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Castellum, Inc.

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7164
SEC CIK
0001877939
Parsed reports
125

Last 12 months

Inside the activity.

14 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202505
Dec 202507
Jan 202600
Feb 202600
Mar 202642
Apr 202600
May 202600
Jun 202600
Jul 202640
Aug 202600
Sep 202620
Oct 202640

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 26, 2025 Filed Aug 26, 2025 20:01 UTC
WRIGHT JAY ODirector · General Counsel, Secretary · 10% owner · EVP - Strategy
SaleCommon Stock 40,000 $1.04 $41,600.00
Disclosure

SEC source: 0001310272-25-000013 · wk-form4_1756238470.xml · nonDerivative · entry 2

WRIGHT JAY O · CIK 0001310272 · Director · General Counsel, Secretary · 10% owner · EVP - Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,587,673

Read SEC document
August 22, 2025 Filed Aug 26, 2025 20:01 UTC
WRIGHT JAY ODirector · General Counsel, Secretary · 10% owner · EVP - Strategy
SaleCommon Stock 45,000 $1.04 $46,800.00
Disclosure

SEC source: 0001310272-25-000013 · wk-form4_1756238470.xml · nonDerivative · entry 1

WRIGHT JAY O · CIK 0001310272 · Director · General Counsel, Secretary · 10% owner · EVP - Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,627,673

Read SEC document
August 21, 2025 Filed Aug 21, 2025 20:11 UTC Exercise / conversionCommon Stock 125,000 $0.21 $26,500.00
Disclosure

SEC source: 0001332108-25-000006 · wk-form4_1755807113.xml · nonDerivative · entry 1

McMillen Charles Thomas · CIK 0001332108 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 316,015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Reflects the issuance of common stock in connection with the cash exercise of stock options.

Read SEC document
August 20, 2025 Filed Aug 21, 2025 20:11 UTC Exercise / conversionStock Options · Derivative 125,000 $0.21 Strike: $0.21 $26,500.00
Disclosure

SEC source: 0001332108-25-000006 · wk-form4_1755807113.xml · derivative · entry 2

McMillen Charles Thomas · CIK 0001332108 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 125,000 shares

Expires 2031-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These stock options are fully vested and exercised.

Read SEC document
August 19, 2025 Filed Aug 20, 2025 20:29 UTC
WRIGHT JAY ODirector · General Counsel, Secretary · 10% owner · EVP - Strategy
SaleCommon Stock 126,000 $1.05 $132,300.00
Disclosure

SEC source: 0001310272-25-000010 · wk-form4_1755721756.xml · nonDerivative · entry 2

WRIGHT JAY O · CIK 0001310272 · Director · General Counsel, Secretary · 10% owner · EVP - Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,672,673

Read SEC document
August 18, 2025 Filed Aug 20, 2025 20:29 UTC
WRIGHT JAY ODirector · General Counsel, Secretary · 10% owner · EVP - Strategy
SaleCommon Stock 225,000 $1.08 $243,000.00
Disclosure

SEC source: 0001310272-25-000010 · wk-form4_1755721756.xml · nonDerivative · entry 1

WRIGHT JAY O · CIK 0001310272 · Director · General Counsel, Secretary · 10% owner · EVP - Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,798,673

Read SEC document
May 19, 2025 Filed May 20, 2025 20:53 UTC
WRIGHT JAY ODirector · General Counsel, Secretary · 10% owner · EVP - Strategy
SaleCommon Stock 259,400 $1.07 $277,558.00
Disclosure

SEC source: 0001310272-25-000007 · wk-form4_1747774406.xml · nonDerivative · entry 2

WRIGHT JAY O · CIK 0001310272 · Director · General Counsel, Secretary · 10% owner · EVP - Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,023,673

Read SEC document
May 19, 2025 Filed May 20, 2025 20:53 UTC
WRIGHT JAY ODirector · General Counsel, Secretary · 10% owner · EVP - Strategy
OtherCommon Stock 240,600 $1.04 $250,224.00
Disclosure

SEC source: 0001310272-25-000007 · wk-form4_1747774406.xml · nonDerivative · entry 1

WRIGHT JAY O · CIK 0001310272 · Director · General Counsel, Secretary · 10% owner · EVP - Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,283,073

F1 · acquired: The Reporting Person donated these shares of Common Stock to a public charity in exchange for a charitable gift annuity to be paid to the Reporting Person.

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May 19, 2025 Filed May 20, 2025 20:50 UTC
Fuller Mark CDirector · 10% owner
SaleCommon Stock 500,000 $1.05 $524,000.00
Disclosure

SEC source: 0001944544-25-000012 · wk-form4_1747774252.xml · nonDerivative · entry 1

Fuller Mark C · CIK 0001944544 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,613,659

F1 · balance_after: Includes (a) 6,547,519 common shares held by The Mark Chappelle Fuller Revocable Trust, Mark Fuller, TTEE, (b) 50,000 common shares held by Janice Lynn Dudley Revocable Trust, Janice Lynn Dudley TTEE, and (e) 16,140 common shares held by Mark Fuller.

Read SEC document
March 06, 2025 Filed Mar 6, 2025 22:03 UTC
Fuller Mark CDirector · 10% owner
SaleCommon Stock 225,000 $1.33 $299,700.00
Disclosure

SEC source: 0001944544-25-000010 · wk-form4_1741298609.xml · nonDerivative · entry 3

Fuller Mark C · CIK 0001944544 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,113,659

F4 · balance_after: Includes (a) 7,047,519 common shares held by The Mark Chappelle Fuller Revocable Trust, Mark Fuller, TTEE, (b) 50,000 common shares held by Janice Lynn Dudley Revocable Trust, Janice Lynn Dudley TTEE, and (c) 16,140 common shares held by Mark Fuller.

Read SEC document
March 06, 2025 Filed Mar 7, 2025 21:02 UTC
WRIGHT JAY ODirector · General Counsel, Secretary · 10% owner · EVP - Strategy
SaleCommon Stock 135,000 $1.34 $180,900.00
Disclosure

SEC source: 0001310272-25-000004 · wk-form4_1741381317.xml · nonDerivative · entry 2

WRIGHT JAY O · CIK 0001310272 · Director · General Counsel, Secretary · 10% owner · EVP - Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,523,673

Read SEC document
March 05, 2025 Filed Mar 6, 2025 22:03 UTC
Fuller Mark CDirector · 10% owner
SaleCommon Stock 275,000 $1.49 $410,575.00
Disclosure

SEC source: 0001944544-25-000010 · wk-form4_1741298609.xml · nonDerivative · entry 2

Fuller Mark C · CIK 0001944544 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,338,659

F3 · balance_after: Includes (a) 7,272,519 common shares held by The Mark Chappelle Fuller Revocable Trust, Mark Fuller, TTEE, (b) 50,000 common shares held by Janice Lynn Dudley Revocable Trust, Janice Lynn Dudley TTEE, and (c) 16,140 common shares held by Mark C. Fuller.

Read SEC document
March 05, 2025 Filed Mar 6, 2025 22:03 UTC
Fuller Mark CDirector · 10% owner
OtherCommon Stock 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001944544-25-000010 · wk-form4_1741298609.xml · nonDerivative · entry 1

Fuller Mark C · CIK 0001944544 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,613,659

F1 · price: Removes 50,000 shares of common stock previously reported on Form 4 on June 14, 2023 which is owned by Reporting Person's children who are now adults.

F2 · balance_after: Includes (a) 7,547,519 common shares held by The Mark Chappelle Fuller Revocable Trust, Mark Fuller, TTEE, (b) 50,000 common shares held by Janice Lynn Dudley Revocable Trust, Janice Lynn Dudley TTEE, and (c) 16,140 shares held by Mark C. Fuller.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 21:02 UTC
WRIGHT JAY ODirector · General Counsel, Secretary · 10% owner · EVP - Strategy
SaleCommon Stock 365,000 $1.47 $536,550.00
Disclosure

SEC source: 0001310272-25-000004 · wk-form4_1741381317.xml · nonDerivative · entry 1

WRIGHT JAY O · CIK 0001310272 · Director · General Counsel, Secretary · 10% owner · EVP - Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,658,673

Read SEC document
January 31, 2025 Filed Feb 14, 2025 21:01 UTC
WRIGHT JAY ODirector · General Counsel, Secretary · 10% owner · EVP - Strategy
OtherCommon Stock 101 Not disclosed Not disclosed
Disclosure

SEC source: 0001310272-25-000002 · wk-form5_1739566904.xml · nonDerivative · entry 3

WRIGHT JAY O · CIK 0001310272 · Director · General Counsel, Secretary · 10% owner · EVP - Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,023,673

F4 · price: Amount adjusted to accurately reflect reporting person's share balance as of January 31, 2025.

Read SEC document
January 22, 2025 Filed Jan 24, 2025 21:02 UTC
Merriman AndrewChief Operating Officer
GrantStock Options · Derivative 325,000 $1.07 Strike: $1.07 $347,750.00
Disclosure

SEC source: 0002036177-25-000002 · wk-form4_1737752515.xml · derivative · entry 1

Merriman Andrew · CIK 0002036177 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 325,000

Underlying: Common Stock · 325,000 shares

Expires 2032-01-21

F1 · derivative.exercise_date: (1) In connection with his continued employment, on January 22, 2025 Mr. Merriman received 325,000 stock options issued pursuant to the Castellum, Inc. Amended 2021 Stock Incentive Plan to purchase 325,000 shares of restricted common stock. 162,500 of the stock options to purchase 162,500 shares of restricted common stock vest ratably over thirty-six months and 162,500 stock options to purchase 162,500 shares of restricted common stock begin to vest ratably over thirty-six months upon the Company being awarded a certain government contract.

Read SEC document
January 22, 2025 Filed Jan 24, 2025 21:00 UTC
Ives Glen RPresident · Chief Executive Officer
GrantStock Options · Derivative 500,000 $1.07 Strike: $1.07 $535,000.00
Disclosure

SEC source: 0001947023-25-000002 · wk-form4_1737752431.xml · derivative · entry 1

Ives Glen R · CIK 0001947023 · President · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2032-01-21

F1 · derivative.exercise_date: (1) In connection with his continued employment, on January 22, 2025 Mr. Ives received 500,000 stock options issued pursuant to the Castellum, Inc. Amended 2021 Stock Incentive Plan to purchase 500,000 shares of restricted common stock. 250,000 of the stock options to purchase 250,000 shares of restricted common stock vest ratably over thirty-six months and 250,000 stock options to purchase 250,000 shares of restricted common stock begin to vest ratably over thirty-six months upon the Company being awarded a certain government contract.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 21:04 UTC Tax withholdingStock Options · Derivative 14,972 $0.21 Strike: $0.21 $3,174.06
Disclosure

SEC source: 0001332108-25-000002 · wk-form4_1735938285.xml · derivative · entry 3

McMillen Charles Thomas · CIK 0001332108 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 14,972 shares

Expires 2031-06-30

F3 · derivative.exercise_date: Represents the stock options forfeited by Mr. McMillen for the cashless exercise of stock options.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 21:04 UTC Exercise / conversionStock Options · Derivative 110,028 $0.21 Strike: $0.21 $23,325.94
Disclosure

SEC source: 0001332108-25-000002 · wk-form4_1735938285.xml · derivative · entry 2

McMillen Charles Thomas · CIK 0001332108 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,972

Underlying: Common Stock · 110,028 shares

Expires 2031-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These stock options are fully vested and exercised.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 21:04 UTC Exercise / conversionCommon Stock 100,028 $0.21 $21,205.94
Disclosure

SEC source: 0001332108-25-000002 · wk-form4_1735938285.xml · nonDerivative · entry 1

McMillen Charles Thomas · CIK 0001332108 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Reflects the issuance of common stock in connection with the cashless exercise of stock options.

Read SEC document
December 31, 2024 Filed Feb 14, 2025 21:01 UTC
WRIGHT JAY ODirector · General Counsel, Secretary · 10% owner · EVP - Strategy
OtherCommon Stock 2,800 Not disclosed Not disclosed
Disclosure

SEC source: 0001310272-25-000002 · wk-form5_1739566904.xml · nonDerivative · entry 2

WRIGHT JAY O · CIK 0001310272 · Director · General Counsel, Secretary · 10% owner · EVP - Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,023,572

F3 · price: Removes 2,800 shares of common stock previously reported on Form 4 on November 25, 2022 owned by Reporting Person's children who are now adults.

Read SEC document
December 31, 2024 Filed Feb 14, 2025 21:01 UTC
WRIGHT JAY ODirector · General Counsel, Secretary · 10% owner · EVP - Strategy
GiftCommon Stock 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001310272-25-000002 · wk-form5_1739566904.xml · nonDerivative · entry 1

WRIGHT JAY O · CIK 0001310272 · Director · General Counsel, Secretary · 10% owner · EVP - Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,026,372

F1 · price: Reflects shares disposed as a bona fide gift for no consideration.

F2 · price: Includes 1,400 shares of common stock owned by Reporting Person's daughter, Corinne Wright and 1,400 shares of common stock owned by Reporting Person's son, Theodore Wright reported on Form 4 filed with the Securities and Exchange Commission on November 25, 2022.

Read SEC document
September 04, 2024 Filed Sep 5, 2024 20:01 UTC
WRIGHT JAY ODirector · General Counsel, Secretary · 10% owner · EVP - Strategy
PurchaseCommon Stock 272,300 $0.16 $44,657.20
Disclosure

SEC source: 0001310272-24-000010 · wk-form4_1725566456.xml · nonDerivative · entry 1

WRIGHT JAY O · CIK 0001310272 · Director · General Counsel, Secretary · 10% owner · EVP - Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,126,372

F1 · balance_after: Includes 1,400 shares of common stock owned by Reporting Person's daughter, Corinne Wright and 1,400 shares of common stock owned by Reporting Person's son, Theodore Wright.

Read SEC document
September 03, 2024 Filed Sep 4, 2024 20:10 UTC
WRIGHT JAY ODirector · General Counsel, Secretary · 10% owner · EVP - Strategy
PurchaseCommon Stock 44,400 $0.17 $7,326.00
Disclosure

SEC source: 0001310272-24-000008 · wk-form4_1725480607.xml · nonDerivative · entry 1

WRIGHT JAY O · CIK 0001310272 · Director · General Counsel, Secretary · 10% owner · EVP - Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,854,072

F1 · balance_after: Includes 1,400 shares of common stock owned by Reporting Person's daughter, Corinne Wright and 1,400 shares of common stock owned by Reporting Person's son, Theodore Wright.

Read SEC document
August 29, 2024 Filed Aug 30, 2024 10:01 UTC
WRIGHT JAY ODirector · General Counsel, Secretary · 10% owner · EVP - Strategy
PurchaseCommon Stock 61,597 $0.16 $10,101.91
Disclosure

SEC source: 0001310272-24-000006 · wk-form4_1725012060.xml · nonDerivative · entry 1

WRIGHT JAY O · CIK 0001310272 · Director · General Counsel, Secretary · 10% owner · EVP - Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,809,672

F1 · balance_after: Includes 1,400 shares of common stock owned by Reporting Person's daughter, Corinne Wright and 1,400 shares of common stock owned by Reporting Person's son, Theodore Wright.

Read SEC document
August 28, 2024 Filed Aug 29, 2024 20:03 UTC
WRIGHT JAY ODirector · General Counsel, Secretary · 10% owner · EVP - Strategy
PurchaseCommon Stock 97,903 $0.16 $15,958.19
Disclosure

SEC source: 0001310272-24-000004 · wk-form4_1724961652.xml · nonDerivative · entry 1

WRIGHT JAY O · CIK 0001310272 · Director · General Counsel, Secretary · 10% owner · EVP - Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,748,075

F1 · balance_after: Includes 1,400 shares of common stock owned by Reporting Person's daughter, Corinne Wright and 1,400 shares of common stock owned by Reporting Person's son, Theodore Wright.

Read SEC document
August 14, 2024 Filed Aug 14, 2024 21:52 UTC
WRIGHT JAY ODirector · General Counsel, Secretary · 10% owner · EVP - Strategy
PurchaseCommon Stock 115,240 $0.14 $16,594.56
Disclosure

SEC source: 0001310272-24-000002 · wk-form4_1723672371.xml · nonDerivative · entry 1

WRIGHT JAY O · CIK 0001310272 · Director · General Counsel, Secretary · 10% owner · EVP - Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,650,172

F1 · balance_after: Includes 1,400 shares of common stock owned by Reporting Person's daughter, Corinne Wright and 1,400 shares of common stock owned by Reporting Person's son, Theodore Wright.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 06:03 UTC GrantStock Options · Derivative 250,000 Not disclosed Strike: $0.21 Not disclosed
Disclosure

SEC source: 0001946441-24-000004 · wk-form4_1720000974.xml · derivative · entry 1

Champoux Bernard S · CIK 0001946441 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2031-06-30

F1 · price: As compensation for his service as an independent member of the Board of Directors, Mr. Champoux received 250,000 stock options granted pursuant to the terms of the Castellum, Inc. Amended 2021 Stock Incentive Plan which vest quarterly over a one year period.

F1 · derivative.exercise_date: As compensation for his service as an independent member of the Board of Directors, Mr. Champoux received 250,000 stock options granted pursuant to the terms of the Castellum, Inc. Amended 2021 Stock Incentive Plan which vest quarterly over a one year period.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 20:02 UTC GrantStock Options · Derivative 250,000 Not disclosed Strike: $0.21 Not disclosed
Disclosure

SEC source: 0001332108-24-000002 · wk-form4_1720036917.xml · derivative · entry 1

McMillen Charles Thomas · CIK 0001332108 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2031-06-30

F1 · price: As compensation for his service as an independent member of the Board of Directors, Mr. McMillen received 250,000 stock options granted pursuant to the terms of the Castellum, Inc. Amended 2021 Stock Incentive Plan which vest quarterly over a one year period.

F1 · derivative.exercise_date: As compensation for his service as an independent member of the Board of Directors, Mr. McMillen received 250,000 stock options granted pursuant to the terms of the Castellum, Inc. Amended 2021 Stock Incentive Plan which vest quarterly over a one year period.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 20:00 UTC GrantStock Options · Derivative 250,000 Not disclosed Strike: $0.21 Not disclosed
Disclosure

SEC source: 0001947093-24-000003 · wk-form4_1720036809.xml · derivative · entry 1

Alarie Mark S · CIK 0001947093 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2031-06-30

F1 · price: As compensation for his service as an independent member of the Board of Directors, Mr. Alarie received 250,000 stock options granted pursuant to the terms of the Castellum, Inc. Amended 2021 Stock Incentive Plan which vest quarterly over a one year period.

F1 · derivative.exercise_date: As compensation for his service as an independent member of the Board of Directors, Mr. Alarie received 250,000 stock options granted pursuant to the terms of the Castellum, Inc. Amended 2021 Stock Incentive Plan which vest quarterly over a one year period.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 10:20 UTC
Ives Glen RPresident · Chief Executive Officer
GrantStock Options · Derivative 750,000 Not disclosed Strike: $0.21 Not disclosed
Disclosure

SEC source: 0001947023-24-000004 · wk-form4_1720002020.xml · derivative · entry 1

Ives Glen R · CIK 0001947023 · President · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 750,000

Underlying: Common Stock · 750,000 shares

Expires 2031-06-30

F1 · price: In connection with the execution of a new employment agreement dated July 1, 2024, Mr. Ives received 750,000 stock options issued pursuant to the Castellum, Inc. Amended 2021 Stock Incentive Plan to purchase 750,000 shares of restricted common stock which vest ratably over twelve months.

F1 · derivative.exercise_date: In connection with the execution of a new employment agreement dated July 1, 2024, Mr. Ives received 750,000 stock options issued pursuant to the Castellum, Inc. Amended 2021 Stock Incentive Plan to purchase 750,000 shares of restricted common stock which vest ratably over twelve months.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 10:10 UTC GrantStock Options · Derivative 250,000 Not disclosed Strike: $0.21 Not disclosed
Disclosure

SEC source: 0001947772-24-000002 · wk-form4_1720001401.xml · derivative · entry 1

Campbell John Francis · CIK 0001947772 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2031-06-30

F1 · price: As compensation for his service as an independent member of the Board of Directors, Mr. Campbell received 250,000 stock options granted pursuant to the terms of the Castellum, Inc. Amended 2021 Stock Incentive Plan which vest quarterly over a one year period.

F1 · derivative.exercise_date: As compensation for his service as an independent member of the Board of Directors, Mr. Campbell received 250,000 stock options granted pursuant to the terms of the Castellum, Inc. Amended 2021 Stock Incentive Plan which vest quarterly over a one year period.

Read SEC document
June 21, 2024 Filed Jun 24, 2024 10:26 UTC
WRIGHT JAY ODirector · General Counsel, Secretary · 10% owner · Chief Strategy Officer
PurchaseCommon Stock 43,610 $0.18 $7,980.63
Disclosure

SEC source: 0001628280-24-029424 · wk-form4_1719224776.xml · nonDerivative · entry 2

WRIGHT JAY O · CIK 0001310272 · Director · General Counsel, Secretary · 10% owner · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,534,932

F2 · balance_after: Includes 1,400 shares of common stock owned by Reporting Person's daughter, Corinne Wright and 1,400 shares of common stock owned by Reporting Person's son, Theodore Wright.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 10:26 UTC
WRIGHT JAY ODirector · General Counsel, Secretary · 10% owner · Chief Strategy Officer
PurchaseCommon Stock 80,610 $0.18 $14,671.02
Disclosure

SEC source: 0001628280-24-029424 · wk-form4_1719224776.xml · nonDerivative · entry 1

WRIGHT JAY O · CIK 0001310272 · Director · General Counsel, Secretary · 10% owner · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,491,322

F1 · balance_after: Includes 1,400 shares of common stock owned by Reporting Person's daughter, Corinne Wright and 1,400 shares of common stock owned by Reporting Person's son, Theodore Wright.

Read SEC document
February 23, 2024 Filed Feb 23, 2024 16:33 UTC OtherConvertible Promissory Note · Derivative 0 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-24-009266 · form4.xml · derivative · entry 2

Buckhout Laurie M · CIK 0001946870 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Buckhout Charitable Remainder Trust

Disclosed balance after: 0

Underlying: Common Stock, par value $0.0001 per share · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: The Buckhout Charitable Remainder Trust, Laurie Buckhout, TTEE, formerly was the holder of a convertible promissory note ( Promissory Note) in the principal amount of $3.7 million, with a maturity date of September 30, 2024, convertible into Common Stock at $0.26 per share. In connection with the amendment and restatement of the Promissory Note on February 22, 2024, the principal amount was repaid in part, monthly payments were scheduled, the term of the Promissory Note was extended and the convertibility feature was removed. Therefore, at the effective time of the amendment and restatement, the Promissory Note ceased to be, and the Reporting Person ceased to hold a derivative security .

F1 · shares: The Buckhout Charitable Remainder Trust, Laurie Buckhout, TTEE, formerly was the holder of a convertible promissory note ( Promissory Note) in the principal amount of $3.7 million, with a maturity date of September 30, 2024, convertible into Common Stock at $0.26 per share. In connection with the amendment and restatement of the Promissory Note on February 22, 2024, the principal amount was repaid in part, monthly payments were scheduled, the term of the Promissory Note was extended and the convertibility feature was removed. Therefore, at the effective time of the amendment and restatement, the Promissory Note ceased to be, and the Reporting Person ceased to hold a derivative security .

F1 · price: The Buckhout Charitable Remainder Trust, Laurie Buckhout, TTEE, formerly was the holder of a convertible promissory note ( Promissory Note) in the principal amount of $3.7 million, with a maturity date of September 30, 2024, convertible into Common Stock at $0.26 per share. In connection with the amendment and restatement of the Promissory Note on February 22, 2024, the principal amount was repaid in part, monthly payments were scheduled, the term of the Promissory Note was extended and the convertibility feature was removed. Therefore, at the effective time of the amendment and restatement, the Promissory Note ceased to be, and the Reporting Person ceased to hold a derivative security .

F1 · derivative.exercise_date: The Buckhout Charitable Remainder Trust, Laurie Buckhout, TTEE, formerly was the holder of a convertible promissory note ( Promissory Note) in the principal amount of $3.7 million, with a maturity date of September 30, 2024, convertible into Common Stock at $0.26 per share. In connection with the amendment and restatement of the Promissory Note on February 22, 2024, the principal amount was repaid in part, monthly payments were scheduled, the term of the Promissory Note was extended and the convertibility feature was removed. Therefore, at the effective time of the amendment and restatement, the Promissory Note ceased to be, and the Reporting Person ceased to hold a derivative security .

F1 · derivative.expiration_date: The Buckhout Charitable Remainder Trust, Laurie Buckhout, TTEE, formerly was the holder of a convertible promissory note ( Promissory Note) in the principal amount of $3.7 million, with a maturity date of September 30, 2024, convertible into Common Stock at $0.26 per share. In connection with the amendment and restatement of the Promissory Note on February 22, 2024, the principal amount was repaid in part, monthly payments were scheduled, the term of the Promissory Note was extended and the convertibility feature was removed. Therefore, at the effective time of the amendment and restatement, the Promissory Note ceased to be, and the Reporting Person ceased to hold a derivative security .

F1 · derivative.underlying_shares: The Buckhout Charitable Remainder Trust, Laurie Buckhout, TTEE, formerly was the holder of a convertible promissory note ( Promissory Note) in the principal amount of $3.7 million, with a maturity date of September 30, 2024, convertible into Common Stock at $0.26 per share. In connection with the amendment and restatement of the Promissory Note on February 22, 2024, the principal amount was repaid in part, monthly payments were scheduled, the term of the Promissory Note was extended and the convertibility feature was removed. Therefore, at the effective time of the amendment and restatement, the Promissory Note ceased to be, and the Reporting Person ceased to hold a derivative security .

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June 13, 2023 Filed Jun 14, 2023 10:01 UTC
Fuller Mark CDirector · CEO, President · 10% owner
PurchaseCommon Stock 1,000 $0.65 $649.50
Disclosure

SEC source: 0001575872-23-000955 · ownership.xml · nonDerivative · entry 1

Fuller Mark C · CIK 0001944544 · Director · CEO, President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,663,659

F1 · balance_after: Includes (a) 7,547,519 common shares held by The Mark Chappelle Fuller Revocable Trust, Mark Fuller, TTEE, (b) 50,000 common shares held by Janice Lynn Dudley Revocable Trust, Janice Lynn Dudley TTEE, (c) 25,000 common shares held by Katherine Fuller, (d) 25,000 common shares held by Michael Fuller, and (e) 16,140 common shares held by Mark Fuller.

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April 01, 2023 Filed Apr 3, 2023 20:16 UTC
Ives Glen RChief Operating Officer
GrantStock Options · Derivative 400,000 Not disclosed Strike: $1.38 Not disclosed
Disclosure

SEC source: 0001575872-23-000503 · ownership.xml · derivative · entry 1

Ives Glen R · CIK 0001947023 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 400,000 shares

Expires 2030-03-07

F1 · price: Mr. Ives received 400,000 stock options issued pursuant to the Company's 2021 Stock Incentive Plan to purchase 400,000 shares of common stock which vest monthly over forty-eight months.

F1 · derivative.exercise_date: Mr. Ives received 400,000 stock options issued pursuant to the Company's 2021 Stock Incentive Plan to purchase 400,000 shares of common stock which vest monthly over forty-eight months.

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April 01, 2023 Filed Apr 3, 2023 10:21 UTC
Bell David TSee Remarks
GrantStock Options · Derivative 360,000 Not disclosed Strike: $1.38 Not disclosed
Disclosure

SEC source: 0001575872-23-000497 · ownership.xml · derivative · entry 1

Bell David T · CIK 0001944338 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 360,000

Underlying: Common Stock · 360,000 shares

Expires 2030-03-07

F1 · price: Mr. Bell received 360,000 stock options issued pursuant to the Company's 2021 Stock Incentive Plan to purchase 360,000 shares of common stock which vest monthly over forty-eight months.

F1 · derivative.exercise_date: Mr. Bell received 360,000 stock options issued pursuant to the Company's 2021 Stock Incentive Plan to purchase 360,000 shares of common stock which vest monthly over forty-eight months.

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March 31, 2023 Filed Apr 3, 2023 10:22 UTC
WRIGHT JAY ODirector · See Remarks · 10% owner
PurchaseCommon Stock 18,400 $1.08 $19,872.00
Disclosure

SEC source: 0001575872-23-000498 · ownership.xml · nonDerivative · entry 1

WRIGHT JAY O · CIK 0001310272 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,410,712

F1 · balance_after: Includes 1,400 shares of common stock owned by Reporting Person's daughter, Corinne Wright and 1,400 shares of common stock owned by Reporting Person's son, Theodore Wright.

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March 29, 2023 Filed Mar 31, 2023 10:04 UTC
WRIGHT JAY ODirector · See Remarks · 10% owner
PurchaseCommon Stock 5,595 $1.13 $6,322.35
Disclosure

SEC source: 0001575872-23-000474 · ownership.xml · nonDerivative · entry 1

WRIGHT JAY O · CIK 0001310272 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,392,312

F1 · balance_after: Includes 1,400 shares of common stock owned by Reporting Person's daughter, Corinne Wright and 1,400 shares of common stock owned by Reporting Person's son, Theodore Wright.

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March 28, 2023 Filed Mar 30, 2023 10:03 UTC
WRIGHT JAY ODirector · See Remarks · 10% owner
PurchaseCommon Stock 7,900 $1.13 $8,927.00
Disclosure

SEC source: 0001575872-23-000463 · ownership.xml · nonDerivative · entry 1

WRIGHT JAY O · CIK 0001310272 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,386,717

F1 · balance_after: Includes 1,400 shares of common stock owned by Reporting Person's daughter, Corinne Wright and 1,400 shares of common stock owned by Reporting Person's son, Theodore Wright.

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March 24, 2023 Filed Mar 27, 2023 20:15 UTC
WRIGHT JAY ODirector · See Remarks · 10% owner
PurchaseCommon Stock 4,900 $1.10 $5,390.00
Disclosure

SEC source: 0001575872-23-000445 · ownership.xml · nonDerivative · entry 1

WRIGHT JAY O · CIK 0001310272 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,378,817

F1 · balance_after: Includes 1,400 shares of common stock owned by Reporting Person's daughter, Corinne Wright and 1,400 shares of common stock owned by Reporting Person's son, Theodore Wright.

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March 22, 2023 Filed Mar 23, 2023 20:15 UTC
WRIGHT JAY ODirector · See Remarks · 10% owner
PurchaseCommon Stock 9,400 $1.07 $10,058.00
Disclosure

SEC source: 0001575872-23-000422 · ownership.xml · nonDerivative · entry 1

WRIGHT JAY O · CIK 0001310272 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,373,917

F1 · balance_after: Includes 1,400 shares of common stock owned by Reporting Person's daughter, Corinne Wright and 1,400 shares of common stock owned by Reporting Person's son, Theodore Wright.

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March 22, 2023 Filed Mar 24, 2023 20:16 UTC
Fuller Mark CDirector · CEO, President · 10% owner
GrantWarrants · Derivative 532,931 Not disclosed Strike: $1.04 Not disclosed
Disclosure

SEC source: 0001575872-23-000437 · ownership.xml · derivative · entry 1

Fuller Mark C · CIK 0001944544 · Director · CEO, President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 532,931

Underlying: Common Stock · 532,931 shares

Expires 2030-03-21

F1 · price: Pursuant to the terms of his employment agreement and in connection with the closing of the Agreement and Plan of Merger with Global Technology and Management Resources, Inc., Mr. Fuller received 532,931 warrants to purchase 532,931 shares of common stock at $1.04 per share, all of which are exercisable.

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March 22, 2023 Filed Mar 24, 2023 20:15 UTC
WRIGHT JAY ODirector · See Remarks · 10% owner
GrantWarrants · Derivative 532,931 Not disclosed Strike: $1.04 Not disclosed
Disclosure

SEC source: 0001575872-23-000436 · ownership.xml · derivative · entry 1

WRIGHT JAY O · CIK 0001310272 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 532,931

Underlying: Common Stock · 532,931 shares

Expires 2030-03-21

F1 · price: Pursuant to the terms of his employment agreement and in connection with the closing of the Agreement and Plan of Merger with Global Technology and Management Resources, Inc., Mr. Wright received 532,931 warrants to purchase 532,931 shares of common stock at $1.04 per share, all of which are exercisable.

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March 21, 2023 Filed Mar 23, 2023 16:16 UTC
Champoux Bernard SDirector · Chair of Board of Directors
PurchaseCommon Stock 50,420 $1.19 $59,999.80
Disclosure

SEC source: 0001575872-23-000425 · ownership.xml · nonDerivative · entry 2

Champoux Bernard S · CIK 0001946441 · Director · Chair of Board of Directors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,536

F2 · balance_after: Represents shares of common stock issued to Reporting Person as compensation for service as a member of the board of directors in fiscal year 2023, which vest monthly through 12/31/2023.

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March 21, 2023 Filed Mar 23, 2023 16:16 UTC
Champoux Bernard SDirector · Chair of Board of Directors
PurchaseCommon Stock 12,500 $1.20 $15,000.00
Disclosure

SEC source: 0001575872-23-000425 · ownership.xml · nonDerivative · entry 1

Champoux Bernard S · CIK 0001946441 · Director · Chair of Board of Directors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,116

F1 · balance_after: Represents shares of common stock issued to Reporting Person as compensation for service as a member of the board of directors in fiscal year 2022.

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March 21, 2023 Filed Mar 23, 2023 20:16 UTC PurchaseCommon Stock 50,420 $1.19 $59,999.80
Disclosure

SEC source: 0001575872-23-000424 · ownership.xml · nonDerivative · entry 2

Frost Patricia · CIK 0001947464 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,920

F2 · balance_after: Represents shares of common stock issued to Reporting Person as compensation for service as a member of the board of directors in fiscal year 2023, which vest monthly through 12/31/2023.

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March 21, 2023 Filed Mar 23, 2023 20:16 UTC PurchaseCommon Stock 12,500 $1.20 $15,000.00
Disclosure

SEC source: 0001575872-23-000424 · ownership.xml · nonDerivative · entry 1

Frost Patricia · CIK 0001947464 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,500

F1 · balance_after: Represents shares of common stock issued to Reporting Person as compensation for service as a member of the board of directors in fiscal year 2022.

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March 21, 2023 Filed Mar 23, 2023 20:15 UTC PurchaseCommon Stock 50,420 $1.19 $59,999.80
Disclosure

SEC source: 0001575872-23-000423 · ownership.xml · nonDerivative · entry 2

McMillen Charles Thomas · CIK 0001332108 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,987

F2 · balance_after: Represents shares of common stock issued to Reporting Person as compensation for service as a member of the board of directors in fiscal year 2023, which vest monthly through 12/31/2023.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.