CRI

SEC source: 0001593968-20-002238 · primary_01.xml · derivative · entry 4

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2021-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001593968-20-002238 · primary_01.xml · nonDerivative · entry 3

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 449,625

F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on July 29, 2020.

F4 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $89.600 to $90.000, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-20-002238 · primary_01.xml · nonDerivative · entry 2

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 457,125

F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on July 29, 2020.

F3 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $88.150 to $89.000, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-20-002238 · primary_01.xml · nonDerivative · entry 1

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 469,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on July 29, 2020.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-20-002237 · primary_01.xml · nonDerivative · entry 1

Moore Patrick Q · CIK 0001640619 · EVP North American Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-20-002207 · primary_01.xml · derivative · entry 3

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2021-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001593968-20-002207 · primary_01.xml · nonDerivative · entry 2

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 449,625

F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on July 29, 2020.

F3 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $84.750 to $85.250, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-20-002207 · primary_01.xml · nonDerivative · entry 1

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 469,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on July 29, 2020.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-20-002177 · primary_01.xml · derivative · entry 4

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 20,000 shares

Expires 2021-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on July 29, 2020.

SEC source: 0001593968-20-002177 · primary_01.xml · nonDerivative · entry 3

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 449,625

F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on July 29, 2020.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-20-002177 · primary_01.xml · nonDerivative · entry 2

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 454,625

F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on July 29, 2020.

F3 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $85.950 to $86.500, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-20-002177 · primary_01.xml · nonDerivative · entry 1

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 469,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on July 29, 2020.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-20-002121 · primary_01.xml · derivative · entry 4

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 20,000 shares

Expires 2021-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on July 29, 2020.

SEC source: 0001593968-20-002121 · primary_01.xml · nonDerivative · entry 3

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 449,625

F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on July 29, 2020.

F4 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $82.150 to $82.800, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-20-002121 · primary_01.xml · nonDerivative · entry 2

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462,125

F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on July 29, 2020.

F3 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $79.910 to $80.500, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-20-002121 · primary_01.xml · nonDerivative · entry 1

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 469,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on July 29, 2020.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-20-002119 · primary_01.xml · derivative · entry 3

Wilson Jill · CIK 0001484630 · SVP HR and Talent Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2021-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001593968-20-002119 · primary_01.xml · nonDerivative · entry 2

Wilson Jill · CIK 0001484630 · SVP HR and Talent Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,323

F2 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $84.1700 to $84.2201, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-20-002119 · primary_01.xml · nonDerivative · entry 1

Wilson Jill · CIK 0001484630 · SVP HR and Talent Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,323

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-20-002095 · primary_01.xml · nonDerivative · entry 3

Krugman Kendra · CIK 0001749016 · EVP, Merchandising and Design

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,228

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-20-002095 · primary_01.xml · derivative · entry 4

Krugman Kendra · CIK 0001749016 · EVP, Merchandising and Design

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires 2021-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.underlying_shares: These options are all exercisable.

F3 · balance_after: These options are all exercisable.

SEC source: 0001593968-20-002095 · primary_01.xml · nonDerivative · entry 2

Krugman Kendra · CIK 0001749016 · EVP, Merchandising and Design

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,833

F2 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $86.3401 to $86.3850, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-20-002095 · primary_01.xml · nonDerivative · entry 1

Krugman Kendra · CIK 0001749016 · EVP, Merchandising and Design

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,483

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-20-001784 · primary_01.xml · nonDerivative · entry 1

Jenkins Jeff · CIK 0001785741 · EVP Global Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,898

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-20-001768 · primary_01.xml · nonDerivative · entry 1

Krugman Kendra · CIK 0001749016 · EVP, Merchandising and Design

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,533

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-20-001756 · primary_01.xml · nonDerivative · entry 1

Moore Patrick Q · CIK 0001640619 · EVP North American Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,647

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-20-001211 · primary_01.xml · nonDerivative · entry 1

Robinson Antonio · CIK 0001805609 · SVP, CSR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,724

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-20-001209 · primary_01.xml · nonDerivative · entry 1

Duggan Scott F. · CIK 0001504310 · SVP, Gen Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,428

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-20-001198 · primary_01.xml · nonDerivative · entry 1

PULVER DAVID · CIK 0001029041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,047

F1 · shares: These shares were granted as part of the reporting person's director compensation.

SEC source: 0001593968-20-001199 · primary_01.xml · nonDerivative · entry 1

PRICE GRETCHEN W · CIK 0001212584 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,881

F1 · shares: These shares were granted as part of the reporting person's director compensation.

F2 · balance_after: 1,603 of these shares of common stock are a one-time grant to a new director and vest on the third anniversary of the grant date, provided that Ms. Price has continuously been a director since the date of grant.

SEC source: 0001593968-20-001196 · primary_01.xml · nonDerivative · entry 1

NOLL RICHARD A · CIK 0001241878 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,881

F1 · shares: These shares were granted as part of the reporting person's director compensation.

F2 · balance_after: 1,603 of these shares of common stock are a one-time grant to a new director and vest on the third anniversary of the grant date, provided that Mr. Noll has continuously been a director since the date of grant.

SEC source: 0001593968-20-001197 · primary_01.xml · nonDerivative · entry 1

WHIDDON THOMAS E · CIK 0001196196 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,565

F1 · shares: These shares were granted as part of the reporting person's director compensation.

SEC source: 0001593968-20-001195 · primary_01.xml · nonDerivative · entry 1

Hipp Mark · CIK 0001732778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,199

F1 · shares: These shares were granted as part of the reporting person's director compensation.

F2 · balance_after: 1,186 of these shares of common stock are a one-time grant to a new director and vest on the third anniversary of the grant date, provided that Mr. Hipp has continuously been a director since the date of grant.

SEC source: 0001593968-20-001194 · primary_01.xml · nonDerivative · entry 1

Eagle Jevin · CIK 0001497128 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,827

F1 · shares: These shares were granted as part of the reporting person's director compensation.

SEC source: 0001593968-20-001193 · primary_01.xml · nonDerivative · entry 1

CLEVERLY A BRUCE · CIK 0001203057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,616.413

F1 · shares: These shares were granted as part of the reporting person's director compensation.

SEC source: 0001593968-20-001192 · primary_01.xml · nonDerivative · entry 1

Montgoris William J · CIK 0001407030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,018

F1 · shares: These shares were granted as part of the reporting person's director compensation.

SEC source: 0001593968-20-001191 · primary_01.xml · nonDerivative · entry 1

Buonfantino Giuseppina · CIK 0001674864 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,802

F1 · shares: These shares were granted as part of the reporting person's director compensation.

SEC source: 0001593968-20-001190 · primary_01.xml · nonDerivative · entry 1

BRINKLEY AMY WOODS · CIK 0001055386 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,822

F1 · shares: These shares were granted as part of the reporting person's director compensation.

SEC source: 0001593968-20-001189 · primary_01.xml · nonDerivative · entry 1

Borenstein Hali · CIK 0001795710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,105

F1 · shares: These shares were granted as part of the reporting person's director compensation.

F2 · balance_after: 1,442 of these shares of common stock are a one-time grant to a new director and vest on the third anniversary of the grant date, provided that Ms. Borenstein has continuously been a director since the date of grant.

SEC source: 0001593968-20-001144 · primary_01.xml · nonDerivative · entry 1

Pivar Ben · CIK 0001805801 · SVP, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,808

F1 · shares: These restricted shares cliff vest three years from the grant date based upon the achievement of certain 2020 targets.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-20-001145 · primary_01.xml · nonDerivative · entry 1

Robinson Antonio · CIK 0001805609 · SVP, CSR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,876

F1 · shares: These restricted shares cliff vest three years from the grant date based upon the achievement of certain 2020 targets.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-20-000530 · primary_01.xml · derivative · entry 10

Lynch Brian · CIK 0001484629 · President, Carter's, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2021-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on November 15, 2019.

SEC source: 0001593968-20-000530 · primary_01.xml · derivative · entry 9

Lynch Brian · CIK 0001484629 · President, Carter's, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

Underlying: Common Stock · 13,500 shares

Expires 2023-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on November 15, 2019.

F7 · balance_after: These options are all exercisable.

SEC source: 0001593968-20-000530 · primary_01.xml · derivative · entry 8

Lynch Brian · CIK 0001484629 · President, Carter's, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires 2022-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on November 15, 2019.

SEC source: 0001593968-20-000530 · primary_01.xml · nonDerivative · entry 7

Lynch Brian · CIK 0001484629 · President, Carter's, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,960

F5 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $93.52 to $93.76, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-20-000530 · primary_01.xml · nonDerivative · entry 6

Lynch Brian · CIK 0001484629 · President, Carter's, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,782

F4 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $92.48 to $93.40, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-20-000530 · primary_01.xml · nonDerivative · entry 5

Lynch Brian · CIK 0001484629 · President, Carter's, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,497

F3 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $91.48 to $92.45, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-20-000530 · primary_01.xml · nonDerivative · entry 4

Lynch Brian · CIK 0001484629 · President, Carter's, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,098

F2 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $90.44 to $91.42, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-20-000530 · primary_01.xml · nonDerivative · entry 3

Lynch Brian · CIK 0001484629 · President, Carter's, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,460

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-20-000530 · primary_01.xml · nonDerivative · entry 2

Lynch Brian · CIK 0001484629 · President, Carter's, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.