Last 12 months
Inside the activity.
14 purchase rows · 14 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 5 |
| Dec 2025 | 0 | 7 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 4 | 2 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 4 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 2 | 0 |
| Oct 2026 | 4 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 26, 2025 Filed Aug 26, 2025 20:01 UTC |
WRIGHT JAY ODirector · General Counsel, Secretary · 10% owner · EVP - Strategy
|
SaleCommon Stock | 40,000 | $1.04 | $41,600.00 |
DisclosureSEC source: 0001310272-25-000013 · wk-form4_1756238470.xml · nonDerivative · entry 2 WRIGHT JAY O · CIK 0001310272 · Director · General Counsel, Secretary · 10% owner · EVP - Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,587,673 Read SEC document |
| August 22, 2025 Filed Aug 26, 2025 20:01 UTC |
WRIGHT JAY ODirector · General Counsel, Secretary · 10% owner · EVP - Strategy
|
SaleCommon Stock | 45,000 | $1.04 | $46,800.00 |
DisclosureSEC source: 0001310272-25-000013 · wk-form4_1756238470.xml · nonDerivative · entry 1 WRIGHT JAY O · CIK 0001310272 · Director · General Counsel, Secretary · 10% owner · EVP - Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,627,673 Read SEC document |
| August 21, 2025 Filed Aug 21, 2025 20:11 UTC |
McMillen Charles ThomasDirector
|
Exercise / conversionCommon Stock | 125,000 | $0.21 | $26,500.00 |
DisclosureSEC source: 0001332108-25-000006 · wk-form4_1755807113.xml · nonDerivative · entry 1 McMillen Charles Thomas · CIK 0001332108 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 316,015 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: Reflects the issuance of common stock in connection with the cash exercise of stock options. Read SEC document |
| August 20, 2025 Filed Aug 21, 2025 20:11 UTC |
McMillen Charles ThomasDirector
|
Exercise / conversionStock Options · Derivative | 125,000 | $0.21 Strike: $0.21 | $26,500.00 |
DisclosureSEC source: 0001332108-25-000006 · wk-form4_1755807113.xml · derivative · entry 2 McMillen Charles Thomas · CIK 0001332108 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 125,000 shares Expires 2031-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These stock options are fully vested and exercised. Read SEC document |
| August 19, 2025 Filed Aug 20, 2025 20:29 UTC |
WRIGHT JAY ODirector · General Counsel, Secretary · 10% owner · EVP - Strategy
|
SaleCommon Stock | 126,000 | $1.05 | $132,300.00 |
DisclosureSEC source: 0001310272-25-000010 · wk-form4_1755721756.xml · nonDerivative · entry 2 WRIGHT JAY O · CIK 0001310272 · Director · General Counsel, Secretary · 10% owner · EVP - Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,672,673 Read SEC document |
| August 18, 2025 Filed Aug 20, 2025 20:29 UTC |
WRIGHT JAY ODirector · General Counsel, Secretary · 10% owner · EVP - Strategy
|
SaleCommon Stock | 225,000 | $1.08 | $243,000.00 |
DisclosureSEC source: 0001310272-25-000010 · wk-form4_1755721756.xml · nonDerivative · entry 1 WRIGHT JAY O · CIK 0001310272 · Director · General Counsel, Secretary · 10% owner · EVP - Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,798,673 Read SEC document |
| May 19, 2025 Filed May 20, 2025 20:53 UTC |
WRIGHT JAY ODirector · General Counsel, Secretary · 10% owner · EVP - Strategy
|
SaleCommon Stock | 259,400 | $1.07 | $277,558.00 |
DisclosureSEC source: 0001310272-25-000007 · wk-form4_1747774406.xml · nonDerivative · entry 2 WRIGHT JAY O · CIK 0001310272 · Director · General Counsel, Secretary · 10% owner · EVP - Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,023,673 Read SEC document |
| May 19, 2025 Filed May 20, 2025 20:53 UTC |
WRIGHT JAY ODirector · General Counsel, Secretary · 10% owner · EVP - Strategy
|
OtherCommon Stock | 240,600 | $1.04 | $250,224.00 |
DisclosureSEC source: 0001310272-25-000007 · wk-form4_1747774406.xml · nonDerivative · entry 1 WRIGHT JAY O · CIK 0001310272 · Director · General Counsel, Secretary · 10% owner · EVP - Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,283,073 F1 · acquired: The Reporting Person donated these shares of Common Stock to a public charity in exchange for a charitable gift annuity to be paid to the Reporting Person. Read SEC document |
| May 19, 2025 Filed May 20, 2025 20:50 UTC |
Fuller Mark CDirector · 10% owner
|
SaleCommon Stock | 500,000 | $1.05 | $524,000.00 |
DisclosureSEC source: 0001944544-25-000012 · wk-form4_1747774252.xml · nonDerivative · entry 1 Fuller Mark C · CIK 0001944544 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,613,659 F1 · balance_after: Includes (a) 6,547,519 common shares held by The Mark Chappelle Fuller Revocable Trust, Mark Fuller, TTEE, (b) 50,000 common shares held by Janice Lynn Dudley Revocable Trust, Janice Lynn Dudley TTEE, and (e) 16,140 common shares held by Mark Fuller. Read SEC document |
| March 06, 2025 Filed Mar 6, 2025 22:03 UTC |
Fuller Mark CDirector · 10% owner
|
SaleCommon Stock | 225,000 | $1.33 | $299,700.00 |
DisclosureSEC source: 0001944544-25-000010 · wk-form4_1741298609.xml · nonDerivative · entry 3 Fuller Mark C · CIK 0001944544 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,113,659 F4 · balance_after: Includes (a) 7,047,519 common shares held by The Mark Chappelle Fuller Revocable Trust, Mark Fuller, TTEE, (b) 50,000 common shares held by Janice Lynn Dudley Revocable Trust, Janice Lynn Dudley TTEE, and (c) 16,140 common shares held by Mark Fuller. Read SEC document |
| March 06, 2025 Filed Mar 7, 2025 21:02 UTC |
WRIGHT JAY ODirector · General Counsel, Secretary · 10% owner · EVP - Strategy
|
SaleCommon Stock | 135,000 | $1.34 | $180,900.00 |
DisclosureSEC source: 0001310272-25-000004 · wk-form4_1741381317.xml · nonDerivative · entry 2 WRIGHT JAY O · CIK 0001310272 · Director · General Counsel, Secretary · 10% owner · EVP - Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,523,673 Read SEC document |
| March 05, 2025 Filed Mar 6, 2025 22:03 UTC |
Fuller Mark CDirector · 10% owner
|
SaleCommon Stock | 275,000 | $1.49 | $410,575.00 |
DisclosureSEC source: 0001944544-25-000010 · wk-form4_1741298609.xml · nonDerivative · entry 2 Fuller Mark C · CIK 0001944544 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,338,659 F3 · balance_after: Includes (a) 7,272,519 common shares held by The Mark Chappelle Fuller Revocable Trust, Mark Fuller, TTEE, (b) 50,000 common shares held by Janice Lynn Dudley Revocable Trust, Janice Lynn Dudley TTEE, and (c) 16,140 common shares held by Mark C. Fuller. Read SEC document |
| March 05, 2025 Filed Mar 6, 2025 22:03 UTC |
Fuller Mark CDirector · 10% owner
|
OtherCommon Stock | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001944544-25-000010 · wk-form4_1741298609.xml · nonDerivative · entry 1 Fuller Mark C · CIK 0001944544 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,613,659 F1 · price: Removes 50,000 shares of common stock previously reported on Form 4 on June 14, 2023 which is owned by Reporting Person's children who are now adults. F2 · balance_after: Includes (a) 7,547,519 common shares held by The Mark Chappelle Fuller Revocable Trust, Mark Fuller, TTEE, (b) 50,000 common shares held by Janice Lynn Dudley Revocable Trust, Janice Lynn Dudley TTEE, and (c) 16,140 shares held by Mark C. Fuller. Read SEC document |
| March 05, 2025 Filed Mar 7, 2025 21:02 UTC |
WRIGHT JAY ODirector · General Counsel, Secretary · 10% owner · EVP - Strategy
|
SaleCommon Stock | 365,000 | $1.47 | $536,550.00 |
DisclosureSEC source: 0001310272-25-000004 · wk-form4_1741381317.xml · nonDerivative · entry 1 WRIGHT JAY O · CIK 0001310272 · Director · General Counsel, Secretary · 10% owner · EVP - Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,658,673 Read SEC document |
| January 31, 2025 Filed Feb 14, 2025 21:01 UTC |
WRIGHT JAY ODirector · General Counsel, Secretary · 10% owner · EVP - Strategy
|
OtherCommon Stock | 101 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001310272-25-000002 · wk-form5_1739566904.xml · nonDerivative · entry 3 WRIGHT JAY O · CIK 0001310272 · Director · General Counsel, Secretary · 10% owner · EVP - Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,023,673 F4 · price: Amount adjusted to accurately reflect reporting person's share balance as of January 31, 2025. Read SEC document |
| January 22, 2025 Filed Jan 24, 2025 21:02 UTC |
Merriman AndrewChief Operating Officer
|
GrantStock Options · Derivative | 325,000 | $1.07 Strike: $1.07 | $347,750.00 |
DisclosureSEC source: 0002036177-25-000002 · wk-form4_1737752515.xml · derivative · entry 1 Merriman Andrew · CIK 0002036177 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 325,000 Underlying: Common Stock · 325,000 shares Expires 2032-01-21 F1 · derivative.exercise_date: (1) In connection with his continued employment, on January 22, 2025 Mr. Merriman received 325,000 stock options issued pursuant to the Castellum, Inc. Amended 2021 Stock Incentive Plan to purchase 325,000 shares of restricted common stock. 162,500 of the stock options to purchase 162,500 shares of restricted common stock vest ratably over thirty-six months and 162,500 stock options to purchase 162,500 shares of restricted common stock begin to vest ratably over thirty-six months upon the Company being awarded a certain government contract. Read SEC document |
| January 22, 2025 Filed Jan 24, 2025 21:00 UTC |
Ives Glen RPresident · Chief Executive Officer
|
GrantStock Options · Derivative | 500,000 | $1.07 Strike: $1.07 | $535,000.00 |
DisclosureSEC source: 0001947023-25-000002 · wk-form4_1737752431.xml · derivative · entry 1 Ives Glen R · CIK 0001947023 · President · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2032-01-21 F1 · derivative.exercise_date: (1) In connection with his continued employment, on January 22, 2025 Mr. Ives received 500,000 stock options issued pursuant to the Castellum, Inc. Amended 2021 Stock Incentive Plan to purchase 500,000 shares of restricted common stock. 250,000 of the stock options to purchase 250,000 shares of restricted common stock vest ratably over thirty-six months and 250,000 stock options to purchase 250,000 shares of restricted common stock begin to vest ratably over thirty-six months upon the Company being awarded a certain government contract. Read SEC document |
| January 02, 2025 Filed Jan 3, 2025 21:04 UTC |
McMillen Charles ThomasDirector
|
Tax withholdingStock Options · Derivative | 14,972 | $0.21 Strike: $0.21 | $3,174.06 |
DisclosureSEC source: 0001332108-25-000002 · wk-form4_1735938285.xml · derivative · entry 3 McMillen Charles Thomas · CIK 0001332108 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 14,972 shares Expires 2031-06-30 F3 · derivative.exercise_date: Represents the stock options forfeited by Mr. McMillen for the cashless exercise of stock options. Read SEC document |
| January 02, 2025 Filed Jan 3, 2025 21:04 UTC |
McMillen Charles ThomasDirector
|
Exercise / conversionStock Options · Derivative | 110,028 | $0.21 Strike: $0.21 | $23,325.94 |
DisclosureSEC source: 0001332108-25-000002 · wk-form4_1735938285.xml · derivative · entry 2 McMillen Charles Thomas · CIK 0001332108 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 139,972 Underlying: Common Stock · 110,028 shares Expires 2031-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These stock options are fully vested and exercised. Read SEC document |
| January 02, 2025 Filed Jan 3, 2025 21:04 UTC |
McMillen Charles ThomasDirector
|
Exercise / conversionCommon Stock | 100,028 | $0.21 | $21,205.94 |
DisclosureSEC source: 0001332108-25-000002 · wk-form4_1735938285.xml · nonDerivative · entry 1 McMillen Charles Thomas · CIK 0001332108 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 191,015 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: Reflects the issuance of common stock in connection with the cashless exercise of stock options. Read SEC document |
| December 31, 2024 Filed Feb 14, 2025 21:01 UTC |
WRIGHT JAY ODirector · General Counsel, Secretary · 10% owner · EVP - Strategy
|
OtherCommon Stock | 2,800 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001310272-25-000002 · wk-form5_1739566904.xml · nonDerivative · entry 2 WRIGHT JAY O · CIK 0001310272 · Director · General Counsel, Secretary · 10% owner · EVP - Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,023,572 F3 · price: Removes 2,800 shares of common stock previously reported on Form 4 on November 25, 2022 owned by Reporting Person's children who are now adults. Read SEC document |
| December 31, 2024 Filed Feb 14, 2025 21:01 UTC |
WRIGHT JAY ODirector · General Counsel, Secretary · 10% owner · EVP - Strategy
|
GiftCommon Stock | 100,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001310272-25-000002 · wk-form5_1739566904.xml · nonDerivative · entry 1 WRIGHT JAY O · CIK 0001310272 · Director · General Counsel, Secretary · 10% owner · EVP - Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,026,372 F1 · price: Reflects shares disposed as a bona fide gift for no consideration. F2 · price: Includes 1,400 shares of common stock owned by Reporting Person's daughter, Corinne Wright and 1,400 shares of common stock owned by Reporting Person's son, Theodore Wright reported on Form 4 filed with the Securities and Exchange Commission on November 25, 2022. Read SEC document |
| September 04, 2024 Filed Sep 5, 2024 20:01 UTC |
WRIGHT JAY ODirector · General Counsel, Secretary · 10% owner · EVP - Strategy
|
PurchaseCommon Stock | 272,300 | $0.16 | $44,657.20 |
DisclosureSEC source: 0001310272-24-000010 · wk-form4_1725566456.xml · nonDerivative · entry 1 WRIGHT JAY O · CIK 0001310272 · Director · General Counsel, Secretary · 10% owner · EVP - Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,126,372 F1 · balance_after: Includes 1,400 shares of common stock owned by Reporting Person's daughter, Corinne Wright and 1,400 shares of common stock owned by Reporting Person's son, Theodore Wright. Read SEC document |
| September 03, 2024 Filed Sep 4, 2024 20:10 UTC |
WRIGHT JAY ODirector · General Counsel, Secretary · 10% owner · EVP - Strategy
|
PurchaseCommon Stock | 44,400 | $0.17 | $7,326.00 |
DisclosureSEC source: 0001310272-24-000008 · wk-form4_1725480607.xml · nonDerivative · entry 1 WRIGHT JAY O · CIK 0001310272 · Director · General Counsel, Secretary · 10% owner · EVP - Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,854,072 F1 · balance_after: Includes 1,400 shares of common stock owned by Reporting Person's daughter, Corinne Wright and 1,400 shares of common stock owned by Reporting Person's son, Theodore Wright. Read SEC document |
| August 29, 2024 Filed Aug 30, 2024 10:01 UTC |
WRIGHT JAY ODirector · General Counsel, Secretary · 10% owner · EVP - Strategy
|
PurchaseCommon Stock | 61,597 | $0.16 | $10,101.91 |
DisclosureSEC source: 0001310272-24-000006 · wk-form4_1725012060.xml · nonDerivative · entry 1 WRIGHT JAY O · CIK 0001310272 · Director · General Counsel, Secretary · 10% owner · EVP - Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,809,672 F1 · balance_after: Includes 1,400 shares of common stock owned by Reporting Person's daughter, Corinne Wright and 1,400 shares of common stock owned by Reporting Person's son, Theodore Wright. Read SEC document |
| August 28, 2024 Filed Aug 29, 2024 20:03 UTC |
WRIGHT JAY ODirector · General Counsel, Secretary · 10% owner · EVP - Strategy
|
PurchaseCommon Stock | 97,903 | $0.16 | $15,958.19 |
DisclosureSEC source: 0001310272-24-000004 · wk-form4_1724961652.xml · nonDerivative · entry 1 WRIGHT JAY O · CIK 0001310272 · Director · General Counsel, Secretary · 10% owner · EVP - Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,748,075 F1 · balance_after: Includes 1,400 shares of common stock owned by Reporting Person's daughter, Corinne Wright and 1,400 shares of common stock owned by Reporting Person's son, Theodore Wright. Read SEC document |
| August 14, 2024 Filed Aug 14, 2024 21:52 UTC |
WRIGHT JAY ODirector · General Counsel, Secretary · 10% owner · EVP - Strategy
|
PurchaseCommon Stock | 115,240 | $0.14 | $16,594.56 |
DisclosureSEC source: 0001310272-24-000002 · wk-form4_1723672371.xml · nonDerivative · entry 1 WRIGHT JAY O · CIK 0001310272 · Director · General Counsel, Secretary · 10% owner · EVP - Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,650,172 F1 · balance_after: Includes 1,400 shares of common stock owned by Reporting Person's daughter, Corinne Wright and 1,400 shares of common stock owned by Reporting Person's son, Theodore Wright. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 06:03 UTC |
Champoux Bernard SDirector
|
GrantStock Options · Derivative | 250,000 | Not disclosed Strike: $0.21 | Not disclosed |
DisclosureSEC source: 0001946441-24-000004 · wk-form4_1720000974.xml · derivative · entry 1 Champoux Bernard S · CIK 0001946441 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2031-06-30 F1 · price: As compensation for his service as an independent member of the Board of Directors, Mr. Champoux received 250,000 stock options granted pursuant to the terms of the Castellum, Inc. Amended 2021 Stock Incentive Plan which vest quarterly over a one year period. F1 · derivative.exercise_date: As compensation for his service as an independent member of the Board of Directors, Mr. Champoux received 250,000 stock options granted pursuant to the terms of the Castellum, Inc. Amended 2021 Stock Incentive Plan which vest quarterly over a one year period. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 20:02 UTC |
McMillen Charles ThomasDirector
|
GrantStock Options · Derivative | 250,000 | Not disclosed Strike: $0.21 | Not disclosed |
DisclosureSEC source: 0001332108-24-000002 · wk-form4_1720036917.xml · derivative · entry 1 McMillen Charles Thomas · CIK 0001332108 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2031-06-30 F1 · price: As compensation for his service as an independent member of the Board of Directors, Mr. McMillen received 250,000 stock options granted pursuant to the terms of the Castellum, Inc. Amended 2021 Stock Incentive Plan which vest quarterly over a one year period. F1 · derivative.exercise_date: As compensation for his service as an independent member of the Board of Directors, Mr. McMillen received 250,000 stock options granted pursuant to the terms of the Castellum, Inc. Amended 2021 Stock Incentive Plan which vest quarterly over a one year period. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 20:00 UTC |
Alarie Mark SDirector
|
GrantStock Options · Derivative | 250,000 | Not disclosed Strike: $0.21 | Not disclosed |
DisclosureSEC source: 0001947093-24-000003 · wk-form4_1720036809.xml · derivative · entry 1 Alarie Mark S · CIK 0001947093 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2031-06-30 F1 · price: As compensation for his service as an independent member of the Board of Directors, Mr. Alarie received 250,000 stock options granted pursuant to the terms of the Castellum, Inc. Amended 2021 Stock Incentive Plan which vest quarterly over a one year period. F1 · derivative.exercise_date: As compensation for his service as an independent member of the Board of Directors, Mr. Alarie received 250,000 stock options granted pursuant to the terms of the Castellum, Inc. Amended 2021 Stock Incentive Plan which vest quarterly over a one year period. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 10:20 UTC |
Ives Glen RPresident · Chief Executive Officer
|
GrantStock Options · Derivative | 750,000 | Not disclosed Strike: $0.21 | Not disclosed |
DisclosureSEC source: 0001947023-24-000004 · wk-form4_1720002020.xml · derivative · entry 1 Ives Glen R · CIK 0001947023 · President · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 750,000 Underlying: Common Stock · 750,000 shares Expires 2031-06-30 F1 · price: In connection with the execution of a new employment agreement dated July 1, 2024, Mr. Ives received 750,000 stock options issued pursuant to the Castellum, Inc. Amended 2021 Stock Incentive Plan to purchase 750,000 shares of restricted common stock which vest ratably over twelve months. F1 · derivative.exercise_date: In connection with the execution of a new employment agreement dated July 1, 2024, Mr. Ives received 750,000 stock options issued pursuant to the Castellum, Inc. Amended 2021 Stock Incentive Plan to purchase 750,000 shares of restricted common stock which vest ratably over twelve months. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 10:10 UTC |
Campbell John FrancisDirector
|
GrantStock Options · Derivative | 250,000 | Not disclosed Strike: $0.21 | Not disclosed |
DisclosureSEC source: 0001947772-24-000002 · wk-form4_1720001401.xml · derivative · entry 1 Campbell John Francis · CIK 0001947772 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2031-06-30 F1 · price: As compensation for his service as an independent member of the Board of Directors, Mr. Campbell received 250,000 stock options granted pursuant to the terms of the Castellum, Inc. Amended 2021 Stock Incentive Plan which vest quarterly over a one year period. F1 · derivative.exercise_date: As compensation for his service as an independent member of the Board of Directors, Mr. Campbell received 250,000 stock options granted pursuant to the terms of the Castellum, Inc. Amended 2021 Stock Incentive Plan which vest quarterly over a one year period. Read SEC document |
| June 21, 2024 Filed Jun 24, 2024 10:26 UTC |
WRIGHT JAY ODirector · General Counsel, Secretary · 10% owner · Chief Strategy Officer
|
PurchaseCommon Stock | 43,610 | $0.18 | $7,980.63 |
DisclosureSEC source: 0001628280-24-029424 · wk-form4_1719224776.xml · nonDerivative · entry 2 WRIGHT JAY O · CIK 0001310272 · Director · General Counsel, Secretary · 10% owner · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,534,932 F2 · balance_after: Includes 1,400 shares of common stock owned by Reporting Person's daughter, Corinne Wright and 1,400 shares of common stock owned by Reporting Person's son, Theodore Wright. Read SEC document |
| June 20, 2024 Filed Jun 24, 2024 10:26 UTC |
WRIGHT JAY ODirector · General Counsel, Secretary · 10% owner · Chief Strategy Officer
|
PurchaseCommon Stock | 80,610 | $0.18 | $14,671.02 |
DisclosureSEC source: 0001628280-24-029424 · wk-form4_1719224776.xml · nonDerivative · entry 1 WRIGHT JAY O · CIK 0001310272 · Director · General Counsel, Secretary · 10% owner · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,491,322 F1 · balance_after: Includes 1,400 shares of common stock owned by Reporting Person's daughter, Corinne Wright and 1,400 shares of common stock owned by Reporting Person's son, Theodore Wright. Read SEC document |
| February 23, 2024 Filed Feb 23, 2024 16:33 UTC |
Buckhout Laurie M10% owner
|
OtherConvertible Promissory Note · Derivative | 0 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-24-009266 · form4.xml · derivative · entry 2 Buckhout Laurie M · CIK 0001946870 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Buckhout Charitable Remainder Trust Disclosed balance after: 0 Underlying: Common Stock, par value $0.0001 per share · Not disclosed shares Expires not disclosed F1 · derivative.exercise_price: The Buckhout Charitable Remainder Trust, Laurie Buckhout, TTEE, formerly was the holder of a convertible promissory note ( Promissory Note) in the principal amount of $3.7 million, with a maturity date of September 30, 2024, convertible into Common Stock at $0.26 per share. In connection with the amendment and restatement of the Promissory Note on February 22, 2024, the principal amount was repaid in part, monthly payments were scheduled, the term of the Promissory Note was extended and the convertibility feature was removed. Therefore, at the effective time of the amendment and restatement, the Promissory Note ceased to be, and the Reporting Person ceased to hold a derivative security . F1 · shares: The Buckhout Charitable Remainder Trust, Laurie Buckhout, TTEE, formerly was the holder of a convertible promissory note ( Promissory Note) in the principal amount of $3.7 million, with a maturity date of September 30, 2024, convertible into Common Stock at $0.26 per share. In connection with the amendment and restatement of the Promissory Note on February 22, 2024, the principal amount was repaid in part, monthly payments were scheduled, the term of the Promissory Note was extended and the convertibility feature was removed. Therefore, at the effective time of the amendment and restatement, the Promissory Note ceased to be, and the Reporting Person ceased to hold a derivative security . F1 · price: The Buckhout Charitable Remainder Trust, Laurie Buckhout, TTEE, formerly was the holder of a convertible promissory note ( Promissory Note) in the principal amount of $3.7 million, with a maturity date of September 30, 2024, convertible into Common Stock at $0.26 per share. In connection with the amendment and restatement of the Promissory Note on February 22, 2024, the principal amount was repaid in part, monthly payments were scheduled, the term of the Promissory Note was extended and the convertibility feature was removed. Therefore, at the effective time of the amendment and restatement, the Promissory Note ceased to be, and the Reporting Person ceased to hold a derivative security . F1 · derivative.exercise_date: The Buckhout Charitable Remainder Trust, Laurie Buckhout, TTEE, formerly was the holder of a convertible promissory note ( Promissory Note) in the principal amount of $3.7 million, with a maturity date of September 30, 2024, convertible into Common Stock at $0.26 per share. In connection with the amendment and restatement of the Promissory Note on February 22, 2024, the principal amount was repaid in part, monthly payments were scheduled, the term of the Promissory Note was extended and the convertibility feature was removed. Therefore, at the effective time of the amendment and restatement, the Promissory Note ceased to be, and the Reporting Person ceased to hold a derivative security . F1 · derivative.expiration_date: The Buckhout Charitable Remainder Trust, Laurie Buckhout, TTEE, formerly was the holder of a convertible promissory note ( Promissory Note) in the principal amount of $3.7 million, with a maturity date of September 30, 2024, convertible into Common Stock at $0.26 per share. In connection with the amendment and restatement of the Promissory Note on February 22, 2024, the principal amount was repaid in part, monthly payments were scheduled, the term of the Promissory Note was extended and the convertibility feature was removed. Therefore, at the effective time of the amendment and restatement, the Promissory Note ceased to be, and the Reporting Person ceased to hold a derivative security . F1 · derivative.underlying_shares: The Buckhout Charitable Remainder Trust, Laurie Buckhout, TTEE, formerly was the holder of a convertible promissory note ( Promissory Note) in the principal amount of $3.7 million, with a maturity date of September 30, 2024, convertible into Common Stock at $0.26 per share. In connection with the amendment and restatement of the Promissory Note on February 22, 2024, the principal amount was repaid in part, monthly payments were scheduled, the term of the Promissory Note was extended and the convertibility feature was removed. Therefore, at the effective time of the amendment and restatement, the Promissory Note ceased to be, and the Reporting Person ceased to hold a derivative security . Read SEC document |
| June 13, 2023 Filed Jun 14, 2023 10:01 UTC |
Fuller Mark CDirector · CEO, President · 10% owner
|
PurchaseCommon Stock | 1,000 | $0.65 | $649.50 |
DisclosureSEC source: 0001575872-23-000955 · ownership.xml · nonDerivative · entry 1 Fuller Mark C · CIK 0001944544 · Director · CEO, President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,663,659 F1 · balance_after: Includes (a) 7,547,519 common shares held by The Mark Chappelle Fuller Revocable Trust, Mark Fuller, TTEE, (b) 50,000 common shares held by Janice Lynn Dudley Revocable Trust, Janice Lynn Dudley TTEE, (c) 25,000 common shares held by Katherine Fuller, (d) 25,000 common shares held by Michael Fuller, and (e) 16,140 common shares held by Mark Fuller. Read SEC document |
| April 01, 2023 Filed Apr 3, 2023 20:16 UTC |
Ives Glen RChief Operating Officer
|
GrantStock Options · Derivative | 400,000 | Not disclosed Strike: $1.38 | Not disclosed |
DisclosureSEC source: 0001575872-23-000503 · ownership.xml · derivative · entry 1 Ives Glen R · CIK 0001947023 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 400,000 shares Expires 2030-03-07 F1 · price: Mr. Ives received 400,000 stock options issued pursuant to the Company's 2021 Stock Incentive Plan to purchase 400,000 shares of common stock which vest monthly over forty-eight months. F1 · derivative.exercise_date: Mr. Ives received 400,000 stock options issued pursuant to the Company's 2021 Stock Incentive Plan to purchase 400,000 shares of common stock which vest monthly over forty-eight months. Read SEC document |
| April 01, 2023 Filed Apr 3, 2023 10:21 UTC |
Bell David TSee Remarks
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GrantStock Options · Derivative | 360,000 | Not disclosed Strike: $1.38 | Not disclosed |
DisclosureSEC source: 0001575872-23-000497 · ownership.xml · derivative · entry 1 Bell David T · CIK 0001944338 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 360,000 Underlying: Common Stock · 360,000 shares Expires 2030-03-07 F1 · price: Mr. Bell received 360,000 stock options issued pursuant to the Company's 2021 Stock Incentive Plan to purchase 360,000 shares of common stock which vest monthly over forty-eight months. F1 · derivative.exercise_date: Mr. Bell received 360,000 stock options issued pursuant to the Company's 2021 Stock Incentive Plan to purchase 360,000 shares of common stock which vest monthly over forty-eight months. Read SEC document |
| March 31, 2023 Filed Apr 3, 2023 10:22 UTC |
WRIGHT JAY ODirector · See Remarks · 10% owner
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PurchaseCommon Stock | 18,400 | $1.08 | $19,872.00 |
DisclosureSEC source: 0001575872-23-000498 · ownership.xml · nonDerivative · entry 1 WRIGHT JAY O · CIK 0001310272 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,410,712 F1 · balance_after: Includes 1,400 shares of common stock owned by Reporting Person's daughter, Corinne Wright and 1,400 shares of common stock owned by Reporting Person's son, Theodore Wright. Read SEC document |
| March 29, 2023 Filed Mar 31, 2023 10:04 UTC |
WRIGHT JAY ODirector · See Remarks · 10% owner
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PurchaseCommon Stock | 5,595 | $1.13 | $6,322.35 |
DisclosureSEC source: 0001575872-23-000474 · ownership.xml · nonDerivative · entry 1 WRIGHT JAY O · CIK 0001310272 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,392,312 F1 · balance_after: Includes 1,400 shares of common stock owned by Reporting Person's daughter, Corinne Wright and 1,400 shares of common stock owned by Reporting Person's son, Theodore Wright. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 10:03 UTC |
WRIGHT JAY ODirector · See Remarks · 10% owner
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PurchaseCommon Stock | 7,900 | $1.13 | $8,927.00 |
DisclosureSEC source: 0001575872-23-000463 · ownership.xml · nonDerivative · entry 1 WRIGHT JAY O · CIK 0001310272 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,386,717 F1 · balance_after: Includes 1,400 shares of common stock owned by Reporting Person's daughter, Corinne Wright and 1,400 shares of common stock owned by Reporting Person's son, Theodore Wright. Read SEC document |
| March 24, 2023 Filed Mar 27, 2023 20:15 UTC |
WRIGHT JAY ODirector · See Remarks · 10% owner
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PurchaseCommon Stock | 4,900 | $1.10 | $5,390.00 |
DisclosureSEC source: 0001575872-23-000445 · ownership.xml · nonDerivative · entry 1 WRIGHT JAY O · CIK 0001310272 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,378,817 F1 · balance_after: Includes 1,400 shares of common stock owned by Reporting Person's daughter, Corinne Wright and 1,400 shares of common stock owned by Reporting Person's son, Theodore Wright. Read SEC document |
| March 22, 2023 Filed Mar 23, 2023 20:15 UTC |
WRIGHT JAY ODirector · See Remarks · 10% owner
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PurchaseCommon Stock | 9,400 | $1.07 | $10,058.00 |
DisclosureSEC source: 0001575872-23-000422 · ownership.xml · nonDerivative · entry 1 WRIGHT JAY O · CIK 0001310272 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,373,917 F1 · balance_after: Includes 1,400 shares of common stock owned by Reporting Person's daughter, Corinne Wright and 1,400 shares of common stock owned by Reporting Person's son, Theodore Wright. Read SEC document |
| March 22, 2023 Filed Mar 24, 2023 20:16 UTC |
Fuller Mark CDirector · CEO, President · 10% owner
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GrantWarrants · Derivative | 532,931 | Not disclosed Strike: $1.04 | Not disclosed |
DisclosureSEC source: 0001575872-23-000437 · ownership.xml · derivative · entry 1 Fuller Mark C · CIK 0001944544 · Director · CEO, President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 532,931 Underlying: Common Stock · 532,931 shares Expires 2030-03-21 F1 · price: Pursuant to the terms of his employment agreement and in connection with the closing of the Agreement and Plan of Merger with Global Technology and Management Resources, Inc., Mr. Fuller received 532,931 warrants to purchase 532,931 shares of common stock at $1.04 per share, all of which are exercisable. Read SEC document |
| March 22, 2023 Filed Mar 24, 2023 20:15 UTC |
WRIGHT JAY ODirector · See Remarks · 10% owner
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GrantWarrants · Derivative | 532,931 | Not disclosed Strike: $1.04 | Not disclosed |
DisclosureSEC source: 0001575872-23-000436 · ownership.xml · derivative · entry 1 WRIGHT JAY O · CIK 0001310272 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 532,931 Underlying: Common Stock · 532,931 shares Expires 2030-03-21 F1 · price: Pursuant to the terms of his employment agreement and in connection with the closing of the Agreement and Plan of Merger with Global Technology and Management Resources, Inc., Mr. Wright received 532,931 warrants to purchase 532,931 shares of common stock at $1.04 per share, all of which are exercisable. Read SEC document |
| March 21, 2023 Filed Mar 23, 2023 16:16 UTC |
Champoux Bernard SDirector · Chair of Board of Directors
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PurchaseCommon Stock | 50,420 | $1.19 | $59,999.80 |
DisclosureSEC source: 0001575872-23-000425 · ownership.xml · nonDerivative · entry 2 Champoux Bernard S · CIK 0001946441 · Director · Chair of Board of Directors 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,536 F2 · balance_after: Represents shares of common stock issued to Reporting Person as compensation for service as a member of the board of directors in fiscal year 2023, which vest monthly through 12/31/2023. Read SEC document |
| March 21, 2023 Filed Mar 23, 2023 16:16 UTC |
Champoux Bernard SDirector · Chair of Board of Directors
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PurchaseCommon Stock | 12,500 | $1.20 | $15,000.00 |
DisclosureSEC source: 0001575872-23-000425 · ownership.xml · nonDerivative · entry 1 Champoux Bernard S · CIK 0001946441 · Director · Chair of Board of Directors 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,116 F1 · balance_after: Represents shares of common stock issued to Reporting Person as compensation for service as a member of the board of directors in fiscal year 2022. Read SEC document |
| March 21, 2023 Filed Mar 23, 2023 20:16 UTC |
Frost PatriciaDirector
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PurchaseCommon Stock | 50,420 | $1.19 | $59,999.80 |
DisclosureSEC source: 0001575872-23-000424 · ownership.xml · nonDerivative · entry 2 Frost Patricia · CIK 0001947464 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,920 F2 · balance_after: Represents shares of common stock issued to Reporting Person as compensation for service as a member of the board of directors in fiscal year 2023, which vest monthly through 12/31/2023. Read SEC document |
| March 21, 2023 Filed Mar 23, 2023 20:16 UTC |
Frost PatriciaDirector
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PurchaseCommon Stock | 12,500 | $1.20 | $15,000.00 |
DisclosureSEC source: 0001575872-23-000424 · ownership.xml · nonDerivative · entry 1 Frost Patricia · CIK 0001947464 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,500 F1 · balance_after: Represents shares of common stock issued to Reporting Person as compensation for service as a member of the board of directors in fiscal year 2022. Read SEC document |
| March 21, 2023 Filed Mar 23, 2023 20:15 UTC |
McMillen Charles ThomasDirector
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PurchaseCommon Stock | 50,420 | $1.19 | $59,999.80 |
DisclosureSEC source: 0001575872-23-000423 · ownership.xml · nonDerivative · entry 2 McMillen Charles Thomas · CIK 0001332108 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,987 F2 · balance_after: Represents shares of common stock issued to Reporting Person as compensation for service as a member of the board of directors in fiscal year 2023, which vest monthly through 12/31/2023. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.