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Castellum, Inc.

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Tapewire entity
7164
SEC CIK
0001877939
Parsed reports
125

Last 12 months

Inside the activity.

14 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202505
Dec 202507
Jan 202600
Feb 202600
Mar 202642
Apr 202600
May 202600
Jun 202600
Jul 202640
Aug 202600
Sep 202620
Oct 202640

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2026 Filed Oct 2, 2026 00:08 UTC
Ives Glen RDirector · President · Chief Executive Officer
PurchaseCommon Stock 1,700 $0.54 $909.84
Disclosure

SEC source: 0001877939-26-000084 · wk-form4_1790885297.xml · nonDerivative · entry 1

Ives Glen R · CIK 0001947023 · Director · President · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 202,578

F1 · price: Pursuant to the terms of the Castellum, Inc. 2025 Employee Stock Purchase Plan, the reporting person purchased 1,700 shares of common stock of the Registrant. The per share purchase price was calculated at a discount of fifteen percent to the closing price of the Registrant's common stock as quoted on the NYSE American LLC on September 30, 2026.

Read SEC document
October 01, 2026 Filed Oct 2, 2026 00:08 UTC
Merriman AndrewChief Operating Officer
PurchaseCommon Stock 1,396 $0.54 $747.14
Disclosure

SEC source: 0001877939-26-000085 · wk-form4_1790885326.xml · nonDerivative · entry 1

Merriman Andrew · CIK 0002036177 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 589,927

F1 · price: Pursuant to the terms of the Castellum, Inc. 2025 Employee Stock Purchase Plan, the reporting person purchased 1,396 shares of common stock of the Registrant. The per share purchase price was calculated at a discount of fifteen percent to the closing price of the Registrant's common stock as quoted on the NYSE American LLC on September 30, 2026.

Read SEC document
October 01, 2026 Filed Oct 2, 2026 00:09 UTC
MARTIN TAMMY LGeneral Counsel and Secretary
PurchaseCommon Stock 1,396 $0.54 $747.14
Disclosure

SEC source: 0001877939-26-000087 · wk-form4_1790885383.xml · nonDerivative · entry 1

MARTIN TAMMY L · CIK 0001329293 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,427

F1 · price: Pursuant to the terms of the Castellum, Inc. 2025 Employee Stock Purchase Plan, the reporting person purchased 1,396 shares of common stock of the Registrant. The per share purchase price was calculated at a discount of fifteen percent to the closing price of the Registrant's common stock as quoted on the NYSE American LLC on September 30, 2026.

Read SEC document
October 01, 2026 Filed Oct 2, 2026 00:09 UTC
Bell David TChief Financial Officer · Treasurer
PurchaseCommon Stock 1,396 $0.54 $747.14
Disclosure

SEC source: 0001877939-26-000086 · wk-form4_1790885354.xml · nonDerivative · entry 1

Bell David T · CIK 0001944338 · Chief Financial Officer · Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,651

F1 · price: Pursuant to the terms of the Castellum, Inc. 2025 Employee Stock Purchase Plan, the reporting person purchased 1,396 shares of common stock of the Registrant. The per share purchase price was calculated at a discount of fifteen percent to the closing price of the Registrant's common stock as quoted on the NYSE American LLC on September 30, 2026.

Read SEC document
September 09, 2026 Filed Sep 9, 2026 20:02 UTC
Merriman AndrewChief Operating Officer
PurchaseCommon Stock 10,000 $0.62 $6,200.00
Disclosure

SEC source: 0001877939-26-000079 · wk-form4_1788984163.xml · nonDerivative · entry 2

Merriman Andrew · CIK 0002036177 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 588,531

Read SEC document
September 09, 2026 Filed Sep 9, 2026 20:02 UTC
Merriman AndrewChief Operating Officer
PurchaseCommon Stock 40,000 $0.62 $24,772.00
Disclosure

SEC source: 0001877939-26-000079 · wk-form4_1788984163.xml · nonDerivative · entry 1

Merriman Andrew · CIK 0002036177 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 578,531

Read SEC document
July 01, 2026 Filed Jul 2, 2026 20:05 UTC
MARTIN TAMMY LGeneral Counsel and Secretary
PurchaseCommon Stock 1,202 $0.61 $735.62
Disclosure

SEC source: 0001877939-26-000059 · wk-form4_1783022734.xml · nonDerivative · entry 1

MARTIN TAMMY L · CIK 0001329293 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,031

F1 · price: Pursuant to the terms of the Castellum, Inc. 2025 Employee Stock Purchase Plan, the reporting person purchased 1,202 shares of common stock of the Registrant. The per share purchase price was calculated at a discount of fifteen percent to the closing price of the Registrant's common stock as quoted on the NYSE American LLC on June 30, 2026.

Read SEC document
July 01, 2026 Filed Jul 2, 2026 20:07 UTC
Merriman AndrewChief Operating Officer
PurchaseCommon Stock 1,202 $0.61 $735.62
Disclosure

SEC source: 0001877939-26-000061 · wk-form4_1783022819.xml · nonDerivative · entry 1

Merriman Andrew · CIK 0002036177 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 538,531

F1 · price: Pursuant to the terms of the Castellum, Inc. 2025 Employee Stock Purchase Plan, the reporting person purchased 1,202 shares of common stock of the Registrant. The per share purchase price was calculated at a discount of fifteen percent to the closing price of the Registrant's common stock as quoted on the NYSE American LLC on June 30, 2026.

Read SEC document
July 01, 2026 Filed Jul 2, 2026 20:06 UTC
Bell David TChief Financial Officer · Treasurer
PurchaseCommon Stock 1,202 $0.61 $735.62
Disclosure

SEC source: 0001877939-26-000060 · wk-form4_1783022780.xml · nonDerivative · entry 1

Bell David T · CIK 0001944338 · Chief Financial Officer · Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,255

F1 · price: Pursuant to the terms of the Castellum, Inc. 2025 Employee Stock Purchase Plan, the reporting person purchased 1,202 shares of common stock of the Registrant. The per share purchase price was calculated at a discount of fifteen percent to the closing price of the Registrant's common stock as quoted on the NYSE American LLC on June 30, 2026.

Read SEC document
July 01, 2026 Filed Jul 2, 2026 20:05 UTC
Ives Glen RPresident · Chief Executive Officer
GrantStock Options · Derivative 773,630 Not disclosed Strike: $0.73 Not disclosed
Disclosure

SEC source: 0001877939-26-000058 · wk-form4_1783022697.xml · derivative · entry 2

Ives Glen R · CIK 0001947023 · President · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 773,630

Underlying: Common Stock · 773,630 shares

Expires 2033-06-30

F2 · price: In connection with the July 1, 2026 second amendment to his employment agreement dated July 1, 2024, Mr. Ives received 773,630 stock options issued pursuant to the Castellum, Inc. Third Amended 2021 Stock Incentive Plan to purchase 773,630 shares of common stock which vest ratably over eighteen months. The exercise price is the closing price of the Registrant's common stock as quoted on the NYSE American LLC on the date of grant.

F2 · derivative.exercise_date: In connection with the July 1, 2026 second amendment to his employment agreement dated July 1, 2024, Mr. Ives received 773,630 stock options issued pursuant to the Castellum, Inc. Third Amended 2021 Stock Incentive Plan to purchase 773,630 shares of common stock which vest ratably over eighteen months. The exercise price is the closing price of the Registrant's common stock as quoted on the NYSE American LLC on the date of grant.

Read SEC document
July 01, 2026 Filed Jul 2, 2026 20:05 UTC
Ives Glen RPresident · Chief Executive Officer
PurchaseCommon Stock 1,262 $0.61 $772.34
Disclosure

SEC source: 0001877939-26-000058 · wk-form4_1783022697.xml · nonDerivative · entry 1

Ives Glen R · CIK 0001947023 · President · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,878

F1 · price: Pursuant to the terms of the Castellum, Inc. 2025 Employee Stock Purchase Plan, the reporting person purchased 1,262 shares of common stock of the Registrant. The per share purchase price was calculated at a discount of fifteen percent to the closing price of the Registrant's common stock as quoted on the NYSE American LLC on June 30, 2026.

Read SEC document
March 31, 2026 Filed Mar 31, 2026 20:08 UTC
MARTIN TAMMY LGeneral Counsel and Secretary
GrantCommon Stock 1,329 $0.45 $603.90
Disclosure

SEC source: 0001329293-26-000002 · wk-form4_1774987730.xml · nonDerivative · entry 1

MARTIN TAMMY L · CIK 0001329293 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,829

F1 · acquired: Pursuant to the terms of the Castellum, Inc. 2025 Employee Stock Purchase Plan, the reporting person purchased 1,329 shares of common stock of the Registrant. The per share purchase price was calculated at a discount of fifteen percent to the closing price of the Registrant's common stock as quoted on the NYSE American LLC on March 30, 2026.

Read SEC document
March 31, 2026 Filed Mar 31, 2026 20:08 UTC
Bell David TChief Financial Officer · Treasurer
GrantCommon Stock 1,329 $0.45 $603.90
Disclosure

SEC source: 0001944338-26-000002 · wk-form4_1774987704.xml · nonDerivative · entry 1

Bell David T · CIK 0001944338 · Chief Financial Officer · Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,053

F1 · acquired: Pursuant to the terms of the Castellum, Inc. 2025 Employee Stock Purchase Plan, the reporting person purchased 1,329 shares of common stock of the Registrant. The per share purchase price was calculated at a discount of fifteen percent to the closing price of the Registrant's common stock as quoted on the NYSE American LLC on March 30, 2026.

Read SEC document
March 31, 2026 Filed Mar 31, 2026 20:08 UTC
Merriman AndrewChief Operating Officer
GrantCommon Stock 1,329 $0.45 $603.90
Disclosure

SEC source: 0002036177-26-000004 · wk-form4_1774987678.xml · nonDerivative · entry 1

Merriman Andrew · CIK 0002036177 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 537,329

F1 · acquired: Pursuant to the terms of the Castellum, Inc. 2025 Employee Stock Purchase Plan, the reporting person purchased 1,329 shares of common stock of the Registrant. The per share purchase price was calculated at a discount of fifteen percent to the closing price of the Registrant's common stock as quoted on the NYSE American LLC on March 30, 2026.

Read SEC document
March 27, 2026 Filed Mar 27, 2026 20:00 UTC
Merriman AndrewChief Operating Officer
PurchaseCommon Stock 2,000 $0.64 $1,285.20
Disclosure

SEC source: 0002036177-26-000002 · wk-form4_1774641642.xml · nonDerivative · entry 1

Merriman Andrew · CIK 0002036177 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 536,000

Read SEC document
March 27, 2026 Filed Mar 27, 2026 20:05 UTC
Ives Glen RPresident · Chief Executive Officer
PurchaseCommon Stock 2,000 $0.62 $1,231.40
Disclosure

SEC source: 0001947023-26-000003 · wk-form4_1774641903.xml · nonDerivative · entry 1

Ives Glen R · CIK 0001947023 · President · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 199,616

Read SEC document
March 26, 2026 Filed Mar 26, 2026 20:02 UTC
Ives Glen RPresident · Chief Executive Officer
PurchaseCommon Stock 10,000 $0.66 $6,649.00
Disclosure

SEC source: 0001877939-26-000021 · wk-form4_1774555374.xml · nonDerivative · entry 1

Ives Glen R · CIK 0001947023 · President · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 197,616

Read SEC document
March 25, 2026 Filed Mar 27, 2026 20:37 UTC SaleCommon Stock 30,000 $0.70 $21,129.00
Disclosure

SEC source: 0001332108-26-000006 · wk-form4_1774643847.xml · nonDerivative · entry 1

McMillen Charles Thomas · CIK 0001332108 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 231,015

F1 · ownership.direct: Reflects the issuance of common stock in connection with the cashless exercise of stock options.

Read SEC document
March 18, 2026 Filed Mar 18, 2026 20:43 UTC
Merriman AndrewChief Operating Officer
PurchaseCommon Stock 3,000 $0.80 $2,394.90
Disclosure

SEC source: 0001877939-26-000018 · wk-form4_1773866630.xml · nonDerivative · entry 1

Merriman Andrew · CIK 0002036177 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 534,000

Read SEC document
March 18, 2026 Filed Mar 20, 2026 20:01 UTC SaleCommon Stock 55,000 $0.80 $44,099.00
Disclosure

SEC source: 0001877939-26-000020 · wk-form4_1774036869.xml · nonDerivative · entry 1

McMillen Charles Thomas · CIK 0001332108 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 261,015

Read SEC document
December 19, 2025 Filed Dec 22, 2025 21:02 UTC
WRIGHT JAY ODirector · General Counsel, Secretary · EVP - Strategy
SaleCommon Stock 30,000 $1.05 $31,500.00
Disclosure

SEC source: 0001310272-25-000026 · wk-form4_1766437318.xml · nonDerivative · entry 1

WRIGHT JAY O · CIK 0001310272 · Director · General Counsel, Secretary · EVP - Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,134,973

Read SEC document
December 16, 2025 Filed Dec 17, 2025 21:02 UTC
WRIGHT JAY ODirector · General Counsel, Secretary · EVP - Strategy
SaleCommon Stock 12,000 $1.07 $12,876.00
Disclosure

SEC source: 0001877939-25-000127 · wk-form4_1766005350.xml · nonDerivative · entry 2

WRIGHT JAY O · CIK 0001310272 · Director · General Counsel, Secretary · EVP - Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,164,973

Read SEC document
December 15, 2025 Filed Dec 17, 2025 21:02 UTC
WRIGHT JAY ODirector · General Counsel, Secretary · EVP - Strategy
SaleCommon Stock 6,000 $1.10 $6,618.00
Disclosure

SEC source: 0001877939-25-000127 · wk-form4_1766005350.xml · nonDerivative · entry 1

WRIGHT JAY O · CIK 0001310272 · Director · General Counsel, Secretary · EVP - Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,176,973

Read SEC document
December 12, 2025 Filed Dec 12, 2025 21:34 UTC
WRIGHT JAY ODirector · General Counsel, Secretary · EVP - Strategy
SaleCommon Stock 11,000 $1.16 $12,749.00
Disclosure

SEC source: 0001310272-25-000023 · wk-form4_1765575239.xml · nonDerivative · entry 3

WRIGHT JAY O · CIK 0001310272 · Director · General Counsel, Secretary · EVP - Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,182,973

Read SEC document
December 11, 2025 Filed Dec 12, 2025 21:34 UTC
WRIGHT JAY ODirector · General Counsel, Secretary · EVP - Strategy
SaleCommon Stock 50,000 $1.16 $58,050.00
Disclosure

SEC source: 0001310272-25-000023 · wk-form4_1765575239.xml · nonDerivative · entry 2

WRIGHT JAY O · CIK 0001310272 · Director · General Counsel, Secretary · EVP - Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,193,973

Read SEC document
December 10, 2025 Filed Dec 12, 2025 21:34 UTC
WRIGHT JAY ODirector · General Counsel, Secretary · EVP - Strategy
SaleCommon Stock 127,000 $1.21 $153,289.00
Disclosure

SEC source: 0001310272-25-000023 · wk-form4_1765575239.xml · nonDerivative · entry 1

WRIGHT JAY O · CIK 0001310272 · Director · General Counsel, Secretary · EVP - Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,243,973

Read SEC document
December 01, 2025 Filed Dec 2, 2025 21:02 UTC
WRIGHT JAY ODirector · General Counsel, Secretary · EVP - Strategy
SaleCommon Stock 35,000 $1.05 $36,750.00
Disclosure

SEC source: 0001310272-25-000021 · wk-form4_1764709369.xml · nonDerivative · entry 2

WRIGHT JAY O · CIK 0001310272 · Director · General Counsel, Secretary · EVP - Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,370,973

Read SEC document
November 28, 2025 Filed Dec 2, 2025 21:02 UTC
WRIGHT JAY ODirector · General Counsel, Secretary · EVP - Strategy
SaleCommon Stock 18,000 $1.06 $18,990.00
Disclosure

SEC source: 0001310272-25-000021 · wk-form4_1764709369.xml · nonDerivative · entry 1

WRIGHT JAY O · CIK 0001310272 · Director · General Counsel, Secretary · EVP - Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,405,973

Read SEC document
November 17, 2025 Filed Nov 18, 2025 21:01 UTC
WRIGHT JAY ODirector · General Counsel, Secretary · EVP - Strategy
SaleCommon Stock 10,000 $1.16 $11,560.00
Disclosure

SEC source: 0001310272-25-000019 · wk-form4_1763499672.xml · nonDerivative · entry 2

WRIGHT JAY O · CIK 0001310272 · Director · General Counsel, Secretary · EVP - Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,423,973

Read SEC document
November 14, 2025 Filed Nov 18, 2025 21:01 UTC
WRIGHT JAY ODirector · General Counsel, Secretary · EVP - Strategy
SaleCommon Stock 90,000 $1.15 $103,500.00
Disclosure

SEC source: 0001310272-25-000019 · wk-form4_1763499672.xml · nonDerivative · entry 1

WRIGHT JAY O · CIK 0001310272 · Director · General Counsel, Secretary · EVP - Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,433,973

Read SEC document
November 13, 2025 Filed Nov 13, 2025 22:04 UTC
WRIGHT JAY ODirector · General Counsel, Secretary · 10% owner · EVP - Strategy
SaleCommon Stock 160,000 $1.17 $186,400.00
Disclosure

SEC source: 0001310272-25-000017 · wk-form4_1763071494.xml · nonDerivative · entry 2

WRIGHT JAY O · CIK 0001310272 · Director · General Counsel, Secretary · 10% owner · EVP - Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,523,973

Read SEC document
November 11, 2025 Filed Nov 13, 2025 06:51 UTC GrantStock Options · Derivative 100,000 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001877939-25-000119 · wk-form4_1763034697.xml · derivative · entry 1

Champoux Bernard S · CIK 0001946441 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2032-11-10

F1 · derivative.exercise_date: As compensation for his service as an independent member of the Board of Directors, Mr. Champoux received 100,000 stock options granted pursuant to the terms of the Castellum, Inc. Second Amended 2021 Stock Incentive Plan to purchase 100,000 shares of common stock which vest ratably over a period of twenty months commencing December 1, 2025.

Read SEC document
November 11, 2025 Filed Nov 13, 2025 22:04 UTC
WRIGHT JAY ODirector · General Counsel, Secretary · 10% owner · EVP - Strategy
SaleCommon Stock 60,000 $1.18 $70,800.00
Disclosure

SEC source: 0001310272-25-000017 · wk-form4_1763071494.xml · nonDerivative · entry 1

WRIGHT JAY O · CIK 0001310272 · Director · General Counsel, Secretary · 10% owner · EVP - Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,683,973

Read SEC document
November 11, 2025 Filed Nov 13, 2025 11:53 UTC
Bell David TChief Financial Officer · Treasurer
GrantStock Options · Derivative 225,000 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001877939-25-000122 · wk-form4_1763034779.xml · derivative · entry 1

Bell David T · CIK 0001944338 · Chief Financial Officer · Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Common Stock · 225,000 shares

Expires 2032-11-10

F1 · derivative.exercise_date: In connection with his continued employment, on November 11, 2025 Mr. Bell received 225,000 stock options issued pursuant to the Castellum, Inc. Second Amended 2021 Stock Incentive Plan to purchase 225,000 shares of common stock which vest ratably over twenty months, commencing December 1, 2025.

Read SEC document
November 11, 2025 Filed Nov 13, 2025 11:52 UTC
Merriman AndrewChief Operating Officer
GrantStock Options · Derivative 275,000 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001877939-25-000121 · wk-form4_1763034752.xml · derivative · entry 1

Merriman Andrew · CIK 0002036177 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 275,000

Underlying: Common Stock · 275,000 shares

Expires 2032-11-10

F1 · derivative.exercise_date: In connection with his continued employment, on November 11, 2025 Mr. Merriman received 275,000 stock options issued pursuant to the Castellum, Inc. Second Amended 2021 Stock Incentive Plan to purchase 275,000 shares of common stock, which vest ratably over twenty months, commencing December 1, 2025.

Read SEC document
November 11, 2025 Filed Nov 13, 2025 11:52 UTC GrantStock Options · Derivative 100,000 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001877939-25-000120 · wk-form4_1763034729.xml · derivative · entry 1

McMillen Charles Thomas · CIK 0001332108 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2032-11-10

F1 · derivative.exercise_date: As compensation for his service as an independent member of the Board of Directors, Mr. McMillen received 100,000 stock options granted pursuant to the terms of the Castellum, Inc. Second Amended 2021 Stock Incentive Plan to purchase 100,000 shares of common stock which vest ratably over a period of twenty months commencing December 1, 2025.

Read SEC document
November 11, 2025 Filed Nov 13, 2025 11:51 UTC GrantStock Options · Derivative 100,000 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001877939-25-000118 · wk-form4_1763034673.xml · derivative · entry 1

Alarie Mark S · CIK 0001947093 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2032-11-10

F1 · derivative.exercise_date: As compensation for his service as an independent member of the Board of Directors, Mr. Alarie received 100,000 stock options granted pursuant to the terms of the Castellum, Inc. Second Amended 2021 Stock Incentive Plan to purchase 100,000 shares of common stock which vest ratably over a period of twenty months commencing December 1, 2025.

Read SEC document
November 11, 2025 Filed Nov 13, 2025 11:50 UTC
Ives Glen RPresident · Chief Executive Officer
GrantStock Options · Derivative 500,000 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001947023-25-000005 · wk-form4_1763034637.xml · derivative · entry 1

Ives Glen R · CIK 0001947023 · President · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2032-11-10

F1 · derivative.exercise_date: In connection with his continued employment, on November 11, 2025 Mr. Ives received 500,000 stock options issued pursuant to the Castellum, Inc. Second Amended 2021 Stock Incentive Plan to purchase 500,000 shares of common stock which vest ratably over twenty months, commencing December 1, 2025.

Read SEC document
November 11, 2025 Filed Nov 13, 2025 11:50 UTC GrantStock Options · Derivative 100,000 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001947772-25-000003 · wk-form4_1763034605.xml · derivative · entry 1

Campbell John Francis · CIK 0001947772 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2032-11-10

F1 · derivative.exercise_date: As compensation for his service as an independent member of the Board of Directors, Mr. Campbell received 100,000 stock options granted pursuant to the terms of the Castellum, Inc. Second Amended 2021 Stock Incentive Plan to purchase 100,000 shares of common stock which vest ratably over a period of twenty months commencing December 1, 2025.

Read SEC document
September 16, 2025 Filed Sep 17, 2025 20:00 UTC
WRIGHT JAY ODirector · General Counsel, Secretary · 10% owner · EVP - Strategy
SaleCommon Stock 50,000 $1.11 $55,500.00
Disclosure

SEC source: 0001877939-25-000101 · wk-form4_1758139232.xml · nonDerivative · entry 2

WRIGHT JAY O · CIK 0001310272 · Director · General Counsel, Secretary · 10% owner · EVP - Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,743,973

Read SEC document
September 15, 2025 Filed Sep 17, 2025 20:00 UTC
WRIGHT JAY ODirector · General Counsel, Secretary · 10% owner · EVP - Strategy
SaleCommon Stock 50,000 $1.10 $55,000.00
Disclosure

SEC source: 0001877939-25-000101 · wk-form4_1758139232.xml · nonDerivative · entry 1

WRIGHT JAY O · CIK 0001310272 · Director · General Counsel, Secretary · 10% owner · EVP - Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,793,973

Read SEC document
September 12, 2025 Filed Sep 12, 2025 20:00 UTC
WRIGHT JAY ODirector · General Counsel, Secretary · 10% owner · EVP - Strategy
SaleCommon Stock 73,000 $1.12 $81,760.00
Disclosure

SEC source: 0001877939-25-000095 · wk-form4_1757707229.xml · nonDerivative · entry 3

WRIGHT JAY O · CIK 0001310272 · Director · General Counsel, Secretary · 10% owner · EVP - Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,843,973

Read SEC document
September 11, 2025 Filed Sep 12, 2025 20:00 UTC
WRIGHT JAY ODirector · General Counsel, Secretary · 10% owner · EVP - Strategy
SaleCommon Stock 90,000 $1.12 $100,800.00
Disclosure

SEC source: 0001877939-25-000095 · wk-form4_1757707229.xml · nonDerivative · entry 2

WRIGHT JAY O · CIK 0001310272 · Director · General Counsel, Secretary · 10% owner · EVP - Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,916,973

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September 10, 2025 Filed Sep 12, 2025 20:00 UTC
WRIGHT JAY ODirector · General Counsel, Secretary · 10% owner · EVP - Strategy
SaleCommon Stock 70,000 $1.12 $78,400.00
Disclosure

SEC source: 0001877939-25-000095 · wk-form4_1757707229.xml · nonDerivative · entry 1

WRIGHT JAY O · CIK 0001310272 · Director · General Counsel, Secretary · 10% owner · EVP - Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,006,973

Read SEC document
September 09, 2025 Filed Sep 9, 2025 20:14 UTC
WRIGHT JAY ODirector · General Counsel, Secretary · 10% owner · EVP - Strategy
SaleCommon Stock 150,000 $1.12 $168,000.00
Disclosure

SEC source: 0001877939-25-000093 · wk-form4_1757448884.xml · nonDerivative · entry 3

WRIGHT JAY O · CIK 0001310272 · Director · General Counsel, Secretary · 10% owner · EVP - Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,076,973

Read SEC document
September 08, 2025 Filed Sep 9, 2025 20:14 UTC
WRIGHT JAY ODirector · General Counsel, Secretary · 10% owner · EVP - Strategy
SaleCommon Stock 250,227 $1.12 $280,254.24
Disclosure

SEC source: 0001877939-25-000093 · wk-form4_1757448884.xml · nonDerivative · entry 2

WRIGHT JAY O · CIK 0001310272 · Director · General Counsel, Secretary · 10% owner · EVP - Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,226,973

Read SEC document
September 05, 2025 Filed Sep 9, 2025 20:14 UTC
WRIGHT JAY ODirector · General Counsel, Secretary · 10% owner · EVP - Strategy
SaleCommon Stock 46,473 $1.08 $50,190.84
Disclosure

SEC source: 0001877939-25-000093 · wk-form4_1757448884.xml · nonDerivative · entry 1

WRIGHT JAY O · CIK 0001310272 · Director · General Counsel, Secretary · 10% owner · EVP - Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,477,200

Read SEC document
September 03, 2025 Filed Sep 3, 2025 21:06 UTC
Fuller Mark CFormer Officer and Affiliate
SaleCommon Stock 500,000 $1.12 $560,000.00
Disclosure

SEC source: 0001944544-25-000014 · wk-form4_1756933593.xml · nonDerivative · entry 1

Fuller Mark C · CIK 0001944544 · Former Officer and Affiliate

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,113,659

F1 · balance_after: Includes (a) 6,047,519 common shares held by The Mark Chappelle Fuller Revocable Trust, Mark Fuller, TTEE, (b) 50,000 common shares held by Janice Lynn Dudley Revocable Trust, Janice Lynn Dudley TTEE, and (c) 16,140 common shares held by Mark Fuller.

F2 · balance_after: Effective May 28, 2025, Mr. Fuller ceased to be a member of the Company's board of directors.

F3 · balance_after: Effective June 12, 2025, Mr. Fuller ceased to be an affiliate of the Company.

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August 28, 2025 Filed Aug 28, 2025 20:00 UTC
WRIGHT JAY ODirector · General Counsel, Secretary · 10% owner · EVP - Strategy
SaleCommon Stock 24,000 $1.05 $25,104.00
Disclosure

SEC source: 0001310272-25-000015 · wk-form4_1756411217.xml · nonDerivative · entry 2

WRIGHT JAY O · CIK 0001310272 · Director · General Counsel, Secretary · 10% owner · EVP - Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,523,673

Read SEC document
August 27, 2025 Filed Aug 28, 2025 20:00 UTC
WRIGHT JAY ODirector · General Counsel, Secretary · 10% owner · EVP - Strategy
SaleCommon Stock 40,000 $1.04 $41,600.00
Disclosure

SEC source: 0001310272-25-000015 · wk-form4_1756411217.xml · nonDerivative · entry 1

WRIGHT JAY O · CIK 0001310272 · Director · General Counsel, Secretary · 10% owner · EVP - Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,547,673

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.