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CARRIAGE SERVICES INC

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5426
SEC CIK
0001016281
Parsed reports
520

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 10, 2021 Filed Mar 12, 2021 21:51 UTC
Blinderman Viki KPrincipal Financial Officer
Exercise / conversionStock Options · Derivative 25,000 $22.58 Strike: $22.58 $564,500.00
Disclosure

SEC source: 0001016281-21-000079 · wf-form4_161558589229415.xml · derivative · entry 9

Blinderman Viki K · CIK 0001456523 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2022-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Stock Option grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan granted on 2/24/2015. 25,000 vested options were exercised on 3/10/2021.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 21:51 UTC
Blinderman Viki KPrincipal Financial Officer
Tax withholdingCommon Stock 11,740 $36.79 $431,914.60
Disclosure

SEC source: 0001016281-21-000079 · wf-form4_161558589229415.xml · nonDerivative · entry 8

Blinderman Viki K · CIK 0001456523 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,312

F4 · shares: Represents shares withheld on 3/10/2021 to cover the option price and tax liability associated with the exercise of stock options granted on 2/14/2018.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 21:51 UTC
Blinderman Viki KPrincipal Financial Officer
Exercise / conversionCommon Stock 15,000 $25.43 $381,450.00
Disclosure

SEC source: 0001016281-21-000079 · wf-form4_161558589229415.xml · nonDerivative · entry 7

Blinderman Viki K · CIK 0001456523 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,052

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 21:51 UTC
Blinderman Viki KPrincipal Financial Officer
Tax withholdingCommon Stock 22,457 $36.79 $826,193.03
Disclosure

SEC source: 0001016281-21-000079 · wf-form4_161558589229415.xml · nonDerivative · entry 6

Blinderman Viki K · CIK 0001456523 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,052

F3 · shares: Represents shares withheld on 3/10/2021 to cover the option price and tax liability associated with the exercise of stock options granted on 3/21/2017.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 21:51 UTC
Blinderman Viki KPrincipal Financial Officer
Exercise / conversionCommon Stock 27,920 $26.54 $740,996.80
Disclosure

SEC source: 0001016281-21-000079 · wf-form4_161558589229415.xml · nonDerivative · entry 5

Blinderman Viki K · CIK 0001456523 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,509

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 21:51 UTC
Blinderman Viki KPrincipal Financial Officer
Tax withholdingCommon Stock 7,351 $36.79 $270,443.29
Disclosure

SEC source: 0001016281-21-000079 · wf-form4_161558589229415.xml · nonDerivative · entry 4

Blinderman Viki K · CIK 0001456523 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,589

F2 · shares: Represents shares withheld on 3/10/2021 to cover the option price and tax liability associated with the exercise of stock options granted on 2/23/2016.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 21:51 UTC
Blinderman Viki KPrincipal Financial Officer
Exercise / conversionCommon Stock 12,000 $20.06 $240,720.00
Disclosure

SEC source: 0001016281-21-000079 · wf-form4_161558589229415.xml · nonDerivative · entry 3

Blinderman Viki K · CIK 0001456523 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,940

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 21:51 UTC
Blinderman Viki KPrincipal Financial Officer
Tax withholdingCommon Stock 18,285 $36.79 $672,705.15
Disclosure

SEC source: 0001016281-21-000079 · wf-form4_161558589229415.xml · nonDerivative · entry 2

Blinderman Viki K · CIK 0001456523 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,940

F1 · shares: Represents shares withheld on 3/10/2021 to cover the option price and tax liability associated with the exercise of stock options granted on 2/24/2015.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 21:51 UTC
Blinderman Viki KPrincipal Financial Officer
Exercise / conversionCommon Stock 25,000 $22.58 $564,500.00
Disclosure

SEC source: 0001016281-21-000079 · wf-form4_161558589229415.xml · nonDerivative · entry 1

Blinderman Viki K · CIK 0001456523 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,225

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2021 Filed Mar 5, 2021 21:21 UTC
Metzger Steven DSenior VP and General Counsel
PurchaseCommon Stock 1,000 $33.50 $33,500.00
Disclosure

SEC source: 0001016281-21-000076 · wf-form4_161497926678852.xml · nonDerivative · entry 1

Metzger Steven D · CIK 0001703447 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,708

Read SEC document
March 04, 2021 Filed Mar 5, 2021 21:21 UTC PurchaseCommon Stock 3,000 $33.78 $101,340.00
Disclosure

SEC source: 0001016281-21-000077 · wf-form4_161497928472687.xml · nonDerivative · entry 1

FINGERHUT BARRY K · CIK 0001047744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,104

Read SEC document
February 24, 2021 Filed Mar 3, 2021 02:04 UTC
Quezada Carlos R.VP of Cemetery Sales/Marketing
PurchaseCommon Stock 750 $33.71 $25,282.50
Disclosure

SEC source: 0001016281-21-000073 · wf-form4_161473702379943.xml · nonDerivative · entry 1

Quezada Carlos R. · CIK 0001816945 · VP of Cemetery Sales/Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,425

Read SEC document
February 20, 2021 Filed Feb 23, 2021 23:00 UTC
Olaniyan AdeolaPrincipal Accounting Officer
SaleCommon Stock 478 $34.46 $16,471.88
Disclosure

SEC source: 0001016281-21-000065 · wf-form4_161412118924630.xml · nonDerivative · entry 1

Olaniyan Adeola · CIK 0001696620 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,478

F1 · shares: Represents shares withheld on February 20, 2021 to cover taxes associated with the vesting of shares of restricted stock granted on February 20, 2019.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 21:36 UTC
Schappaugh PeggyVP of Operations & Acquistions
GrantStock Options · Derivative 50,000 Not disclosed Strike: $34.79 Not disclosed
Disclosure

SEC source: 0001016281-21-000063 · wf-form4_161377056913357.xml · derivative · entry 2

Schappaugh Peggy · CIK 0001806645 · VP of Operations & Acquistions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2031-02-17

F1 · price: Stock Options granted on 2/17/2021 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan that will vest in equal 20% increments each year over the next five years. These options expire on 2/17/2031.

F1 · derivative.exercise_date: Stock Options granted on 2/17/2021 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan that will vest in equal 20% increments each year over the next five years. These options expire on 2/17/2031.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 21:36 UTC
Olaniyan AdeolaPrincipal Accounting Officer
GrantStock Options · Derivative 12,000 Not disclosed Strike: $34.79 Not disclosed
Disclosure

SEC source: 0001016281-21-000062 · wf-form4_161377050415531.xml · derivative · entry 2

Olaniyan Adeola · CIK 0001696620 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2031-02-17

F1 · price: Stock Options granted on 2/17/2021 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan that will vest in equal 20% increments each year over the next five years. These options expire on 2/17/2031.

F1 · derivative.exercise_date: Stock Options granted on 2/17/2021 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan that will vest in equal 20% increments each year over the next five years. These options expire on 2/17/2031.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 21:34 UTC
Manceaux ChristopherSr. VP and Regional Partner
GrantStock Options · Derivative 50,000 Not disclosed Strike: $34.79 Not disclosed
Disclosure

SEC source: 0001016281-21-000061 · wf-form4_161377046425745.xml · derivative · entry 2

Manceaux Christopher · CIK 0001780568 · Sr. VP and Regional Partner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2031-02-17

F1 · price: Stock Options granted on 2/17/2021 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan that will vest in equal 20% increments each year over the next five years. These options expire on 2/17/2031.

F1 · derivative.exercise_date: Stock Options granted on 2/17/2021 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan that will vest in equal 20% increments each year over the next five years. These options expire on 2/17/2031.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 21:33 UTC
Brink Carl BenjaminChief Financial Officer
GrantStock Options · Derivative 50,000 Not disclosed Strike: $34.79 Not disclosed
Disclosure

SEC source: 0001016281-21-000059 · wf-form4_161377037164423.xml · derivative · entry 3

Brink Carl Benjamin · CIK 0001643336 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2031-02-17

F1 · price: Stock Options granted on 2/17/2021 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan that will vest in equal 20% increments each year over the next five years. These options expire on 2/17/2031.

F1 · derivative.exercise_date: Stock Options granted on 2/17/2021 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan that will vest in equal 20% increments each year over the next five years. These options expire on 2/17/2031.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 21:34 UTC
Metzger Steven DSenior VP and General Counsel
GrantStock Options · Derivative 50,000 Not disclosed Strike: $34.79 Not disclosed
Disclosure

SEC source: 0001016281-21-000060 · wf-form4_161377041044758.xml · derivative · entry 2

Metzger Steven D · CIK 0001703447 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2031-02-17

F1 · price: Stock Options granted on 2/17/2021 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan that will vest in equal 20% increments each year over the next five years. These options expire on 2/17/2031.

F1 · derivative.exercise_date: Stock Options granted on 2/17/2021 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan that will vest in equal 20% increments each year over the next five years. These options expire on 2/17/2031.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 21:32 UTC
PAYNE MELVIN CDirector · CEO
GrantStock Options · Derivative 150,000 Not disclosed Strike: $34.79 Not disclosed
Disclosure

SEC source: 0001016281-21-000058 · wf-form4_161377035377041.xml · derivative · entry 6

PAYNE MELVIN C · CIK 0001024177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2031-02-17

F2 · price: Stock Options granted on 2/17/2021 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan that will vest in equal 20% increments each year over the next five years. These options expire on 2/17/2031.

F2 · derivative.exercise_date: Stock Options granted on 2/17/2021 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan that will vest in equal 20% increments each year over the next five years. These options expire on 2/17/2031.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 21:32 UTC
PAYNE MELVIN CDirector · CEO
GrantStock Options · Derivative 150,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001016281-21-000058 · wf-form4_161377035377041.xml · derivative · entry 5

PAYNE MELVIN C · CIK 0001024177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2031-02-17

F1 · derivative.exercise_price: Stock Options granted on 2/17/2021 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan. 50,000 stock options would immediately vest upon the stock reaching a price of $55.39 per share and 100,000 stock options would immediately vest upon the stock reaching a price of $77.34 per share, as long as each price is reached for three consecutive trading days during the next 7 year period. These options expire on 2/17/2031.

F1 · price: Stock Options granted on 2/17/2021 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan. 50,000 stock options would immediately vest upon the stock reaching a price of $55.39 per share and 100,000 stock options would immediately vest upon the stock reaching a price of $77.34 per share, as long as each price is reached for three consecutive trading days during the next 7 year period. These options expire on 2/17/2031.

F1 · derivative.exercise_date: Stock Options granted on 2/17/2021 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan. 50,000 stock options would immediately vest upon the stock reaching a price of $55.39 per share and 100,000 stock options would immediately vest upon the stock reaching a price of $77.34 per share, as long as each price is reached for three consecutive trading days during the next 7 year period. These options expire on 2/17/2031.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 21:32 UTC
Elliott Paul DonaldSr. VP and Regional Partner
GrantStock Options · Derivative 50,000 Not disclosed Strike: $34.79 Not disclosed
Disclosure

SEC source: 0001016281-21-000057 · wf-form4_161377033222616.xml · derivative · entry 3

Elliott Paul Donald · CIK 0001557459 · Sr. VP and Regional Partner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2031-02-17

F1 · price: Stock Options granted on 2/17/2021 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan that will vest in equal 20% increments each year over the next five years. These options expire on 2/17/2031.

F1 · derivative.exercise_date: Stock Options granted on 2/17/2021 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan that will vest in equal 20% increments each year over the next five years. These options expire on 2/17/2031.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 21:32 UTC
Phillips Shawn RSenior Vice President
GrantStock Options · Derivative 50,000 Not disclosed Strike: $34.79 Not disclosed
Disclosure

SEC source: 0001016281-21-000056 · wf-form4_161377029375293.xml · derivative · entry 2

Phillips Shawn R · CIK 0001427418 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2031-02-17

F1 · price: Stock Options granted on 2/17/2021 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan that will vest in equal 20% increments each year over the next five years. These options expire on 2/17/2031.

F1 · derivative.exercise_date: Stock Options granted on 2/17/2021 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan that will vest in equal 20% increments each year over the next five years. These options expire on 2/17/2031.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 21:31 UTC
Quezada Carlos R.VP of Cemetery Sales/Marketing
GrantStock Options · Derivative 50,000 Not disclosed Strike: $34.79 Not disclosed
Disclosure

SEC source: 0001016281-21-000055 · wf-form4_161377025522395.xml · derivative · entry 2

Quezada Carlos R. · CIK 0001816945 · VP of Cemetery Sales/Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2031-02-17

F1 · price: Stock Options granted on 2/17/2021 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan that will vest in equal 20% increments each year over the next five years. The options expire on 2/17/2031.

F1 · derivative.exercise_date: Stock Options granted on 2/17/2021 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan that will vest in equal 20% increments each year over the next five years. The options expire on 2/17/2031.

Read SEC document
February 14, 2021 Filed Feb 18, 2021 02:44 UTC
Olaniyan AdeolaPrincipal Accounting Officer
SaleCommon Stock 421 $36.58 $15,400.18
Disclosure

SEC source: 0001016281-21-000040 · wf-form4_161361626944739.xml · nonDerivative · entry 1

Olaniyan Adeola · CIK 0001696620 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,948

F1 · shares: Represents shares withheld on February 14, 2021 to cover taxes associated with the vesting of shares of restricted stock granted on February 14, 2018.

Read SEC document
February 14, 2021 Filed Feb 18, 2021 02:44 UTC
Elliott Paul DonaldSr. VP and Regional Partner
SaleCommon Stock 579 $36.58 $21,179.82
Disclosure

SEC source: 0001016281-21-000039 · wf-form4_161361624578349.xml · nonDerivative · entry 1

Elliott Paul Donald · CIK 0001557459 · Sr. VP and Regional Partner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,895

F1 · shares: Represents shares withheld on February 14, 2021 to cover taxes associated with the vesting of shares of restricted stock granted on February 14, 2018.

Read SEC document
February 14, 2021 Filed Feb 18, 2021 02:43 UTC
Manceaux ChristopherSr. VP and Regional Partner
SaleCommon Stock 189 $36.58 $6,913.62
Disclosure

SEC source: 0001016281-21-000038 · wf-form4_161361620740965.xml · nonDerivative · entry 1

Manceaux Christopher · CIK 0001780568 · Sr. VP and Regional Partner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,654

F1 · shares: Represents shares withheld on February 14, 2021 to cover taxes associated with the vesting of shares of restricted stock granted on February 14, 2018.

Read SEC document
February 14, 2021 Filed Feb 18, 2021 02:43 UTC
Blinderman Viki KPrincipal Financial Officer
SaleCommon Stock 394 $36.58 $14,412.52
Disclosure

SEC source: 0001016281-21-000037 · wf-form4_161361617564585.xml · nonDerivative · entry 1

Blinderman Viki K · CIK 0001456523 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,225

F1 · shares: Represents shares withheld on February 14, 2021 to cover taxes associated with the vesting of shares of restricted stock granted on February 14, 2018.

Read SEC document
February 14, 2021 Filed Feb 18, 2021 02:42 UTC
PAYNE MELVIN CDirector · CEO
SaleCommon Stock 1,804 $36.58 $65,990.32
Disclosure

SEC source: 0001016281-21-000036 · wf-form4_161361615334321.xml · nonDerivative · entry 1

PAYNE MELVIN C · CIK 0001024177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,240,347

F1 · shares: Represents shares withheld on February 14, 2021 to cover taxes associated with the vesting of shares of restricted stock granted on February 14, 2018.

Read SEC document
February 14, 2021 Filed Feb 18, 2021 02:42 UTC
Schappaugh PeggyVP of Operations & Acquistions
SaleCommon Stock 148 $36.58 $5,413.84
Disclosure

SEC source: 0001016281-21-000035 · wf-form4_161361612227412.xml · nonDerivative · entry 1

Schappaugh Peggy · CIK 0001806645 · VP of Operations & Acquistions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,092

F1 · shares: Represents shares withheld on February 14, 2021 to cover taxes associated with the vesting of shares of restricted stock granted on February 14, 2018.

Read SEC document
February 14, 2021 Filed Feb 18, 2021 02:19 UTC
Brink Carl BenjaminChief Financial Officer
SaleCommon Stock 394 $36.58 $14,412.52
Disclosure

SEC source: 0001016281-21-000034 · wf-form4_161361473423829.xml · nonDerivative · entry 1

Brink Carl Benjamin · CIK 0001643336 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,282

F1 · shares: Represents shares withheld on February 14, 2021 to cover taxes associated with the vesting of shares of restricted stock granted on February 14, 2018.

Read SEC document
February 14, 2021 Filed Feb 18, 2021 02:18 UTC
Phillips Shawn RSenior Vice President
SaleCommon Stock 701 $36.58 $25,642.58
Disclosure

SEC source: 0001016281-21-000033 · wf-form4_161361465000211.xml · nonDerivative · entry 1

Phillips Shawn R · CIK 0001427418 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,553

F1 · shares: Represents shares withheld on February 14, 2021 to cover taxes associated with the vesting of shares of restricted stock granted on February 14, 2018.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 21:25 UTC GrantCommon Stock 1,156 $31.32 $36,205.92
Disclosure

SEC source: 0001016281-21-000014 · wf-form4_160979553184838.xml · nonDerivative · entry 2

Schenck James Raymond · CIK 0001681479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,012

F2 · shares: Award pursuant to the Director Compensation Policy. Represents unrestricted shares of Carriage's Common Stock granted on December 31, 2020 for Director Compensation earned during the fourth quarter.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 21:25 UTC
BRUDNICKI GREG MBoard Advisor
GrantCommon Stock 159 $31.32 $4,979.88
Disclosure

SEC source: 0001016281-21-000013 · wf-form4_160979551578748.xml · nonDerivative · entry 1

BRUDNICKI GREG M · CIK 0001193242 · Board Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,967

F1 · shares: Award pursuant to the Director Compensation Policy. Represents unrestricted shares of Carriage's Common Stock granted on December 31, 2020 for Director Compensation earned during the fourth quarter.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 21:25 UTC GrantCommon Stock 1,156 $31.20 $36,067.20
Disclosure

SEC source: 0001016281-21-000012 · wf-form4_160979549949222.xml · nonDerivative · entry 1

FINGERHUT BARRY K · CIK 0001047744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,104

F1 · shares: Award pursuant to the Director Compensation Policy. Represents unrestricted shares of Carriage's Common Stock granted on December 31, 2020 for Director Compensation earned during the fourth quarter.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 21:24 UTC GrantCommon Stock 1,117 $31.32 $34,984.44
Disclosure

SEC source: 0001016281-21-000011 · wf-form4_160979548226057.xml · nonDerivative · entry 1

Meehan Douglas B. · CIK 0001741090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,554

F1 · shares: Award pursuant to the Director Compensation Policy. Represents unrestricted shares of Carriage's Common Stock granted on December 31, 2020 for Director Compensation earned during the fourth quarter.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 21:24 UTC GrantCommon Stock 1,117 $31.32 $34,984.44
Disclosure

SEC source: 0001016281-21-000010 · wf-form4_160979546649945.xml · nonDerivative · entry 1

Messac Achille · CIK 0001819907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,073

F1 · shares: Award pursuant to the Director Compensation Policy. Represents unrestricted shares of Carriage's Common Stock granted on December 31, 2020 for Director Compensation earned during the fourth quarter.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 21:24 UTC GrantCommon Stock 798 $31.32 $24,993.36
Disclosure

SEC source: 0001016281-21-000009 · wf-form4_160979545128298.xml · nonDerivative · entry 1

Leibman Bryan · CIK 0001654306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,681

F1 · shares: Award pursuant to the Director Compensation Policy. Represents unrestricted shares of Carriage's Common Stock granted on December 31, 2020 for Director Compensation earned during the fourth quarter.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 21:24 UTC GrantCommon Stock 319 $31.32 $9,991.08
Disclosure

SEC source: 0001016281-21-000008 · wf-form4_160979543567198.xml · nonDerivative · entry 1

Patteson Donald Douglas Jr · CIK 0001353072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,647

F1 · shares: Award pursuant to the Director Compensation Policy. Represents unrestricted shares of Carriage's Common Stock granted on December 31, 2020 for Director Compensation earned during the fourth quarter.

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December 30, 2020 Filed Jan 4, 2021 21:25 UTC PurchaseCommon Stock 1,000 $31.08 $31,080.00
Disclosure

SEC source: 0001016281-21-000014 · wf-form4_160979553184838.xml · nonDerivative · entry 1

Schenck James Raymond · CIK 0001681479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,856

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $31.01 to $31.14, inclusive. The reporting person undertakes to provide to Carriage Services. Inc, any security holder of Carriage Services. Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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December 28, 2020 Filed Dec 30, 2020 21:24 UTC
PAYNE MELVIN CDirector · CEO
GiftCommon Stock 450 $31.40 $14,130.00
Disclosure

SEC source: 0001016281-20-000208 · wf-form4_160936344621643.xml · nonDerivative · entry 1

PAYNE MELVIN C · CIK 0001024177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,242,151

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December 23, 2020 Filed Dec 23, 2020 23:11 UTC
PAYNE MELVIN CDirector · CEO
GiftCommon Stock 164 $30.49 $5,000.36
Disclosure

SEC source: 0001016281-20-000206 · wf-form4_160876507210388.xml · nonDerivative · entry 1

PAYNE MELVIN C · CIK 0001024177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,242,601

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December 16, 2020 Filed Dec 17, 2020 23:01 UTC
Elliott Paul DonaldSr. VP and Regional Partner
Exercise / conversionStock Options · Derivative 8,000 $0.00 Strike: $22.58 $0.00
Disclosure

SEC source: 0001016281-20-000204 · wf-form4_160824607003278.xml · derivative · entry 5

Elliott Paul Donald · CIK 0001557459 · Sr. VP and Regional Partner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,832

Underlying: Common Stock · 8,000 shares

Expires 2022-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Stock Option grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vested 1/3 on 2/24/2016, 2/24/2017 and 2/24/2018. 2,918 shares were exercised on 12/11/2020, 8,250 shares were exercised on 12/14/2020 and 8,000 shares were exercised on 12/16/2020. These stock options expire on 02/24/2022.

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December 16, 2020 Filed Dec 17, 2020 23:01 UTC
Elliott Paul DonaldSr. VP and Regional Partner
SaleCommon Stock 1,217 $29.12 $35,439.04
Disclosure

SEC source: 0001016281-20-000204 · wf-form4_160824607003278.xml · nonDerivative · entry 3

Elliott Paul Donald · CIK 0001557459 · Sr. VP and Regional Partner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,474

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December 16, 2020 Filed Dec 17, 2020 23:01 UTC
Elliott Paul DonaldSr. VP and Regional Partner
Tax withholdingCommon Stock 6,783 $29.77 $201,929.91
Disclosure

SEC source: 0001016281-20-000204 · wf-form4_160824607003278.xml · nonDerivative · entry 2

Elliott Paul Donald · CIK 0001557459 · Sr. VP and Regional Partner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,691

F1 · shares: Represents shares withheld on 12/16/2020 to cover the option price and tax liability associated with the exercise of stock options granted on 02/24/2015.

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December 16, 2020 Filed Dec 17, 2020 23:01 UTC
Elliott Paul DonaldSr. VP and Regional Partner
Exercise / conversionCommon Stock 8,000 $22.58 $180,640.00
Disclosure

SEC source: 0001016281-20-000204 · wf-form4_160824607003278.xml · nonDerivative · entry 1

Elliott Paul Donald · CIK 0001557459 · Sr. VP and Regional Partner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,474

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 16, 2020 Filed Dec 17, 2020 22:49 UTC
PAYNE MELVIN CDirector · CEO
GiftCommon Stock 1,720 $29.05 $49,966.00
Disclosure

SEC source: 0001016281-20-000202 · wf-form4_160824536585940.xml · nonDerivative · entry 1

PAYNE MELVIN C · CIK 0001024177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,242,765

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December 14, 2020 Filed Dec 15, 2020 23:51 UTC
Elliott Paul DonaldSr. VP and Regional Partner
Exercise / conversionStock Options · Derivative 8,250 $0.00 Strike: $22.58 $0.00
Disclosure

SEC source: 0001016281-20-000200 · wf-form4_160807626329560.xml · derivative · entry 9

Elliott Paul Donald · CIK 0001557459 · Sr. VP and Regional Partner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,832

Underlying: Common Stock · 8,250 shares

Expires 2022-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Stock Option grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vested 1/3 on 2/24/2016, 1/3 on 2/24/2017 and 1/3 on 2/24/2018. 2,918 shares were exercised on 12/11/2020 and 8,250 shares were exercised on 12/14/2020. These stock options expire on 02/24/2022.

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December 14, 2020 Filed Dec 15, 2020 23:51 UTC
Elliott Paul DonaldSr. VP and Regional Partner
SaleCommon Stock 1,515 $29.52 $44,722.80
Disclosure

SEC source: 0001016281-20-000200 · wf-form4_160807626329560.xml · nonDerivative · entry 6

Elliott Paul Donald · CIK 0001557459 · Sr. VP and Regional Partner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,474

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December 14, 2020 Filed Dec 15, 2020 23:51 UTC
Elliott Paul DonaldSr. VP and Regional Partner
Tax withholdingCommon Stock 6,735 $30.61 $206,158.35
Disclosure

SEC source: 0001016281-20-000200 · wf-form4_160807626329560.xml · nonDerivative · entry 5

Elliott Paul Donald · CIK 0001557459 · Sr. VP and Regional Partner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,989

F2 · shares: Represents shares withheld on 12/14/2020 to cover the option price and the tax liability associated with the exercise of stock options granted on 02/24/2015.

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December 14, 2020 Filed Dec 15, 2020 23:51 UTC
Elliott Paul DonaldSr. VP and Regional Partner
Exercise / conversionCommon Stock 8,250 $22.58 $186,285.00
Disclosure

SEC source: 0001016281-20-000200 · wf-form4_160807626329560.xml · nonDerivative · entry 4

Elliott Paul Donald · CIK 0001557459 · Sr. VP and Regional Partner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.