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CARTERS INC

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0001060822
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683

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 21, 2019 Filed Feb 22, 2019 21:34 UTC Tax withholdingCommon Stock 601 $90.43 $54,348.43
Disclosure

SEC source: 0001593968-19-000548 · primary_01.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,967

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 21:33 UTC
Smith Peter RoyerEVP Supply Chain
Tax withholdingCommon Stock 132 $90.43 $11,936.76
Disclosure

SEC source: 0001593968-19-000547 · primary_01.xml · nonDerivative · entry 1

Smith Peter Royer · CIK 0001653023 · EVP Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,463.33

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 21:32 UTC
D'Emilio JulieEVP, Sales
Tax withholdingCommon Stock 131 $90.43 $11,846.33
Disclosure

SEC source: 0001593968-19-000546 · primary_01.xml · nonDerivative · entry 1

D'Emilio Julie · CIK 0001615988 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,938

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 21:31 UTC
Moore Patrick QEVP Strategy and Bus Dev
Tax withholdingCommon Stock 148 $90.43 $13,383.64
Disclosure

SEC source: 0001593968-19-000545 · primary_01.xml · nonDerivative · entry 1

Moore Patrick Q · CIK 0001640619 · EVP Strategy and Bus Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,813

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 21:30 UTC
Lynch BrianPresident, Carter's, Inc.
Tax withholdingCommon Stock 257 $90.43 $23,240.51
Disclosure

SEC source: 0001593968-19-000544 · primary_01.xml · nonDerivative · entry 1

Lynch Brian · CIK 0001484629 · President, Carter's, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,964

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 21:27 UTC
Krugman KendraEVP, Merchandising and Design
Tax withholdingCommon Stock 114 $90.43 $10,309.02
Disclosure

SEC source: 0001593968-19-000543 · primary_01.xml · nonDerivative · entry 1

Krugman Kendra · CIK 0001749016 · EVP, Merchandising and Design

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,417

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 18, 2019 Filed Feb 19, 2019 22:44 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
Tax withholdingCommon Stock 1,578 $90.10 $142,177.80
Disclosure

SEC source: 0001593968-19-000487 · primary_01.xml · nonDerivative · entry 3

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,314

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 18, 2019 Filed Feb 19, 2019 22:47 UTC
Lynch BrianPresident, Carter's, Inc.
Tax withholdingCommon Stock 394 $90.10 $35,499.40
Disclosure

SEC source: 0001593968-19-000490 · primary_01.xml · nonDerivative · entry 3

Lynch Brian · CIK 0001484629 · President, Carter's, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,221

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 18, 2019 Filed Feb 19, 2019 22:48 UTC
Foglesong GregEVP Retail, Marketing, Growth
Tax withholdingCommon Stock 97 $90.10 $8,739.70
Disclosure

SEC source: 0001593968-19-000491 · primary_01.xml · nonDerivative · entry 3

Foglesong Greg · CIK 0001513741 · EVP Retail, Marketing, Growth

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,646

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 18, 2019 Filed Feb 19, 2019 22:53 UTC
Krugman KendraEVP, Merchandising and Design
Tax withholdingCommon Stock 100 $90.10 $9,010.00
Disclosure

SEC source: 0001593968-19-000494 · primary_01.xml · nonDerivative · entry 3

Krugman Kendra · CIK 0001749016 · EVP, Merchandising and Design

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,531

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 18, 2019 Filed Feb 19, 2019 22:51 UTC Tax withholdingCommon Stock 191 $90.10 $17,209.10
Disclosure

SEC source: 0001593968-19-000492 · primary_01.xml · nonDerivative · entry 3

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,568

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 18, 2019 Filed Feb 19, 2019 22:52 UTC
Wilson JillSVP HR and Talent Development
Tax withholdingCommon Stock 103 $90.10 $9,280.30
Disclosure

SEC source: 0001593968-19-000493 · primary_01.xml · nonDerivative · entry 3

Wilson Jill · CIK 0001484630 · SVP HR and Talent Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,104

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 18, 2019 Filed Feb 19, 2019 22:45 UTC
D'Emilio JulieEVP, Sales
Tax withholdingCommon Stock 97 $90.10 $8,739.70
Disclosure

SEC source: 0001593968-19-000488 · primary_01.xml · nonDerivative · entry 3

D'Emilio Julie · CIK 0001615988 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,069

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 16, 2019 Filed Feb 19, 2019 22:44 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
Tax withholdingCommon Stock 1,555 $90.10 $140,105.50
Disclosure

SEC source: 0001593968-19-000487 · primary_01.xml · nonDerivative · entry 2

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,892

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 16, 2019 Filed Feb 19, 2019 22:47 UTC
Lynch BrianPresident, Carter's, Inc.
Tax withholdingCommon Stock 1,476 $90.10 $132,987.60
Disclosure

SEC source: 0001593968-19-000490 · primary_01.xml · nonDerivative · entry 2

Lynch Brian · CIK 0001484629 · President, Carter's, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,615

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 16, 2019 Filed Feb 19, 2019 22:48 UTC
Foglesong GregEVP Retail, Marketing, Growth
Tax withholdingCommon Stock 292 $90.10 $26,309.20
Disclosure

SEC source: 0001593968-19-000491 · primary_01.xml · nonDerivative · entry 2

Foglesong Greg · CIK 0001513741 · EVP Retail, Marketing, Growth

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,743

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 16, 2019 Filed Feb 19, 2019 22:53 UTC
Krugman KendraEVP, Merchandising and Design
Tax withholdingCommon Stock 120 $90.10 $10,812.00
Disclosure

SEC source: 0001593968-19-000494 · primary_01.xml · nonDerivative · entry 2

Krugman Kendra · CIK 0001749016 · EVP, Merchandising and Design

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,631

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 16, 2019 Filed Feb 19, 2019 22:51 UTC Tax withholdingCommon Stock 935 $90.10 $84,243.50
Disclosure

SEC source: 0001593968-19-000492 · primary_01.xml · nonDerivative · entry 2

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,759

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 16, 2019 Filed Feb 19, 2019 22:52 UTC
Wilson JillSVP HR and Talent Development
Tax withholdingCommon Stock 309 $90.10 $27,840.90
Disclosure

SEC source: 0001593968-19-000493 · primary_01.xml · nonDerivative · entry 2

Wilson Jill · CIK 0001484630 · SVP HR and Talent Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,207

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 16, 2019 Filed Feb 19, 2019 22:46 UTC
Smith Peter RoyerEVP Supply Chain
Tax withholdingCommon Stock 581 $90.10 $52,348.10
Disclosure

SEC source: 0001593968-19-000489 · primary_01.xml · nonDerivative · entry 2

Smith Peter Royer · CIK 0001653023 · EVP Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,595.33

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 16, 2019 Filed Feb 19, 2019 22:45 UTC
D'Emilio JulieEVP, Sales
Tax withholdingCommon Stock 298 $90.10 $26,849.80
Disclosure

SEC source: 0001593968-19-000488 · primary_01.xml · nonDerivative · entry 2

D'Emilio Julie · CIK 0001615988 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,166

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:44 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
Tax withholdingCommon Stock 1,846 $89.36 $164,958.56
Disclosure

SEC source: 0001593968-19-000487 · primary_01.xml · nonDerivative · entry 1

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434,447

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:47 UTC
Lynch BrianPresident, Carter's, Inc.
Tax withholdingCommon Stock 397 $89.36 $35,475.92
Disclosure

SEC source: 0001593968-19-000490 · primary_01.xml · nonDerivative · entry 1

Lynch Brian · CIK 0001484629 · President, Carter's, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,091

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:48 UTC
Foglesong GregEVP Retail, Marketing, Growth
Tax withholdingCommon Stock 206 $89.36 $18,408.16
Disclosure

SEC source: 0001593968-19-000491 · primary_01.xml · nonDerivative · entry 1

Foglesong Greg · CIK 0001513741 · EVP Retail, Marketing, Growth

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,035

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:53 UTC
Krugman KendraEVP, Merchandising and Design
Tax withholdingCommon Stock 158 $89.36 $14,118.88
Disclosure

SEC source: 0001593968-19-000494 · primary_01.xml · nonDerivative · entry 1

Krugman Kendra · CIK 0001749016 · EVP, Merchandising and Design

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,751

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:51 UTC Tax withholdingCommon Stock 206 $89.36 $18,408.16
Disclosure

SEC source: 0001593968-19-000492 · primary_01.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,694

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:52 UTC
Wilson JillSVP HR and Talent Development
Tax withholdingCommon Stock 95 $89.36 $8,489.20
Disclosure

SEC source: 0001593968-19-000493 · primary_01.xml · nonDerivative · entry 1

Wilson Jill · CIK 0001484630 · SVP HR and Talent Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,516

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:46 UTC
Smith Peter RoyerEVP Supply Chain
Tax withholdingCommon Stock 206 $89.36 $18,408.16
Disclosure

SEC source: 0001593968-19-000489 · primary_01.xml · nonDerivative · entry 1

Smith Peter Royer · CIK 0001653023 · EVP Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,176.33

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:45 UTC
D'Emilio JulieEVP, Sales
Tax withholdingCommon Stock 206 $89.36 $18,408.16
Disclosure

SEC source: 0001593968-19-000488 · primary_01.xml · nonDerivative · entry 1

D'Emilio Julie · CIK 0001615988 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,464

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 13, 2019 Filed Feb 14, 2019 22:27 UTC GrantCommon Stock 4,504 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000457 · primary_01.xml · nonDerivative · entry 2

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,900

F3 · shares: These restricted shares cliff vest based upon the achievement of certain 2021 targets.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 13, 2019 Filed Feb 14, 2019 22:27 UTC GrantCommon Stock 4,504 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000457 · primary_01.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,396

F1 · shares: These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 13, 2019 Filed Feb 14, 2019 22:26 UTC
Foglesong GregEVP Retail, Marketing, Growth
GrantCommon Stock 3,236 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000456 · primary_01.xml · nonDerivative · entry 2

Foglesong Greg · CIK 0001513741 · EVP Retail, Marketing, Growth

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,241

F3 · shares: These restricted shares cliff vest based upon the achievement of certain 2021 targets.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 13, 2019 Filed Feb 14, 2019 22:26 UTC
Foglesong GregEVP Retail, Marketing, Growth
GrantCommon Stock 3,236 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000456 · primary_01.xml · nonDerivative · entry 1

Foglesong Greg · CIK 0001513741 · EVP Retail, Marketing, Growth

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,005

F1 · shares: These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 13, 2019 Filed Feb 14, 2019 22:25 UTC
Krugman KendraEVP, Merchandising and Design
GrantCommon Stock 3,236 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000455 · primary_01.xml · nonDerivative · entry 2

Krugman Kendra · CIK 0001749016 · EVP, Merchandising and Design

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,909

F3 · shares: These restricted shares cliff vest based upon the achievement of certain 2021 targets.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 13, 2019 Filed Feb 14, 2019 22:25 UTC
Krugman KendraEVP, Merchandising and Design
GrantCommon Stock 3,236 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000455 · primary_01.xml · nonDerivative · entry 1

Krugman Kendra · CIK 0001749016 · EVP, Merchandising and Design

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,673

F1 · shares: These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 13, 2019 Filed Feb 14, 2019 22:23 UTC
Wilson JillSVP HR and Talent Development
GrantCommon Stock 1,576 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000454 · primary_01.xml · nonDerivative · entry 2

Wilson Jill · CIK 0001484630 · SVP HR and Talent Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,611

F3 · shares: These restricted shares cliff vest based upon the achievement of certain 2021 targets.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 13, 2019 Filed Feb 14, 2019 22:23 UTC
Wilson JillSVP HR and Talent Development
GrantCommon Stock 1,576 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000454 · primary_01.xml · nonDerivative · entry 1

Wilson Jill · CIK 0001484630 · SVP HR and Talent Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,035

F1 · shares: These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 13, 2019 Filed Feb 14, 2019 22:22 UTC
Lynch BrianPresident, Carter's, Inc.
GrantCommon Stock 6,192 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000453 · primary_01.xml · nonDerivative · entry 2

Lynch Brian · CIK 0001484629 · President, Carter's, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,488

F3 · shares: These restricted shares cliff vest based upon the achievement of certain 2021 targets.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 13, 2019 Filed Feb 14, 2019 22:22 UTC
Lynch BrianPresident, Carter's, Inc.
GrantCommon Stock 6,192 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000453 · primary_01.xml · nonDerivative · entry 1

Lynch Brian · CIK 0001484629 · President, Carter's, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,296

F1 · shares: These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 13, 2019 Filed Feb 14, 2019 22:21 UTC
D'Emilio JulieEVP, Sales
GrantCommon Stock 3,236 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000452 · primary_01.xml · nonDerivative · entry 2

D'Emilio Julie · CIK 0001615988 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,670

F3 · shares: These restricted shares cliff vest based upon the achievement of certain 2021 targets.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 13, 2019 Filed Feb 14, 2019 22:21 UTC
D'Emilio JulieEVP, Sales
GrantCommon Stock 3,236 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000452 · primary_01.xml · nonDerivative · entry 1

D'Emilio Julie · CIK 0001615988 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,434

F1 · shares: These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 13, 2019 Filed Feb 14, 2019 22:20 UTC
Moore Patrick QEVP Strategy and Bus Dev
GrantCommon Stock 3,236 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000451 · primary_01.xml · nonDerivative · entry 2

Moore Patrick Q · CIK 0001640619 · EVP Strategy and Bus Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,961

F3 · shares: These restricted shares cliff vest based upon the achievement of certain 2021 targets.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 13, 2019 Filed Feb 14, 2019 22:20 UTC
Moore Patrick QEVP Strategy and Bus Dev
GrantCommon Stock 3,236 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000451 · primary_01.xml · nonDerivative · entry 1

Moore Patrick Q · CIK 0001640619 · EVP Strategy and Bus Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,725

F1 · shares: These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 13, 2019 Filed Feb 14, 2019 22:17 UTC
Smith Peter RoyerEVP Supply Chain
GrantCommon Stock 3,236 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000450 · primary_01.xml · nonDerivative · entry 2

Smith Peter Royer · CIK 0001653023 · EVP Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,382.33

F3 · shares: These restricted shares cliff vest based upon the achievement of certain 2021 targets.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 13, 2019 Filed Feb 14, 2019 22:17 UTC
Smith Peter RoyerEVP Supply Chain
GrantCommon Stock 3,236 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000450 · primary_01.xml · nonDerivative · entry 1

Smith Peter Royer · CIK 0001653023 · EVP Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,146.33

F1 · shares: These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 13, 2019 Filed Feb 14, 2019 22:16 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
GrantCommon Stock 30,948 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000449 · primary_01.xml · nonDerivative · entry 2

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,293

F3 · shares: These restricted shares cliff vest based upon the achievement of certain 2021 targets.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 13, 2019 Filed Feb 14, 2019 22:16 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
GrantCommon Stock 30,948 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000449 · primary_01.xml · nonDerivative · entry 1

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405,345

F1 · shares: These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

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December 19, 2018 Filed Dec 20, 2018 01:10 UTC
PULVER DAVIDDirector
PurchaseCommon Stock 1,000 $80.10 $80,100.00
Disclosure

SEC source: 0001593968-18-001622 · primary_01.xml · nonDerivative · entry 1

PULVER DAVID · CIK 0001029041 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Cornerstone Capital, Inc.

Disclosed balance after: 8,000

F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on November 27, 2018.

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December 07, 2018 Filed Dec 11, 2018 21:13 UTC
PULVER DAVIDDirector
PurchaseCommon Stock 1,000 $82.60 $82,600.00
Disclosure

SEC source: 0001593968-18-001570 · primary_01.xml · nonDerivative · entry 1

PULVER DAVID · CIK 0001029041 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Cornerstone Capital, Inc.

Disclosed balance after: 7,000

F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on November 27, 2018.

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December 06, 2018 Filed Dec 7, 2018 21:43 UTC
PULVER DAVIDDirector
PurchaseCommon Stock 1,000 $86.10 $86,100.00
Disclosure

SEC source: 0001593968-18-001565 · primary_01.xml · nonDerivative · entry 1

PULVER DAVID · CIK 0001029041 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Cornerstone Capital, Inc.

Disclosed balance after: 6,000

F1 · shares: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on November 27, 2018.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.