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CARTERS INC

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0001060822
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 23, 2017 Filed Feb 28, 2017 00:16 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
Tax withholdingCommon Stock 14,989 $87.06 $1,304,942.34
Disclosure

SEC source: 0001593968-17-000357 · primary_01.xml · nonDerivative · entry 2

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,912

F4 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 23, 2017 Filed Feb 28, 2017 00:16 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
GrantCommon Stock 1,260 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000357 · primary_01.xml · nonDerivative · entry 1

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 373,901

F1 · shares: Reflects the above-target vesting of performance shares that were initially issued and reported in February 2014.

F2 · price: Granted at no cost to the reporting person.

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 20, 2017 Filed Feb 21, 2017 23:34 UTC
Corning Kevin DoyleEVP, International
Tax withholdingCommon Stock 1,198 $83.72 $100,296.56
Disclosure

SEC source: 0001593968-17-000341 · primary_01.xml · nonDerivative · entry 4

Corning Kevin Doyle · CIK 0001563916 · EVP, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,174

F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 20, 2017 Filed Feb 21, 2017 23:33 UTC Tax withholdingCommon Stock 479 $83.72 $40,101.88
Disclosure

SEC source: 0001593968-17-000340 · primary_01.xml · nonDerivative · entry 4

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,958

F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 20, 2017 Filed Feb 21, 2017 23:32 UTC
Lynch BrianPresident, Carter's, Inc.
Tax withholdingCommon Stock 1,078 $83.72 $90,250.16
Disclosure

SEC source: 0001593968-17-000339 · primary_01.xml · nonDerivative · entry 4

Lynch Brian · CIK 0001484629 · President, Carter's, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,397

F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 20, 2017 Filed Feb 21, 2017 23:31 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
Tax withholdingCommon Stock 2,996 $83.72 $250,825.12
Disclosure

SEC source: 0001593968-17-000338 · primary_01.xml · nonDerivative · entry 4

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,641

F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 20, 2017 Filed Feb 21, 2017 23:16 UTC
Wilson JillSVP HR and Talent Development
Tax withholdingCommon Stock 199 $83.72 $16,660.28
Disclosure

SEC source: 0001593968-17-000337 · primary_01.xml · nonDerivative · entry 4

Wilson Jill · CIK 0001484630 · SVP HR and Talent Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,029

F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 20, 2017 Filed Feb 21, 2017 23:14 UTC
D'Emilio JulieEVP, Sales
Tax withholdingCommon Stock 117 $83.72 $9,795.24
Disclosure

SEC source: 0001593968-17-000335 · primary_01.xml · nonDerivative · entry 6

D'Emilio Julie · CIK 0001615988 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,319

F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 20, 2017 Filed Feb 21, 2017 23:14 UTC
D'Emilio JulieEVP, Sales
Tax withholdingCommon Stock 179 $83.72 $14,985.88
Disclosure

SEC source: 0001593968-17-000335 · primary_01.xml · nonDerivative · entry 5

D'Emilio Julie · CIK 0001615988 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,436

F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 20, 2017 Filed Feb 21, 2017 23:11 UTC
Foglesong GregEVP Retail, Marketing, Growth
Tax withholdingCommon Stock 200 $83.72 $16,744.00
Disclosure

SEC source: 0001593968-17-000332 · primary_01.xml · nonDerivative · entry 4

Foglesong Greg · CIK 0001513741 · EVP Retail, Marketing, Growth

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,512

F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 18, 2017 Filed Feb 21, 2017 23:34 UTC
Corning Kevin DoyleEVP, International
Tax withholdingCommon Stock 223 $83.72 $18,669.56
Disclosure

SEC source: 0001593968-17-000341 · primary_01.xml · nonDerivative · entry 3

Corning Kevin Doyle · CIK 0001563916 · EVP, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,372

F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 18, 2017 Filed Feb 21, 2017 23:34 UTC
Corning Kevin DoyleEVP, International
Tax withholdingCommon Stock 203 $83.72 $16,995.16
Disclosure

SEC source: 0001593968-17-000341 · primary_01.xml · nonDerivative · entry 2

Corning Kevin Doyle · CIK 0001563916 · EVP, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,595

F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 18, 2017 Filed Feb 21, 2017 23:33 UTC Tax withholdingCommon Stock 203 $83.72 $16,995.16
Disclosure

SEC source: 0001593968-17-000340 · primary_01.xml · nonDerivative · entry 3

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,437

F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 18, 2017 Filed Feb 21, 2017 23:33 UTC Tax withholdingCommon Stock 227 $83.72 $19,004.44
Disclosure

SEC source: 0001593968-17-000340 · primary_01.xml · nonDerivative · entry 2

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,640

F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 18, 2017 Filed Feb 21, 2017 23:32 UTC
Lynch BrianPresident, Carter's, Inc.
Tax withholdingCommon Stock 419 $83.72 $35,078.68
Disclosure

SEC source: 0001593968-17-000339 · primary_01.xml · nonDerivative · entry 3

Lynch Brian · CIK 0001484629 · President, Carter's, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,475

F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 18, 2017 Filed Feb 21, 2017 23:32 UTC
Lynch BrianPresident, Carter's, Inc.
Tax withholdingCommon Stock 449 $83.72 $37,590.28
Disclosure

SEC source: 0001593968-17-000339 · primary_01.xml · nonDerivative · entry 2

Lynch Brian · CIK 0001484629 · President, Carter's, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,894

F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 18, 2017 Filed Feb 21, 2017 23:31 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
Tax withholdingCommon Stock 1,678 $83.72 $140,482.16
Disclosure

SEC source: 0001593968-17-000338 · primary_01.xml · nonDerivative · entry 3

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,637

F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 18, 2017 Filed Feb 21, 2017 23:31 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
Tax withholdingCommon Stock 1,798 $83.72 $150,528.56
Disclosure

SEC source: 0001593968-17-000338 · primary_01.xml · nonDerivative · entry 2

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,315

F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 18, 2017 Filed Feb 21, 2017 23:16 UTC
Wilson JillSVP HR and Talent Development
Tax withholdingCommon Stock 108 $83.72 $9,041.76
Disclosure

SEC source: 0001593968-17-000337 · primary_01.xml · nonDerivative · entry 3

Wilson Jill · CIK 0001484630 · SVP HR and Talent Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,228

F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 18, 2017 Filed Feb 21, 2017 23:16 UTC
Wilson JillSVP HR and Talent Development
Tax withholdingCommon Stock 133 $83.72 $11,134.76
Disclosure

SEC source: 0001593968-17-000337 · primary_01.xml · nonDerivative · entry 2

Wilson Jill · CIK 0001484630 · SVP HR and Talent Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,336

F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 18, 2017 Filed Feb 21, 2017 23:14 UTC
D'Emilio JulieEVP, Sales
Tax withholdingCommon Stock 103 $83.72 $8,623.16
Disclosure

SEC source: 0001593968-17-000335 · primary_01.xml · nonDerivative · entry 4

D'Emilio Julie · CIK 0001615988 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,615

F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 18, 2017 Filed Feb 21, 2017 23:14 UTC
D'Emilio JulieEVP, Sales
Tax withholdingCommon Stock 123 $83.72 $10,297.56
Disclosure

SEC source: 0001593968-17-000335 · primary_01.xml · nonDerivative · entry 3

D'Emilio Julie · CIK 0001615988 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,718

F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 18, 2017 Filed Feb 21, 2017 23:14 UTC
D'Emilio JulieEVP, Sales
Tax withholdingCommon Stock 93 $83.72 $7,785.96
Disclosure

SEC source: 0001593968-17-000335 · primary_01.xml · nonDerivative · entry 2

D'Emilio Julie · CIK 0001615988 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,841

F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 18, 2017 Filed Feb 21, 2017 23:15 UTC
Wu Michael C.SVP,General Counsel & Secy
Tax withholdingCommon Stock 103 $83.72 $8,623.16
Disclosure

SEC source: 0001593968-17-000336 · primary_01.xml · nonDerivative · entry 3

Wu Michael C. · CIK 0001309231 · SVP,General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,319

F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 18, 2017 Filed Feb 21, 2017 23:15 UTC
Wu Michael C.SVP,General Counsel & Secy
Tax withholdingCommon Stock 255 $83.72 $21,348.60
Disclosure

SEC source: 0001593968-17-000336 · primary_01.xml · nonDerivative · entry 2

Wu Michael C. · CIK 0001309231 · SVP,General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,422

F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 18, 2017 Filed Feb 21, 2017 23:11 UTC
Foglesong GregEVP Retail, Marketing, Growth
Tax withholdingCommon Stock 103 $83.72 $8,623.16
Disclosure

SEC source: 0001593968-17-000332 · primary_01.xml · nonDerivative · entry 3

Foglesong Greg · CIK 0001513741 · EVP Retail, Marketing, Growth

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,712

F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 18, 2017 Filed Feb 21, 2017 23:11 UTC
Foglesong GregEVP Retail, Marketing, Growth
Tax withholdingCommon Stock 131 $83.72 $10,967.32
Disclosure

SEC source: 0001593968-17-000332 · primary_01.xml · nonDerivative · entry 2

Foglesong Greg · CIK 0001513741 · EVP Retail, Marketing, Growth

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,815

F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 23:34 UTC
Corning Kevin DoyleEVP, International
Tax withholdingCommon Stock 641 $82.92 $53,151.72
Disclosure

SEC source: 0001593968-17-000341 · primary_01.xml · nonDerivative · entry 1

Corning Kevin Doyle · CIK 0001563916 · EVP, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,798

F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 23:33 UTC Tax withholdingCommon Stock 1,017 $82.92 $84,329.64
Disclosure

SEC source: 0001593968-17-000340 · primary_01.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,867

F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 23:32 UTC
Lynch BrianPresident, Carter's, Inc.
Tax withholdingCommon Stock 1,595 $82.92 $132,257.40
Disclosure

SEC source: 0001593968-17-000339 · primary_01.xml · nonDerivative · entry 1

Lynch Brian · CIK 0001484629 · President, Carter's, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,343

F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 23:31 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
Tax withholdingCommon Stock 1,655 $82.92 $137,232.60
Disclosure

SEC source: 0001593968-17-000338 · primary_01.xml · nonDerivative · entry 1

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,113

F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 23:16 UTC
Wilson JillSVP HR and Talent Development
Tax withholdingCommon Stock 327 $82.92 $27,114.84
Disclosure

SEC source: 0001593968-17-000337 · primary_01.xml · nonDerivative · entry 1

Wilson Jill · CIK 0001484630 · SVP HR and Talent Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,469

F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 23:14 UTC
D'Emilio JulieEVP, Sales
Tax withholdingCommon Stock 327 $82.92 $27,114.84
Disclosure

SEC source: 0001593968-17-000335 · primary_01.xml · nonDerivative · entry 1

D'Emilio Julie · CIK 0001615988 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,934

F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 23:15 UTC
Wu Michael C.SVP,General Counsel & Secy
Tax withholdingCommon Stock 327 $82.92 $27,114.84
Disclosure

SEC source: 0001593968-17-000336 · primary_01.xml · nonDerivative · entry 1

Wu Michael C. · CIK 0001309231 · SVP,General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,677

F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 23:12 UTC
Smith Peter RoyerEVP Supply Chain
Tax withholdingCommon Stock 644 $82.92 $53,400.48
Disclosure

SEC source: 0001593968-17-000333 · primary_01.xml · nonDerivative · entry 1

Smith Peter Royer · CIK 0001653023 · EVP Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,041

F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 23:11 UTC
Foglesong GregEVP Retail, Marketing, Growth
Tax withholdingCommon Stock 327 $82.92 $27,114.84
Disclosure

SEC source: 0001593968-17-000332 · primary_01.xml · nonDerivative · entry 1

Foglesong Greg · CIK 0001513741 · EVP Retail, Marketing, Growth

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,946

F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 14, 2017 Filed Feb 17, 2017 01:00 UTC
Wu Michael C.SVP,General Counsel & Secy
GrantOption (right to buy) · Derivative 3,180 $0.00 Strike: $83.84 $0.00
Disclosure

SEC source: 0001593968-17-000315 · primary_01.xml · derivative · entry 3

Wu Michael C. · CIK 0001309231 · SVP,General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,180

Underlying: Common Stock · 3,180 shares

Expires 2027-02-14

F4 · shares: These time-vesting options are exercisable in four equal annual installments beginning one year from the grant date.

F4 · derivative.underlying_shares: These time-vesting options are exercisable in four equal annual installments beginning one year from the grant date.

F4 · balance_after: These time-vesting options are exercisable in four equal annual installments beginning one year from the grant date.

Read SEC document
February 14, 2017 Filed Feb 17, 2017 01:00 UTC
Wu Michael C.SVP,General Counsel & Secy
GrantCommon Stock 1,520 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000315 · primary_01.xml · nonDerivative · entry 2

Wu Michael C. · CIK 0001309231 · SVP,General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,004

F3 · shares: These restricted shares cliff vest based upon the achievement of certain 2019 earnings targets.

F2 · price: Granted at no cost to the reporting person.

Read SEC document
February 14, 2017 Filed Feb 17, 2017 01:00 UTC
Wu Michael C.SVP,General Counsel & Secy
GrantCommon Stock 760 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000315 · primary_01.xml · nonDerivative · entry 1

Wu Michael C. · CIK 0001309231 · SVP,General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,484

F1 · shares: These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date.

F2 · price: Granted at no cost to the reporting person.

Read SEC document
February 14, 2017 Filed Feb 17, 2017 00:57 UTC
Foglesong GregEVP Retail, Marketing, Growth
GrantOption (right to buy) · Derivative 7,000 $0.00 Strike: $83.84 $0.00
Disclosure

SEC source: 0001593968-17-000314 · primary_01.xml · derivative · entry 3

Foglesong Greg · CIK 0001513741 · EVP Retail, Marketing, Growth

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 7,000 shares

Expires 2027-02-14

F4 · shares: These time-vesting options are exercisable in four equal annual installments beginning one year from the grant date.

Read SEC document
February 14, 2017 Filed Feb 17, 2017 00:57 UTC
Foglesong GregEVP Retail, Marketing, Growth
GrantCommon Stock 3,280 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000314 · primary_01.xml · nonDerivative · entry 2

Foglesong Greg · CIK 0001513741 · EVP Retail, Marketing, Growth

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,273

F3 · shares: These restricted shares cliff vest based upon the achievement of certain 2019 earnings targets.

F2 · price: Granted at no cost to the reporting person.

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February 14, 2017 Filed Feb 17, 2017 00:57 UTC
Foglesong GregEVP Retail, Marketing, Growth
GrantCommon Stock 1,640 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000314 · primary_01.xml · nonDerivative · entry 1

Foglesong Greg · CIK 0001513741 · EVP Retail, Marketing, Growth

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,993

F1 · shares: These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date.

F2 · price: Granted at no cost to the reporting person.

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February 14, 2017 Filed Feb 17, 2017 00:35 UTC
Wilson JillSVP HR and Talent Development
GrantOption (right to buy) · Derivative 3,180 $0.00 Strike: $83.84 $0.00
Disclosure

SEC source: 0001593968-17-000312 · primary_01.xml · derivative · entry 3

Wilson Jill · CIK 0001484630 · SVP HR and Talent Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,180

Underlying: Common Stock · 3,180 shares

Expires 2027-02-14

F4 · shares: These time-vesting options are exercisable in four equal annual installments beginning one year from the grant date.

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February 14, 2017 Filed Feb 17, 2017 00:35 UTC
Wilson JillSVP HR and Talent Development
GrantCommon Stock 1,520 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000312 · primary_01.xml · nonDerivative · entry 2

Wilson Jill · CIK 0001484630 · SVP HR and Talent Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,796

F3 · shares: These restricted shares cliff vest based upon the achievement of certain 2019 earnings targets.

F2 · price: Granted at no cost to the reporting person.

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February 14, 2017 Filed Feb 17, 2017 00:35 UTC
Wilson JillSVP HR and Talent Development
GrantCommon Stock 760 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000312 · primary_01.xml · nonDerivative · entry 1

Wilson Jill · CIK 0001484630 · SVP HR and Talent Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,276

F1 · shares: These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date.

F2 · price: Granted at no cost to the reporting person.

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February 14, 2017 Filed Feb 17, 2017 00:32 UTC
Smith Peter RoyerEVP Supply Chain
GrantOption (right to buy) · Derivative 7,000 $0.00 Strike: $83.84 $0.00
Disclosure

SEC source: 0001593968-17-000311 · primary_01.xml · derivative · entry 3

Smith Peter Royer · CIK 0001653023 · EVP Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 7,000 shares

Expires 2027-02-14

F4 · shares: These time-vesting options are exercisable in four equal annual installments beginning one year from the grant date.

Read SEC document
February 14, 2017 Filed Feb 17, 2017 00:32 UTC
Smith Peter RoyerEVP Supply Chain
GrantCommon Stock 3,280 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000311 · primary_01.xml · nonDerivative · entry 2

Smith Peter Royer · CIK 0001653023 · EVP Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,685

F3 · shares: These restricted shares cliff vest based upon the achievement of certain 2019 earnings targets.

F2 · price: Granted at no cost to the reporting person.

Read SEC document
February 14, 2017 Filed Feb 17, 2017 00:32 UTC
Smith Peter RoyerEVP Supply Chain
GrantCommon Stock 1,640 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000311 · primary_01.xml · nonDerivative · entry 1

Smith Peter Royer · CIK 0001653023 · EVP Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,405

F1 · shares: These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date.

F2 · price: Granted at no cost to the reporting person.

Read SEC document
February 14, 2017 Filed Feb 17, 2017 00:28 UTC
D'Emilio JulieEVP, Sales
GrantOption (right to buy) · Derivative 7,000 $0.00 Strike: $83.84 $0.00
Disclosure

SEC source: 0001593968-17-000309 · primary_01.xml · derivative · entry 3

D'Emilio Julie · CIK 0001615988 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 7,000 shares

Expires 2027-02-14

F4 · shares: These time-vesting options are exercisable in four equal annual installments beginning one year from the grant date.

Read SEC document
February 14, 2017 Filed Feb 17, 2017 00:28 UTC
D'Emilio JulieEVP, Sales
GrantCommon Stock 3,280 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000309 · primary_01.xml · nonDerivative · entry 2

D'Emilio Julie · CIK 0001615988 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,261

F3 · shares: These restricted shares cliff vest based upon the achievement of certain 2019 earnings targets.

F2 · price: Granted at no cost to the reporting person.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.