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CARTERS INC

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0001060822
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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 14, 2017 Filed Feb 17, 2017 00:28 UTC
D'Emilio JulieEVP, Sales
GrantCommon Stock 1,640 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000309 · primary_01.xml · nonDerivative · entry 1

D'Emilio Julie · CIK 0001615988 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,981

F1 · shares: These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date.

F2 · price: Granted at no cost to the reporting person.

Read SEC document
February 14, 2017 Filed Feb 17, 2017 00:23 UTC
Corning Kevin DoyleEVP, International
GrantOption (right to buy) · Derivative 7,000 $0.00 Strike: $83.84 $0.00
Disclosure

SEC source: 0001593968-17-000308 · primary_01.xml · derivative · entry 3

Corning Kevin Doyle · CIK 0001563916 · EVP, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 7,000 shares

Expires 2027-02-14

F4 · shares: These time-vesting options are exercisable in four equal annual installments beginning one year from the grant date.

Read SEC document
February 14, 2017 Filed Feb 17, 2017 00:23 UTC
Corning Kevin DoyleEVP, International
GrantCommon Stock 3,280 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000308 · primary_01.xml · nonDerivative · entry 2

Corning Kevin Doyle · CIK 0001563916 · EVP, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,439

F3 · shares: These restricted shares cliff vest based upon the achievement of certain 2019 earnings targets.

F2 · price: Granted at no cost to the reporting person.

Read SEC document
February 14, 2017 Filed Feb 17, 2017 00:23 UTC
Corning Kevin DoyleEVP, International
GrantCommon Stock 1,640 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000308 · primary_01.xml · nonDerivative · entry 1

Corning Kevin Doyle · CIK 0001563916 · EVP, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,159

F1 · shares: These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date.

F2 · price: Granted at no cost to the reporting person.

Read SEC document
February 14, 2017 Filed Feb 17, 2017 00:20 UTC GrantOption (right to buy) · Derivative 7,000 $0.00 Strike: $83.84 $0.00
Disclosure

SEC source: 0001593968-17-000307 · primary_01.xml · derivative · entry 3

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 7,000 shares

Expires 2027-02-14

F4 · shares: These time-vesting options are exercisable in four equal annual installments beginning one year from the grant date.

Read SEC document
February 14, 2017 Filed Feb 17, 2017 00:20 UTC GrantCommon Stock 3,280 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000307 · primary_01.xml · nonDerivative · entry 2

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,884

F3 · shares: These restricted shares cliff vest based upon the achievement of certain 2019 earnings targets.

F2 · price: Granted at no cost to the reporting person.

Read SEC document
February 14, 2017 Filed Feb 17, 2017 00:20 UTC GrantCommon Stock 1,640 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000307 · primary_01.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,604

F1 · shares: These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date.

F2 · price: Granted at no cost to the reporting person.

Read SEC document
February 14, 2017 Filed Feb 17, 2017 00:17 UTC
Lynch BrianPresident, Carter's, Inc.
GrantOption (right to buy) · Derivative 13,920 $0.00 Strike: $83.84 $0.00
Disclosure

SEC source: 0001593968-17-000306 · primary_01.xml · derivative · entry 3

Lynch Brian · CIK 0001484629 · President, Carter's, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,920

Underlying: Common Stock · 13,920 shares

Expires 2027-02-14

F4 · shares: These time-vesting options are exercisable in four equal annual installments beginning one year from the grant date.

Read SEC document
February 14, 2017 Filed Feb 17, 2017 00:17 UTC
Lynch BrianPresident, Carter's, Inc.
GrantCommon Stock 6,600 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000306 · primary_01.xml · nonDerivative · entry 2

Lynch Brian · CIK 0001484629 · President, Carter's, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,938

F3 · shares: These restricted shares cliff vest based upon the achievement of certain 2019 earnings targets.

F2 · price: Granted at no cost to the reporting person.

Read SEC document
February 14, 2017 Filed Feb 17, 2017 00:17 UTC
Lynch BrianPresident, Carter's, Inc.
GrantCommon Stock 3,300 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000306 · primary_01.xml · nonDerivative · entry 1

Lynch Brian · CIK 0001484629 · President, Carter's, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,338

F1 · shares: These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date.

F2 · price: Granted at no cost to the reporting person.

Read SEC document
February 14, 2017 Filed Feb 17, 2017 00:09 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
GrantOption (right to buy) · Derivative 69,000 $0.00 Strike: $83.84 $0.00
Disclosure

SEC source: 0001593968-17-000305 · primary_01.xml · derivative · entry 3

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,000

Underlying: Common Stock · 69,000 shares

Expires 2027-02-14

F4 · shares: These time-vesting options are exercisable in four equal annual installments beginning one year from the grant date.

Read SEC document
February 14, 2017 Filed Feb 17, 2017 00:09 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
GrantCommon Stock 32,744 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000305 · primary_01.xml · nonDerivative · entry 2

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,768

F3 · shares: These restricted shares cliff vest based upon the achievement of certain 2019 earnings targets.

F2 · price: Granted at no cost to the reporting person.

Read SEC document
February 14, 2017 Filed Feb 17, 2017 00:09 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
GrantCommon Stock 16,372 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000305 · primary_01.xml · nonDerivative · entry 1

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,024

F1 · shares: These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date.

F2 · price: Granted at no cost to the reporting person.

Read SEC document
December 05, 2016 Filed Feb 6, 2018 22:34 UTC
Smith Peter RoyerEVP Supply Chain
OtherCommon Stock 1.748 $91.40 $159.77
Disclosure

SEC source: 0001593968-18-000268 · primary_01.xml · nonDerivative · entry 1

Smith Peter Royer · CIK 0001653023 · EVP Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,062.75

F1 · shares: The transaction reported in this Form 5 reflects shares purchased as a result of a dividend reinvestment.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 28, 2016 Filed Nov 29, 2016 21:51 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
SaleCommon Stock 500 $93.08 $46,540.00
Disclosure

SEC source: 0001593968-16-001244 · primary_01.xml · nonDerivative · entry 2

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,652

F4 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $92.89 to $93.42, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F2 · acquired: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 9, 2016.

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 28, 2016 Filed Nov 29, 2016 21:51 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
SaleCommon Stock 20,200 $92.30 $1,864,460.00
Disclosure

SEC source: 0001593968-16-001244 · primary_01.xml · nonDerivative · entry 1

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,152

F1 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $91.89 to $92.58, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F2 · acquired: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 9, 2016.

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 21, 2016 Filed Nov 22, 2016 22:35 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
SaleCommon Stock 1,200 $90.92 $109,104.00
Disclosure

SEC source: 0001593968-16-001238 · primary_01.xml · nonDerivative · entry 2

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,352

F4 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $90.89 to $91.00, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F2 · acquired: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 9, 2016.

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 21, 2016 Filed Nov 22, 2016 22:35 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
SaleCommon Stock 19,500 $90.46 $1,763,970.00
Disclosure

SEC source: 0001593968-16-001238 · primary_01.xml · nonDerivative · entry 1

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,552

F1 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $89.88 to $90.86, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F2 · acquired: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 9, 2016.

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 14, 2016 Filed Nov 15, 2016 21:11 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
SaleCommon Stock 3,859 $94.25 $363,710.75
Disclosure

SEC source: 0001593968-16-001205 · primary_01.xml · nonDerivative · entry 6

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 373,052

F8 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $94.05 to $94.65, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F2 · acquired: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 9, 2016.

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 14, 2016 Filed Nov 15, 2016 21:11 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
SaleCommon Stock 10,500 $93.55 $982,275.00
Disclosure

SEC source: 0001593968-16-001205 · primary_01.xml · nonDerivative · entry 5

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,911

F7 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $93.05 to $94.04, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F2 · acquired: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 9, 2016.

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 14, 2016 Filed Nov 15, 2016 21:11 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
SaleCommon Stock 3,441 $92.73 $319,083.93
Disclosure

SEC source: 0001593968-16-001205 · primary_01.xml · nonDerivative · entry 4

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,411

F6 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $92.05 to $93.03, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F2 · acquired: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 9, 2016.

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 14, 2016 Filed Nov 15, 2016 21:11 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
SaleCommon Stock 2,000 $91.63 $183,260.00
Disclosure

SEC source: 0001593968-16-001205 · primary_01.xml · nonDerivative · entry 3

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 390,852

F5 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $91.04 to $91.97, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F2 · acquired: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 9, 2016.

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 14, 2016 Filed Nov 15, 2016 21:11 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
SaleCommon Stock 600 $90.32 $54,192.00
Disclosure

SEC source: 0001593968-16-001205 · primary_01.xml · nonDerivative · entry 2

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,852

F4 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $89.99 to $90.96, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F2 · acquired: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 9, 2016.

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 14, 2016 Filed Nov 15, 2016 21:11 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
SaleCommon Stock 300 $89.13 $26,739.00
Disclosure

SEC source: 0001593968-16-001205 · primary_01.xml · nonDerivative · entry 1

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,452

F1 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $88.93 to $89.50, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F2 · acquired: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 9, 2016.

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 11, 2016 Filed Nov 15, 2016 21:12 UTC
Smith Peter RoyerEVP Supply Chain
Tax withholdingCommon Stock 455 $88.09 $40,080.95
Disclosure

SEC source: 0001593968-16-001206 · primary_01.xml · nonDerivative · entry 1

Smith Peter Royer · CIK 0001653023 · EVP Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,765

F1 · acquired: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 09, 2016 Filed Feb 22, 2017 16:16 UTC
FULTON PAULDirector
GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000346 · primary_01.xml · nonDerivative · entry 1

FULTON PAUL · CIK 0001017068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,531

F1 · price: Transfer by gift to a charitable organization. Mr. Fulton received no consideration for the transfer of the securities

F2 · balance_after: Some of these shares were granted pursuant to the Issuer's Amended and Restated Equity Incentive Plan as part of the Reporting Person's annual director compensation.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 21:24 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
SaleCommon Stock 5,942 $87.57 $520,340.94
Disclosure

SEC source: 0001593968-16-001187 · primary_01.xml · nonDerivative · entry 2

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,752

F4 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $87.42 to $87.675, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F2 · acquired: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 9, 2016.

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 21:24 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
SaleCommon Stock 14,758 $86.92 $1,282,765.36
Disclosure

SEC source: 0001593968-16-001187 · primary_01.xml · nonDerivative · entry 1

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,694

F1 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $86.40 to $87.31, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F2 · acquired: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 9, 2016.

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.