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Nasdaq · USD

CRON

Cronos Group Inc.

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4811
SEC CIK
0001656472
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268

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 12, 2021 Filed Mar 16, 2021 22:21 UTC Exercise / conversionCOMMON SHARES 1,250,000 $0.19 $242,625.00
Disclosure

SEC source: 0001656472-21-000033 · wf-form4_161593323165408.xml · nonDerivative · entry 8

ADLER JASON MARC · CIK 0001796212 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Rachel Adler 2020 Gift Trust

Disclosed balance after: 1,250,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: The price reported was converted from the Canadian exercise price of C$0.245 to U.S. dollars using an exchange rate of C$1.00 to US$0.7923 as reported by Bloomberg as of March 11, 2021.

F9 · balance_after: On December 16, 2020, the reporting person transferred the corresponding warrants as a gift to his spouse, who shares the reporting person's household. On the same day of such gift transfer, the reporting person's spouse transferred such warrants as a gift to the Rachel Adler 2020 Gift Trust (the "Trust"), of which the reporting person is a trustee.

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March 12, 2021 Filed Mar 16, 2021 22:21 UTC Tax withholdingCOMMON SHARES 51,152 $10.39 $531,320.94
Disclosure

SEC source: 0001656472-21-000033 · wf-form4_161593323165408.xml · nonDerivative · entry 6

ADLER JASON MARC · CIK 0001796212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,332,641

F7 · kind: On March 12, 2021, the reporting person exercised warrants to purchase 2,737,132 common shares of the Company for C$0.245 per common share. The reporting person paid the exercise price on a cashless basis, resulting in the Company's withholding of 51,152 common shares to pay the exercise price and issuing to the reporting person the remaining 2,685,980 common shares.

F3 · price: The price reported is in U.S. dollars based on the exchange rate of C$1.00 to US$0.7923 as reported by Bloomberg as of March 11, 2021.

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March 12, 2021 Filed Mar 16, 2021 22:21 UTC Exercise / conversionCOMMON SHARES 2,737,132 $0.19 $531,277.32
Disclosure

SEC source: 0001656472-21-000033 · wf-form4_161593323165408.xml · nonDerivative · entry 5

ADLER JASON MARC · CIK 0001796212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,383,793

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: The price reported was converted from the Canadian exercise price of C$0.245 to U.S. dollars using an exchange rate of C$1.00 to US$0.7923 as reported by Bloomberg as of March 11, 2021.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 22:21 UTC Tax withholdingCOMMON SHARES 112,586 $10.39 $1,169,442.04
Disclosure

SEC source: 0001656472-21-000033 · wf-form4_161593323165408.xml · nonDerivative · entry 4

ADLER JASON MARC · CIK 0001796212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,646,661

F5 · kind: The Company withheld 112,586 common shares underlying the options for payment of the exercise price, using the closing price of the Company's common shares on March 11, 2021 of C$13.11 as reported on the Toronto Stock Exchange.

F3 · price: The price reported is in U.S. dollars based on the exchange rate of C$1.00 to US$0.7923 as reported by Bloomberg as of March 11, 2021.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 22:21 UTC Exercise / conversionCOMMON SHARES 1,200,000 $0.97 $1,169,400.00
Disclosure

SEC source: 0001656472-21-000033 · wf-form4_161593323165408.xml · nonDerivative · entry 3

ADLER JASON MARC · CIK 0001796212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,759,247

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: The price reported was converted from the Canadian exercise price of C$1.23 to U.S. dollars using an exchange rate of C$1.00 to US$0.7923 as reported by Bloomberg as of March 11, 2021.

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March 12, 2021 Filed Mar 16, 2021 22:21 UTC Tax withholdingCOMMON SHARES 3,179 $10.39 $33,020.59
Disclosure

SEC source: 0001656472-21-000033 · wf-form4_161593323165408.xml · nonDerivative · entry 2

ADLER JASON MARC · CIK 0001796212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,559,247

F2 · kind: Cronos Group Inc. (the "Company") withheld 3,179 common shares underlying the options for payment of the exercise price, using the closing price of the Company's common shares on March 11, 2021 of C$13.11 as reported on the Toronto Stock Exchange.

F3 · price: The price reported is in U.S. dollars based on the exchange rate of C$1.00 to US$0.7923 as reported by Bloomberg as of March 11, 2021.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 22:21 UTC Exercise / conversionCOMMON SHARES 83,334 $0.40 $33,016.93
Disclosure

SEC source: 0001656472-21-000033 · wf-form4_161593323165408.xml · nonDerivative · entry 1

ADLER JASON MARC · CIK 0001796212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,562,426

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The price reported was converted from the Canadian exercise price of C$0.50 to U.S. dollars using an exchange rate of C$1.00 to US$0.7923 as reported by Bloomberg as of March 11, 2021.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 18:04 UTC
GORENSTEIN MICHAEL RYANDirector · Executive Chairman
SaleCOMMON SHARES 324,411 $10.20 $3,307,499.91
Disclosure

SEC source: 0001656472-21-000031 · wf-form4_161584585021426.xml · nonDerivative · entry 1

GORENSTEIN MICHAEL RYAN · CIK 0001797199 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,712,536

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.49, inclusive. The reporting person undertakes to provide to Cronos Group Inc. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4.

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March 09, 2021 Filed Mar 10, 2021 17:34 UTC
GORENSTEIN MICHAEL RYANDirector · Executive Chairman
SaleCOMMON SHARES 185,000 $10.00 $1,849,297.00
Disclosure

SEC source: 0001656472-21-000029 · wf-form4_161541565846866.xml · nonDerivative · entry 3

GORENSTEIN MICHAEL RYAN · CIK 0001797199 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,036,947

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.90 to $10.07, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4.

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March 08, 2021 Filed Mar 10, 2021 17:34 UTC
GORENSTEIN MICHAEL RYANDirector · Executive Chairman
Exercise / conversionCOMMON SHARE OPTION (right to buy) · Derivative 1,200,000 $0.00 Strike: $0.97 $0.00
Disclosure

SEC source: 0001656472-21-000029 · wf-form4_161541565846866.xml · derivative · entry 4

GORENSTEIN MICHAEL RYAN · CIK 0001797199 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON SHARES · 1,200,000 shares

Expires 2021-10-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The price reported was converted from the Canadian exercise price of C$1.23 to U.S. dollars using an exchange rate of C$1.00 to US$0.7887 as reported by Bloomberg as of March 5, 2021.

F5 · derivative.exercise_date: The options were granted October 6, 2016 and vest in monthly installments over a four-year period.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 17:34 UTC
GORENSTEIN MICHAEL RYANDirector · Executive Chairman
Tax withholdingCOMMON SHARES 410,589 $9.54 $3,915,130.35
Disclosure

SEC source: 0001656472-21-000029 · wf-form4_161541565846866.xml · nonDerivative · entry 2

GORENSTEIN MICHAEL RYAN · CIK 0001797199 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,221,947

F2 · kind: Cronos Group Inc. (the "Company") withheld 410,589 common shares underlying the options for payment of the exercise price and to cover applicable withholding taxes, using the closing price of the Company's common shares on March 5, 2021 of C$12.09 as reported on the Toronto Stock Exchange.

F3 · price: The price reported is in U.S. dollars based on the exchange rate of C$1.00 to US$0.7887 as reported by Bloomberg as of March 5, 2021.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 17:34 UTC
GORENSTEIN MICHAEL RYANDirector · Executive Chairman
Exercise / conversionCOMMON SHARES 1,200,000 $0.97 $1,164,120.00
Disclosure

SEC source: 0001656472-21-000029 · wf-form4_161541565846866.xml · nonDerivative · entry 1

GORENSTEIN MICHAEL RYAN · CIK 0001797199 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,632,536

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The price reported was converted from the Canadian exercise price of C$1.23 to U.S. dollars using an exchange rate of C$1.00 to US$0.7887 as reported by Bloomberg as of March 5, 2021.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 17:39 UTC
GORENSTEIN MICHAEL RYANDirector · Executive Chairman
SaleCOMMON SHARES 114,015 $10.39 $1,184,262.40
Disclosure

SEC source: 0001656472-21-000027 · wf-form4_161489756357507.xml · nonDerivative · entry 6

GORENSTEIN MICHAEL RYAN · CIK 0001797199 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,432,536

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.23 to $10.5901, inclusive.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 17:39 UTC
GORENSTEIN MICHAEL RYANDirector · Executive Chairman
Exercise / conversionWARRANTS · Derivative 3,990,221 $0.00 Strike: $0.19 $0.00
Disclosure

SEC source: 0001656472-21-000027 · wf-form4_161489756357507.xml · derivative · entry 8

GORENSTEIN MICHAEL RYAN · CIK 0001797199 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON SHARES · 3,990,221 shares

Expires 2021-05-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The price reported was converted from the Canadian exercise price of C$0.245 to U.S. dollars using an exchange rate of C$1.00 to US$0.7875 as reported by Bloomberg as of March 1, 2021.

F9 · derivative.exercise_date: The warrants were issued between May 16, 2016 and August 12, 2016 and were immediately exercisable.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 17:39 UTC
GORENSTEIN MICHAEL RYANDirector · Executive Chairman
Exercise / conversionCOMMON SHARE OPTION (right to buy) · Derivative 487,500 $0.00 Strike: $0.39 $0.00
Disclosure

SEC source: 0001656472-21-000027 · wf-form4_161489756357507.xml · derivative · entry 7

GORENSTEIN MICHAEL RYAN · CIK 0001797199 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON SHARES · 487,500 shares

Expires 2021-08-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The price reported was converted from the Canadian exercise price of C$0.50 to U.S. dollars using an exchange rate of C$1.00 to US$0.7875 as reported by Bloomberg as of March 1, 2021.

F8 · derivative.exercise_date: The options were granted August 5, 2016 and vested in monthly installments over a four-year period.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 17:39 UTC
GORENSTEIN MICHAEL RYANDirector · Executive Chairman
SaleCOMMON SHARES 230,000 $11.05 $2,540,534.00
Disclosure

SEC source: 0001656472-21-000027 · wf-form4_161489756357507.xml · nonDerivative · entry 5

GORENSTEIN MICHAEL RYAN · CIK 0001797199 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,546,551

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.715 to $11.37, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (6) and footnote (7) to this Form 4.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 17:39 UTC
GORENSTEIN MICHAEL RYANDirector · Executive Chairman
Tax withholdingCOMMON SHARES 69,981 $11.00 $769,888.97
Disclosure

SEC source: 0001656472-21-000027 · wf-form4_161489756357507.xml · nonDerivative · entry 4

GORENSTEIN MICHAEL RYAN · CIK 0001797199 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,776,551

F5 · kind: On March 2, 2021, the reporting person exercised warrants to purchase 3,990,221 common shares of the Company for C$0.245 per common share. The reporting person paid the exercise price on a cashless basis, resulting in the Company's withholding of 69,981 common shares to pay the exercise price and issuing to the reporting person the remaining 3,920,240 common shares.

F3 · price: The price reported is in U.S. dollars based on the exchange rate of C$1.00 to US$0.7875 as reported by Bloomberg as of March 1, 2021.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 17:39 UTC
GORENSTEIN MICHAEL RYANDirector · Executive Chairman
Exercise / conversionCOMMON SHARES 3,990,221 $0.19 $769,713.63
Disclosure

SEC source: 0001656472-21-000027 · wf-form4_161489756357507.xml · nonDerivative · entry 3

GORENSTEIN MICHAEL RYAN · CIK 0001797199 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,846,532

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: The price reported was converted from the Canadian exercise price of C$0.245 to U.S. dollars using an exchange rate of C$1.00 to US$0.7875 as reported by Bloomberg as of March 1, 2021.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 17:39 UTC
GORENSTEIN MICHAEL RYANDirector · Executive Chairman
Tax withholdingCOMMON SHARES 143,485 $11.00 $1,578,535.88
Disclosure

SEC source: 0001656472-21-000027 · wf-form4_161489756357507.xml · nonDerivative · entry 2

GORENSTEIN MICHAEL RYAN · CIK 0001797199 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,856,311

F2 · kind: Cronos Group Inc. (the "Company") withheld 143,485 common shares underlying the options for payment of the exercise price and to cover applicable withholding taxes, using the closing price of the Company's common shares on March 1, 2021 of C$13.97 as reported on the Toronto Stock Exchange.

F3 · price: The price reported is in U.S. dollars based on the exchange rate of C$1.00 to US$0.7875 as reported by Bloomberg as of March 1, 2021.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 17:39 UTC
GORENSTEIN MICHAEL RYANDirector · Executive Chairman
Exercise / conversionCOMMON SHARES 487,500 $0.39 $191,977.50
Disclosure

SEC source: 0001656472-21-000027 · wf-form4_161489756357507.xml · nonDerivative · entry 1

GORENSTEIN MICHAEL RYAN · CIK 0001797199 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,999,796

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The price reported was converted from the Canadian exercise price of C$0.50 to U.S. dollars using an exchange rate of C$1.00 to US$0.7875 as reported by Bloomberg as of March 1, 2021.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:36 UTC
Shlimak AnnaSVP, Corporate Affairs
GrantRESTRICTED STOCK UNITS · Derivative 22,009 $0.00 $0.00
Disclosure

SEC source: 0001656472-21-000021 · wf-form4_161481454354578.xml · derivative · entry 1

Shlimak Anna · CIK 0001804953 · SVP, Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,880

Underlying: COMMON SHARES · 22,009 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc.

F2 · derivative.exercise_date: The RSUs vest in three substantially equal annual installments beginning March 1, 2022, subject to continued employment through each applicable vesting date.

F2 · derivative.expiration_date: The RSUs vest in three substantially equal annual installments beginning March 1, 2022, subject to continued employment through each applicable vesting date.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:46 UTC
MATHUR PUNEETVice President & Controller
GrantRESTRICTED STOCK UNITS · Derivative 4,646 $0.00 $0.00
Disclosure

SEC source: 0001656472-21-000025 · wf-form4_161481515331104.xml · derivative · entry 1

MATHUR PUNEET · CIK 0001796403 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,865

Underlying: COMMON SHARES · 4,646 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc.

F2 · derivative.exercise_date: The RSUs vest in three substantially equal annual installments beginning March 1, 2022, subject to continued employment through each applicable vesting date.

F2 · derivative.expiration_date: The RSUs vest in three substantially equal annual installments beginning March 1, 2022, subject to continued employment through each applicable vesting date.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:45 UTC
Buggy ShannonSVP, Global Head of People
GrantRESTRICTED STOCK UNITS · Derivative 11,961 $0.00 $0.00
Disclosure

SEC source: 0001656472-21-000024 · wf-form4_161481509229265.xml · derivative · entry 1

Buggy Shannon · CIK 0001830967 · SVP, Global Head of People

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,487

Underlying: COMMON SHARES · 11,961 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc.

F2 · derivative.exercise_date: The RSUs vest in three substantially equal annual installments beginning March 1, 2022, subject to continued employment through each applicable vesting date.

F2 · derivative.expiration_date: The RSUs vest in three substantially equal annual installments beginning March 1, 2022, subject to continued employment through each applicable vesting date.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:44 UTC
Frein SummerGeneral Manager, USA
GrantRESTRICTED STOCK UNITS · Derivative 14,354 $0.00 $0.00
Disclosure

SEC source: 0001656472-21-000023 · wf-form4_161481501144927.xml · derivative · entry 1

Frein Summer · CIK 0001820177 · General Manager, USA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,776

Underlying: COMMON SHARES · 14,354 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc.

F2 · derivative.exercise_date: The RSUs vest in three substantially equal annual installments beginning March 1, 2022, subject to continued employment through each applicable vesting date.

F2 · derivative.expiration_date: The RSUs vest in three substantially equal annual installments beginning March 1, 2022, subject to continued employment through each applicable vesting date.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:42 UTC
ABRAHAM TODD KEVINChief Innovation Officer
GrantRESTRICTED STOCK UNITS · Derivative 19,991 $0.00 $0.00
Disclosure

SEC source: 0001656472-21-000022 · wf-form4_161481493178930.xml · derivative · entry 1

ABRAHAM TODD KEVIN · CIK 0001796271 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,928

Underlying: COMMON SHARES · 19,991 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc.

F2 · derivative.exercise_date: The RSUs vest in three substantially equal annual installments beginning March 1, 2022, subject to continued employment through each applicable vesting date.

F2 · derivative.expiration_date: The RSUs vest in three substantially equal annual installments beginning March 1, 2022, subject to continued employment through each applicable vesting date.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:33 UTC
Schmidt KurtSee Remarks
GrantRESTRICTED STOCK UNITS · Derivative 124,401 $0.00 $0.00
Disclosure

SEC source: 0001656472-21-000019 · wf-form4_161481437310269.xml · derivative · entry 1

Schmidt Kurt · CIK 0001647807 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 574,401

Underlying: COMMON SHARES · 124,401 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc.

F2 · derivative.exercise_date: The RSUs vest in three substantially equal annual installments beginning March 1, 2022, subject to continued employment through each applicable vesting date.

F2 · derivative.expiration_date: The RSUs vest in three substantially equal annual installments beginning March 1, 2022, subject to continued employment through each applicable vesting date.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:34 UTC
SHUM XIU MINGSee Remarks
GrantRESTRICTED STOCK UNITS · Derivative 30,075 $0.00 $0.00
Disclosure

SEC source: 0001656472-21-000020 · wf-form4_161481445294341.xml · derivative · entry 1

SHUM XIU MING · CIK 0001795252 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,205

Underlying: COMMON SHARES · 30,075 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc.

F2 · derivative.exercise_date: The RSUs vest in three substantially equal annual installments beginning March 1, 2022, subject to continued employment through each applicable vesting date.

F2 · derivative.expiration_date: The RSUs vest in three substantially equal annual installments beginning March 1, 2022, subject to continued employment through each applicable vesting date.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:31 UTC SaleCOMMON SHARES 4,500 $13.60 $61,200.90
Disclosure

SEC source: 0001656472-21-000018 · wf-form4_161481423998852.xml · nonDerivative · entry 1

JACOBSON JEFFREY DAVID · CIK 0001796124 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.60 to $13.61, inclusive. The reporting person undertakes to provide to Cronos Group Inc. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
December 16, 2020 Filed Feb 16, 2021 23:14 UTC GiftWARRANTS · Derivative 1,250,000 $0.00 Strike: $0.19 $0.00
Disclosure

SEC source: 0001656472-21-000003 · wf-form5_161351721679704.xml · derivative · entry 2

ADLER JASON MARC · CIK 0001796212 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Rachel Adler 2020 Gift Trust

Disclosed balance after: 1,250,000

Underlying: COMMON SHARES · 1,250,000 shares

Expires 2021-05-27

F1 · derivative.exercise_price: The price reported was converted from the Canadian exercise price of C$0.245 to U.S. dollars using an exchange rate of C$1.00 to US$0.7873 as reported by Bloomberg as of December 16, 2020.

F2 · kind: This transaction involved a gift of warrants by the reporting person to his spouse, who shares the reporting person's household. On the same day of the transaction being reported on this Form 5, the reporting person's spouse transferred such warrants as a gift to the Rachel Adler 2020 Gift Trust, of which the reporting person is a trustee.

Read SEC document
December 16, 2020 Filed Feb 16, 2021 23:14 UTC GiftWARRANTS · Derivative 1,250,000 $0.00 Strike: $0.19 $0.00
Disclosure

SEC source: 0001656472-21-000003 · wf-form5_161351721679704.xml · derivative · entry 1

ADLER JASON MARC · CIK 0001796212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,737,132

Underlying: COMMON SHARES · 1,250,000 shares

Expires 2021-05-27

F1 · derivative.exercise_price: The price reported was converted from the Canadian exercise price of C$0.245 to U.S. dollars using an exchange rate of C$1.00 to US$0.7873 as reported by Bloomberg as of December 16, 2020.

F2 · kind: This transaction involved a gift of warrants by the reporting person to his spouse, who shares the reporting person's household. On the same day of the transaction being reported on this Form 5, the reporting person's spouse transferred such warrants as a gift to the Rachel Adler 2020 Gift Trust, of which the reporting person is a trustee.

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November 17, 2020 Filed Nov 18, 2020 22:02 UTC SaleCOMMON SHARES 100,000 $7.33 $733,400.00
Disclosure

SEC source: 0001796212-20-000011 · wf-form4_160573695611269.xml · nonDerivative · entry 1

ADLER JASON MARC · CIK 0001796212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,479,092

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.30 to $7.38, inclusive. The reporting person undertakes to provide to Cronos Group Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

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November 12, 2020 Filed Nov 16, 2020 20:06 UTC
GORENSTEIN MICHAEL RYANDirector · Executive Chairman
Exercise / conversionWARRANTS · Derivative 4,000,000 $0.00 Strike: $0.19 $0.00
Disclosure

SEC source: 0001797199-20-000005 · wf-form4_160557518838656.xml · derivative · entry 3

GORENSTEIN MICHAEL RYAN · CIK 0001797199 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,990,221

Underlying: COMMON SHARES · 4,000,000 shares

Expires 2021-05-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The price reported was converted from the Canadian exercise price of C$0.245 to U.S. dollars using an exchange rate of C$1.00 to US$0.7657 as reported by Bloomberg as of November 11, 2020.

F4 · derivative.exercise_date: The warrants were issued between May 16, 2016 and August 12, 2016 and were immediately exercisable.

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November 12, 2020 Filed Nov 16, 2020 20:06 UTC
GORENSTEIN MICHAEL RYANDirector · Executive Chairman
Tax withholdingCOMMON SHARES 105,151 $7.14 $750,778.14
Disclosure

SEC source: 0001797199-20-000005 · wf-form4_160557518838656.xml · nonDerivative · entry 2

GORENSTEIN MICHAEL RYAN · CIK 0001797199 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,512,296

F2 · kind: On November 12, 2020, the reporting person exercised warrants to purchase 4,000,000 common shares of Cronos Group Inc. (the "Company") for C$0.245 per common share. The reporting person paid the exercise price on a cashless basis, resulting in the Company's withholding of 105,151 common shares to pay the exercise price and issuing to the reporting person the remaining 3,894,849 common shares.

F3 · price: The price reported is in U.S. dollars based on the exchange rate of C$1.00 to US$0.7657 as reported by Bloomberg as of November 11, 2020.

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November 12, 2020 Filed Nov 16, 2020 20:06 UTC
GORENSTEIN MICHAEL RYANDirector · Executive Chairman
Exercise / conversionCOMMON SHARES 4,000,000 $0.19 $750,400.00
Disclosure

SEC source: 0001797199-20-000005 · wf-form4_160557518838656.xml · nonDerivative · entry 1

GORENSTEIN MICHAEL RYAN · CIK 0001797199 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,617,447

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The price reported was converted from the Canadian exercise price of C$0.245 to U.S. dollars using an exchange rate of C$1.00 to US$0.7657 as reported by Bloomberg as of November 11, 2020.

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November 11, 2020 Filed Nov 13, 2020 21:34 UTC SaleCOMMON SHARES 9,300 $7.30 $67,890.00
Disclosure

SEC source: 0001796212-20-000009 · wf-form4_160530324516401.xml · nonDerivative · entry 1

ADLER JASON MARC · CIK 0001796212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,579,092

F1 · balance_after: The total number of shares beneficially owned was misreported on the reporting person's Form 3 filed on December 31, 2019, which overreported the amount of beneficially owned shares by 200,000 shares. The number stated in this filing reflects the correction of the misreported amount.

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November 10, 2020 Filed Nov 11, 2020 01:09 UTC SaleCOMMON SHARES 21,361 $7.30 $155,945.98
Disclosure

SEC source: 0001796212-20-000005 · wf-form4_160505693297049.xml · nonDerivative · entry 3

ADLER JASON MARC · CIK 0001796212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,788,392

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.30 to $7.305, inclusive.

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November 09, 2020 Filed Nov 11, 2020 01:09 UTC SaleCOMMON SHARES 769,339 $7.73 $5,946,298.06
Disclosure

SEC source: 0001796212-20-000005 · wf-form4_160505693297049.xml · nonDerivative · entry 2

ADLER JASON MARC · CIK 0001796212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,809,753

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.30 to $8.19, inclusive.

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November 06, 2020 Filed Nov 10, 2020 20:07 UTC
GORENSTEIN MICHAEL RYANDirector · Executive Chairman
SaleCOMMON SHARES 107,851 $7.92 $853,931.86
Disclosure

SEC source: 0001797199-20-000003 · wf-form4_160505682132696.xml · nonDerivative · entry 2

GORENSTEIN MICHAEL RYAN · CIK 0001797199 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 617,447

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.695 to $8.095, inclusive.

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November 06, 2020 Filed Nov 10, 2020 20:07 UTC
GORENSTEIN MICHAEL RYANDirector · Executive Chairman
SaleCOMMON SHARES 1,181,499 $7.16 $8,462,013.99
Disclosure

SEC source: 0001797199-20-000003 · wf-form4_160505682132696.xml · nonDerivative · entry 1

GORENSTEIN MICHAEL RYAN · CIK 0001797199 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 725,298

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.70 to $7.69, inclusive. The reporting person undertakes to provide to Cronos Group Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (3) to this Form 4.

F2 · balance_after: The total number of shares beneficially owned was misreported on the reporting person's Form 3 filed on December 31, 2019, which overreported the amount of beneficially owned shares by 100 shares. The number stated in this filing reflects the correction of the misreported amount.

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November 06, 2020 Filed Nov 11, 2020 01:09 UTC SaleCOMMON SHARES 100,000 $7.60 $760,180.00
Disclosure

SEC source: 0001796212-20-000005 · wf-form4_160505693297049.xml · nonDerivative · entry 1

ADLER JASON MARC · CIK 0001796212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,579,092

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.46 to $7.80, inclusive. The reporting person undertakes to provide to Cronos Group Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4.

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November 06, 2020 Filed Nov 11, 2020 01:05 UTC
SHUM XIU MINGSee Remarks
GrantRESTRICTED STOCK UNITS · Derivative 58,130 $0.00 $0.00
Disclosure

SEC source: 0001795252-20-000003 · wf-form4_160505671163698.xml · derivative · entry 1

SHUM XIU MING · CIK 0001795252 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,130

Underlying: COMMON SHARES · 58,130 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc. (the "Company").

F2 · derivative.exercise_date: The RSUs vest in three substantially equal annual installments beginning November 6, 2021, subject to continued employment through each applicable date.

F2 · derivative.expiration_date: The RSUs vest in three substantially equal annual installments beginning November 6, 2021, subject to continued employment through each applicable date.

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September 15, 2020 Filed Sep 16, 2020 18:45 UTC
GORENSTEIN MICHAEL RYANDirector · Executive Chairman
Exercise / conversionWARRANTS · Derivative 645,555 $0.00 Strike: $0.24 $0.00
Disclosure

SEC source: 0001656472-20-000086 · wf-form4_160029628806998.xml · derivative · entry 3

GORENSTEIN MICHAEL RYAN · CIK 0001797199 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON SHARES · 645,555 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The price reported was converted from the Canadian exercise price of C$0.31 to U.S. dollars using an exchange rate of C$1.00 to US$0.7591 as reported by Bloomberg as of September 14, 2020.

F4 · derivative.exercise_date: 494,912 warrants were issued on October 8, 2015 and were immediately exercisable and expire on October 8, 2020. 150,643 warrants were issued on October 28, 2015 and were immediately exercisable and expire on October 28, 2020.

F4 · derivative.expiration_date: 494,912 warrants were issued on October 8, 2015 and were immediately exercisable and expire on October 8, 2020. 150,643 warrants were issued on October 28, 2015 and were immediately exercisable and expire on October 28, 2020.

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September 15, 2020 Filed Sep 16, 2020 18:45 UTC
GORENSTEIN MICHAEL RYANDirector · Executive Chairman
Tax withholdingCOMMON SHARES 28,108 $5.40 $151,783.20
Disclosure

SEC source: 0001656472-20-000086 · wf-form4_160029628806998.xml · nonDerivative · entry 2

GORENSTEIN MICHAEL RYAN · CIK 0001797199 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,906,897

F2 · kind: On September 15, 2020, the reporting person exercised warrants to purchase 645,555 common shares of Cronos Group Inc. (the "Company") for C$0.31 per common share. The reporting person paid the exercise price on a cashless basis, resulting in the Company's withholding of 28,108 common shares to pay the exercise price and issuing to the reporting person the remaining 617,447 common shares.

F3 · price: The price reported is in U.S. dollars based on the exchange rate of C$1.00 to US$0.7591 as reported by Bloomberg as of September 14, 2020.

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September 15, 2020 Filed Sep 16, 2020 18:45 UTC
GORENSTEIN MICHAEL RYANDirector · Executive Chairman
Exercise / conversionCOMMON SHARES 645,555 $0.24 $151,899.09
Disclosure

SEC source: 0001656472-20-000086 · wf-form4_160029628806998.xml · nonDerivative · entry 1

GORENSTEIN MICHAEL RYAN · CIK 0001797199 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,935,005

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The price reported was converted from the Canadian exercise price of C$0.31 to U.S. dollars using an exchange rate of C$1.00 to US$0.7591 as reported by Bloomberg as of September 14, 2020.

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September 10, 2020 Filed Sep 10, 2020 21:23 UTC
Schmidt KurtSee Remarks
GrantRESTRICTED STOCK UNITS · Derivative 450,000 $0.00 $0.00
Disclosure

SEC source: 0001656472-20-000083 · wf-form4_159977297260490.xml · derivative · entry 2

Schmidt Kurt · CIK 0001647807 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,000

Underlying: COMMON SHARES · 450,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc.

F3 · derivative.exercise_date: The RSUs vest on September 10, 2023, subject to continued employment through such date.

F3 · derivative.expiration_date: The RSUs vest on September 10, 2023, subject to continued employment through such date.

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September 10, 2020 Filed Sep 10, 2020 21:23 UTC
Schmidt KurtSee Remarks
GrantCOMMON SHARE OPTION (right to buy) · Derivative 2,000,000 $0.00 Strike: $5.28 $0.00
Disclosure

SEC source: 0001656472-20-000083 · wf-form4_159977297260490.xml · derivative · entry 1

Schmidt Kurt · CIK 0001647807 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000,000

Underlying: COMMON SHARES · 2,000,000 shares

Expires 2027-09-10

F1 · derivative.exercise_date: The options vest in annual equal installments over a five-year period beginning on September 10, 2021, subject to continued employment through each applicable vesting date.

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August 14, 2020 Filed Aug 18, 2020 21:33 UTC OtherCOMMON SHARES 2,500 $0.00 $0.00
Disclosure

SEC source: 0001796124-20-000003 · wf-form4_159778637861530.xml · nonDerivative · entry 1

JACOBSON JEFFREY DAVID · CIK 0001796124 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

F1 · kind: Reflects the transfer of 2,500 common shares of Cronos Group Inc. to an immediate family member that were previously reported under direct beneficial ownership but were held by the reporting person on behalf of such immediate family member.

F1 · price: Reflects the transfer of 2,500 common shares of Cronos Group Inc. to an immediate family member that were previously reported under direct beneficial ownership but were held by the reporting person on behalf of such immediate family member.

F1 · acquired: Reflects the transfer of 2,500 common shares of Cronos Group Inc. to an immediate family member that were previously reported under direct beneficial ownership but were held by the reporting person on behalf of such immediate family member.

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August 07, 2020 Filed Aug 11, 2020 21:37 UTC GrantDEFERRED SHARE UNITS · Derivative 19,280.2 $0.00 $0.00
Disclosure

SEC source: 0001796640-20-000003 · wf-form4_159718182982298.xml · derivative · entry 1

RUDYK JAMES DANIEL · CIK 0001796640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,764.36

Underlying: COMMON SHARES · 19,280.2 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon redemption, Deferred Share Units entitle Mr. Rudyk to receive a lump sum cash payment in an amount equal to the fair market value of common shares of Cronos Group Inc. (the "Company") on the date of redemption.

F2 · derivative.exercise_date: Vested Deferred Share Units are mandatorily redeemed by the Company on the first trading day after Mr. Rudyk ceases to be a director of the Company (subject to applicable securities regulations and policies of the Company relating to insider trading and "black out" periods).

F2 · derivative.expiration_date: Vested Deferred Share Units are mandatorily redeemed by the Company on the first trading day after Mr. Rudyk ceases to be a director of the Company (subject to applicable securities regulations and policies of the Company relating to insider trading and "black out" periods).

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August 07, 2020 Filed Aug 11, 2020 21:34 UTC GrantDEFERRED SHARE UNITS · Derivative 19,280.2 $0.00 $0.00
Disclosure

SEC source: 0001797566-20-000004 · wf-form4_159718164499608.xml · derivative · entry 1

EVANS BRONWEN CHRISTINE · CIK 0001797566 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,764.36

Underlying: COMMON SHARES · 19,280.2 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon redemption, Deferred Share Units entitle Ms. Evans to receive a lump sum cash payment in an amount equal to the fair market value of common shares of Cronos Group Inc. (the "Company") on the date of redemption.

F2 · derivative.exercise_date: Vested Deferred Share Units are mandatorily redeemed by the Company on the first trading day after Ms. Evans ceases to be a director of the Company (subject to applicable securities regulations and policies of the Company relating to insider trading and "black out" periods).

F2 · derivative.expiration_date: Vested Deferred Share Units are mandatorily redeemed by the Company on the first trading day after Ms. Evans ceases to be a director of the Company (subject to applicable securities regulations and policies of the Company relating to insider trading and "black out" periods).

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August 07, 2020 Filed Aug 11, 2020 21:31 UTC GrantDEFERRED SHARE UNITS · Derivative 19,280.2 $0.00 $0.00
Disclosure

SEC source: 0001796212-20-000003 · wf-form4_159718145962226.xml · derivative · entry 1

ADLER JASON MARC · CIK 0001796212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,764.36

Underlying: COMMON SHARES · 19,280.2 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon redemption, Deferred Share Units entitle Mr. Adler to receive a lump sum cash payment in an amount equal to the fair market value of common shares of Cronos Group Inc. (the "Company") on the date of redemption.

F2 · derivative.exercise_date: Vested Deferred Share Units are mandatorily redeemed by the Company on the first trading day after Mr. Adler ceases to be a director of the Company (subject to applicable securities regulations and policies of the Company relating to insider trading and "black out" periods).

F2 · derivative.expiration_date: Vested Deferred Share Units are mandatorily redeemed by the Company on the first trading day after Mr. Adler ceases to be a director of the Company (subject to applicable securities regulations and policies of the Company relating to insider trading and "black out" periods).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.