16:32 UTC
Chu Yu-WayeChief Medical Officer
SaleCommon Stock 4,025 $0.60 $2,410.98
Disclosure

SEC source: 0001610717-25-000084 · form4.xml · nonDerivative · entry 1

Chu Yu-Waye · CIK 0001854586 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,725

F1 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of restricted stock units ("RSUs").

F2 · balance_after: Includes 131,000 RSUs.

Read SEC document
March 18, 2025 Filed Mar 20, 2025 16:32 UTC
ROWLAND LLOYD AGeneral Counsel
SaleCommon Stock 10,203 $0.60 $6,111.60
Disclosure

SEC source: 0001610717-25-000083 · form4.xml · nonDerivative · entry 1

ROWLAND LLOYD A · CIK 0001236395 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,594

F1 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of restricted stock units ("RSUs").

F2 · balance_after: Includes 30,624 RSUs.

Read SEC document
March 18, 2025 Filed Mar 20, 2025 20:33 UTC
Ogden ChristopherChief Financial Officer
SaleCommon Stock 8,551 $0.60 $5,122.05
Disclosure

SEC source: 0001610717-25-000085 · form4.xml · nonDerivative · entry 1

Ogden Christopher · CIK 0001914523 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 201,026

F1 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of restricted stock units ("RSUs").

F2 · balance_after: Includes 155,821 RSUs.

Read SEC document
March 18, 2025 Filed Mar 20, 2025 20:34 UTC
McCarthy Sean A.Director · CEO
SaleCommon Stock 37,656 $0.60 $22,555.94
Disclosure

SEC source: 0001610717-25-000086 · form4.xml · nonDerivative · entry 1

McCarthy Sean A. · CIK 0001654058 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 995,195

F1 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of restricted stock units ("RSUs").

F2 · balance_after: Includes 488,750 RSUs.

Read SEC document
February 04, 2025 Filed Feb 6, 2025 17:57 UTC
BELVIN MARCIASVP, Chief Scientific Officer
GrantStock Option (Right to Buy) · Derivative 115,000 $0.00 Strike: $0.86 $0.00
Disclosure

SEC source: 0001610717-25-000019 · form4.xml · derivative · entry 4

BELVIN MARCIA · CIK 0001970752 · SVP, Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,000

Underlying: Common Stock · 115,000 shares

Expires 2035-02-03

F5 · derivative.exercise_date: 1/24th of the shares subject to the option vest on each monthly anniversary measured from the Vesting Commencement Date, such that 100% of the shares subject to the option will be fully vested and exercisable on the second anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer through each such date.

Read SEC document
February 04, 2025 Filed Feb 6, 2025 17:57 UTC
BELVIN MARCIASVP, Chief Scientific Officer
GrantStock Option (Right to Buy) · Derivative 140,000 $0.00 Strike: $0.86 $0.00
Disclosure

SEC source: 0001610717-25-000019 · form4.xml · derivative · entry 3

BELVIN MARCIA · CIK 0001970752 · SVP, Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,000

Underlying: Common Stock · 140,000 shares

Expires 2035-02-03

F4 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from February 4, 2025 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer through each such date.

Read SEC document
February 04, 2025 Filed Feb 6, 2025 17:57 UTC
BELVIN MARCIASVP, Chief Scientific Officer
GrantCommon Stock 57,500 $0.00 $0.00
Disclosure

SEC source: 0001610717-25-000019 · form4.xml · nonDerivative · entry 2

BELVIN MARCIA · CIK 0001970752 · SVP, Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 263,148

F2 · shares: Constitute RSUs for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. 50% of the RSUs vest annually on March 15 of each year, with the first 50% vesting on March 15, 2026, subject to the Reporting Person continuing as a service provider through each such date.

F3 · balance_after: Includes 196,666 RSUs.

Read SEC document
February 04, 2025 Filed Feb 6, 2025 17:57 UTC
BELVIN MARCIASVP, Chief Scientific Officer
GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001610717-25-000019 · form4.xml · nonDerivative · entry 1

BELVIN MARCIA · CIK 0001970752 · SVP, Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 205,648

F1 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. 1/3rd of the RSUs vest annually on March 15 of each year, with the first 1/3rd vesting on March 15, 2026, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
February 04, 2025 Filed Feb 6, 2025 17:55 UTC
Chu Yu-WayeChief Medical Officer
GrantStock Option (Right to Buy) · Derivative 115,000 $0.00 Strike: $0.86 $0.00
Disclosure

SEC source: 0001610717-25-000018 · form4.xml · derivative · entry 4

Chu Yu-Waye · CIK 0001854586 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,000

Underlying: Common Stock · 115,000 shares

Expires 2035-02-03

F5 · derivative.exercise_date: 1/24th of the shares subject to the option vest on each monthly anniversary measured from the Vesting Commencement Date, such that 100% of the shares subject to the option will be fully vested and exercisable on the second anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer through each such date.

Read SEC document
February 04, 2025 Filed Feb 6, 2025 17:55 UTC
Chu Yu-WayeChief Medical Officer
GrantStock Option (Right to Buy) · Derivative 238,000 $0.00 Strike: $0.86 $0.00
Disclosure

SEC source: 0001610717-25-000018 · form4.xml · derivative · entry 3

Chu Yu-Waye · CIK 0001854586 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 238,000

Underlying: Common Stock · 238,000 shares

Expires 2035-02-03

F4 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from February 4, 2025 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer through each such date.

Read SEC document
February 04, 2025 Filed Feb 6, 2025 17:55 UTC
Chu Yu-WayeChief Medical Officer
GrantCommon Stock 57,500 $0.00 $0.00
Disclosure

SEC source: 0001610717-25-000018 · form4.xml · nonDerivative · entry 2

Chu Yu-Waye · CIK 0001854586 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,750

F2 · shares: Constitute RSUs for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. 50% of the RSUs vest annually on March 15 of each year, with the first 50% vesting on March 15, 2026, subject to the Reporting Person continuing as a service provider through each such date.

F3 · balance_after: Includes 139,750 RSUs.

Read SEC document
February 04, 2025 Filed Feb 6, 2025 17:55 UTC
Chu Yu-WayeChief Medical Officer
GrantCommon Stock 56,000 $0.00 $0.00
Disclosure

SEC source: 0001610717-25-000018 · form4.xml · nonDerivative · entry 1

Chu Yu-Waye · CIK 0001854586 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,250

F1 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. 1/3rd of the RSUs vest annually on March 15 of each year, with the first 1/3rd vesting on March 15, 2026, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
February 04, 2025 Filed Feb 6, 2025 22:55 UTC
Ogden ChristopherChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 115,000 $0.00 Strike: $0.86 $0.00
Disclosure

SEC source: 0001610717-25-000017 · form4.xml · derivative · entry 4

Ogden Christopher · CIK 0001914523 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,000

Underlying: Common Stock · 115,000 shares

Expires 2035-02-03

F5 · derivative.exercise_date: 1/24th of the shares subject to the option vest on each monthly anniversary measured from the Vesting Commencement Date, such that 100% of the shares subject to the option will be fully vested and exercisable on the second anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer through each such date.

Read SEC document
February 04, 2025 Filed Feb 6, 2025 22:55 UTC
Ogden ChristopherChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 225,000 $0.00 Strike: $0.86 $0.00
Disclosure

SEC source: 0001610717-25-000017 · form4.xml · derivative · entry 3

Ogden Christopher · CIK 0001914523 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Common Stock · 225,000 shares

Expires 2035-02-03

F4 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from February 4, 2025 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer through each such date.

Read SEC document
February 04, 2025 Filed Feb 6, 2025 22:55 UTC
Ogden ChristopherChief Financial Officer
GrantCommon Stock 57,500 $0.00 $0.00
Disclosure

SEC source: 0001610717-25-000017 · form4.xml · nonDerivative · entry 2

Ogden Christopher · CIK 0001914523 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209,577

F2 · shares: Constitute RSUs for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. 50% of the RSUs vest annually on March 15 of each year, with the first 50% vesting on March 15, 2026, subject to the Reporting Person continuing as a service provider through each such date.

F3 · balance_after: Includes 179,310 RSUs.

Read SEC document
February 04, 2025 Filed Feb 6, 2025 22:55 UTC
Ogden ChristopherChief Financial Officer
GrantCommon Stock 44,000 $0.00 $0.00
Disclosure

SEC source: 0001610717-25-000017 · form4.xml · nonDerivative · entry 1

Ogden Christopher · CIK 0001914523 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,077

F1 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. 1/3rd of the RSUs vest annually on March 15 of each year, with the first 1/3rd vesting on March 15, 2026, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
February 04, 2025 Filed Feb 6, 2025 22:54 UTC
McCarthy Sean A.Director · CEO
GrantStock Option (Right to Buy) · Derivative 390,000 $0.00 Strike: $0.86 $0.00
Disclosure

SEC source: 0001610717-25-000016 · form4.xml · derivative · entry 5

McCarthy Sean A. · CIK 0001654058 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 390,000

Underlying: Common Stock · 390,000 shares

Expires 2035-02-03

F6 · derivative.exercise_date: 1/24th of the shares subject to the option vest on each monthly anniversary measured from the Vesting Commencement Date, such that 100% of the shares subject to the option will be fully vested and exercisable on the second anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer through each such date.

Read SEC document
February 04, 2025 Filed Feb 6, 2025 22:54 UTC
McCarthy Sean A.Director · CEO
GrantStock Option (Right to Buy) · Derivative 800,000 $0.00 Strike: $0.86 $0.00
Disclosure

SEC source: 0001610717-25-000016 · form4.xml · derivative · entry 4

McCarthy Sean A. · CIK 0001654058 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 800,000

Underlying: Common Stock · 800,000 shares

Expires 2035-02-03

F5 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from February 4, 2025 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer through each such date.

Read SEC document
February 04, 2025 Filed Feb 6, 2025 22:54 UTC
McCarthy Sean A.Director · CEO
GrantCommon Stock 195,000 $0.00 $0.00
Disclosure

SEC source: 0001610717-25-000016 · form4.xml · nonDerivative · entry 2

McCarthy Sean A. · CIK 0001654058 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,032,851

F2 · shares: Constitute RSUs for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. 50% of the RSUs vest annually on March 15 of each year, with the first 50% vesting on March 15, 2026, subject to the Reporting Person continuing as a service provider through each such date.

F3 · balance_after: Includes 572,500 RSUs.

Read SEC document
February 04, 2025 Filed Feb 6, 2025 22:54 UTC
McCarthy Sean A.Director · CEO
GrantCommon Stock 180,000 $0.00 $0.00
Disclosure

SEC source: 0001610717-25-000016 · form4.xml · nonDerivative · entry 1

McCarthy Sean A. · CIK 0001654058 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 837,851

F1 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. 1/3rd of the RSUs vest annually on March 15 of each year, with the first 1/3rd vesting on March 15, 2026, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
February 04, 2025 Filed Feb 10, 2025 17:58 UTC Amendment
BELVIN MARCIASVP, Chief Scientific Officer
GrantStock Option (Right to Buy) · Derivative 115,000 $0.00 Strike: $0.86 $0.00
Disclosure

SEC source: 0001610717-25-000020 · form4.xml · derivative · entry 4

BELVIN MARCIA · CIK 0001970752 · SVP, Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,000

Underlying: Common Stock · 115,000 shares

Expires 2035-02-03

F6 · derivative.exercise_date: 1/24th of the shares subject to the option vest on each monthly anniversary measured from the Vesting Commencement Date, such that 100% of the shares subject to the option will be fully vested and exercisable on the second anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer through each such date.

Read SEC document
February 04, 2025 Filed Feb 10, 2025 17:58 UTC Amendment
BELVIN MARCIASVP, Chief Scientific Officer
GrantStock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $0.86 $0.00
Disclosure

SEC source: 0001610717-25-000020 · form4.xml · derivative · entry 3

BELVIN MARCIA · CIK 0001970752 · SVP, Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2035-02-03

F1 · shares: The Form 4 filed by the Reporting Person on February 6, 2025 incorrectly reflected the number of securities acquired in Box 4 of Table I and Box 5 of Table II and consequently the amount beneficially owned reflected in Box 5 of Table I and Box 9 of Table II. The number of securities acquired and the amount beneficially owned following reported transactions has been adjusted in this Form 4/A to correct the aforementioned errors. Except as otherwise noted in this footnote, all other information disclosed in the Reporting Person's original Form 4 was accurately reported.

F5 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from February 4, 2025 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer through each such date.

F1 · derivative.underlying_shares: The Form 4 filed by the Reporting Person on February 6, 2025 incorrectly reflected the number of securities acquired in Box 4 of Table I and Box 5 of Table II and consequently the amount beneficially owned reflected in Box 5 of Table I and Box 9 of Table II. The number of securities acquired and the amount beneficially owned following reported transactions has been adjusted in this Form 4/A to correct the aforementioned errors. Except as otherwise noted in this footnote, all other information disclosed in the Reporting Person's original Form 4 was accurately reported.

F1 · balance_after: The Form 4 filed by the Reporting Person on February 6, 2025 incorrectly reflected the number of securities acquired in Box 4 of Table I and Box 5 of Table II and consequently the amount beneficially owned reflected in Box 5 of Table I and Box 9 of Table II. The number of securities acquired and the amount beneficially owned following reported transactions has been adjusted in this Form 4/A to correct the aforementioned errors. Except as otherwise noted in this footnote, all other information disclosed in the Reporting Person's original Form 4 was accurately reported.

Read SEC document
February 04, 2025 Filed Feb 10, 2025 17:58 UTC Amendment
BELVIN MARCIASVP, Chief Scientific Officer
GrantCommon Stock 57,500 $0.00 $0.00
Disclosure

SEC source: 0001610717-25-000020 · form4.xml · nonDerivative · entry 2

BELVIN MARCIA · CIK 0001970752 · SVP, Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 268,148

F3 · shares: Constitute RSUs for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. 50% of the RSUs vest annually on March 15 of each year, with the first 50% vesting on March 15, 2026, subject to the Reporting Person continuing as a service provider through each such date.

F1 · balance_after: The Form 4 filed by the Reporting Person on February 6, 2025 incorrectly reflected the number of securities acquired in Box 4 of Table I and Box 5 of Table II and consequently the amount beneficially owned reflected in Box 5 of Table I and Box 9 of Table II. The number of securities acquired and the amount beneficially owned following reported transactions has been adjusted in this Form 4/A to correct the aforementioned errors. Except as otherwise noted in this footnote, all other information disclosed in the Reporting Person's original Form 4 was accurately reported.

F4 · balance_after: Includes 201,666 RSUs.

Read SEC document
February 04, 2025 Filed Feb 10, 2025 17:58 UTC Amendment
BELVIN MARCIASVP, Chief Scientific Officer
GrantCommon Stock 35,000 $0.00 $0.00
Disclosure

SEC source: 0001610717-25-000020 · form4.xml · nonDerivative · entry 1

BELVIN MARCIA · CIK 0001970752 · SVP, Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 210,648

F1 · shares: The Form 4 filed by the Reporting Person on February 6, 2025 incorrectly reflected the number of securities acquired in Box 4 of Table I and Box 5 of Table II and consequently the amount beneficially owned reflected in Box 5 of Table I and Box 9 of Table II. The number of securities acquired and the amount beneficially owned following reported transactions has been adjusted in this Form 4/A to correct the aforementioned errors. Except as otherwise noted in this footnote, all other information disclosed in the Reporting Person's original Form 4 was accurately reported.

F2 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. 1/3rd of the RSUs vest annually on March 15 of each year, with the first 1/3rd vesting on March 15, 2026, subject to the Reporting Person continuing as a service provider through each such date.

F1 · balance_after: The Form 4 filed by the Reporting Person on February 6, 2025 incorrectly reflected the number of securities acquired in Box 4 of Table I and Box 5 of Table II and consequently the amount beneficially owned reflected in Box 5 of Table I and Box 9 of Table II. The number of securities acquired and the amount beneficially owned following reported transactions has been adjusted in this Form 4/A to correct the aforementioned errors. Except as otherwise noted in this footnote, all other information disclosed in the Reporting Person's original Form 4 was accurately reported.

Read SEC document
August 20, 2024 Filed Aug 22, 2024 18:01 UTC
BELVIN MARCIASVP, Chief Scientific Officer
Exercise / conversionPerformance Stock Units (PSUs) · Derivative 11,250 $0.00 $0.00
Disclosure

SEC source: 0001610717-24-000435 · form4.xml · derivative · entry 3

BELVIN MARCIA · CIK 0001970752 · SVP, Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. 50% of the PSUs vested on December 17, 2023 upon achievement of a certain performance-based milestone. In connection with the vesting reported herein, the remaining 50% of the PSUs vested upon achievement of a certain performance-based milestone.

F1 · kind: Represents vesting of a Performance Stock Unit ("PSU") award initially granted on August 10, 2022.

F4 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. 50% of the PSUs vested on December 17, 2023 upon achievement of a certain performance-based milestone. In connection with the vesting reported herein, the remaining 50% of the PSUs vested upon achievement of a certain performance-based milestone.

F4 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. 50% of the PSUs vested on December 17, 2023 upon achievement of a certain performance-based milestone. In connection with the vesting reported herein, the remaining 50% of the PSUs vested upon achievement of a certain performance-based milestone.

Read SEC document
August 20, 2024 Filed Aug 22, 2024 18:01 UTC
BELVIN MARCIASVP, Chief Scientific Officer
SaleCommon Stock 4,181 $1.23 $5,138.87
Disclosure

SEC source: 0001610717-24-000435 · form4.xml · nonDerivative · entry 2

BELVIN MARCIA · CIK 0001970752 · SVP, Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,648

F3 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of PSUs reported herein.

F2 · balance_after: Includes 109,166 restricted stock units.

Read SEC document
August 20, 2024 Filed Aug 22, 2024 18:01 UTC
BELVIN MARCIASVP, Chief Scientific Officer
Exercise / conversionCommon Stock 11,250 $0.00 $0.00
Disclosure

SEC source: 0001610717-24-000435 · form4.xml · nonDerivative · entry 1

BELVIN MARCIA · CIK 0001970752 · SVP, Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 179,829

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vesting of a Performance Stock Unit ("PSU") award initially granted on August 10, 2022.

F2 · balance_after: Includes 109,166 restricted stock units.

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August 20, 2024 Filed Aug 22, 2024 18:00 UTC
ROWLAND LLOYD AGeneral Counsel
Exercise / conversionPerformance Stock Units (PSUs) · Derivative 11,250 $0.00 $0.00
Disclosure

SEC source: 0001610717-24-000434 · form4.xml · derivative · entry 3

ROWLAND LLOYD A · CIK 0001236395 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. 50% of the PSUs vested on December 17, 2023 upon achievement of a certain performance-based milestone. In connection with the vesting reported herein, the remaining 50% of the PSUs vested upon achievement of a certain performance-based milestone.

F1 · kind: Represents vesting of a Performance Stock Unit ("PSU") award initially granted on August 10, 2022.

F5 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. 50% of the PSUs vested on December 17, 2023 upon achievement of a certain performance-based milestone. In connection with the vesting reported herein, the remaining 50% of the PSUs vested upon achievement of a certain performance-based milestone.

F5 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. 50% of the PSUs vested on December 17, 2023 upon achievement of a certain performance-based milestone. In connection with the vesting reported herein, the remaining 50% of the PSUs vested upon achievement of a certain performance-based milestone.

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August 20, 2024 Filed Aug 22, 2024 18:00 UTC
ROWLAND LLOYD AGeneral Counsel
SaleCommon Stock 4,181 $1.23 $5,138.87
Disclosure

SEC source: 0001610717-24-000434 · form4.xml · nonDerivative · entry 2

ROWLAND LLOYD A · CIK 0001236395 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,797

F4 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of PSUs reported herein.

F3 · balance_after: Includes 52,916 restricted stock units.

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August 20, 2024 Filed Aug 22, 2024 18:00 UTC
ROWLAND LLOYD AGeneral Counsel
Exercise / conversionCommon Stock 11,250 $0.00 $0.00
Disclosure

SEC source: 0001610717-24-000434 · form4.xml · nonDerivative · entry 1

ROWLAND LLOYD A · CIK 0001236395 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vesting of a Performance Stock Unit ("PSU") award initially granted on August 10, 2022.

F2 · balance_after: Includes 6,000 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on May 31, 2024.

F3 · balance_after: Includes 52,916 restricted stock units.

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August 20, 2024 Filed Aug 22, 2024 22:01 UTC
Landau Jeffrey BChief Business Officer
Exercise / conversionPerformance Stock Units (PSUs) · Derivative 11,250 $0.00 $0.00
Disclosure

SEC source: 0001610717-24-000436 · form4.xml · derivative · entry 5

Landau Jeffrey B · CIK 0001918615 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. 50% of the PSUs vested on December 17, 2023 upon achievement of a certain performance-based milestone. In connection with the vesting reported herein, the remaining 50% of the PSUs vested upon achievement of a certain performance-based milestone.

F1 · kind: Represents vesting of a Performance Stock Unit ("PSU") award initially granted on August 10, 2022.

F5 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. 50% of the PSUs vested on December 17, 2023 upon achievement of a certain performance-based milestone. In connection with the vesting reported herein, the remaining 50% of the PSUs vested upon achievement of a certain performance-based milestone.

F5 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. 50% of the PSUs vested on December 17, 2023 upon achievement of a certain performance-based milestone. In connection with the vesting reported herein, the remaining 50% of the PSUs vested upon achievement of a certain performance-based milestone.

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August 20, 2024 Filed Aug 22, 2024 22:01 UTC
Landau Jeffrey BChief Business Officer
SaleCommon Stock 4,181 $1.23 $5,138.87
Disclosure

SEC source: 0001610717-24-000436 · form4.xml · nonDerivative · entry 2

Landau Jeffrey B · CIK 0001918615 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,056

F4 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of PSUs reported herein.

F3 · balance_after: Includes 64,802 restricted stock units.

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August 20, 2024 Filed Aug 22, 2024 22:01 UTC
Landau Jeffrey BChief Business Officer
Exercise / conversionCommon Stock 11,250 $0.00 $0.00
Disclosure

SEC source: 0001610717-24-000436 · form4.xml · nonDerivative · entry 1

Landau Jeffrey B · CIK 0001918615 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,237

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vesting of a Performance Stock Unit ("PSU") award initially granted on August 10, 2022.

F2 · balance_after: Includes 1,927 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on May 31, 2024.

F3 · balance_after: Includes 64,802 restricted stock units.

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August 20, 2024 Filed Aug 22, 2024 21:59 UTC
Ogden ChristopherChief Financial Officer
Exercise / conversionPerformance Stock Units (PSUs) · Derivative 6,875 $0.00 $0.00
Disclosure

SEC source: 0001610717-24-000433 · form4.xml · derivative · entry 3

Ogden Christopher · CIK 0001914523 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. 50% of the PSUs vested on December 17, 2023 upon achievement of a certain performance-based milestone. In connection with the vesting reported herein, the remaining 50% of the PSUs vested upon achievement of a certain performance-based milestone.

F1 · kind: Represents vesting of a Performance Stock Unit ("PSU") award initially granted on August 10, 2022.

F4 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. 50% of the PSUs vested on December 17, 2023 upon achievement of a certain performance-based milestone. In connection with the vesting reported herein, the remaining 50% of the PSUs vested upon achievement of a certain performance-based milestone.

F4 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. 50% of the PSUs vested on December 17, 2023 upon achievement of a certain performance-based milestone. In connection with the vesting reported herein, the remaining 50% of the PSUs vested upon achievement of a certain performance-based milestone.

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August 20, 2024 Filed Aug 22, 2024 21:59 UTC
Ogden ChristopherChief Financial Officer
SaleCommon Stock 1,984 $1.23 $2,438.53
Disclosure

SEC source: 0001610717-24-000433 · form4.xml · nonDerivative · entry 2

Ogden Christopher · CIK 0001914523 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,077

F3 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of PSUs reported herein.

F2 · balance_after: Includes 77,810 restricted stock units.

Read SEC document
August 20, 2024 Filed Aug 22, 2024 21:59 UTC
Ogden ChristopherChief Financial Officer
Exercise / conversionCommon Stock 6,875 $0.00 $0.00
Disclosure

SEC source: 0001610717-24-000433 · form4.xml · nonDerivative · entry 1

Ogden Christopher · CIK 0001914523 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vesting of a Performance Stock Unit ("PSU") award initially granted on August 10, 2022.

F2 · balance_after: Includes 77,810 restricted stock units.

Read SEC document
August 20, 2024 Filed Aug 22, 2024 21:58 UTC
McCarthy Sean A.Director · CEO
Exercise / conversionPerformance Stock Units (PSUs) · Derivative 37,500 $0.00 $0.00
Disclosure

SEC source: 0001610717-24-000432 · form4.xml · derivative · entry 4

McCarthy Sean A. · CIK 0001654058 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. 50% of the PSUs vested on December 17, 2023 upon achievement of a certain performance-based milestone. In connection with the vesting reported herein, the remaining 50% of the PSUs vested upon achievement of a certain performance-based milestone.

F1 · kind: Represents vesting of a Performance Stock Unit ("PSU") award initially granted on August 10, 2022.

F5 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. 50% of the PSUs vested on December 17, 2023 upon achievement of a certain performance-based milestone. In connection with the vesting reported herein, the remaining 50% of the PSUs vested upon achievement of a certain performance-based milestone.

F5 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. 50% of the PSUs vested on December 17, 2023 upon achievement of a certain performance-based milestone. In connection with the vesting reported herein, the remaining 50% of the PSUs vested upon achievement of a certain performance-based milestone.

Read SEC document
August 20, 2024 Filed Aug 22, 2024 21:58 UTC
McCarthy Sean A.Director · CEO
SaleCommon Stock 13,898 $1.23 $17,082.03
Disclosure

SEC source: 0001610717-24-000432 · form4.xml · nonDerivative · entry 2

McCarthy Sean A. · CIK 0001654058 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 657,851

F3 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of PSUs reported herein.

F2 · balance_after: Includes 197,500 restricted stock units.

Read SEC document
August 20, 2024 Filed Aug 22, 2024 21:58 UTC
McCarthy Sean A.Director · CEO
Exercise / conversionCommon Stock 37,500 $0.00 $0.00
Disclosure

SEC source: 0001610717-24-000432 · form4.xml · nonDerivative · entry 1

McCarthy Sean A. · CIK 0001654058 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 671,749

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vesting of a Performance Stock Unit ("PSU") award initially granted on August 10, 2022.

F2 · balance_after: Includes 197,500 restricted stock units.

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June 12, 2024 Filed Jun 14, 2024 20:24 UTC
Ogden ChristopherChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $1.49 $0.00
Disclosure

SEC source: 0001610717-24-000339 · form4.xml · derivative · entry 2

Ogden Christopher · CIK 0001914523 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2034-06-11

F3 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from June 12, 2024 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer through each such date.

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June 12, 2024 Filed Jun 14, 2024 20:24 UTC
Ogden ChristopherChief Financial Officer
GrantCommon Stock 17,500 $0.00 $0.00
Disclosure

SEC source: 0001610717-24-000339 · form4.xml · nonDerivative · entry 1

Ogden Christopher · CIK 0001914523 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,186

F1 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. 1/3rd of the RSUs vest annually on June 12 of each year, with the first 1/3rd vesting on June 12, 2025, subject to the Reporting Person continuing as a service provider through each such date.

F2 · balance_after: Includes 77,810 RSUs.

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May 15, 2024 Filed May 17, 2024 21:31 UTC GrantStock Option (Right to Buy) · Derivative 38,000 $0.00 Strike: $1.96 $0.00
Disclosure

SEC source: 0001610717-24-000242 · form4.xml · derivative · entry 1

Ashworth Alan · CIK 0001886426 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,000

Underlying: Common Stock · 38,000 shares

Expires 2034-05-14

F1 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of (i) the first anniversary of the grant date or (ii) the date of the 2025 Annual Meeting of the Issuer's stockholders, assuming continuous service as a director until such vesting date.

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May 15, 2024 Filed May 17, 2024 21:33 UTC GrantStock Option (Right to Buy) · Derivative 38,000 $0.00 Strike: $1.96 $0.00
Disclosure

SEC source: 0001610717-24-000244 · form4.xml · derivative · entry 1

Jones Elaine V · CIK 0001296907 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,000

Underlying: Common Stock · 38,000 shares

Expires 2034-05-14

F1 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of (i) the first anniversary of the grant date or (ii) the date of the 2025 Annual Meeting of the Issuer's stockholders, assuming continuous service as a director until such vesting date.

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May 15, 2024 Filed May 17, 2024 21:34 UTC GrantStock Option (Right to Buy) · Derivative 38,000 $0.00 Strike: $1.96 $0.00
Disclosure

SEC source: 0001610717-24-000245 · form4.xml · derivative · entry 1

Meyers James R · CIK 0001387521 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,000

Underlying: Common Stock · 38,000 shares

Expires 2034-05-14

F1 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of (i) the first anniversary of the grant date or (ii) the date of the 2025 Annual Meeting of the Issuer's stockholders, assuming continuous service as a director until such vesting date.

Read SEC document
May 15, 2024 Filed May 17, 2024 21:36 UTC GrantStock Option (Right to Buy) · Derivative 38,000 $0.00 Strike: $1.96 $0.00
Disclosure

SEC source: 0001610717-24-000248 · form4.xml · derivative · entry 1

Young Matthew P. · CIK 0001601583 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,000

Underlying: Common Stock · 38,000 shares

Expires 2034-05-14

F1 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of (i) the first anniversary of the grant date or (ii) the date of the 2025 Annual Meeting of the Issuer's stockholders, assuming continuous service as a director until such vesting date.

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May 15, 2024 Filed May 17, 2024 21:36 UTC
Su ZhenDirector
GrantStock Option (Right to Buy) · Derivative 38,000 $0.00 Strike: $1.96 $0.00
Disclosure

SEC source: 0001610717-24-000247 · form4.xml · derivative · entry 1

Su Zhen · CIK 0001991642 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,000

Underlying: Common Stock · 38,000 shares

Expires 2034-05-14

F1 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of (i) the first anniversary of the grant date or (ii) the date of the 2025 Annual Meeting of the Issuer's stockholders, assuming continuous service as a director until such vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.