CRUS

SEC source: 0001273902-20-000099 · edgardoc.xml · nonDerivative · entry 3

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 28, 2020.

SEC source: 0001273902-20-000099 · edgardoc.xml · nonDerivative · entry 2

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,521

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 28, 2020.

F2 · price: The price reported in Table I - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.00 to $80.03. The reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request.

SEC source: 0001273902-20-000099 · edgardoc.xml · nonDerivative · entry 1

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 28, 2020.

SEC source: 0001273902-20-000097 · edgardoc.xml · nonDerivative · entry 1

Alberty Carl Jackson · CIK 0001777845 · VP of MSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,348

SEC source: 0001273902-20-000095 · edgardoc.xml · nonDerivative · entry 1

Tupman David J. · CIK 0001603917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,962

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on February 13, 2020.

SEC source: 0001273902-20-000093 · edgardoc.xml · nonDerivative · entry 1

DAVERN ALEXANDER M · CIK 0001192890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,520

SEC source: 0001273902-20-000091 · edgardoc.xml · derivative · entry 3

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,046

Underlying: Common Stock · 3,000 shares

Expires 2025-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 28, 2020.

F2 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares vested on 11/4/16; the remaining shares vested monthly over the following 36 months so that the option was fully vested and exercisable on 11/4/19.

SEC source: 0001273902-20-000091 · edgardoc.xml · nonDerivative · entry 2

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,521

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 28, 2020.

SEC source: 0001273902-20-000091 · edgardoc.xml · nonDerivative · entry 1

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 28, 2020.

SEC source: 0001273902-20-000089 · edgardoc.xml · nonDerivative · entry 1

Baumgartner Jeffrey W · CIK 0001777830 · VP of R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,308

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on May 29, 2020.

SEC source: 0001273902-20-000087 · edgardoc.xml · derivative · entry 3

ANDERSON SCOTT ARNOLD · CIK 0001247137 · Senior VP of Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit was the economic equivalent of one share of common stock. The restricted stock unit vested on November 6, 2020, and the Company withheld sufficient shares for payment of required tax withholdings.

F2 · derivative.expiration_date: Expiration date of 11/06/20

SEC source: 0001273902-20-000087 · edgardoc.xml · nonDerivative · entry 2

ANDERSON SCOTT ARNOLD · CIK 0001247137 · Senior VP of Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,811

SEC source: 0001273902-20-000087 · edgardoc.xml · nonDerivative · entry 1

ANDERSON SCOTT ARNOLD · CIK 0001247137 · Senior VP of Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,779

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001273902-20-000085 · edgardoc.xml · derivative · entry 4

Rhode Jason P · CIK 0001310422 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,063

Underlying: Common Stock · 50,000 shares

Expires 2025-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 31, 2020.

F3 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares vested on 11/4/16; the remaining shares vested monthly over the following 36 months so that the option was fully vested and exercisable on 11/4/19.

SEC source: 0001273902-20-000085 · edgardoc.xml · nonDerivative · entry 3

Rhode Jason P · CIK 0001310422 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,141

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 31, 2020.

F2 · price: The price reported in Table I - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.29 to $72.31. The reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request.

SEC source: 0001273902-20-000085 · edgardoc.xml · nonDerivative · entry 2

Rhode Jason P · CIK 0001310422 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,458

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 31, 2020.

F2 · price: The price reported in Table I - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.29 to $72.31. The reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request.

SEC source: 0001273902-20-000085 · edgardoc.xml · nonDerivative · entry 1

Rhode Jason P · CIK 0001310422 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,458

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 31, 2020.

SEC source: 0001273902-20-000084 · edgardoc.xml · derivative · entry 14

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,914

Underlying: Common Stock · 2,000 shares

Expires 2024-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 28, 2020.

F4 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares vested on 10/1/15; the remaining shares vested monthly over the following 36 months so that the option was fully vested and exercisable on 10/1/18.

SEC source: 0001273902-20-000084 · edgardoc.xml · derivative · entry 13

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 734 shares

Expires 2025-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 28, 2020.

F6 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares vested on 11/4/16; the remaining shares vested monthly over the following 36 months so that the option was fully vested and exercisable on 11/4/19.

SEC source: 0001273902-20-000084 · edgardoc.xml · derivative · entry 12

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,666

Underlying: Common Stock · 2,000 shares

Expires 2023-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 28, 2020.

F5 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares vested on 10/2/14; the remaining shares vested monthly over the following 36 months so that the option was fully vested and exercisable on 10/2/17.

SEC source: 0001273902-20-000084 · edgardoc.xml · derivative · entry 11

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,043

Underlying: Common Stock · 2,000 shares

Expires 2024-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 28, 2020.

F4 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares vested on 10/1/15; the remaining shares vested monthly over the following 36 months so that the option was fully vested and exercisable on 10/1/18.

SEC source: 0001273902-20-000084 · edgardoc.xml · nonDerivative · entry 10

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,521

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 28, 2020.

F3 · price: The price reported in Table I - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.74 to $72.14. The reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request.

SEC source: 0001273902-20-000084 · edgardoc.xml · nonDerivative · entry 9

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,821

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 28, 2020.

SEC source: 0001273902-20-000084 · edgardoc.xml · nonDerivative · entry 8

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,821

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 28, 2020.

F2 · price: The price reported in Table I - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.34 to $72.31. The reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request.

SEC source: 0001273902-20-000084 · edgardoc.xml · nonDerivative · entry 7

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,821

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 28, 2020.

SEC source: 0001273902-20-000084 · edgardoc.xml · nonDerivative · entry 6

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,821

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 28, 2020.

F2 · price: The price reported in Table I - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.34 to $72.31. The reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request.

SEC source: 0001273902-20-000084 · edgardoc.xml · nonDerivative · entry 5

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,821

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 28, 2020.

SEC source: 0001273902-20-000084 · edgardoc.xml · nonDerivative · entry 4

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,821

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 28, 2020.

F2 · price: The price reported in Table I - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.34 to $72.31. The reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request.

SEC source: 0001273902-20-000084 · edgardoc.xml · nonDerivative · entry 3

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,821

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 28, 2020.

SEC source: 0001273902-20-000084 · edgardoc.xml · nonDerivative · entry 2

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,821

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 28, 2020.

F2 · price: The price reported in Table I - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.34 to $72.31. The reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request.

SEC source: 0001273902-20-000084 · edgardoc.xml · nonDerivative · entry 1

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,555

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 28, 2020.

SEC source: 0001273902-20-000081 · edgardoc.xml · nonDerivative · entry 1

Forsyth John · CIK 0001778872 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,052

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on May 29, 2020.

F2 · price: The price reported in Table I - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.995 to $74.99. The reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request.

SEC source: 0001273902-20-000079 · edgardoc.xml · nonDerivative · entry 1

CARTER JOHN C · CIK 0001466213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,031

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on February 13, 2020.

SEC source: 0001273902-20-000077 · edgardoc.xml · derivative · entry 3

THOMAS SCOTT · CIK 0001273902 · Sr VP, General Counsel &

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,300

Underlying: Common Stock · 4,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit was the economic equivalent of one share of common stock. The restricted stock unit vested on November 1, 2020, and the Company withheld sufficient shares for payment of required tax withholdings.

F2 · derivative.expiration_date: Expiration date of 11/01/20.

SEC source: 0001273902-20-000077 · edgardoc.xml · nonDerivative · entry 2

THOMAS SCOTT · CIK 0001273902 · Sr VP, General Counsel &

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,286

SEC source: 0001273902-20-000077 · edgardoc.xml · nonDerivative · entry 1

THOMAS SCOTT · CIK 0001273902 · Sr VP, General Counsel &

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,382

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001273902-20-000076 · edgardoc.xml · derivative · entry 3

Rhode Jason P · CIK 0001310422 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,250

Underlying: Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit was the economic equivalent of one share of common stock. The restricted stock unit vested on November 1, 2020, and the Company withheld sufficient shares for payment of required tax withholdings.

F2 · derivative.expiration_date: Expiration date of 11/01/20.

SEC source: 0001273902-20-000076 · edgardoc.xml · nonDerivative · entry 2

Rhode Jason P · CIK 0001310422 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,458

SEC source: 0001273902-20-000076 · edgardoc.xml · nonDerivative · entry 1

Rhode Jason P · CIK 0001310422 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,296

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001273902-20-000075 · edgardoc.xml · derivative · entry 3

Hughes Allan · CIK 0001617124 · VP of Cirrus Logic Intern

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,425

Underlying: Common Stock · 4,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit was the economic equivalent of one share of common stock. The restricted stock unit vested on November 1, 2020, and the Company withheld sufficient shares for payment of required tax withholdings.

F2 · derivative.expiration_date: Expiration date of 11/01/20.

SEC source: 0001273902-20-000075 · edgardoc.xml · nonDerivative · entry 2

Hughes Allan · CIK 0001617124 · VP of Cirrus Logic Intern

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,145

SEC source: 0001273902-20-000075 · edgardoc.xml · nonDerivative · entry 1

Hughes Allan · CIK 0001617124 · VP of Cirrus Logic Intern

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001273902-20-000074 · edgardoc.xml · derivative · entry 3

Forsyth John · CIK 0001778872 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,190

Underlying: Common Stock · 8,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit was the economic equivalent of one share of common stock. The restricted stock unit vested on November 1, 2020, and the Company withheld sufficient shares for payment of required tax withholdings.

F2 · derivative.expiration_date: Expiration date of 11/01/20.

SEC source: 0001273902-20-000074 · edgardoc.xml · nonDerivative · entry 2

Forsyth John · CIK 0001778872 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,052

SEC source: 0001273902-20-000074 · edgardoc.xml · nonDerivative · entry 1

Forsyth John · CIK 0001778872 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001273902-20-000073 · edgardoc.xml · derivative · entry 3

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,100

Underlying: Common Stock · 4,300 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit was the economic equivalent of one share of common stock. The restricted stock unit vested on November 1, 2020, and the Company withheld sufficient shares for payment of required tax withholdings.

F2 · derivative.expiration_date: Expiration date of 11/01/20.

SEC source: 0001273902-20-000073 · edgardoc.xml · nonDerivative · entry 2

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,821

SEC source: 0001273902-20-000073 · edgardoc.xml · nonDerivative · entry 1

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,869

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001273902-20-000072 · edgardoc.xml · derivative · entry 3

Brannan Andrew · CIK 0001617143 · VP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,625

Underlying: Common Stock · 4,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit was the economic equivalent of one share of common stock. The restricted stock unit vested on November 1, 2020, and the Company withheld sufficient shares for payment of required tax withholdings.

F2 · derivative.expiration_date: Expiration date of 11/01/20.

SEC source: 0001273902-20-000072 · edgardoc.xml · nonDerivative · entry 2

Brannan Andrew · CIK 0001617143 · VP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,290