Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CARRIAGE SERVICES INCCSV · Entity 5426 | Former EVP & CFO | March 31, 2023 | April 03, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CARRIAGE SERVICES INC
Report date March 31, 2023 · Filed April 03, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 63,240 |
Ending reported balance
After 2023-03-31 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-03-31 · Exercise / conversion · Acquired 12,000 · Balance 74,114 Row 2 · 2023-03-31 · Tax withholding · Disposed 10,874 · Balance 63,240 F1: Represents shares withheld on 3/31/2023 to cover the option price and taxes associated with the exercise of stock options. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $25.43 · Expires 2023-04-02 | Direct | 0 |
Reported balance
After 2023-03-31 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-03-31 · Exercise / conversion · Disposed 12,000 · Balance 0 F2: Stock Options granted on 2/14/2018 pursuant to the Carriage Services, Inc. 2017 Omnibus Plan which vested in equal increments each year over five years beginning 2/14/2019. 12,000 options were exercised on 3/31/2023. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $20.06 · Expires 2024-01-02 | Direct | 10,000 |
Reported balance
Holding disclosure · report date 2023-03-31 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 10,000 F3: Stock Options granted on 2/23/2016 pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested in equal increments each year over five years beginning 2/23/2017. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $26.54 · Expires 2024-01-02 | Direct | 34,900 |
Reported balance
Holding disclosure · report date 2023-03-31 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 34,900 F4: Stock Options granted on 3/21/2017 pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested in equal increments each year over five years beginning 3/21/2018. |
| Common StockSEC Table I · non-derivative | IndirectSpouse | 4,695 |
Reported balance
Holding disclosure · report date 2023-03-31 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 4,695 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld on 3/31/2023 to cover the option price and taxes associated with the exercise of stock options.
F2: Stock Options granted on 2/14/2018 pursuant to the Carriage Services, Inc. 2017 Omnibus Plan which vested in equal increments each year over five years beginning 2/14/2019. 12,000 options were exercised on 3/31/2023.
F3: Stock Options granted on 2/23/2016 pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested in equal increments each year over five years beginning 2/23/2017.
F4: Stock Options granted on 3/21/2017 pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested in equal increments each year over five years beginning 3/21/2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 31, 2023 Filed Apr 3, 2023 22:35 UTC | CARRIAGE SERVICES INC CSV · Entity 5426 | Exercise / conversionStock Options · Derivative | 12,000 | $25.43 Strike: $25.43 | $305,160.00 |
DisclosureSEC source: 0001016281-23-000052 · wf-form4_168056132785162.xml · derivative · entry 4 Brink Carl Benjamin · CIK 0001643336 · Former EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,000 shares Expires 2023-04-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock Options granted on 2/14/2018 pursuant to the Carriage Services, Inc. 2017 Omnibus Plan which vested in equal increments each year over five years beginning 2/14/2019. 12,000 options were exercised on 3/31/2023. Read SEC document |
| March 31, 2023 Filed Apr 3, 2023 22:35 UTC | CARRIAGE SERVICES INC CSV · Entity 5426 | Tax withholdingCommon Stock | 10,874 | $30.08 | $327,089.92 |
DisclosureSEC source: 0001016281-23-000052 · wf-form4_168056132785162.xml · nonDerivative · entry 2 Brink Carl Benjamin · CIK 0001643336 · Former EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,240 F1 · shares: Represents shares withheld on 3/31/2023 to cover the option price and taxes associated with the exercise of stock options. Read SEC document |
| March 31, 2023 Filed Apr 3, 2023 22:35 UTC | CARRIAGE SERVICES INC CSV · Entity 5426 | Exercise / conversionCommon Stock | 12,000 | $25.43 | $305,160.00 |
DisclosureSEC source: 0001016281-23-000052 · wf-form4_168056132785162.xml · nonDerivative · entry 1 Brink Carl Benjamin · CIK 0001643336 · Former EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,114 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2023 Filed Jan 3, 2023 21:58 UTC | CARRIAGE SERVICES INC CSV · Entity 5426 | GrantCommon Stock | 30,000 | $27.54 | $826,200.00 |
DisclosureSEC source: 0001016281-23-000007 · wf-form4_167278307955683.xml · nonDerivative · entry 1 Brink Carl Benjamin · CIK 0001643336 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,114 F1 · shares: Pursuant to Mr. Brink's separation agreement effective September 27, 2022, 30,000 unrestricted shares of Carriage's Common Stock were granted on January 3, 2023. Read SEC document |
| December 14, 2022 Filed Dec 15, 2022 21:21 UTC | CARRIAGE SERVICES INC CSV · Entity 5426 | PurchaseCommon Stock | 4,000 | $25.85 | $103,400.00 |
DisclosureSEC source: 0001016281-22-000127 · wf-form4_167113925887844.xml · nonDerivative · entry 1 Brink Carl Benjamin · CIK 0001643336 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,114 Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 22:49 UTC | CARRIAGE SERVICES INC CSV · Entity 5426 | GrantStock Options · Derivative | 40,000 | Not disclosed Strike: $49.48 | Not disclosed |
DisclosureSEC source: 0001016281-22-000035 · wf-form4_164582932071866.xml · derivative · entry 3 Brink Carl Benjamin · CIK 0001643336 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2032-02-23 F1 · price: Stock Options granted on 2/23/2022 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan that will vest in equal increments each year over the next seven years. These options expire on 2/23/2032. F1 · derivative.exercise_date: Stock Options granted on 2/23/2022 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan that will vest in equal increments each year over the next seven years. These options expire on 2/23/2032. Read SEC document |
| December 03, 2021 Filed Dec 3, 2021 23:11 UTC | CARRIAGE SERVICES INC CSV · Entity 5426 | Exercise / conversionStock Options · Derivative | 4,428 | $0.00 Strike: $22.58 | $0.00 |
DisclosureSEC source: 0001016281-21-000207 · wf-form4_163857307702754.xml · derivative · entry 7 Brink Carl Benjamin · CIK 0001643336 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,428 shares Expires 2022-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Stock Option grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vested 1/3 on 2/24/2016, 1/3 on 2/24/2017 and 1/3 on 2/24/2018. 4,428 options were exercised on 12/3/2021. These stock options expire on 02/24/2022. Read SEC document |
| December 03, 2021 Filed Dec 3, 2021 23:11 UTC | CARRIAGE SERVICES INC CSV · Entity 5426 | Exercise / conversionCommon Stock | 4,428 | $22.58 | $99,984.24 |
DisclosureSEC source: 0001016281-21-000207 · wf-form4_163857307702754.xml · nonDerivative · entry 4 Brink Carl Benjamin · CIK 0001643336 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,114 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 03, 2021 Filed Dec 3, 2021 23:11 UTC | CARRIAGE SERVICES INC CSV · Entity 5426 | SaleCommon Stock | 2,000 | $52.84 | $105,680.00 |
DisclosureSEC source: 0001016281-21-000207 · wf-form4_163857307702754.xml · nonDerivative · entry 3 Brink Carl Benjamin · CIK 0001643336 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,686 F2 · shares: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.84 to $52.88, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 23:11 UTC | CARRIAGE SERVICES INC CSV · Entity 5426 | Exercise / conversionStock Options · Derivative | 17,572 | $0.00 Strike: $22.58 | $0.00 |
DisclosureSEC source: 0001016281-21-000207 · wf-form4_163857307702754.xml · derivative · entry 6 Brink Carl Benjamin · CIK 0001643336 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,428 Underlying: Common Stock · 17,572 shares Expires 2022-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Stock Option grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vested 1/3 on 2/24/2016, 1/3 on 2/24/2017 and 1/3 on 2/24/2018. 17,572 options were exercised on 12/1/2021. These stock options expire on 02/24/2022. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 23:11 UTC | CARRIAGE SERVICES INC CSV · Entity 5426 | Tax withholdingCommon Stock | 11,500 | $52.47 | $603,405.00 |
DisclosureSEC source: 0001016281-21-000207 · wf-form4_163857307702754.xml · nonDerivative · entry 2 Brink Carl Benjamin · CIK 0001643336 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,686 F1 · shares: Represents shares withheld on 12/1/2021 to cover the option price and taxes associated with the exercise of stock options. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 23:11 UTC | CARRIAGE SERVICES INC CSV · Entity 5426 | Exercise / conversionCommon Stock | 17,572 | $22.58 | $396,775.76 |
DisclosureSEC source: 0001016281-21-000207 · wf-form4_163857307702754.xml · nonDerivative · entry 1 Brink Carl Benjamin · CIK 0001643336 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,186 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 21:33 UTC | CARRIAGE SERVICES INC CSV · Entity 5426 | GrantStock Options · Derivative | 50,000 | Not disclosed Strike: $34.79 | Not disclosed |
DisclosureSEC source: 0001016281-21-000059 · wf-form4_161377037164423.xml · derivative · entry 3 Brink Carl Benjamin · CIK 0001643336 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2031-02-17 F1 · price: Stock Options granted on 2/17/2021 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan that will vest in equal 20% increments each year over the next five years. These options expire on 2/17/2031. F1 · derivative.exercise_date: Stock Options granted on 2/17/2021 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan that will vest in equal 20% increments each year over the next five years. These options expire on 2/17/2031. Read SEC document |
| February 14, 2021 Filed Feb 18, 2021 02:19 UTC | CARRIAGE SERVICES INC CSV · Entity 5426 | SaleCommon Stock | 394 | $36.58 | $14,412.52 |
DisclosureSEC source: 0001016281-21-000034 · wf-form4_161361473423829.xml · nonDerivative · entry 1 Brink Carl Benjamin · CIK 0001643336 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,282 F1 · shares: Represents shares withheld on February 14, 2021 to cover taxes associated with the vesting of shares of restricted stock granted on February 14, 2018. Read SEC document |
| June 09, 2020 Filed Jun 9, 2020 21:05 UTC | CARRIAGE SERVICES INC CSV · Entity 5426 | PurchaseCommon Stock | 1,000 | $20.01 | $20,010.00 |
DisclosureSEC source: 0001016281-20-000128 · wf-form4_159173668084958.xml · nonDerivative · entry 1 Brink Carl Benjamin · CIK 0001643336 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,700 Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 20:27 UTC | CARRIAGE SERVICES INC CSV · Entity 5426 | PurchaseCommon Stock | 150 | $18.33 | $2,749.50 |
DisclosureSEC source: 0001016281-20-000124 · wf-form4_159112964517695.xml · nonDerivative · entry 2 Brink Carl Benjamin · CIK 0001643336 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse Disclosed balance after: 4,576 Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 20:27 UTC | CARRIAGE SERVICES INC CSV · Entity 5426 | PurchaseCommon Stock | 1,850 | $18.33 | $33,910.50 |
DisclosureSEC source: 0001016281-20-000124 · wf-form4_159112964517695.xml · nonDerivative · entry 1 Brink Carl Benjamin · CIK 0001643336 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,700 Read SEC document |
| May 19, 2020 Filed May 26, 2020 23:45 UTC | CARRIAGE SERVICES INC CSV · Entity 5426 | Disposition to issuerPerformance Award · Derivative | 10,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001016281-20-000114 · wf-form4_159053669223065.xml · derivative · entry 5 Brink Carl Benjamin · CIK 0001643336 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,500 shares Expires 2023-12-31 F3 · derivative.exercise_price: Represents performance awards originally granted on February 20, 2019 and canceled by mutual agreement of the reporting person and the Issuer on May 19, 2020. F3 · derivative.exercise_date: Represents performance awards originally granted on February 20, 2019 and canceled by mutual agreement of the reporting person and the Issuer on May 19, 2020. Read SEC document |
| May 19, 2020 Filed May 26, 2020 23:45 UTC | CARRIAGE SERVICES INC CSV · Entity 5426 | Disposition to issuerPerformance Award · Derivative | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001016281-20-000114 · wf-form4_159053669223065.xml · derivative · entry 4 Brink Carl Benjamin · CIK 0001643336 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,000 shares Expires 2024-12-31 F2 · derivative.exercise_price: Represents performance awards originally granted on February 19, 2020 and canceled by mutual agreement of the reporting person and the Issuer on May 19, 2020. F2 · derivative.exercise_date: Represents performance awards originally granted on February 19, 2020 and canceled by mutual agreement of the reporting person and the Issuer on May 19, 2020. Read SEC document |
| May 19, 2020 Filed May 26, 2020 23:45 UTC | CARRIAGE SERVICES INC CSV · Entity 5426 | GrantPerformance Award · Derivative | 13,974 | $0.00 | $0.00 |
DisclosureSEC source: 0001016281-20-000114 · wf-form4_159053669223065.xml · derivative · entry 3 Brink Carl Benjamin · CIK 0001643336 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,974 Underlying: Common Stock · 13,974 shares Expires 2024-12-31 F1 · derivative.exercise_price: Represents performance awards, payable in shares on December 31, 2024 granted under the Carriage Services, Inc. 2017 Omnibus Incentive Plan. The award will vest (if at all) on December 31, 2024 provided that the Company's common stock reaches one of five pre-determined growth targets for a sustained period beginning on the grant date of May 19, 2020 and ending on December 31, 2024. F1 · derivative.exercise_date: Represents performance awards, payable in shares on December 31, 2024 granted under the Carriage Services, Inc. 2017 Omnibus Incentive Plan. The award will vest (if at all) on December 31, 2024 provided that the Company's common stock reaches one of five pre-determined growth targets for a sustained period beginning on the grant date of May 19, 2020 and ending on December 31, 2024. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 01:25 UTC | CARRIAGE SERVICES INC CSV · Entity 5426 | SaleCommon Stock | 394 | $24.55 | $9,672.70 |
DisclosureSEC source: 0001016281-20-000010 · wf-form4_158207551384268.xml · nonDerivative · entry 1 Brink Carl Benjamin · CIK 0001643336 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,850 F1 · shares: Represents shares withheld on February 14, 2020 to cover taxes associated with the vesting of shares of restricted stock granted on February 14, 2018. Read SEC document |
| September 13, 2019 Filed Sep 17, 2019 21:16 UTC | CARRIAGE SERVICES INC CSV · Entity 5426 | SaleCommon Stock | 935 | $22.78 | $21,299.30 |
DisclosureSEC source: 0001016281-19-000096 · wf-form4_156875497568341.xml · nonDerivative · entry 1 Brink Carl Benjamin · CIK 0001643336 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,617 Read SEC document |
| September 13, 2019 Filed Nov 22, 2019 21:51 UTC Amendment | CARRIAGE SERVICES INC CSV · Entity 5426 | PurchaseCommon Stock | 1,975 | $22.77 | $44,970.75 |
DisclosureSEC source: 0001016281-19-000117 · wf-form4a_157445945838846.xml · nonDerivative · entry 6 Brink Carl Benjamin · CIK 0001643336 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse Disclosed balance after: 4,412 Read SEC document |
| September 13, 2019 Filed Nov 22, 2019 21:51 UTC Amendment | CARRIAGE SERVICES INC CSV · Entity 5426 | PurchaseCommon Stock | 350 | $22.77 | $7,969.50 |
DisclosureSEC source: 0001016281-19-000117 · wf-form4a_157445945838846.xml · nonDerivative · entry 5 Brink Carl Benjamin · CIK 0001643336 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,204 Read SEC document |
| September 13, 2019 Filed Nov 22, 2019 21:51 UTC Amendment | CARRIAGE SERVICES INC CSV · Entity 5426 | SaleCommon Stock | 2,146 | $22.77 | $48,864.42 |
DisclosureSEC source: 0001016281-19-000117 · wf-form4a_157445945838846.xml · nonDerivative · entry 4 Brink Carl Benjamin · CIK 0001643336 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,854 F4 · shares: The reporting person's sale of common stock in this transaction was matchable under Section 16(b)of the Securities Exchange Act of 1934, as amended (the "Exchange Act") to the extent of 1,211 shares with the reporting person's purchase of 1,211 shares of common stock at a price of $22.77 on September 13, 2019. No recoverable profit for purposes of Section 16(b) of the Exchange Act was realized from such sale. Read SEC document |
| September 13, 2019 Filed Nov 22, 2019 21:51 UTC Amendment | CARRIAGE SERVICES INC CSV · Entity 5426 | SaleCommon Stock | 79 | $22.78 | $1,799.62 |
DisclosureSEC source: 0001016281-19-000117 · wf-form4a_157445945838846.xml · nonDerivative · entry 3 Brink Carl Benjamin · CIK 0001643336 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,000 F3 · shares: The reporting person's sale of common stock in this transaction was matchable under Section 16(b)of the Securities Exchange Act of 1934, as amended (the "Exchange Act") to the extent of 79 shares with the reporting person's purchase of 79 shares of common stock at a price of $22.77 on September 13, 2019. No recoverable profit for purposes of Section 16(b) of the Exchange Act was realized from such sale because transaction costs of the transaction exceeded the gross profit of the transaction. Read SEC document |
| September 13, 2019 Filed Nov 22, 2019 21:51 UTC Amendment | CARRIAGE SERVICES INC CSV · Entity 5426 | SaleCommon Stock | 100 | $22.78 | $2,278.00 |
DisclosureSEC source: 0001016281-19-000117 · wf-form4a_157445945838846.xml · nonDerivative · entry 2 Brink Carl Benjamin · CIK 0001643336 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,079 F2 · shares: The reporting person's sale of common stock in this transaction was matchable under Section 16(b)of the Securities Exchange Act of 1934, as amended (the "Exchange Act") to the extent of 100 shares with the reporting person's purchase of 100 shares of common stock at a price of $22.77 on September 13, 2019. No recoverable profit for purposes of Section 16(b) of the Exchange Act was realized from such sale because transaction costs of the transaction exceeded the gross profit of the transaction. Read SEC document |
| September 13, 2019 Filed Nov 22, 2019 21:51 UTC Amendment | CARRIAGE SERVICES INC CSV · Entity 5426 | SaleCommon Stock | 935 | $22.78 | $21,299.30 |
DisclosureSEC source: 0001016281-19-000117 · wf-form4a_157445945838846.xml · nonDerivative · entry 1 Brink Carl Benjamin · CIK 0001643336 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,179 F1 · shares: The reporting person's sale of common stock in this transaction was matchable under Section 16(b)of the Securities Exchange Act of 1934, as amended (the "Exchange Act") to the extent of 935 shares with the reporting person's purchase of 935 shares of common stock at a price of $22.77 on September 13, 2019. No recoverable profit for purposes of Section 16(b) of the Exchange Act was realized from such sale because transaction costs of the transaction exceeded the gross profit of the transaction. Read SEC document |
| February 14, 2019 Filed Feb 20, 2019 01:49 UTC | CARRIAGE SERVICES INC CSV · Entity 5426 | SaleCommon Stock | 395 | $19.13 | $7,556.35 |
DisclosureSEC source: 0001016281-19-000019 · wf-form4_155062733480574.xml · nonDerivative · entry 1 Brink Carl Benjamin · CIK 0001643336 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,188 F1 · shares: Represents shares withheld on February 14, 2019 to cover taxes associated with the vesting of shares of restricted stock granted on February 14, 2018. Read SEC document |
| November 29, 2018 Filed Dec 3, 2018 22:35 UTC | CARRIAGE SERVICES INC CSV · Entity 5426 | Disposition to issuerPerformance Award · Derivative | 3,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001016281-18-000140 · wf-form4_154387652090159.xml · derivative · entry 4 Brink Carl Benjamin · CIK 0001643336 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,100 shares Expires 2020-12-31 F1 · derivative.exercise_price: The Performance Award was canceled by mutual agreement of the reporting person and the Issuer. No consideration was given for the cancellation of these shares. F1 · derivative.exercise_date: The Performance Award was canceled by mutual agreement of the reporting person and the Issuer. No consideration was given for the cancellation of these shares. Read SEC document |
| November 29, 2018 Filed Dec 3, 2018 22:35 UTC | CARRIAGE SERVICES INC CSV · Entity 5426 | Disposition to issuerPerformance Award · Derivative | 7,920 | $0.00 | $0.00 |
DisclosureSEC source: 0001016281-18-000140 · wf-form4_154387652090159.xml · derivative · entry 3 Brink Carl Benjamin · CIK 0001643336 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,920 shares Expires 2021-12-31 F1 · derivative.exercise_price: The Performance Award was canceled by mutual agreement of the reporting person and the Issuer. No consideration was given for the cancellation of these shares. F1 · derivative.exercise_date: The Performance Award was canceled by mutual agreement of the reporting person and the Issuer. No consideration was given for the cancellation of these shares. Read SEC document |
| November 29, 2018 Filed Dec 3, 2018 22:35 UTC | CARRIAGE SERVICES INC CSV · Entity 5426 | Disposition to issuerPerformance Award · Derivative | 7,980 | $0.00 | $0.00 |
DisclosureSEC source: 0001016281-18-000140 · wf-form4_154387652090159.xml · derivative · entry 2 Brink Carl Benjamin · CIK 0001643336 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,980 shares Expires 2022-12-31 F1 · derivative.exercise_price: The Performance Award was canceled by mutual agreement of the reporting person and the Issuer. No consideration was given for the cancellation of these shares. F1 · derivative.exercise_date: The Performance Award was canceled by mutual agreement of the reporting person and the Issuer. No consideration was given for the cancellation of these shares. Read SEC document |
| November 08, 2018 Filed Nov 8, 2018 22:40 UTC | CARRIAGE SERVICES INC CSV · Entity 5426 | PurchaseCommon Stock | 1,000 | $17.05 | $17,050.00 |
DisclosureSEC source: 0001016281-18-000125 · wf-form4_154171680371253.xml · nonDerivative · entry 2 Brink Carl Benjamin · CIK 0001643336 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,583 Read SEC document |
| November 07, 2018 Filed Nov 8, 2018 22:40 UTC | CARRIAGE SERVICES INC CSV · Entity 5426 | PurchaseCommon Stock | 3,500 | $15.79 | $55,265.00 |
DisclosureSEC source: 0001016281-18-000125 · wf-form4_154171680371253.xml · nonDerivative · entry 1 Brink Carl Benjamin · CIK 0001643336 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,583 Read SEC document |
| September 20, 2018 Filed Sep 21, 2018 22:20 UTC | CARRIAGE SERVICES INC CSV · Entity 5426 | Exercise / conversionStock Options · Derivative | 12,000 | $0.00 Strike: $20.26 | $0.00 |
DisclosureSEC source: 0001016281-18-000098 · wf-form4_153756842749372.xml · derivative · entry 3 Brink Carl Benjamin · CIK 0001643336 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,000 shares Expires 2019-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock Option Grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan of 18,000 options granted on 02/25/2014, of which 6,000 options vested on 2/25/2015 and were exercised on 3/26/2015, 6,000 options vested on 2/25/2016 and 2/25/2017. These options expire on 02/25/2019. Read SEC document |
| September 20, 2018 Filed Sep 21, 2018 22:20 UTC | CARRIAGE SERVICES INC CSV · Entity 5426 | GrantCommon Stock | 12,000 | $22.45 | $269,400.00 |
DisclosureSEC source: 0001016281-18-000098 · wf-form4_153756842749372.xml · nonDerivative · entry 2 Brink Carl Benjamin · CIK 0001643336 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,083 F1 · shares: Represents shares withheld on 09/20/2018 to cover option price and taxes associated with the exercise of stock options granted Read SEC document |
| September 20, 2018 Filed Sep 21, 2018 22:20 UTC | CARRIAGE SERVICES INC CSV · Entity 5426 | Exercise / conversionCommon Stock | 12,000 | $20.26 | $243,120.00 |
DisclosureSEC source: 0001016281-18-000098 · wf-form4_153756842749372.xml · nonDerivative · entry 1 Brink Carl Benjamin · CIK 0001643336 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,083 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 03, 2018 Filed Aug 3, 2018 21:55 UTC | CARRIAGE SERVICES INC CSV · Entity 5426 | PurchaseCommon Stock | 1,000 | $23.69 | $23,690.00 |
DisclosureSEC source: 0001016281-18-000086 · wf-form4_153333331927656.xml · nonDerivative · entry 1 Brink Carl Benjamin · CIK 0001643336 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,083 Read SEC document |
| March 06, 2018 Filed Mar 7, 2018 00:26 UTC | CARRIAGE SERVICES INC CSV · Entity 5426 | Exercise / conversionStock Options · Derivative | 10,000 | $0.00 Strike: $16.73 | $0.00 |
DisclosureSEC source: 0001016281-18-000040 · wf-form4_152038237461652.xml · derivative · entry 3 Brink Carl Benjamin · CIK 0001643336 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2018-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock Option Grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan of 15,000 options on 5/22/2013, of which 5,000 options vested on 5/22/2014 and were exercised on 3/26/2015, 5,000 vested on 5/22/2015 and 5,000 vested on 5/22/2016. 10,000 options were exercised on 3/6/2018. The options expire on 5/22/2018. Read SEC document |
| March 06, 2018 Filed Mar 7, 2018 00:26 UTC | CARRIAGE SERVICES INC CSV · Entity 5426 | Tax withholdingCommon Stock | 5,000 | $28.05 | $140,250.00 |
DisclosureSEC source: 0001016281-18-000040 · wf-form4_152038237461652.xml · nonDerivative · entry 2 Brink Carl Benjamin · CIK 0001643336 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,049 F1 · shares: Represents shares withheld on 03/06/2018 to partly cover option price associated with the exercise of stock options granted on 05/22/2013. Read SEC document |
| March 06, 2018 Filed Mar 7, 2018 00:26 UTC | CARRIAGE SERVICES INC CSV · Entity 5426 | Exercise / conversionCommon Stock | 10,000 | $16.73 | $167,300.00 |
DisclosureSEC source: 0001016281-18-000040 · wf-form4_152038237461652.xml · nonDerivative · entry 1 Brink Carl Benjamin · CIK 0001643336 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,049 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 23:20 UTC | CARRIAGE SERVICES INC CSV · Entity 5426 | GrantCommon Stock | 3,990 | $25.43 | $101,465.70 |
DisclosureSEC source: 0001016281-18-000019 · wf-form4_151882322332653.xml · nonDerivative · entry 1 Brink Carl Benjamin · CIK 0001643336 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,049 F1 · shares: Restricted Stock grant pursuant to the Carriage Services, Inc. 2017 Omnibus Plan which will vest 1/3 on 2/14/2019, 2/14/2020 and on 2/14/2021. Read SEC document |
| May 04, 2017 Filed May 4, 2017 21:04 UTC | CARRIAGE SERVICES INC CSV · Entity 5426 | PurchaseCommon Stock | 1,000 | $26.99 | $26,990.00 |
DisclosureSEC source: 0001016281-17-000064 · wf-form4_149393183942979.xml · nonDerivative · entry 1 Brink Carl Benjamin · CIK 0001643336 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,059 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.