CRS

SEC source: 0001062993-24-015367 · form4.xml · nonDerivative · entry 1

Malloy Brian J · CIK 0001756183 · SVP and Chief Operating Office

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,621.73

F1 · kind: In connection with the withholding of tax shares on previously reported restricted stock units.

SEC source: 0001062993-24-015365 · form4.xml · nonDerivative · entry 2

AKINS MARSHALL D · CIK 0001915828 · VP Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,368.77

F2 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan for Officers and Key Employees.

SEC source: 0001062993-24-015365 · form4.xml · nonDerivative · entry 1

AKINS MARSHALL D · CIK 0001915828 · VP Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,405.77

F1 · kind: In connection with the withholding of tax shares on previously reported restricted stock units.

SEC source: 0001062993-24-015363 · form4.xml · nonDerivative · entry 2

DEE JAMES D · CIK 0001137979 · SVP Gen Counsel and Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,934.19

F2 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan for Officers and Key Employees.

SEC source: 0001062993-24-015363 · form4.xml · nonDerivative · entry 1

DEE JAMES D · CIK 0001137979 · SVP Gen Counsel and Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,320.19

F1 · kind: In connection with the withholding of tax shares on previously reported restricted stock units.

SEC source: 0001062993-24-015361 · form4.xml · nonDerivative · entry 2

LAIN TIMOTHY · CIK 0001579848 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,545.73

F2 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan for Officers and Key Employees.

SEC source: 0001062993-24-015361 · form4.xml · nonDerivative · entry 1

LAIN TIMOTHY · CIK 0001579848 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,537.73

F1 · kind: In connection with the withholding of tax shares on previously reported restricted stock units.

SEC source: 0001062993-24-015359 · form4.xml · nonDerivative · entry 2

Thene Tony R · CIK 0001420435 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 477,738

F2 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan for Officers and Key Employees.

SEC source: 0001062993-24-015359 · form4.xml · nonDerivative · entry 1

Thene Tony R · CIK 0001420435 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 462,055

F1 · kind: In connection with the withholding of tax shares on previously reported restricted stock units.

SEC source: 0001062993-24-015357 · form4.xml · nonDerivative · entry 2

SOCCI ELIZABETH A · CIK 0001752632 · VP, Contr & Ch Acctg Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,233

F2 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan for Officers and Key Employees.

SEC source: 0001062993-24-015357 · form4.xml · nonDerivative · entry 1

SOCCI ELIZABETH A · CIK 0001752632 · VP, Contr & Ch Acctg Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,623

F1 · kind: In connection with the withholding of tax shares on previously reported restricted stock units.

SEC source: 0001062993-24-014447 · form4.xml · derivative · entry 3

Thene Tony R · CIK 0001420435 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,524 shares

Expires 2024-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Automatic Exercise completed before expiration pursuant to terms contained in the Award Agreement.

F3 · price: The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan for Officers and Key Employees.

F2 · derivative.exercise_date: Stock Option Award became exercisable in equal installments on each of August 1, 2015, 2016 and 2017.

SEC source: 0001062993-24-014447 · form4.xml · nonDerivative · entry 2

Thene Tony R · CIK 0001420435 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 474,305

SEC source: 0001062993-24-014447 · form4.xml · nonDerivative · entry 1

Thene Tony R · CIK 0001420435 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 481,142

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-24-014445 · form4.xml · derivative · entry 4

LAIN TIMOTHY · CIK 0001579848 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,255 shares

Expires 2024-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Automatic Exercise completed before expiration pursuant to terms contained in the Award Agreement.

F4 · price: The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan for Officers and Key Employees.

F3 · derivative.exercise_date: Stock Option Award became exercisable in equal installments on each of August 1, 2015, 2016 and 2017.

SEC source: 0001062993-24-014445 · form4.xml · nonDerivative · entry 2

LAIN TIMOTHY · CIK 0001579848 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,665.73

SEC source: 0001062993-24-014445 · form4.xml · nonDerivative · entry 1

LAIN TIMOTHY · CIK 0001579848 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,110.73

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-24-013937 · form4.xml · nonDerivative · entry 2

Thene Tony R · CIK 0001420435 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 470,618

F2 · price: In connection with the vesting of reported performance award under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.

SEC source: 0001062993-24-013937 · form4.xml · nonDerivative · entry 1

Thene Tony R · CIK 0001420435 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 508,905

F1 · price: The reporting person was granted a performance-based restricted stock unit award with an effective grant date of August 16, 2021, and performance period ending June 30, 2024. The financial results were confirmed and approved on July 16, 2024, by the Audit/Finance Committee of Carpenter's Board of Directors and, on July 16, 2024, the Human Capital Management Committee of Carpenter's Board of Directors certified the achievement of the performance targets based on the approved financial results.

SEC source: 0001062993-24-013935 · form4.xml · nonDerivative · entry 2

SOCCI ELIZABETH A · CIK 0001752632 · VP, Contr & Ch Acctg Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,105

F2 · price: In connection with the vesting of reported performance award under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.

SEC source: 0001062993-24-013935 · form4.xml · nonDerivative · entry 1

SOCCI ELIZABETH A · CIK 0001752632 · VP, Contr & Ch Acctg Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,245

F1 · price: The reporting person was granted a performance-based restricted stock unit award with an effective grant date of August 16, 2021, and performance period ending June 30, 2024. The financial results were confirmed and approved on July 16, 2024, by the Audit/Finance Committee of Carpenter's Board of Directors and, on July 16, 2024, the Human Capital Management Committee of Carpenter's Board of Directors certified the achievement of the performance targets based on the approved financial results.

SEC source: 0001062993-24-013933 · form4.xml · nonDerivative · entry 2

Malloy Brian J · CIK 0001756183 · SVP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,479.73

F3 · price: In connection with the vesting of reported performance award under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.

F2 · balance_after: Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program.

SEC source: 0001062993-24-013933 · form4.xml · nonDerivative · entry 1

Malloy Brian J · CIK 0001756183 · SVP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,242.73

F1 · price: The reporting person was granted a performance-based restricted stock unit award with an effective grant date of August 16, 2021, and performance period ending June 30, 2024. The financial results were confirmed and approved on July 16, 2024, by the Audit/Finance Committee of Carpenter's Board of Directors and, on July 16, 2024, the Human Capital Management Committee of Carpenter's Board of Directors certified the achievement of the performance targets based on the approved financial results.

F2 · balance_after: Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program.

SEC source: 0001062993-24-013931 · form4.xml · nonDerivative · entry 2

LAIN TIMOTHY · CIK 0001579848 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,855.73

F2 · price: In connection with the vesting of reported performance award under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.

SEC source: 0001062993-24-013931 · form4.xml · nonDerivative · entry 1

LAIN TIMOTHY · CIK 0001579848 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,628.73

F1 · price: The reporting person was granted a performance-based restricted stock unit award with an effective grant date of August 16, 2021, and performance period ending June 30, 2024. The financial results were confirmed and approved on July 16, 2024, by the Audit/Finance Committee of Carpenter's Board of Directors and, on July 16, 2024, the Human Capital Management Committee of Carpenter's Board of Directors certified the achievement of the performance targets based on the approved financial results.

SEC source: 0001062993-24-013929 · form4.xml · nonDerivative · entry 2

DEE JAMES D · CIK 0001137979 · SVP Gen Counsel & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,491.19

F3 · price: In connection with the vesting of reported performance award under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.

F2 · balance_after: Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program.

SEC source: 0001062993-24-013929 · form4.xml · nonDerivative · entry 1

DEE JAMES D · CIK 0001137979 · SVP Gen Counsel & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,864.19

F1 · price: The reporting person was granted a performance-based restricted stock unit award with an effective grant date of August 16, 2021, and performance period ending June 30, 2024. The financial results were confirmed and approved on July 16, 2024, by the Audit/Finance Committee of Carpenter's Board of Directors and, on July 16, 2024, the Human Capital Management Committee of Carpenter's Board of Directors certified the achievement of the performance targets based on the approved financial results.

F2 · balance_after: Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program.

SEC source: 0001062993-24-013927 · form4.xml · nonDerivative · entry 2

AKINS MARSHALL D · CIK 0001915828 · VP Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,215.77

F2 · price: In connection with the vesting of reported performance award under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.

SEC source: 0001062993-24-013927 · form4.xml · nonDerivative · entry 1

AKINS MARSHALL D · CIK 0001915828 · VP Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,993.77

F1 · price: The reporting person was granted a performance-based restricted stock unit award with an effective grant date of August 16, 2021, and performance period ending June 30, 2024. The financial results were confirmed and approved on July 16, 2024, by the Audit/Finance Committee of Carpenter's Board of Directors and, on July 16, 2024, the Human Capital Management Committee of Carpenter's Board of Directors certified the achievement of the performance targets based on the approved financial results.

SEC source: 0001062993-24-013367 · form4.xml · derivative · entry 1

MCLANE CHARLES DOUGLAS JR · CIK 0001828400 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,857.36

Underlying: Common Stock · 228.14 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to common stock on a 1-for-1 basis

F2 · shares: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors.

F3 · derivative.exercise_date: Payable upon the later of separation of service or a specified date or event.

F3 · derivative.expiration_date: Payable upon the later of separation of service or a specified date or event.

F4 · balance_after: Includes dividend equivalents not previously reported.

SEC source: 0001062993-24-011051 · form4.xml · derivative · entry 9

DEE JAMES D · CIK 0001137979 · SVP Gen Counsel & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,224 shares

Expires 2029-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan for Officers and Key Employees.

F7 · derivative.exercise_date: Stock Option Award became exercisable in equal installments on each of August 15, 2020, 2021 and 2022.

SEC source: 0001062993-24-011051 · form4.xml · derivative · entry 8

DEE JAMES D · CIK 0001137979 · SVP Gen Counsel & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,276 shares

Expires 2028-08-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan for Officers and Key Employees.

F6 · derivative.exercise_date: Stock Option Award became exercisable in equal installments on each of August 6, 2019, 2020 and 2021.

SEC source: 0001062993-24-011051 · form4.xml · derivative · entry 7

DEE JAMES D · CIK 0001137979 · SVP Gen Counsel & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,808 shares

Expires 2027-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan for Officers and Key Employees.

F5 · derivative.exercise_date: Stock Option Award became exercisable in equal installments on each of July 31, 2018, 2019 and 2020.

SEC source: 0001062993-24-011051 · form4.xml · derivative · entry 6

DEE JAMES D · CIK 0001137979 · SVP Gen Counsel & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,210 shares

Expires 2024-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan for Officers and Key Employees.

F3 · derivative.exercise_date: Stock Option Award became exercisable in equal installments on each of August 1, 2015, 2016 and 2017.

SEC source: 0001062993-24-011051 · form4.xml · nonDerivative · entry 5

DEE JAMES D · CIK 0001137979 · SVP Gen Counsel & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,798.41

F2 · price: The price reported is an average of the total transactions executed for the day, with the individual transactions ranging from a low of $111.00 per share to a high of $111.815 per share.

F1 · balance_after: Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program.

SEC source: 0001062993-24-011051 · form4.xml · nonDerivative · entry 4

DEE JAMES D · CIK 0001137979 · SVP Gen Counsel & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,316.41

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program.

SEC source: 0001062993-24-011051 · form4.xml · nonDerivative · entry 3

DEE JAMES D · CIK 0001137979 · SVP Gen Counsel & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,092.41

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program.

SEC source: 0001062993-24-011051 · form4.xml · nonDerivative · entry 2

DEE JAMES D · CIK 0001137979 · SVP Gen Counsel & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,816.41

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program.

SEC source: 0001062993-24-011051 · form4.xml · nonDerivative · entry 1

DEE JAMES D · CIK 0001137979 · SVP Gen Counsel & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,008.41

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program.

SEC source: 0001062993-24-010461 · form4.xml · derivative · entry 4

KAROL STEVEN E · CIK 0001218733 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,445 shares

Expires 2024-10-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors.

SEC source: 0001062993-24-010461 · form4.xml · nonDerivative · entry 2

KAROL STEVEN E · CIK 0001218733 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,000

F1 · price: The price reported is an average of the total transactions executed for the day, with the individual transactions ranging from a low of $108.805 per share to a high of $108.98 per share.

SEC source: 0001062993-24-010461 · form4.xml · nonDerivative · entry 1

KAROL STEVEN E · CIK 0001218733 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 182,445

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-24-009900 · form4.xml · derivative · entry 5

AKINS MARSHALL D · CIK 0001915828 · VP Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,685 shares

Expires 2029-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan for Officers and Key Employees.

F4 · derivative.exercise_date: One-third of this award became exercisable on each of August 15, 2020, 2021 and 2022

SEC source: 0001062993-24-009900 · form4.xml · derivative · entry 4

AKINS MARSHALL D · CIK 0001915828 · VP Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,673 shares

Expires 2028-08-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan for Officers and Key Employees.

F2 · derivative.exercise_date: One-third of this award became exercisable on each of August 6, 2019, 2020 and 2021

SEC source: 0001062993-24-009900 · form4.xml · nonDerivative · entry 3

AKINS MARSHALL D · CIK 0001915828 · VP Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,013.77

F1 · balance_after: Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program.

SEC source: 0001062993-24-009900 · form4.xml · nonDerivative · entry 2

AKINS MARSHALL D · CIK 0001915828 · VP Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,371.77

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-24-009900 · form4.xml · nonDerivative · entry 1

AKINS MARSHALL D · CIK 0001915828 · VP Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,686.77

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-24-009557 · form4.xml · derivative · entry 3

SOCCI ELIZABETH A · CIK 0001752632 · VP, Contr & Ch Acctg Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 802 shares

Expires 2028-08-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan for Officers and Key Employees.

F1 · derivative.exercise_date: One-third of this award became exercisable on each of August 6, 2019, 2020 and 2021

SEC source: 0001062993-24-009557 · form4.xml · nonDerivative · entry 2

SOCCI ELIZABETH A · CIK 0001752632 · VP, Contr & Ch Acctg Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,509

SEC source: 0001062993-24-009557 · form4.xml · nonDerivative · entry 1

SOCCI ELIZABETH A · CIK 0001752632 · VP, Contr & Ch Acctg Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,311

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.