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CARTERS INC

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SEC CIK
0001060822
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683

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 12, 2020 Filed Feb 14, 2020 21:27 UTC
Duggan Scott F.SVP, Gen Counsel & Secy
GrantCommon Stock 1,360 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000451 · primary_01.xml · nonDerivative · entry 1

Duggan Scott F. · CIK 0001504310 · SVP, Gen Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,412

F1 · shares: These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 21:26 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
GrantCommon Stock 27,188 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000450 · primary_01.xml · nonDerivative · entry 2

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 465,510

F3 · shares: These restricted shares cliff vest three years from the grant date based upon the achievement of certain 2020 targets.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 21:26 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
GrantCommon Stock 27,188 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000450 · primary_01.xml · nonDerivative · entry 1

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,322

F1 · shares: These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 21:25 UTC
D'Emilio JulieEVP, Sales
GrantCommon Stock 2,608 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000449 · primary_01.xml · nonDerivative · entry 2

D'Emilio Julie · CIK 0001615988 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,989

F3 · shares: These restricted shares cliff vest three years from the grant date based upon the achievement of certain 2020 targets.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 21:25 UTC
D'Emilio JulieEVP, Sales
GrantCommon Stock 2,608 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000449 · primary_01.xml · nonDerivative · entry 1

D'Emilio Julie · CIK 0001615988 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,381

F1 · shares: These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 21:19 UTC
Lynch BrianPresident, Carter's, Inc.
GrantCommon Stock 5,892 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000445 · primary_01.xml · nonDerivative · entry 2

Lynch Brian · CIK 0001484629 · President, Carter's, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,370

F3 · shares: These restricted shares cliff vest three years from the grant date based upon the achievement of certain 2020 targets.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 21:19 UTC
Lynch BrianPresident, Carter's, Inc.
GrantCommon Stock 5,892 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000445 · primary_01.xml · nonDerivative · entry 1

Lynch Brian · CIK 0001484629 · President, Carter's, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,478

F1 · shares: These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 21:21 UTC
Wilson JillSVP HR and Talent Development
GrantCommon Stock 1,360 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000447 · primary_01.xml · nonDerivative · entry 2

Wilson Jill · CIK 0001484630 · SVP HR and Talent Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,259

F3 · shares: These restricted shares cliff vest three years from the grant date based upon the achievement of certain 2020 targets.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 21:21 UTC
Wilson JillSVP HR and Talent Development
GrantCommon Stock 1,360 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000447 · primary_01.xml · nonDerivative · entry 1

Wilson Jill · CIK 0001484630 · SVP HR and Talent Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,899

F1 · shares: These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 21:20 UTC
Smith Peter RoyerEVP Supply Chain
GrantCommon Stock 2,608 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000446 · primary_01.xml · nonDerivative · entry 2

Smith Peter Royer · CIK 0001653023 · EVP Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,921.33

F3 · shares: These restricted shares cliff vest three years from the grant date based upon the achievement of certain 2020 targets.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 21:20 UTC
Smith Peter RoyerEVP Supply Chain
GrantCommon Stock 2,608 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000446 · primary_01.xml · nonDerivative · entry 1

Smith Peter Royer · CIK 0001653023 · EVP Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,313.33

F1 · shares: These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 21:14 UTC
Moore Patrick QEVPNorth American Retail
GrantCommon Stock 2,608 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000442 · primary_01.xml · nonDerivative · entry 2

Moore Patrick Q · CIK 0001640619 · EVPNorth American Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,412

F3 · shares: These restricted shares cliff vest three years from the grant date based upon the achievement of certain 2020 targets.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 21:14 UTC
Moore Patrick QEVPNorth American Retail
GrantCommon Stock 2,608 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000442 · primary_01.xml · nonDerivative · entry 1

Moore Patrick Q · CIK 0001640619 · EVPNorth American Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,804

F1 · shares: These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 21:37 UTC GrantCommon Stock 2,163 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-002280 · primary_01.xml · nonDerivative · entry 1

Borenstein Hali · CIK 0001795710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,163

F1 · shares: These shares were granted as part of the reporting person's director compensation.

F2 · balance_after: 1,442 of these shares of common stock are a one-time grant to a new director and vest on the third anniversary of the grant date, provided that Ms. Borenstein has continuously been a director since the date of grant.

Read SEC document
November 25, 2019 Filed Nov 25, 2019 22:26 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
Exercise / conversionEmployee Stock Option (Right to Purchase) · Derivative 20,000 $0.00 Strike: $28.04 $0.00
Disclosure

SEC source: 0001593968-19-002236 · primary_01.xml · derivative · entry 3

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2020-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 9, 2019.

Read SEC document
November 25, 2019 Filed Nov 25, 2019 22:26 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
SaleCommon Stock 20,000 $101.93 $2,038,600.00
Disclosure

SEC source: 0001593968-19-002236 · primary_01.xml · nonDerivative · entry 2

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411,134

F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 9, 2019.

F3 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $101.70 to $102.05, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

F4 · balance_after: The amount of securities beneficially owned includes an adjustment in the number of shares to remedy an inadvertent clerical error in the previous Section 16 filing.

Read SEC document
November 25, 2019 Filed Nov 25, 2019 22:26 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
Exercise / conversionCommon Stock 20,000 $28.04 $560,800.00
Disclosure

SEC source: 0001593968-19-002236 · primary_01.xml · nonDerivative · entry 1

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,134

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 9, 2019.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 22:43 UTC
Moore Patrick QEVP Strategy & Bus. Dev.
GrantCommon Stock 5,744 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-002197 · primary_01.xml · nonDerivative · entry 1

Moore Patrick Q · CIK 0001640619 · EVP Strategy & Bus. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,196

F1 · shares: These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 22:44 UTC
Foglesong GregEVP North American Retail
Exercise / conversionEmployee Stock Option (Right to Purchase) · Derivative 4,125 $0.00 Strike: $28.44 $0.00
Disclosure

SEC source: 0001593968-19-002198 · primary_01.xml · derivative · entry 3

Foglesong Greg · CIK 0001513741 · EVP North American Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,375

Underlying: Common Stock · 4,125 shares

Expires 2021-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · balance_after: All of these options are exercisable.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 22:44 UTC
Foglesong GregEVP North American Retail
SaleCommon Stock 4,125 $100.02 $412,582.50
Disclosure

SEC source: 0001593968-19-002198 · primary_01.xml · nonDerivative · entry 2

Foglesong Greg · CIK 0001513741 · EVP North American Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,114

F2 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $100.00 to $100.08, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 22:44 UTC
Foglesong GregEVP North American Retail
Exercise / conversionCommon Stock 4,125 $28.44 $117,315.00
Disclosure

SEC source: 0001593968-19-002198 · primary_01.xml · nonDerivative · entry 1

Foglesong Greg · CIK 0001513741 · EVP North American Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,239

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 18, 2019 Filed Nov 19, 2019 21:52 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
Exercise / conversionEmployee Stock Option (Right to Purchase) · Derivative 20,000 $0.00 Strike: $28.04 $0.00
Disclosure

SEC source: 0001593968-19-002178 · primary_01.xml · derivative · entry 4

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2020-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 9, 2019.

F5 · balance_after: All of these options are exercisable.

Read SEC document
November 18, 2019 Filed Nov 19, 2019 21:52 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
SaleCommon Stock 2,800 $103.54 $289,912.00
Disclosure

SEC source: 0001593968-19-002178 · primary_01.xml · nonDerivative · entry 3

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,001

F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 9, 2019.

F4 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $103.44 to $103.64, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 18, 2019 Filed Nov 19, 2019 21:52 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
Exercise / conversionCommon Stock 20,000 $28.04 $560,800.00
Disclosure

SEC source: 0001593968-19-002178 · primary_01.xml · nonDerivative · entry 2

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,801

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 9, 2019.

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 18, 2019 Filed Nov 19, 2019 21:52 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
SaleCommon Stock 17,200 $103.08 $1,772,976.00
Disclosure

SEC source: 0001593968-19-002178 · primary_01.xml · nonDerivative · entry 1

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,801

F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 9, 2019.

F2 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $102.44 to $103.43, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 15, 2019 Filed Nov 15, 2019 23:22 UTC SaleCommon Stock 1,588 $105.10 $166,898.80
Disclosure

SEC source: 0001593968-19-002152 · primary_01.xml · nonDerivative · entry 1

BRINKLEY AMY WOODS · CIK 0001055386 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,880

Read SEC document
November 15, 2019 Filed Nov 18, 2019 21:24 UTC
D'Emilio JulieEVP, Sales
Exercise / conversionEmployee Stock Option (Right to Purchase) · Derivative 3,000 $0.00 Strike: $28.04 $0.00
Disclosure

SEC source: 0001593968-19-002160 · primary_01.xml · derivative · entry 3

D'Emilio Julie · CIK 0001615988 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2020-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 21:24 UTC
D'Emilio JulieEVP, Sales
SaleCommon Stock 3,000 $105.21 $315,630.00
Disclosure

SEC source: 0001593968-19-002160 · primary_01.xml · nonDerivative · entry 2

D'Emilio Julie · CIK 0001615988 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,773

F2 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $105.18 to $105.31, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 21:24 UTC
D'Emilio JulieEVP, Sales
Exercise / conversionCommon Stock 3,000 $28.04 $84,120.00
Disclosure

SEC source: 0001593968-19-002160 · primary_01.xml · nonDerivative · entry 1

D'Emilio Julie · CIK 0001615988 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,773

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 21:22 UTC Exercise / conversionEmployee Stock Option (Right to Purchase) · Derivative 2,000 $0.00 Strike: $59.27 $0.00
Disclosure

SEC source: 0001593968-19-002159 · primary_01.xml · derivative · entry 5

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 2,000 shares

Expires 2023-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · balance_after: All of these options are exercisable.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 21:22 UTC Exercise / conversionEmployee Stock Option (Right to Purchase) · Derivative 1,785 $0.00 Strike: $42.61 $0.00
Disclosure

SEC source: 0001593968-19-002159 · primary_01.xml · derivative · entry 4

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,880

Underlying: Common Stock · 1,785 shares

Expires 2022-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 21:22 UTC SaleCommon Stock 3,785 $104.30 $394,775.50
Disclosure

SEC source: 0001593968-19-002159 · primary_01.xml · nonDerivative · entry 3

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,637

F2 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $104.27 to $104.35, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 21:22 UTC Exercise / conversionCommon Stock 2,000 $59.27 $118,540.00
Disclosure

SEC source: 0001593968-19-002159 · primary_01.xml · nonDerivative · entry 2

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 21:22 UTC Exercise / conversionCommon Stock 1,785 $42.61 $76,058.85
Disclosure

SEC source: 0001593968-19-002159 · primary_01.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 11, 2019 Filed Nov 12, 2019 21:40 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
Exercise / conversionEmployee Stock Option (Right to Purchase) · Derivative 20,000 $0.00 Strike: $28.04 $0.00
Disclosure

SEC source: 0001593968-19-002109 · primary_01.xml · derivative · entry 3

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 20,000 shares

Expires 2020-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 9, 2019.

F4 · derivative.underlying_shares: All of these options are exercisable.

F4 · balance_after: All of these options are exercisable.

Read SEC document
November 11, 2019 Filed Nov 12, 2019 21:40 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
SaleCommon Stock 20,000 $108.40 $2,168,000.00
Disclosure

SEC source: 0001593968-19-002109 · primary_01.xml · nonDerivative · entry 2

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411,134

F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 9, 2019.

F3 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $108.15 to $108.50, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 11, 2019 Filed Nov 12, 2019 21:40 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
Exercise / conversionCommon Stock 20,000 $28.04 $560,800.00
Disclosure

SEC source: 0001593968-19-002109 · primary_01.xml · nonDerivative · entry 1

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,134

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 9, 2019.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

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November 11, 2019 Filed Nov 12, 2019 21:44 UTC
Krugman KendraEVP, Merchandising and Design
Tax withholdingCommon Stock 112 $108.10 $12,107.20
Disclosure

SEC source: 0001593968-19-002111 · primary_01.xml · nonDerivative · entry 1

Krugman Kendra · CIK 0001749016 · EVP, Merchandising and Design

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,193

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

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November 11, 2019 Filed Nov 12, 2019 21:41 UTC
Smith Peter RoyerEVP Supply Chain
Tax withholdingCommon Stock 428 $108.10 $46,266.80
Disclosure

SEC source: 0001593968-19-002110 · primary_01.xml · nonDerivative · entry 1

Smith Peter Royer · CIK 0001653023 · EVP Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,705.33

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

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November 04, 2019 Filed Nov 5, 2019 21:57 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
Exercise / conversionEmployee Stock Option (Right to Purchase) · Derivative 20,000 $0.00 Strike: $28.04 $0.00
Disclosure

SEC source: 0001593968-19-002072 · primary_01.xml · derivative · entry 3

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 20,000 shares

Expires 2020-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 9, 2019.

F4 · derivative.underlying_shares: All of these options are exercisable.

F4 · balance_after: All of these options are exercisable.

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November 04, 2019 Filed Nov 5, 2019 21:57 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
SaleCommon Stock 20,000 $103.36 $2,067,200.00
Disclosure

SEC source: 0001593968-19-002072 · primary_01.xml · nonDerivative · entry 2

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411,134

F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 9, 2019.

F3 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $102.95 to $103.47, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

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November 04, 2019 Filed Nov 5, 2019 21:57 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
Exercise / conversionCommon Stock 20,000 $28.04 $560,800.00
Disclosure

SEC source: 0001593968-19-002072 · primary_01.xml · nonDerivative · entry 1

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,134

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 9, 2019.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

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August 30, 2019 Filed Sep 4, 2019 20:28 UTC SaleCommon Stock 1,298 $92.41 $119,942.99
Disclosure

SEC source: 0001593968-19-001835 · primary_01.xml · nonDerivative · entry 1

BRINKLEY AMY WOODS · CIK 0001055386 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,468

F1 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $92.36 to $92.41, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

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August 21, 2019 Filed Aug 22, 2019 20:14 UTC
Jenkins JeffEVP Global Marketing
GrantCommon Stock 6,404 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-001789 · primary_01.xml · nonDerivative · entry 1

Jenkins Jeff · CIK 0001785741 · EVP Global Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,404

F1 · shares: These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date.

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August 17, 2019 Filed Aug 19, 2019 20:29 UTC
Krugman KendraEVP, Merchandising and Design
Tax withholdingCommon Stock 112 $87.12 $9,757.44
Disclosure

SEC source: 0001593968-19-001760 · primary_01.xml · nonDerivative · entry 1

Krugman Kendra · CIK 0001749016 · EVP, Merchandising and Design

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,305

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
August 16, 2019 Filed Aug 19, 2019 20:28 UTC
Moore Patrick QEVP Strategy and Bus Dev
Tax withholdingCommon Stock 361 $87.12 $31,450.32
Disclosure

SEC source: 0001593968-19-001759 · primary_01.xml · nonDerivative · entry 1

Moore Patrick Q · CIK 0001640619 · EVP Strategy and Bus Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,452

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

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July 10, 2019 Filed Jul 12, 2019 17:38 UTC GrantCommon Stock 2,939 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-001622 · primary_01.xml · nonDerivative · entry 1

NOLL RICHARD A · CIK 0001241878 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,939

F1 · shares: These shares were granted as part of the reporting person's director compensation.

F2 · balance_after: 1,603 of these shares of common stock are a one-time grant to a new director and vest on the third anniversary of the grant date, provided that Mr. Noll has continuously been a director since the date of grant.

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July 10, 2019 Filed Jul 12, 2019 17:37 UTC GrantCommon Stock 2,939 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-001621 · primary_01.xml · nonDerivative · entry 1

PRICE GRETCHEN W · CIK 0001212584 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,939

F1 · shares: These shares were granted as part of the reporting person's director compensation.

F2 · balance_after: 1,603 of these shares of common stock are a one-time grant to a new director and vest on the third anniversary of the grant date, provided that Ms. Price has continuously been a director since the date of grant.

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May 16, 2019 Filed May 17, 2019 22:24 UTC
Eagle JevinDirector
GrantCommon Stock 1,588 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-001141 · primary_01.xml · nonDerivative · entry 1

Eagle Jevin · CIK 0001497128 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,885

F1 · shares: These shares were granted as part of the reporting person's annual director compensation.

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May 16, 2019 Filed May 17, 2019 22:23 UTC
Hipp MarkDirector
GrantCommon Stock 1,588 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-001140 · primary_01.xml · nonDerivative · entry 1

Hipp Mark · CIK 0001732778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,257

F1 · shares: These shares were granted as part of the reporting person's annual director compensation.

F2 · balance_after: 1,186 of these shares of common stock are a one-time grant to a new director and vest on the third anniversary of the grant date, provided that Mr. Hipp has continuously been a director since the date of grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.