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CARTER JOHN C

Disclosed activity across 1 company

Tapewire entity
111015
SEC CIK
0001466213

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CIRRUS LOGIC, INC.CRUS · Entity 3854DirectorJuly 28, 2023August 01, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CIRRUS LOGIC, INC.

Report date July 28, 2023 · Filed August 01, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect19,163 Reported balance After 2023-07-28 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2023-07-28 · Grant · Acquired 2,457 · Balance 19,163

F1: Each restricted stock unit was the economic equivalent of one share of common stock. The restricted stock units vested on July 28, 2023.

F2: Expiration Date of July 28, 2023.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-07-28 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-07-28 · Exercise / conversion · Disposed 2,457 · Balance 0

F1: Each restricted stock unit was the economic equivalent of one share of common stock. The restricted stock units vested on July 28, 2023.

F2: Expiration Date of July 28, 2023.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit was the economic equivalent of one share of common stock. The restricted stock units vested on July 28, 2023.

F2: Expiration Date of July 28, 2023.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 28, 2023 Filed Aug 1, 2023 20:36 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionRestricted Stock Units · Derivative 2,457 $0.00 $0.00
Disclosure

SEC source: 0001273902-23-000041 · wk-form4_1690922149.xml · derivative · entry 2

CARTER JOHN C · CIK 0001466213 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,457 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit was the economic equivalent of one share of common stock. The restricted stock units vested on July 28, 2023.

F2 · derivative.expiration_date: Expiration Date of July 28, 2023.

Read SEC document
July 28, 2023 Filed Aug 1, 2023 20:36 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 GrantCommon Stock 2,457 $0.00 $0.00
Disclosure

SEC source: 0001273902-23-000041 · wk-form4_1690922149.xml · nonDerivative · entry 1

CARTER JOHN C · CIK 0001466213 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,163

F1 · security: Each restricted stock unit was the economic equivalent of one share of common stock. The restricted stock units vested on July 28, 2023.

F2 · deemedExecutionDate: Expiration Date of July 28, 2023.

Read SEC document
July 29, 2022 Filed Aug 3, 2022 01:06 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionRestricted Stock Units · Derivative 2,300 $0.00 $0.00
Disclosure

SEC source: 0001273902-22-000059 · edgardoc.xml · derivative · entry 3

CARTER JOHN C · CIK 0001466213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,457

Underlying: Common Stock · 2,300 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit was the economic equivalent of one share of common stock. The restricted stock units vested on July 29, 2022.

F2 · derivative.expiration_date: Expiration Date of July 29, 2022.

Read SEC document
July 29, 2022 Filed Aug 3, 2022 01:06 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 GrantRestricted Stock Units · Derivative 2,457 $0.00 $0.00
Disclosure

SEC source: 0001273902-22-000059 · edgardoc.xml · derivative · entry 2

CARTER JOHN C · CIK 0001466213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,757

Underlying: Common Stock · 2,457 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cirrus Logic common stock.

F4 · shares: Restricted Stock Units granted upon re-election to the Cirrus Logic, Inc. Board of Directors.

F5 · derivative.exercise_date: 100% of the restricted stock units will vest on the earlier of: (a) the date of the Company's next Annual Meeting or (b) on 7/29/23, the 1-year anniversary of the grant date.

F5 · derivative.expiration_date: 100% of the restricted stock units will vest on the earlier of: (a) the date of the Company's next Annual Meeting or (b) on 7/29/23, the 1-year anniversary of the grant date.

Read SEC document
July 29, 2022 Filed Aug 3, 2022 01:06 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 GrantCommon Stock 2,300 $0.00 $0.00
Disclosure

SEC source: 0001273902-22-000059 · edgardoc.xml · nonDerivative · entry 1

CARTER JOHN C · CIK 0001466213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,706

F1 · security: Each restricted stock unit was the economic equivalent of one share of common stock. The restricted stock units vested on July 29, 2022.

F2 · deemedExecutionDate: Expiration Date of July 29, 2022.

Read SEC document
July 30, 2021 Filed Aug 2, 2021 21:17 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 GrantRestricted Stock Units · Derivative 2,300 $0.00 $0.00
Disclosure

SEC source: 0001273902-21-000070 · edgardoc.xml · derivative · entry 1

CARTER JOHN C · CIK 0001466213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,300

Underlying: Common Stock · 2,300 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cirrus Logic common stock.

F2 · shares: Shares granted upon re-election to the Cirrus Logic, Inc. Board of Directors.

F3 · derivative.exercise_date: 100% of the restricted stock units will vest on the earlier of: (a) the date of the Company's next Annual Meeting or (b) on 7/30/22, the 1-year anniversary of the grant date.

F3 · derivative.expiration_date: 100% of the restricted stock units will vest on the earlier of: (a) the date of the Company's next Annual Meeting or (b) on 7/30/22, the 1-year anniversary of the grant date.

Read SEC document
February 03, 2021 Filed Feb 5, 2021 21:37 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 SaleCommon Stock 625 $89.97 $56,231.25
Disclosure

SEC source: 0001273902-21-000008 · edgardoc.xml · nonDerivative · entry 1

CARTER JOHN C · CIK 0001466213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,406

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on February 13, 2020.

Read SEC document
November 03, 2020 Filed Nov 4, 2020 23:21 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 SaleCommon Stock 625 $74.99 $46,868.75
Disclosure

SEC source: 0001273902-20-000079 · edgardoc.xml · nonDerivative · entry 1

CARTER JOHN C · CIK 0001466213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,031

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on February 13, 2020.

Read SEC document
August 04, 2020 Filed Aug 6, 2020 20:19 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 SaleCommon Stock 625 $73.99 $46,243.75
Disclosure

SEC source: 0001273902-20-000053 · edgardoc.xml · nonDerivative · entry 1

CARTER JOHN C · CIK 0001466213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,656

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on February 13, 2020.

Read SEC document
July 31, 2020 Filed Aug 3, 2020 22:07 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 GrantCommon Stock 2,772 $0.00 $0.00
Disclosure

SEC source: 0001273902-20-000043 · edgardoc.xml · nonDerivative · entry 1

CARTER JOHN C · CIK 0001466213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,281

F1 · shares: Fully vested shares awarded upon re-election to the Cirrus Logic, Inc. Board of Directors.

Read SEC document
May 07, 2020 Filed May 11, 2020 20:31 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 SaleCommon Stock 625 $72.23 $45,143.75
Disclosure

SEC source: 0001273902-20-000033 · edgardoc.xml · nonDerivative · entry 1

CARTER JOHN C · CIK 0001466213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,509

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on February 13, 2020.

Read SEC document
November 11, 2019 Filed Nov 13, 2019 21:32 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 SaleCommon Stock 12,521 $70.39 $881,311.87
Disclosure

SEC source: 0001273902-19-000120 · edgardoc.xml · nonDerivative · entry 1

CARTER JOHN C · CIK 0001466213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,134

F1 · price: The price reported in Table I - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.31 to $70.56. The reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request.

Read SEC document
August 06, 2019 Filed Aug 8, 2019 21:37 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 SaleCommon Stock 7,473 $52.41 $391,624.06
Disclosure

SEC source: 0001273902-19-000036 · edgardoc.xml · nonDerivative · entry 1

CARTER JOHN C · CIK 0001466213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,655

F1 · price: The price reported in Table I - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.40 - $52.50. The reporting person will provide full information regarding the number of shares bought as each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request.

Read SEC document
August 02, 2019 Filed Aug 6, 2019 20:38 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 GrantCommon Stock 3,445 $0.00 $0.00
Disclosure

SEC source: 0001273902-19-000027 · edgardoc.xml · nonDerivative · entry 1

CARTER JOHN C · CIK 0001466213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,128

F1 · shares: Fully vested shares awarded upon re-election to the Cirrus Logic, Inc. Board of Directors.

Read SEC document
August 03, 2018 Filed Aug 4, 2018 00:45 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 GrantCommon Stock 4,583 $0.00 $0.00
Disclosure

SEC source: 0001273902-18-000030 · edgardoc.xml · nonDerivative · entry 1

CARTER JOHN C · CIK 0001466213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,683

F1 · shares: Fully vested shares awarded upon re-election to the Cirrus Logic, Inc. Board of Directors.

Read SEC document
July 28, 2017 Filed Aug 1, 2017 20:59 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 GrantCommon Stock 3,056 $0.00 $0.00
Disclosure

SEC source: 0001273902-17-000049 · edgardoc.xml · nonDerivative · entry 1

CARTER JOHN C · CIK 0001466213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,100

F1 · shares: Fully vested shares awarded upon re-election to the Cirrus Logic, Inc. Board of Directors.

Read SEC document
November 08, 2016 Filed Nov 9, 2016 22:37 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $19.82 $0.00
Disclosure

SEC source: 0001273902-16-000287 · edgardoc.xml · derivative · entry 3

CARTER JOHN C · CIK 0001466213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2020-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on May 24, 2016.

F3 · derivative.exercise_date: The option vested on a 4-year schedule: 25% of the shares became exercisable on 07/23/2011; the remaining 75% of the shares vested at a rate of 1/36th per month over the following 36 months so that the option was fully vested and exercisable on 07/23/2014.

Read SEC document
November 08, 2016 Filed Nov 9, 2016 22:37 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 SaleCommon Stock 25,000 $55.50 $1,387,440.00
Disclosure

SEC source: 0001273902-16-000287 · edgardoc.xml · nonDerivative · entry 2

CARTER JOHN C · CIK 0001466213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,044

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on May 24, 2016.

F2 · price: The price reported in Table I - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.98 to $56.13. The reporting person will provide full information regarding the number of shares bought at each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request.

Read SEC document
November 08, 2016 Filed Nov 9, 2016 22:37 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionCommon Stock 25,000 $19.82 $495,500.00
Disclosure

SEC source: 0001273902-16-000287 · edgardoc.xml · nonDerivative · entry 1

CARTER JOHN C · CIK 0001466213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,044

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on May 24, 2016.

Read SEC document
September 08, 2016 Filed Sep 9, 2016 20:06 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 SaleCommon Stock 6,108 $51.32 $313,436.91
Disclosure

SEC source: 0001273902-16-000229 · edgardoc.xml · nonDerivative · entry 1

CARTER JOHN C · CIK 0001466213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,044

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on May 24, 2016.

F2 · price: The price reported in Table I - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.56 to $51.82. The reporting person will provide full information regarding the number of shares bought as each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.