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CARPENTER TECHNOLOGY CORP

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3210
SEC CIK
0000017843
Parsed reports
485

Last 12 months

Inside the activity.

0 purchase rows · 60 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 2025019
Jan 202600
Feb 202605
Mar 202600
Apr 202600
May 2026010
Jun 202601
Jul 202600
Aug 2026022
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 15, 2019 Filed Aug 19, 2019 19:35 UTC
DEE JAMES DVP, Gen Counsel & Secretary
GrantEmployee Stock Options · Derivative 2,074 $0.00 Strike: $44.13 $0.00
Disclosure

SEC source: 0000017843-19-000050 · edgar.xml · derivative · entry 4

DEE JAMES D · CIK 0001137979 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,074

Underlying: Common Stock · 2,074 shares

Expires 2029-08-15

F2 · price: The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 19:35 UTC
DEE JAMES DVP, Gen Counsel & Secretary
GrantEmployee Stock Options · Derivative 2,075 $0.00 Strike: $44.13 $0.00
Disclosure

SEC source: 0000017843-19-000050 · edgar.xml · derivative · entry 3

DEE JAMES D · CIK 0001137979 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,075

Underlying: Common Stock · 2,075 shares

Expires 2029-08-15

F2 · price: The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 19:35 UTC
DEE JAMES DVP, Gen Counsel & Secretary
GrantEmployee Stock Options · Derivative 2,075 $0.00 Strike: $44.13 $0.00
Disclosure

SEC source: 0000017843-19-000050 · edgar.xml · derivative · entry 2

DEE JAMES D · CIK 0001137979 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,075

Underlying: Common Stock · 2,075 shares

Expires 2029-08-15

F2 · price: The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 19:35 UTC
DEE JAMES DVP, Gen Counsel & Secretary
GrantCommon Stock 2,822 $0.00 $0.00
Disclosure

SEC source: 0000017843-19-000050 · edgar.xml · nonDerivative · entry 1

DEE JAMES D · CIK 0001137979 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,292.19

F1 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 19:34 UTC
ABDELMALEK SAMEHVP & Group President - PEP
GrantEmployee Stock Options · Derivative 1,999 $0.00 Strike: $44.13 $0.00
Disclosure

SEC source: 0000017843-19-000049 · edgar.xml · derivative · entry 4

ABDELMALEK SAMEH · CIK 0001785384 · VP & Group President - PEP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,999

Underlying: Common Stock · 1,999 shares

Expires 2029-08-15

F2 · price: The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 19:34 UTC
ABDELMALEK SAMEHVP & Group President - PEP
GrantEmployee Stock Options · Derivative 2,000 $0.00 Strike: $44.13 $0.00
Disclosure

SEC source: 0000017843-19-000049 · edgar.xml · derivative · entry 3

ABDELMALEK SAMEH · CIK 0001785384 · VP & Group President - PEP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2029-08-15

F2 · price: The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 19:34 UTC
ABDELMALEK SAMEHVP & Group President - PEP
GrantEmployee Stock Options · Derivative 2,000 $0.00 Strike: $44.13 $0.00
Disclosure

SEC source: 0000017843-19-000049 · edgar.xml · derivative · entry 2

ABDELMALEK SAMEH · CIK 0001785384 · VP & Group President - PEP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2029-08-15

F2 · price: The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 19:34 UTC
ABDELMALEK SAMEHVP & Group President - PEP
GrantCommon Stock 5,553 $0.00 $0.00
Disclosure

SEC source: 0000017843-19-000049 · edgar.xml · nonDerivative · entry 1

ABDELMALEK SAMEH · CIK 0001785384 · VP & Group President - PEP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,553

F1 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.

Read SEC document
August 06, 2019 Filed Aug 8, 2019 19:19 UTC
Malloy Brian JVP - Chief Commercial Officer
Tax withholdingCommon Stock 312 $46.11 $14,386.32
Disclosure

SEC source: 0000017843-19-000043 · edgar.xml · nonDerivative · entry 1

Malloy Brian J · CIK 0001756183 · VP - Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,712

F1 · kind: In connection with the vesting of previously reported restricted stock units.

Read SEC document
August 06, 2019 Filed Aug 8, 2019 19:23 UTC
SOCCI ELIZABETH AVP, Controller & Chf Acctg Off
Tax withholdingCommon Stock 37 $46.11 $1,706.07
Disclosure

SEC source: 0000017843-19-000045 · edgar.xml · nonDerivative · entry 1

SOCCI ELIZABETH A · CIK 0001752632 · VP, Controller & Chf Acctg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,771

F1 · kind: In connection with the vesting of previously reported restricted stock units.

Read SEC document
August 06, 2019 Filed Aug 8, 2019 19:17 UTC
LAIN TIMOTHYVP and Chief Financial Officer
Tax withholdingCommon Stock 118 $46.11 $5,440.98
Disclosure

SEC source: 0000017843-19-000042 · edgar.xml · nonDerivative · entry 1

LAIN TIMOTHY · CIK 0001579848 · VP and Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,370.79

F1 · kind: In connection with the vesting of previously reported restricted stock units.

Read SEC document
August 06, 2019 Filed Aug 8, 2019 19:16 UTC
DEE JAMES DVP, Gen Counsel & Secretary
Tax withholdingCommon Stock 330 $46.11 $15,216.30
Disclosure

SEC source: 0000017843-19-000041 · edgar.xml · nonDerivative · entry 1

DEE JAMES D · CIK 0001137979 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,470.19

F1 · kind: In connection with the vesting of previously reported restricted stock units.

Read SEC document
August 06, 2019 Filed Aug 8, 2019 19:24 UTC
Thene Tony RPresident and CEO
Tax withholdingCommon Stock 2,515 $46.11 $115,966.65
Disclosure

SEC source: 0000017843-19-000046 · edgar.xml · nonDerivative · entry 1

Thene Tony R · CIK 0001420435 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,924

F1 · kind: In connection with the vesting of previously reported restricted stock units.

Read SEC document
August 06, 2019 Filed Aug 8, 2019 19:21 UTC
Murtagh MichaelVP & Group President - SAO
Tax withholdingCommon Stock 429 $46.11 $19,781.19
Disclosure

SEC source: 0000017843-19-000044 · edgar.xml · nonDerivative · entry 1

Murtagh Michael · CIK 0001746809 · VP & Group President - SAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,077

F1 · kind: In connection with the vesting of previously reported restricted stock units.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 21:18 UTC
Thene Tony RPresident and CEO
Tax withholdingCommon Stock 25,790 $45.78 $1,180,666.20
Disclosure

SEC source: 0000017843-19-000040 · edgar.xml · nonDerivative · entry 1

Thene Tony R · CIK 0001420435 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,439

F1 · kind: In connection with the vesting of previously reported restricted stock units.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 21:13 UTC
Malloy Brian JVP - Chief Commercial Officer
Tax withholdingCommon Stock 4,313 $45.78 $197,449.14
Disclosure

SEC source: 0000017843-19-000038 · edgar.xml · nonDerivative · entry 1

Malloy Brian J · CIK 0001756183 · VP - Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,024

F1 · kind: In connection with the vesting of previously reported restricted stock units.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 21:15 UTC
SOCCI ELIZABETH AVP, Controller & Chf Acctg Off
Tax withholdingCommon Stock 93 $45.78 $4,257.54
Disclosure

SEC source: 0000017843-19-000039 · edgar.xml · nonDerivative · entry 1

SOCCI ELIZABETH A · CIK 0001752632 · VP, Controller & Chf Acctg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,808

F1 · kind: In connection with the vesting of previously reported restricted stock units.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 21:12 UTC
LAIN TIMOTHYVP and Chief Financial Officer
Tax withholdingCommon Stock 2,627 $45.78 $120,264.06
Disclosure

SEC source: 0000017843-19-000037 · edgar.xml · nonDerivative · entry 1

LAIN TIMOTHY · CIK 0001579848 · VP and Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,488.79

F1 · kind: In connection with the vesting of previously reported restricted stock units.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 21:11 UTC
DEE JAMES DVP, Gen Counsel & Secretary
Tax withholdingCommon Stock 5,164 $45.78 $236,407.92
Disclosure

SEC source: 0000017843-19-000036 · edgar.xml · nonDerivative · entry 1

DEE JAMES D · CIK 0001137979 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,800.19

F1 · kind: In connection with the vesting of previously reported restricted stock units.

Read SEC document
July 19, 2019 Filed Jul 23, 2019 20:49 UTC Exercise / conversionDirector Stock Options (right to buy) · Derivative 2,358 Not disclosed Strike: $17.29 Not disclosed
Disclosure

SEC source: 0000017843-19-000035 · edgar.xml · derivative · entry 2

WARD JR STEPHEN M · CIK 0001164644 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,358 shares

Expires 2019-07-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors as part of his director compensation.

Read SEC document
July 19, 2019 Filed Jul 23, 2019 20:49 UTC Exercise / conversionCommon Stock 2,358 $17.29 $40,769.82
Disclosure

SEC source: 0000017843-19-000035 · edgar.xml · nonDerivative · entry 1

WARD JR STEPHEN M · CIK 0001164644 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 17, 2019 Filed Jul 19, 2019 19:07 UTC
Thene Tony RPresident and CEO
Tax withholdingCommon Stock 17,685 $45.14 $798,300.90
Disclosure

SEC source: 0000017843-19-000034 · edgar.xml · nonDerivative · entry 2

Thene Tony R · CIK 0001420435 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,229

F2 · kind: In connection with the distribution of reported stock award.

Read SEC document
July 17, 2019 Filed Jul 19, 2019 19:07 UTC
Thene Tony RPresident and CEO
GrantCommon Stock 33,369 Not disclosed Not disclosed
Disclosure

SEC source: 0000017843-19-000034 · edgar.xml · nonDerivative · entry 1

Thene Tony R · CIK 0001420435 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,914

F1 · price: The reporting person was granted a performance-based restricted stock unit award with an effective grant date of August 1, 2016, and performance period ending June 30, 2019. The financial results were confirmed and approved on July 17, 2019, by the Audit/Finance Committee of Carpenter's Board of Directors and, on July 17, 2019, the Compensation Committee of Carpenter's Board of Directors certified the achievement of the performance targets based on the approved financial results.

Read SEC document
July 17, 2019 Filed Jul 19, 2019 19:04 UTC
Murtagh MichaelVP & Group President - SAO
Tax withholdingCommon Stock 1,704 $45.14 $76,918.56
Disclosure

SEC source: 0000017843-19-000032 · edgar.xml · nonDerivative · entry 2

Murtagh Michael · CIK 0001746809 · VP & Group President - SAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,506

F2 · kind: In connection with the distribution of reported stock award.

Read SEC document
July 17, 2019 Filed Jul 19, 2019 19:04 UTC
Murtagh MichaelVP & Group President - SAO
GrantCommon Stock 3,709 Not disclosed Not disclosed
Disclosure

SEC source: 0000017843-19-000032 · edgar.xml · nonDerivative · entry 1

Murtagh Michael · CIK 0001746809 · VP & Group President - SAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,210

F1 · price: The reporting person was granted a performance-based restricted stock unit award with an effective grant date of August 1, 2016, and performance period ending June 30, 2019. The financial results were confirmed and approved on July 17, 2019, by the Audit/Finance Committee of Carpenter's Board of Directors and, on July 17, 2019, the Compensation Committee of Carpenter's Board of Directors certified the achievement of the performance targets based on the approved financial results.

Read SEC document
July 17, 2019 Filed Jul 19, 2019 19:06 UTC
SOCCI ELIZABETH AVP, Controller & Chf Acctg Off
Tax withholdingCommon Stock 167 $45.14 $7,538.38
Disclosure

SEC source: 0000017843-19-000033 · edgar.xml · nonDerivative · entry 2

SOCCI ELIZABETH A · CIK 0001752632 · VP, Controller & Chf Acctg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,901

F2 · shares: In connection with the distribution of reported stock award.

Read SEC document
July 17, 2019 Filed Jul 19, 2019 19:06 UTC
SOCCI ELIZABETH AVP, Controller & Chf Acctg Off
GrantCommon Stock 598 Not disclosed Not disclosed
Disclosure

SEC source: 0000017843-19-000033 · edgar.xml · nonDerivative · entry 1

SOCCI ELIZABETH A · CIK 0001752632 · VP, Controller & Chf Acctg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,068

F1 · price: The reporting person was granted a performance-based restricted stock unit award with an effective grant date of August 1, 2016, and performance period ending June 30, 2019. The financial results were confirmed and approved on July 17, 2019, by the Audit/Finance Committee of Carpenter's Board of Directors and, on July 17, 2019, the Compensation Committee of Carpenter's Board of Directors certified the achievement of the performance targets based on the approved financial results.

Read SEC document
July 17, 2019 Filed Jul 19, 2019 19:03 UTC
Malloy Brian JVP - Chief Commercial Officer
Tax withholdingCommon Stock 1,368 $45.14 $61,751.52
Disclosure

SEC source: 0000017843-19-000031 · edgar.xml · nonDerivative · entry 2

Malloy Brian J · CIK 0001756183 · VP - Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,337

F2 · kind: In connection with the distribution of reported stock award.

Read SEC document
July 17, 2019 Filed Jul 19, 2019 19:03 UTC
Malloy Brian JVP - Chief Commercial Officer
GrantCommon Stock 2,980 Not disclosed Not disclosed
Disclosure

SEC source: 0000017843-19-000031 · edgar.xml · nonDerivative · entry 1

Malloy Brian J · CIK 0001756183 · VP - Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,705

F1 · price: The reporting person was granted a performance-based restricted stock unit award with an effective grant date of August 1, 2016, and performance period ending June 30, 2019. The financial results were confirmed and approved on July 17, 2019, by the Audit/Finance Committee of Carpenter's Board of Directors and, on July 17, 2019, the Compensation Committee of Carpenter's Board of Directors certified the achievement of the performance targets based on the approved financial results.

Read SEC document
July 17, 2019 Filed Jul 19, 2019 19:02 UTC
LAIN TIMOTHYVP and Chief Financial Officer
Tax withholdingCommon Stock 875 $45.14 $39,497.50
Disclosure

SEC source: 0000017843-19-000030 · edgar.xml · nonDerivative · entry 2

LAIN TIMOTHY · CIK 0001579848 · VP and Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,115.79

F2 · kind: In connection with the distribution of reported stock award.

Read SEC document
July 17, 2019 Filed Jul 19, 2019 19:02 UTC
LAIN TIMOTHYVP and Chief Financial Officer
GrantCommon Stock 1,968 Not disclosed Not disclosed
Disclosure

SEC source: 0000017843-19-000030 · edgar.xml · nonDerivative · entry 1

LAIN TIMOTHY · CIK 0001579848 · VP and Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,990.79

F1 · price: The reporting person was granted a performance-based restricted stock unit award with an effective grant date of August 1, 2016, and performance period ending June 30, 2019. The financial results were confirmed and approved on July 17, 2019, by the Audit/Finance Committee of Carpenter's Board of Directors and, on July 17, 2019, the Compensation Committee of Carpenter's Board of Directors certified the achievement of the performance targets based on the approved financial results.

Read SEC document
July 17, 2019 Filed Jul 19, 2019 19:01 UTC
DEE JAMES DVP, Gen Counsel & Secretary
Tax withholdingCommon Stock 2,326 $45.14 $104,995.64
Disclosure

SEC source: 0000017843-19-000029 · edgar.xml · nonDerivative · entry 2

DEE JAMES D · CIK 0001137979 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,964.19

F2 · kind: In connection with the distribution of reported stock award.

Read SEC document
July 17, 2019 Filed Jul 19, 2019 19:01 UTC
DEE JAMES DVP, Gen Counsel & Secretary
GrantCommon Stock 4,768 Not disclosed Not disclosed
Disclosure

SEC source: 0000017843-19-000029 · edgar.xml · nonDerivative · entry 1

DEE JAMES D · CIK 0001137979 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,290.19

F1 · price: The reporting person was granted a performance-based restricted stock unit award with an effective grant date of August 1, 2016, and performance period ending June 30, 2019. The financial results were confirmed and approved on July 17, 2019, by the Audit/Finance Committee of Carpenter's Board of Directors and, on July 17, 2019, the Compensation Committee of Carpenter's Board of Directors certified the achievement of the performance targets based on the approved financial results.

Read SEC document
June 30, 2019 Filed Jul 3, 2019 00:41 UTC
SOCCI ELIZABETH AVP, Controller & Chf Acctg Off
Tax withholdingCommon Stock 148 $47.98 $7,101.04
Disclosure

SEC source: 0000017843-19-000027 · edgar.xml · nonDerivative · entry 1

SOCCI ELIZABETH A · CIK 0001752632 · VP, Controller & Chf Acctg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,470

F1 · kind: In connection with the vesting of previously reported restricted stock units.

Read SEC document
June 30, 2019 Filed Jul 3, 2019 00:44 UTC
Thene Tony RPresident and CEO
Tax withholdingCommon Stock 13,253 $47.98 $635,878.94
Disclosure

SEC source: 0000017843-19-000028 · edgar.xml · nonDerivative · entry 1

Thene Tony R · CIK 0001420435 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,545

F1 · kind: In connection with the vesting of previously reported restricted stock units.

Read SEC document
June 30, 2019 Filed Jul 3, 2019 00:40 UTC
Murtagh MichaelVP & Group President - SAO
Tax withholdingCommon Stock 1,147 $47.98 $55,033.06
Disclosure

SEC source: 0000017843-19-000026 · edgar.xml · nonDerivative · entry 1

Murtagh Michael · CIK 0001746809 · VP & Group President - SAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,501

F1 · kind: In connection with the vesting of previously reported restricted stock units.

Read SEC document
June 30, 2019 Filed Jul 3, 2019 00:39 UTC
Malloy Brian JVP - Chief Commercial Officer
Tax withholdingCommon Stock 1,060 $47.98 $50,858.80
Disclosure

SEC source: 0000017843-19-000025 · edgar.xml · nonDerivative · entry 1

Malloy Brian J · CIK 0001756183 · VP - Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,725

F1 · kind: In connection with the vesting of previously reported restricted stock units.

Read SEC document
June 30, 2019 Filed Jul 3, 2019 00:37 UTC
LAIN TIMOTHYVP and Chief Financial Officer
Tax withholdingCommon Stock 617 $47.98 $29,603.66
Disclosure

SEC source: 0000017843-19-000024 · edgar.xml · nonDerivative · entry 1

LAIN TIMOTHY · CIK 0001579848 · VP and Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,022.79

F1 · kind: In connection with the vesting of previously reported restricted strock units.

F2 · balance_after: Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program.

Read SEC document
June 30, 2019 Filed Jul 3, 2019 00:34 UTC
DEE JAMES DVP, Gen Counsel & Secretary
Tax withholdingCommon Stock 1,701 $47.98 $81,613.98
Disclosure

SEC source: 0000017843-19-000023 · edgar.xml · nonDerivative · entry 2

DEE JAMES D · CIK 0001137979 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,522.19

F2 · kind: In connection with the vesting of previously reported restricted stock units.

F3 · balance_after: Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program.

Read SEC document
March 26, 2019 Filed Mar 28, 2019 14:38 UTC Exercise / conversionDirector Stock Option (right to buy) · Derivative 2,358 Not disclosed Strike: $17.29 Not disclosed
Disclosure

SEC source: 0000017843-19-000010 · edgar.xml · derivative · entry 2

MCMASTER ROBERT R · CIK 0001258998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,358 shares

Expires 2019-07-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors.

Read SEC document
March 26, 2019 Filed Mar 28, 2019 14:38 UTC Exercise / conversionCommon Stock 2,358 $17.29 $40,769.82
Disclosure

SEC source: 0000017843-19-000010 · edgar.xml · nonDerivative · entry 1

MCMASTER ROBERT R · CIK 0001258998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,558

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:21 UTC GrantDirector Stock Options (right to buy) · Derivative 4,000 Not disclosed Strike: $45.12 Not disclosed
Disclosure

SEC source: 0000017843-19-000007 · edgar.xml · derivative · entry 2

ACOFF VIOLA L · CIK 0001768369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2029-02-14

F4 · price: The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:21 UTC GrantDirector Stock Units · Derivative 1,461 Not disclosed Not disclosed
Disclosure

SEC source: 0000017843-19-000007 · edgar.xml · derivative · entry 1

ACOFF VIOLA L · CIK 0001768369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,461

Underlying: Common Stock · 1,461 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to common stock on a 1-for-1 basis

F3 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors.

F2 · derivative.exercise_date: Payable upon the later of separation of service or a specified date or event

F2 · derivative.expiration_date: Payable upon the later of separation of service or a specified date or event

Read SEC document
February 14, 2019 Filed Feb 21, 2019 21:17 UTC GrantDirector Stock Options (right to buy) · Derivative 4,000 Not disclosed Strike: $45.12 Not disclosed
Disclosure

SEC source: 0000017843-19-000009 · edgar.xml · derivative · entry 2

HART ANASTASIOS JOHN · CIK 0001768623 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2029-02-14

F4 · price: The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors.

Read SEC document
February 14, 2019 Filed Feb 21, 2019 21:17 UTC GrantDirector Stock Units · Derivative 1,461 Not disclosed Not disclosed
Disclosure

SEC source: 0000017843-19-000009 · edgar.xml · derivative · entry 1

HART ANASTASIOS JOHN · CIK 0001768623 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,461

Underlying: Common Stock · 1,461 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to common stock on a 1-for-1 basis

F3 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors.

F2 · derivative.exercise_date: Payable upon the later of separation of service or a specified date or event

F2 · derivative.expiration_date: Payable upon the later of separation of service or a specified date or event

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December 31, 2018 Filed Jan 3, 2019 19:04 UTC GrantDirector Stock Units · Derivative 386.13 $35.61 $13,750.09
Disclosure

SEC source: 0000017843-19-000001 · edgar.xml · derivative · entry 1

LIGOCKI KATHLEEN · CIK 0001261013 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,038.45

Underlying: Common Stock · 386.13 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to common stock on a 1-for-1 basis

F2 · kind: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors.

F3 · derivative.exercise_date: Payable upon the later of separation of service or a specified date or event

F3 · derivative.expiration_date: Payable upon the later of separation of service or a specified date or event

F4 · balance_after: Includes dividend equivalents not previously reported.

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December 04, 2018 Filed Jul 3, 2019 00:34 UTC
DEE JAMES DVP, Gen Counsel & Secretary
Tax withholdingCommon Stock 423 $41.99 $17,761.77
Disclosure

SEC source: 0000017843-19-000023 · edgar.xml · nonDerivative · entry 1

DEE JAMES D · CIK 0001137979 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,040.273

F1 · kind: In connection with the withholding of tax shares on previously reported restricted stock units.

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November 01, 2018 Filed Nov 5, 2018 19:57 UTC
Lyon SamuelVP & Group President - PEP
Tax withholdingCommon Stock 446 $44.66 $19,918.36
Disclosure

SEC source: 0000017843-18-000065 · edgar.xml · nonDerivative · entry 1

Lyon Samuel · CIK 0001747181 · VP & Group President - PEP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,206

F1 · shares: In connection with the vesting of previously reported restricted stock units.

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October 09, 2018 Filed Oct 11, 2018 18:55 UTC GrantDirector Stock Options · Derivative 1,886 Not disclosed Strike: $58.48 Not disclosed
Disclosure

SEC source: 0000017843-18-000053 · edgar.xml · derivative · entry 2

INGLIS I MARTIN · CIK 0001190345 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,886

Underlying: Common Stock · 1,886 shares

Expires 2028-10-09

F5 · price: The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors.

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October 09, 2018 Filed Oct 11, 2018 18:55 UTC GrantDirector Stock Units · Derivative 1,796 Not disclosed Not disclosed
Disclosure

SEC source: 0000017843-18-000053 · edgar.xml · derivative · entry 1

INGLIS I MARTIN · CIK 0001190345 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,563.21

Underlying: Common Stock · 1,796 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to common stock on a 1-for-1 basis

F3 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors.

F2 · derivative.exercise_date: Payable upon the later of separation of service or a specified date or event

F2 · derivative.expiration_date: Payable upon the later of separation of service or a specified date or event

F4 · balance_after: Includes dividend equivalents not previously reported.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.